Whitebox Advisors LLC
- SEC CIK
- 0001257391
- Latest filing
- Aug 14, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 358
- −58 vs. Q2 2023
- Portfolio value
- $2.03B
- −$39.3M (−1.9%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Liberty Media Corp531229813 | Stock | 235,660 | $6.00M | 0.3% | +235,660 | New | – |
| Carnival Corp Ltd.14365C103 | ADR | 496,904 | $6.09M | 0.3% | −322,580−39.4% | Reduced | – |
| AAPLApple Inc. | Stock | 37,500 | $6.42M | 0.3% | +37,500 | New | History |
| NCMINational CineMedia, Inc. | COM NEW | 1,562,505 | $7.02M | 0.3% | +1,562,505 | New | History |
| Two HBRS Invt Corp90187BAB7 | NOTE 6.250% 1/1 | – | $7.45M | 0.4% | – | – | – |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | – | $8.68M | 0.4% | – | – | – |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $8.70M | 0.4% | – | – | – |
| PTC Therapeutics, Inc.69366JAD3 | NOTE 1.500% 9/1 | – | $9.11M | 0.4% | – | – | – |
| Omeros Corp682143AE2 | NOTE 6.250%11/1 | – | $9.21M | 0.5% | – | – | – |
| THCTenet Healthcare Corp | COM NEW | 141,546 | $9.33M | 0.5% | 00.0% | Unchanged | History |
| BHCBausch Health Companies Inc. | Stock | 1,194,000 | $9.81M | 0.5% | +104,000+9.5% | Added | History |
| Redfin Corp75737FAE8 | NOTE 0.500% 4/0 | – | $10.3M | 0.5% | – | – | – |
| LBRDALiberty Broadband Corp | COM SER A | 118,151 | $10.7M | 0.5% | 00.0% | Unchanged | History |
| DENDenbury Inc | COM | 114,000 | $11.2M | 0.5% | +114,000 | New | History |
| Realogy Grp LLC/Realogy Co75606DAP6 | NOTE 0.250% 6/1 | – | $11.8M | 0.6% | – | – | – |
| AQNAlgonquin Power & Utilities Corp. | COM | 2,215,000 | $13.1M | 0.6% | +1,270,000+134.4% | Added | History |
| BLCOBausch & Lomb Corp | COMMON SHARES | 801,647 | $13.6M | 0.7% | +253,667+46.3% | Added | History |
| Upstart Hldgs Inc91680MAB3 | NOTE 0.250% 8/1 | – | $13.8M | 0.7% | – | – | – |
| Infinera Corp45667GAG8 | NOTE 3.750% 8/0 | – | $14.0M | 0.7% | – | New | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $15.8M | 0.8% | – | – | – |
| Maxeon Solar Technologies LT57779BAB0 | NOTE 6.500% 7/1 | – | $17.3M | 0.8% | – | – | – |
| GRFSGrifols SA | SP ADR REP B NVT | 1,966,106 | $18.0M | 0.9% | +1,966,106 | New | History |
| INSMED Inc457669AB5 | NOTE 0.750% 6/0 | – | $18.4M | 0.9% | – | – | – |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $19.2M | 0.9% | – | – | – |
| Cryolife Inc228903AB6 | NOTE 4.250% 7/0 | – | $19.4M | 1.0% | – | – | – |
| NENoble Corp plc | ORD SHS A | 384,594 | $19.5M | 1.0% | −150,000−28.1% | Reduced | History |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $20.0M | 1.0% | – | – | – |
| Xometry, Inc.98423FAB5 | NOTE 1.000% 2/0 | – | $20.1M | 1.0% | – | – | – |
| Encore Cap Group Inc292554AM4 | NOTE 3.250%10/0 | – | $20.2M | 1.0% | – | – | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $20.8M | 1.0% | – | – | – |
| Marathon Digital Holdings IN565788AB2 | NOTE 1.000%12/0 | – | $20.9M | 1.0% | – | – | – |
