Silverback Asset Management LLC
- SEC CIK
- 0001278960
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 48
- No 13F data for Q4 2020
- Portfolio value
- $457.9M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $26.4M | 5.8% | – | – | – |
| Dick's Sporting Goods, Inc.253393AC6 | BOND | – | $24.6M | 5.4% | – | – | – |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $22.2M | 4.8% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $21.7M | 4.7% | – | – | – |
| Harmonic Inc.413160AD4 | DBCV 2.000% 9/0 | – | $20.3M | 4.4% | – | – | – |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $18.6M | 4.1% | – | – | – |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $17.4M | 3.8% | – | – | – |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $17.1M | 3.7% | – | – | – |
| Eagle Bulk Shipping Inc.269442AB5 | CONVERTIBLE BOND | – | $16.5M | 3.6% | – | – | – |
| Encore Cap Group Inc292554AM4 | NOTE 3.250%10/0 | – | $16.2M | 3.5% | – | – | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $15.3M | 3.3% | – | – | – |
| PetIQ, Inc.71639TAA4 | NOTE 4.0000% 01-Jun-2026 | – | $14.2M | 3.1% | – | – | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $13.9M | 3.0% | – | – | – |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $13.0M | 2.8% | – | – | – |
| Avadel Fin Cay Ltd/Avadel Pharma Plc05337YAA6 | CONV | – | $12.3M | 2.7% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $12.1M | 2.6% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $11.8M | 2.6% | – | – | – |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $11.7M | 2.6% | – | – | – |
| Invacare Corp461203AL5 | NOTE 5.000%11/1 | – | $11.3M | 2.5% | – | – | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $10.6M | 2.3% | – | – | – |
| Teekay Corp Ltd87900YAE3 | NOTE 5.000% 1/1 | – | $9.98M | 2.2% | – | – | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $9.92M | 2.2% | – | – | – |
| RPDRapid7, Inc. | COM | – | $9.90M | 2.2% | – | – | History |
| Atech (Parent) Resolution Corp.00973N102 | COM | 714,190 | $9.53M | 2.1% | – | – | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $9.36M | 2.0% | – | – | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $9.28M | 2.0% | – | – | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $8.79M | 1.9% | – | – | – |
| Radius Health, Inc.750469AA6 | NOTE 3.000% 9/0 | – | $7.44M | 1.6% | – | – | – |
| RDNWRideNow Group, Inc. | COM CL B | 163,870 | $7.19M | 1.6% | – | – | History |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $6.57M | 1.4% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $6.54M | 1.4% | – | – | – |
| MXMagnachip Semiconductor Corp | COM | 226,014 | $5.63M | 1.2% | – | – | History |
| Encore Cap Group Inc292554AK8 | NOTE 3.250% 3/1 | – | $5.50M | 1.2% | – | – | – |
| Fluidigm Corp Del34385PAF5 | NOTE 5.250%12/0 | – | $5.16M | 1.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $3.94M | 0.9% | – | – | – |
| KINKindred Biosciences, Inc. | COM | 584,653 | $2.91M | 0.6% | – | – | History |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $2.63M | 0.6% | – | – | – |
| Teligent, Inc.87960W203 | COM NEW | 3,852,066 | $2.40M | 0.5% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $2.31M | 0.5% | – | – | – |
| SREVConcentrix Srev, Inc. | COM | 1,279,182 | $1.88M | 0.4% | – | – | History |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 125,000 | $1.24M | 0.3% | – | – | – |
| Accelerate Acquisition Corp.00439D201 | UNIT 99/99/9999 | 100,000 | $993.0K | 0.2% | – | – | – |
| Af Acquisition Corp001040203 | UNIT 03/31/2028 | 75,000 | $740.0K | 0.2% | – | – | – |
| GX Acquisition Corp II36260F204 | UNIT 03/17/2026 | 25,000 | $250.0K | 0.1% | – | – | – |
| Paramount Global92556H206 | CL B | 5,238 | $236.0K | 0.1% | – | – | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 15,000 | $149.0K | <0.1% | – | – | – |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 10,000 | $100.0K | <0.1% | – | – | – |
| Thunder Bridge Cap Prtnrs II88605T209 | UNIT 02/15/2028 | 10,000 | $99.0K | <0.1% | – | – | – |
Options (4)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.