Silverback Asset Management LLC
- SEC CIK
- 0001278960
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 81
- +7 vs. Q2 2021
- Portfolio value
- $681.3M
- −$141.6M (−17.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| DISH Network CORP25470MAE9 | NOTE 0.0000% 15-Dec-2025 | – | $38.6M | 5.7% | – | – | – |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $28.1M | 4.1% | – | – | – |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $23.7M | 3.5% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $23.1M | 3.4% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $22.1M | 3.2% | – | New | – |
| Harmonic Inc.413160AD4 | DBCV 2.000% 9/0 | – | $22.0M | 3.2% | – | – | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $21.1M | 3.1% | – | – | – |
| Scorpio Tankers Inc (Exchange)80918TAD1 | NOTE 3.0000% 15-May-2025 | – | $20.4M | 3.0% | – | – | – |
| Eagle Bulk Shipping Inc.269442AB5 | CONVERTIBLE BOND | – | $20.2M | 3.0% | – | – | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $20.1M | 2.9% | – | – | – |
| Encore Cap Group Inc292554AM4 | NOTE 3.250%10/0 | – | $19.8M | 2.9% | – | – | – |
| BLBlackline, Inc. | COM | – | $19.2M | 2.8% | – | – | History |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $18.7M | 2.7% | – | New | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $18.3M | 2.7% | – | New | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $18.1M | 2.7% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $16.5M | 2.4% | – | – | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $16.1M | 2.4% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $15.2M | 2.2% | – | – | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $14.1M | 2.1% | – | – | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $14.1M | 2.1% | – | – | – |
| RDNWRideNow Group, Inc. | COM CL B | 338,283 | $13.2M | 1.9% | +76,294+29.1% | Added | History |
| Enphase Energy, Inc.29355AAG2 | BOND | – | $12.7M | 1.9% | – | – | – |
| Varonis Sys Inc922280AB8 | NOTE 1.250% 8/1 | – | $12.3M | 1.8% | – | New | – |
| Bloom Energy Corp093712AH0 | NOTE 2.500% 8/1 | – | $12.0M | 1.8% | – | New | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $12.0M | 1.8% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $11.8M | 1.7% | – | New | – |
| Magnite, Inc.55955DAA8 | BOND | – | $10.9M | 1.6% | – | – | – |
| Fastly, Inc.31188VAA8 | BOND | – | $10.9M | 1.6% | – | – | – |
| Invacare Corp461203AL5 | NOTE 5.000%11/1 | – | $10.5M | 1.5% | – | – | – |
| FuboTV Inc.35953DAA2 | NOTE 3.2500% 15-Feb-2026 | – | $10.2M | 1.5% | – | – | – |
| Beyond Meat, Inc.08862EAA7 | BOND | – | $10.1M | 1.5% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $10.1M | 1.5% | – | New | – |
| Atech (Parent) Resolution Corp.00973N102 | COM | 1,007,704 | $9.78M | 1.4% | +85,609+9.3% | Added | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $9.66M | 1.4% | – | New | – |
| Live Nation Entertainment IN538034AQ2 | NOTE 2.500% 3/1 | – | $9.63M | 1.4% | – | New | – |
| PetIQ, Inc.71639TAB2 | NOTE 4.000% 6/0 | – | $8.32M | 1.2% | – | New | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $8.25M | 1.2% | – | – | – |
| Radius Health, Inc.750469AA6 | NOTE 3.000% 9/0 | – | $8.18M | 1.2% | – | – | – |
| Paratek Pharmaceuticals, Inc.699374AB0 | CONVERTIBLE BOND | – | $8.16M | 1.2% | – | – | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $7.53M | 1.1% | – | New | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $7.39M | 1.1% | – | – | – |
| INVACARE CORP (IVC) 144a for l461203AP6 | CONV | – | $7.13M | 1.0% | – | – | – |
| Ivanhoe Mines Ltd46579RAA2 | NOTE 2.5000% 15-Apr-2026 | – | $6.99M | 1.0% | – | – | – |
| Spotify Technology84921RAA8 | BOND | – | $6.77M | 1.0% | – | New | – |
| MicroStrategy Incorporated594972AD3 | BOND | – | $5.93M | 0.9% | – | – | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $5.32M | 0.8% | – | – | – |
| MXMagnachip Semiconductor Corp | COM | 251,013 | $4.46M | 0.7% | +24,048+10.6% | Added | History |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $3.36M | 0.5% | – | New | – |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $3.01M | 0.4% | – | – | – |
| PLUGPlug Power Inc | Stock | 101,300 | $2.59M | 0.4% | +101,300 | New | History |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $2.30M | 0.3% | – | New | – |
| LABStandard Biotools Inc. | COM | 285,744 | $1.88M | 0.3% | +285,744 | New | History |
| SREVConcentrix Srev, Inc. | COM | 1,279,182 | $1.73M | 0.3% | 00.0% | Unchanged | History |
| ADTHAdTheorent Holding Company, Inc. | COM CL A | 134,300 | $1.33M | 0.2% | +9,300+7.4% | Added | History |
| Accelerate Acquisition Corp.00439D102 | COM CL A | 100,000 | $973.0K | 0.1% | 00.0% | Unchanged | – |