| HCI Group, Inc.40416EAF0 | NOTE 4.750% 6/0 | – | $20.9M | 1.0% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $21.9M | 1.1% | – | – | – |
| EXEExpand Energy Corp | COM | 255,250 | $22.0M | 1.1% | 00.0% | Unchanged | History |
| HEI.AHeico Corp | CL A | 183,581 | $23.7M | 1.2% | 00.0% | Unchanged | History |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $24.0M | 1.2% | – | – | – |
| Coinbase Global, Inc.19260QAB3 | NOTE 0.500% 6/0 | – | $24.2M | 1.2% | – | – | – |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 1,106,822 | $25.2M | 1.2% | +470,736+74.0% | Added | History |
| BAXBaxter International Inc | Stock | 728,500 | $27.5M | 1.4% | +136,500+23.1% | Added | History |
| CHRDChord Energy Corp | COM NEW | 177,550 | $28.8M | 1.4% | 00.0% | Unchanged | History |
| BNBROOKFIELD Corp | CL A LTD VT SH | 1,013,940 | $31.7M | 1.6% | +382,045+60.5% | Added | History |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $33.5M | 1.7% | – | – | – |
| Nova Ltd.66980MAB2 | NOTE 10/1 | – | $33.8M | 1.7% | – | – | – |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | – | $34.7M | 1.7% | – | – | – |
| VALValaris Ltd | CL A | 526,005 | $39.4M | 1.9% | −30,000−5.4% | Reduced | History |
| Wayfair Inc.94419LAP6 | NOTE 3.250% 9/1 | – | $43.9M | 2.2% | – | New | – |
| PPLIPeople Inc | COM NEW | 893,890 | $45.0M | 2.2% | +176,111+24.5% | Added | History |
| TFPMTriple Flag Precious Metals Corp. | Stock | 3,567,446 | $46.6M | 2.3% | 00.0% | Unchanged | History |
| GPORGulfport Energy Corp | COMMON SHARES | 401,747 | $47.7M | 2.3% | −161,064−28.6% | Reduced | History |
| MicroStrategy Inc594972AE1 | NOTE 2/1 | – | $54.2M | 2.7% | – | – | – |
| Sunnova Energy Intl Inc.86745KAF1 | NOTE 0.250%12/0 | – | $67.8M | 3.3% | – | – | – |
| MicroStrategy Inc594972AC5 | NOTE 0.750%12/1 | – | $73.1M | 3.6% | – | – | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $90.1M | 4.4% | – | – | – |
| On Semiconductor Corp682189AS4 | NOTE 5/0 | – | $99.9M | 4.9% | – | – | – |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $113.3M | 5.6% | – | – | – |
| Transocean Ltd.893830BW8 | DEB 4.625% 9/3 | – | $118.1M | 5.8% | – | – | – |
| Royal Caribbean Group780153BQ4 | NOTE 6.000% 8/1 | – | $142.4M | 7.0% | – | New | – |
| LBRDKLiberty Broadband Corp | COM SER C | 1,754,922 | $160.3M | 7.9% | +284,525+19.4% | Added | History |
Options (27)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $406.1M | – |
| AALAmerican Airlines Group Inc. | Stock | $165.2M | – |
| RCLRoyal Caribbean Cruises Ltd | COM | $147.4M | – |
| AAPLApple Inc. | Stock | $89.0M | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $70.0M | – |
| WOLFWolfspeed, Inc. | Stock | $38.1M | – |
| TDWTidewater Inc | COM | – | $35.5M |
| UALUnited Airlines Holdings, Inc. | COM | $32.6M | – |
| BYNDBeyond Meat, Inc. | COM | $24.5M | – |
| CATCaterpillar Inc | Stock | $13.7M | – |
| CHTRCharter Communications, Inc. | CL A | – | $13.2M |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | $12.4M | – |
