Silverback Asset Management LLC
- SEC CIK
- 0001278960
- Latest filing
- Aug 13, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 74
- +26 vs. Q1 2021
- Portfolio value
- $822.9M
- +$365.0M (+79.7%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Thunder Bridge Cap Prtnrs II88605T118 | *W EXP 02/15/202 | 2,000 | $3.00K | <0.1% | +2,000 | New | – |
| Gores Guggenheim, Inc.38286Q115 | *W EXP 03/25/202 | 3,000 | $4.00K | <0.1% | +3,000 | New | – |
| GX Acquisition Corp II36260F113 | *W EXP 03/17/202 | 8,333 | $8.00K | <0.1% | +8,333 | New | – |
| Af Acquisition Corp001040112 | *W EXP 03/23/202 | 24,999 | $22.0K | <0.1% | +24,999 | New | – |
| Accelerate Acquisition Corp.00439D110 | *W EXP 06/15/202 | 33,333 | $41.0K | <0.1% | +33,333 | New | – |
| Mcap Acquisition Corp55282T117 | *W EXP 03/02/202 | 41,666 | $44.0K | <0.1% | +41,666 | New | – |
| TBCPThunder Bridge Capital Partners III Inc. | COM CL A | 10,000 | $97.0K | <0.1% | +10,000 | New | History |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | – |
| GGPIGores Guggenheim, Inc. | CLASS A COM | 15,000 | $146.0K | <0.1% | +15,000 | New | History |
| GX Acquisition Corp II36260F105 | CLASS A COM | 25,000 | $241.0K | <0.1% | +25,000 | New | – |
| Af Acquisition Corp001040104 | CLASS A COM | 75,000 | $732.0K | 0.1% | +75,000 | New | – |
| Accelerate Acquisition Corp.00439D102 | COM CL A | 100,000 | $969.0K | 0.1% | +100,000 | New | – |
| ADTHAdTheorent Holding Company, Inc. | COM CL A | 125,000 | $1.20M | 0.1% | +125,000 | New | History |
| Paramount Global92556H206 | CL B | 28,938 | $1.31M | 0.2% | +23,700+452.5% | Added | – |
| SREVConcentrix Srev, Inc. | COM | 1,279,182 | $1.80M | 0.2% | 00.0% | Unchanged | History |
| Teligent, Inc.87960W203 | COM NEW | 3,514,471 | $1.88M | 0.2% | −337,595−8.8% | Reduced | – |
| INVACARE CORP (IVC) 144a for l461203AP6 | CONV | – | $2.02M | 0.2% | – | New | – |
| FuboTV Inc.35953DAA2 | NOTE 3.2500% 15-Feb-2026 | – | $2.47M | 0.3% | – | New | – |
| KINKindred Biosciences, Inc. | COM | 300,000 | $2.75M | 0.3% | −284,653−48.7% | Reduced | History |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $2.77M | 0.3% | – | New | – |
| MicroStrategy Incorporated594972AD3 | BOND | – | $3.74M | 0.5% | – | New | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $3.84M | 0.5% | – | – | – |
| Encore Cap Group Inc292554AK8 | NOTE 3.250% 3/1 | – | $4.74M | 0.6% | – | – | – |
| Enphase Energy, Inc.29355AAG2 | BOND | – | $4.80M | 0.6% | – | New | – |
| MXMagnachip Semiconductor Corp | COM | 226,965 | $5.42M | 0.7% | +951+0.4% | Added | History |
| Paratek Pharmaceuticals, Inc.699374AB0 | CONVERTIBLE BOND | – | $6.09M | 0.7% | – | New | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $6.10M | 0.7% | – | – | – |
| Ivanhoe Mines Ltd46579RAA2 | NOTE 2.5000% 15-Apr-2026 | – | $6.12M | 0.7% | – | New | – |
| Fluidigm Corp Del34385PAF5 | NOTE 5.250%12/0 | – | $6.68M | 0.8% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $7.21M | 0.9% | – | – | – |
| Radius Health, Inc.750469AA6 | NOTE 3.000% 9/0 | – | $7.48M | 0.9% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $7.74M | 0.9% | – | – | – |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $8.43M | 1.0% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $8.52M | 1.0% | – | – | – |
| Teekay Corp Ltd87900YAE3 | NOTE 5.000% 1/1 | – | $9.16M | 1.1% | – | – | – |
| Zogenix, Inc.98978LAA3 | NOTE 2.7500% 01-Oct-2027 | – | $9.21M | 1.1% | – | New | – |
| Magnite, Inc.55955DAA8 | BOND | – | $9.29M | 1.1% | – | New | – |
| Airbnb Inc 144A009066AA9 | CONV BD US | – | $9.45M | 1.1% | – | New | – |
| Varonis Systems Inc922280AA0 | BOND | – | $9.80M | 1.2% | – | New | – |
| Atech (Parent) Resolution Corp.00973N102 | COM | 922,095 | $9.88M | 1.2% | +207,905+29.1% | Added | – |