| Glass Houses Acquisition Cor37714P103 | CLASS A COM | 50,000 | $489.0K | 0.1% | +50,000 | New | – |
| Arrowroot Acquisition Corp04282M102 | CL A COM | 50,000 | $486.0K | 0.1% | +50,000 | New | – |
| NOTVInotiv, Inc. | COM | 15,000 | $439.0K | 0.1% | +15,000 | New | History |
| Teligent, Inc.87960W203 | COM NEW | 899,000 | $359.0K | 0.1% | −2,615,471−74.4% | Reduced | – |
| DNZD & Z Media Acquisition Corp. | COM CL A | 0 | $344.0K | 0.1% | 0 | New | History |
| Crucible Acquisition Corp22877P108 | COM CL A | 25,000 | $245.0K | <0.1% | +25,000 | New | – |
| KL Acquisition Corp49837C109 | COM CL A | 25,000 | $244.0K | <0.1% | +25,000 | New | – |
| Mason Industrial Technolgy I57520Y106 | COM CL A | 25,000 | $244.0K | <0.1% | +25,000 | New | – |
| Senior Connect Acquisitn Cor81723H108 | COM CL A | 25,000 | $244.0K | <0.1% | +25,000 | New | – |
| GX Acquisition Corp II36260F105 | CLASS A COM | 25,000 | $243.0K | <0.1% | 00.0% | Unchanged | – |
| CIIG Capital Partners II, Inc.12561U208 | UNIT 02/28/2028 | 20,000 | $202.0K | <0.1% | +20,000 | New | – |
| ASAXAstrea Acquisition Corp. | COM CL A | 10,000 | $100.0K | <0.1% | +10,000 | New | History |
| Boa Acquisition Corp05601A109 | COM CL A | 10,208 | $99.0K | <0.1% | +10,208 | New | – |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 10,000 | $98.0K | <0.1% | 00.0% | Unchanged | – |
| TBCPThunder Bridge Capital Partners III Inc. | COM CL A | 10,000 | $98.0K | <0.1% | 00.0% | Unchanged | History |
| Sportstek Acquisition Corp849196100 | COM CL A | 10,000 | $98.0K | <0.1% | +10,000 | New | – |
| OSIOsiris Acquisition Corp. | CL A | 10,000 | $98.0K | <0.1% | +10,000 | New | History |
| B Riley Prin 250 Merger Corp05602L104 | CLASS A COM | 10,000 | $97.0K | <0.1% | +10,000 | New | – |
| Newbury Street Acquisitn Cor65101L104 | COM | 10,000 | $97.0K | <0.1% | +10,000 | New | – |
| PSAGProperty Solutions Acquisition Corp. II | COM CL A | 10,000 | $97.0K | <0.1% | +10,000 | New | History |
| Twelve Seas Investment Co. II90118T106 | COM CL A | 10,000 | $97.0K | <0.1% | +10,000 | New | – |
| Accelerate Acquisition Corp.00439D110 | *W EXP 06/15/202 | 33,263 | $31.0K | <0.1% | −70−0.2% | Reduced | – |
| Mcap Acquisition Corp55282T117 | *W EXP 03/02/202 | 27,191 | $29.0K | <0.1% | −14,475−34.7% | Reduced | – |
| PRTKParatek Pharmaceuticals, Inc. | COM | 986 | $5.00K | <0.1% | +986 | New | History |
| GX Acquisition Corp II36260F113 | *W EXP 03/17/202 | 8,333 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| Thunder Bridge Cap Prtnrs II88605T118 | *W EXP 02/15/202 | 2,000 | $2.00K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2021 (27)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Plug Power Inc72919PAD5 | NOTE 3.750% 6/0 | – | $107.4M | 13.0% | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $29.6M | 3.6% | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $25.3M | 3.1% | – |
| Lyft, Inc.55087PAA2 | BOND | – | $16.2M | 2.0% | – |
| PetIQ, Inc.71639TAA4 | NOTE 4.0000% 01-Jun-2026 | – | $15.0M | 1.8% | – |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $14.0M | 1.7% | – |
| Bloom Energy Corp093712AG2 | NOTE 2.5000% 15-Aug-2025 | – | $11.3M | 1.4% | – |
| Avadel Fin Cay Ltd/Avadel Pharma Plc05337YAA6 | CONV | – | $11.2M | 1.4% | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $10.9M | 1.3% | – |
| Accuray Inc (Exchange)004397AJ4 | NOTE 3.7500% 01-Jun-2026 | – | $10.5M | 1.3% | – |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $10.1M | 1.2% | – |
| RPDRapid7, Inc. | COM | – | $9.98M | 1.2% | History |
| Varonis Systems Inc922280AA0 | BOND | – | $9.80M | 1.2% | – |
| Airbnb Inc 144A009066AA9 | CONV BD US | – | $9.45M | 1.1% | – |
| Zogenix, Inc.98978LAA3 | NOTE 2.7500% 01-Oct-2027 | – | $9.21M | 1.1% | – |
| Teekay Corp Ltd87900YAE3 | NOTE 5.000% 1/1 | – | $9.16M | 1.1% | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $8.52M | 1.0% | – |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $8.43M | 1.0% | – |
| Fluidigm Corp Del34385PAF5 | NOTE 5.250%12/0 | – | $6.68M | 0.8% | – |
| Encore Cap Group Inc292554AK8 | NOTE 3.250% 3/1 | – | $4.74M | 0.6% | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $2.77M | 0.3% | – |
| KINKindred Biosciences, Inc. | COM | 300,000 | $2.75M | 0.3% | History |
| Paramount Global92556H206 | CL B | 28,938 | $1.31M | 0.2% | – |
| Af Acquisition Corp001040104 | CLASS A COM | 75,000 | $732.0K | 0.1% | – |
| GGPIGores Guggenheim, Inc. | CLASS A COM | 15,000 | $146.0K | <0.1% | History |
| Af Acquisition Corp001040112 | *W EXP 03/23/202 | 24,999 | $22.0K | <0.1% | – |
| Gores Guggenheim, Inc.38286Q115 | *W EXP 03/25/202 | 3,000 | $4.00K | <0.1% | – |