| NOVASunnova Energy International Inc. | COM | $10.5M | – |
| FSRFisker Inc. | CL A COM STK | $10.1M | – |
| RIGTransocean Ltd. | REGISTERED SHS | $7.80M | – |
| MSTRStrategy Inc | Stock | $6.89M | – |
| SABRSabre Corp | COM | $6.74M | – |
| AMCAMC Entertainment Holdings, Inc. | CL A NEW | $6.72M | – |
| UPSTUpstart Holdings, Inc. | COM | $6.28M | – |
| DISHDISH Network CORP | CL A | $5.86M | – |
| LCIDLucid Group, Inc. | COM | $5.31M | – |
| Azul S A05501U106 | SPONSR ADR PFD | $4.29M | – |
| LUMNLumen Technologies, Inc. | Stock | $4.26M | – |
| TDGTransDigm Group INC | COM | $2.11M | – |
| Farfetch Ltd30744W107 | ORD SH CL A | $2.09M | – |
| PSECProspect Capital Corp | COM | $1.88M | – |
| VSATViasat Inc | COM | $923.0K | – |
Sold out since Q2 2023 (97)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Copa Holdings SA21720AAB8 | NOTE 4.500% 4/1 | – | $92.7M | 4.5% | – |
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $66.1M | 3.2% | – |
| WTWWillis Towers Watson PLC | SHS | 150,465 | $35.4M | 1.7% | History |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $26.9M | 1.3% | – |
| NCL Corp Ltd62886HBD2 | NOTE 1.125% 2/1 | – | $16.6M | 0.8% | – |
| Infinera Corp45667GAF0 | DEBT 3.750% 8/0 | – | $14.9M | 0.7% | – |
| CIVICivitas Resources, Inc. | EQUITY US CM | 183,236 | $12.7M | 0.6% | History |
| NCL Corp Ltd62886HBK6 | NOTE 2.500% 2/1 | – | $11.3M | 0.5% | – |
| Redfin Corp75737FAC2 | NOTE 10/1 | – | $9.86M | 0.5% | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $6.21M | 0.3% | – |
| ATVIActivision Blizzard, Inc. | COM | 54,685 | $4.61M | 0.2% | History |
| SDRLSEADRILL Ltd | COM | 111,637 | $4.61M | 0.2% | History |
| Evergreen CorpG3312W109 | CLASS A ORD SHS | 350,000 | $3.77M | 0.2% | – |
| Aimfinity Investment Corp. IG0135E142 | UNIT 04/21/2027 | 350,000 | $3.66M | 0.2% | – |
| GTXGarrett Motion Inc. | Stock | 444,478 | $3.36M | 0.2% | History |
| Black Spade Acquisition CoG11537100 | SHS CL A | 300,000 | $3.10M | 0.1% | – |
| TWCBBilander Acquisition Corp. | CL A COM | 300,000 | $3.05M | 0.1% | History |
| 8X8 Inc282914AE0 | NOTE 4.000% 2/0 | – | $3.00M | 0.1% | – |
| Kensington Capital AcquisitiG5251K103 | SHS CL A | 250,000 | $2.64M | 0.1% | – |
| DNABSocial Capital Suvretta Holdings Corp. II | CLASS A ORD SHS | 250,000 | $2.59M | 0.1% | History |
| DNADSocial Capital Suvretta Holdings Corp. IV | CLASS A ORD SHS | 250,000 | $2.59M | 0.1% | History |
| GBBKGlobal Blockchain Acquisition Corp. | COMMON STOCK | 225,000 | $2.35M | 0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $2.14M | 0.1% | – |
| Everest Consolidator Acq Cor29978K102 | CL A COM | 200,000 | $2.13M | 0.1% | – |
| Aura Fat Projs Acquisition CG06362100 | CLASS A ORD | 200,000 | $2.12M | 0.1% | – |
| The Growth for Good Acqu CorG41522106 | CLASS A ORD SHS | 200,000 | $2.09M | 0.1% | – |
| FTIIFutureTech II Acquisition Corp. | CLASS A COM | 151,600 | $1.62M | 0.1% | History |
| BOCNBlue Ocean Acquisition Corp | CLASS A ORD SHS | 150,000 | $1.59M | 0.1% | History |