| RPDRapid7, Inc. | COM | – | $9.98M | 1.2% | – | – | History |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $10.1M | 1.2% | – | – | – |
| Accuray Inc (Exchange)004397AJ4 | NOTE 3.7500% 01-Jun-2026 | – | $10.5M | 1.3% | – | New | – |
| RDNWRideNow Group, Inc. | COM CL B | 261,989 | $10.6M | 1.3% | +98,119+59.9% | Added | History |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $10.8M | 1.3% | – | – | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $10.9M | 1.3% | – | – | – |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $10.9M | 1.3% | – | – | – |
| Fastly, Inc.31188VAA8 | BOND | – | $11.1M | 1.4% | – | New | – |
| Avadel Fin Cay Ltd/Avadel Pharma Plc05337YAA6 | CONV | – | $11.2M | 1.4% | – | – | – |
| Bloom Energy Corp093712AG2 | NOTE 2.5000% 15-Aug-2025 | – | $11.3M | 1.4% | – | New | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $11.5M | 1.4% | – | New | – |
| Invacare Corp461203AL5 | NOTE 5.000%11/1 | – | $11.7M | 1.4% | – | – | – |
| Beyond Meat, Inc.08862EAA7 | BOND | – | $12.1M | 1.5% | – | New | – |
| BLBlackline, Inc. | COM | – | $13.2M | 1.6% | – | New | History |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $14.0M | 1.7% | – | – | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $14.2M | 1.7% | – | – | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $14.3M | 1.7% | – | – | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $14.6M | 1.8% | – | New | – |
| PetIQ, Inc.71639TAA4 | NOTE 4.0000% 01-Jun-2026 | – | $15.0M | 1.8% | – | – | – |
| Lyft, Inc.55087PAA2 | BOND | – | $16.2M | 2.0% | – | New | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $16.5M | 2.0% | – | New | – |
| Encore Cap Group Inc292554AM4 | NOTE 3.250%10/0 | – | $19.3M | 2.3% | – | – | – |
| Scorpio Tankers Inc (Exchange)80918TAD1 | NOTE 3.0000% 15-May-2025 | – | $19.4M | 2.4% | – | New | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $20.8M | 2.5% | – | – | – |
| Harmonic Inc.413160AD4 | DBCV 2.000% 9/0 | – | $21.5M | 2.6% | – | – | – |
| Eagle Bulk Shipping Inc.269442AB5 | CONVERTIBLE BOND | – | $22.2M | 2.7% | – | – | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $23.4M | 2.8% | – | – | – |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $24.5M | 3.0% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $25.3M | 3.1% | – | New | – |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $25.3M | 3.1% | – | – | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $28.1M | 3.4% | – | – | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $29.6M | 3.6% | – | New | – |
| DISH Network CORP25470MAE9 | NOTE 0.0000% 15-Dec-2025 | – | $33.3M | 4.0% | – | New | – |
| Plug Power Inc72919PAD5 | NOTE 3.750% 6/0 | – | $107.4M | 13.0% | – | New | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CLFCleveland-Cliffs Inc. | COM | – | $5.82M |
Sold out since Q1 2021 (11)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Dick's Sporting Goods, Inc.253393AC6 | BOND | – | $24.6M | 5.4% | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $6.57M | 1.4% | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $6.54M | 1.4% | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $3.94M | 0.9% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $2.63M | 0.6% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 125,000 | $1.24M | 0.3% | – |
| Accelerate Acquisition Corp.00439D201 | UNIT 99/99/9999 | 100,000 | $993.0K | 0.2% | – |
| Af Acquisition Corp001040203 | UNIT 03/31/2028 | 75,000 | $740.0K | 0.2% | – |
| GX Acquisition Corp II36260F204 | UNIT 03/17/2026 | 25,000 | $250.0K | 0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 15,000 | $149.0K | <0.1% | – |
| Thunder Bridge Cap Prtnrs II88605T209 | UNIT 02/15/2028 | 10,000 | $99.0K | <0.1% | – |