| M3-Brigade Acquisition III Corp.55407R103 | CL A COM | 150,000 | $1.57M | 0.1% | – |
| EOCWElliott Opportunity II Corp. | SHS CL A | 130,650 | $1.35M | 0.1% | History |
| KYCHKeyarch Acquisition Corp | ORD SHS CL A | 125,000 | $1.31M | 0.1% | History |
| ZLSZalatoris II Acquisition Corp | CLASS A ORD | 121,447 | $1.26M | 0.1% | History |
| Rigel Resource Acq CorpG7573M106 | CL A ORD SHS | 100,000 | $1.07M | 0.1% | – |
| FG Merger Corp30324Y101 | COMMON STOCK | 100,000 | $1.06M | 0.1% | – |
| Heartland Media Acquisition Corp.42237V108 | CL A COM | 100,000 | $1.05M | 0.1% | – |
| Pono Cap Three IncG71704129 | UNIT 01/11/2028 | 100,000 | $1.05M | 0.1% | – |
| NFYSEnphys Acquisition Corp. | CL A ORD SHS | 100,000 | $1.04M | 0.1% | History |
| FLDFold Holdings, Inc. | COM CL A | 100,000 | $1.03M | <0.1% | History |
| PBFPBF Energy Inc. | CL A | 24,977 | $1.02M | <0.1% | History |
| Colombier Acquisition Corp19533H108 | CL A | 87,832 | $902.0K | <0.1% | – |
| Jaguar Global Growth Corp IG5S11A106 | CLASS A ORD SHS | 75,000 | $793.5K | <0.1% | – |
| NFNTInfinite Acquisition Corp. | CL A ORD SHS | 75,000 | $792.8K | <0.1% | History |
| Alpha Partners Tech Mergr CoG63290111 | CLASS A ORD SHS | 75,000 | $777.8K | <0.1% | – |
| LOCCLive Oak Crestview Climate Acquisition Corp. | CL A COM | 75,600 | $774.9K | <0.1% | History |
| HWELHealthwell Acquisition Corp. I | CLASS A COM | 75,000 | $771.0K | <0.1% | History |
| WRKWestRock Co | COM | 25,000 | $726.8K | <0.1% | History |
| Ftac Zeus Acquisition Cor30320F106 | CLASS A COM | 65,000 | $677.6K | <0.1% | – |
| CCOClear Channel Outdoor Holdings, Inc. | COM | 412,038 | $564.5K | <0.1% | History |
| Ap Acquisition CorpG04058106 | CL A ORD SHS | 50,000 | $538.0K | <0.1% | – |
| Andretti Acquisition CorpG26735103 | CL A ORD SHS | 50,000 | $532.0K | <0.1% | – |
| KnightSwan Acquisition Corp499103109 | CL A COM | 50,000 | $528.5K | <0.1% | – |
| OKLOOklo Inc. | COM CL A | 50,000 | $521.5K | <0.1% | History |
| SILVERspac Inc.G8136V104 | CLASS A ORD | 50,000 | $519.3K | <0.1% | – |
| PEGRProject Energy Reimagined Acquisition Corp. | CLASS A ORD | 50,000 | $518.0K | <0.1% | History |
| Blue Whale Acquisition Cor AG1330M103 | CLASS A ORD SHS | 50,000 | $508.0K | <0.1% | – |
| Consilium Acquisitn Corp I LG2365L101 | CLASS A ORD SHS | 45,000 | $472.1K | <0.1% | – |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 20,080 | $437.1K | <0.1% | History |
| Roadzen Inc.G9320Z109 | CLASS A ORD | 40,000 | $425.2K | <0.1% | – |
| Axonprime Infrstctr Aqstn Co05467C108 | CLASS A COM | 30,000 | $308.4K | <0.1% | – |
| Investcorp India Acquistn CoG49219101 | CLASS A ORD SHS | 25,000 | $267.5K | <0.1% | – |
| Tigo Energy, Inc.88675P111 | *W EXP 05/23/202 | 45,000 | $83.7K | <0.1% | – |
| Hammerhead Energy Inc408302115 | *W EXP 02/23/202 | 50,000 | $70.5K | <0.1% | – |
| GSR II Meteora Acquisitn Cor36263W105 | CLASS A COM | 14,062 | $45.4K | <0.1% | – |
| GoGreen Investments CorpG9461B119 | *W EXP 05/31/202 | 37,500 | $36.8K | <0.1% | – |
| GSR II Meteora Acquisitn Cor36263W121 | *W EXP 02/24/202 | 225,000 | $30.4K | <0.1% | – |
| The Growth for Good Acqu CorG41522130 | RIGHT 11/12/2026 | 200,000 | $28.0K | <0.1% | – |
| Black Spade Acquisition CoG11537118 | *W EXP 99/99/999 | 150,000 | $23.4K | <0.1% | – |
| M3-Brigade Acquisition III Corp.55407R111 | *W EXP 07/31/202 | 50,000 | $22.0K | <0.1% | – |
| Colombier Acquisition Corp19533H116 | *W EXP 99/99/999 | 26,666 | $20.5K | <0.1% | – |
| Genesis Unicorn Capital Corp.37187C118 | *W EXP 06/30/202 | 232,500 | $18.5K | <0.1% | – |
| Genesis GRWT Tech Acqustn CoG3R23D128 | *W EXP 99/99/999 | 100,000 | $13.0K | <0.1% | – |
| Murphy Canyon Acquisition Co626642110 | *W EXP 01/25/202 | 200,000 | $9.16K | <0.1% | – |
| Priveterra Acquisition Corp74275N110 | *W EXP 02/28/202 | 92,000 | $8.28K | <0.1% | – |
| The Growth for Good Acqu CorG41522114 | *W EXP 11/12/202 | 100,000 | $8.02K | <0.1% | – |
| Galata Acquisition CorpG3R23A116 | *W EXP 99/99/999 | 125,000 | $7.19K | <0.1% | – |
| Digital Transformatn Opt Cor25401K115 | *W EXP 03/31/202 | 46,000 | $7.09K | <0.1% | – |
| Bilander Acquisition Corp.09001T114 | *W EXP 05/19/202 | 75,000 | $6.10K | <0.1% | – |
| FG Merger Corp30324Y119 | *W EXP 06/17/202 | 75,000 | $4.01K | <0.1% | – |
| 26 Capital Acquisition Corp.90138P118 | *W EXP 12/31/202 | 55,200 | $3.64K | <0.1% | – |
| Iconic Sports Acquisition Corp.G4712C115 | *W EXP 10/12/202 | 35,000 | $2.76K | <0.1% | – |
| Cascadia Acquisition Corp.14739D118 | *W EXP 09/30/202 | 25,000 | $2.73K | <0.1% | – |
| Latamgrowth SpacG5380L121 | *W EXP 01/20/202 | 87,500 | $2.54K | <0.1% | – |
| Tradeup Acquisition Corp89268A115 | *W EXP 10/15/202 | 45,476 | $2.52K | <0.1% | – |
| Enterprise 4.0 Tec Acqstn CoG3137C114 | *W EXP 09/30/202 | 37,500 | $2.06K | <0.1% | – |
| Crescera Cap Acquisition CorG26507114 | *W EXP 11/18/202 | 37,500 | $1.82K | <0.1% | – |
| UTA Acquisition CorpG9473A117 | *W EXP 10/30/202 | 25,000 | $1.76K | <0.1% | – |
| Sustainable Develp Acqu I Co86934L111 | *W EXP 02/04/202 | 46,000 | $1.38K | <0.1% | – |
| Belong Acquisition Corp.08069M110 | *W EXP 03/23/202 | 75,000 | $1.18K | <0.1% | – |
| Northern Star Invest Corp IV66575B119 | *W EXP 02/25/202 | 15,333 | $879 | <0.1% | – |
| Vahanna Tech Edge Acqstn I CG9320Z117 | *W EXP 11/30/202 | 20,000 | $692 | <0.1% | – |
| Heartland Media Acquisition Corp.42237V116 | *W EXP 99/99/999 | 50,000 | $685 | <0.1% | – |
| Ftac Zeus Acquisition Cor30320F114 | *W EXP 04/15/202 | 32,500 | $650 | <0.1% | – |
| Greenlight Biosc39536G113 | EQUITY WRT | 32,183 | $428 | <0.1% | – |
| SBIGWSBIG Holdings, Inc. | *W EXP 06/14/202 | 11,499 | $307 | <0.1% | History |
| Axonprime Infrstctr Aqstn Co05467C116 | *W EXP 05/31/202 | 10,000 | $260 | <0.1% | – |
| Stratim Cloud Acquisition Corp.86309R115 | *W EXP 03/05/202 | 76,666 | $153 | <0.1% | – |
| Forum Merger IV Corp349875112 | *W EXP 03/15/202 | 55,016 | $28 | <0.1% | – |