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Livermore
Livermore
ZHEN

Whitebox Advisors LLC

SEC CIK
0001257391
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
358
−58 vs. Q2 2023
Portfolio value
$2.03B
−$39.3M (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Whitebox Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Dune Acquisition Corp265334110*W EXP 10/29/202200,000$14.0K<0.1%00.0%Unchanged–
HNR Acquisition Corp40472A128*W EXP 02/04/20275,000$14.3K<0.1%00.0%Unchanged–
Evergreen CorpG3312W117*W EXP 02/08/202350,000$14.5K<0.1%00.0%Unchanged–
Keyarch Acquisition CorpG5260A120RIGHT 01/24/2027125,000$15.0K<0.1%00.0%Unchanged–
Ares Acquisition CorporationG33032122*W EXP 99/99/99923,000$15.2K<0.1%00.0%Unchanged–
United Homes Group, Inc.91060H116*W EXP 01/28/20225,000$15.3K<0.1%00.0%Unchanged–
Ef Hutton Acquisition Corp I28201D125RIGHT 11/18/202790,000$15.3K<0.1%00.0%Unchanged–
Jaguar Global Growth Corp IG5S11A155RIGHT 01/01/202775,000$15.3K<0.1%00.0%Unchanged–
Anzu Special Acquisitin Corp03737A119*W EXP 01/27/202184,000$16.4K<0.1%00.0%Unchanged–
Monterey Cap Acquisition Cor61244M125RIGHT 05/10/202775,000$16.4K<0.1%00.0%Unchanged–
Aimfinity Investment Corp. IG0135E126*W EXP 04/21/202350,000$17.3K<0.1%00.0%Unchanged–
Nova Vision Acquisition CorpG6759A134RIGHT 12/23/202380,000$17.6K<0.1%00.0%Unchanged–
Athena Consumer Acq Corp04684M114*W EXP 07/31/20250,000$18.0K<0.1%00.0%Unchanged–
Distoken Acquisition CorpG27740136RIGHT 99/99/9999100,000$19.0K<0.1%00.0%Unchanged–
Nubia Brand International Co67022R111*W EXP 11/16/202175,000$19.5K<0.1%00.0%Unchanged–
Everest Consolidator Acq Cor29978K110*W EXP 99/99/999100,000$21.0K<0.1%00.0%Unchanged–
Intuitive Machines, Inc.46125A118*W EXP 02/13/20275,000$21.8K<0.1%00.0%Unchanged–
eFFECTOR Therapeutics, Inc.28202V116*W EXP 12/31/202298,145$22.7K<0.1%00.0%Unchanged–
Flame Acquisition Corp33850F116*W EXP 02/26/20229,958$24.0K<0.1%00.0%Unchanged–
Zura Bio LtdG9TY5A119*W EXP 03/20/20275,000$24.5K<0.1%00.0%Unchanged–
Bannix Acquisition Corp066644121RIGHT 07/31/2026100,000$24.9K<0.1%00.0%Unchanged–
Forbion European Acqustn CorG3619H110*W EXP 12/10/20233,333$25.0K<0.1%00.0%Unchanged–
NIOBWNiocorp Developments Ltd*W EXP 03/17/20247,333$26.0K<0.1%00.0%UnchangedHistory
BRLSWBorealis Foods Inc.*W EXP 99/99/999160,000$28.0K<0.1%00.0%UnchangedHistory
OCSAWOculis Holding AG*W EXP 03/06/20216,833$28.4K<0.1%00.0%UnchangedHistory
PSNYWPolestar Automotive Holding UK PLCADS C-175,000$28.5K<0.1%00.0%UnchangedHistory
Inception Growth Acqustn Ltd45333D120RIGHT 12/08/2026175,000$31.5K<0.1%00.0%Unchanged–
Bigbear AI Hldgs Inc08975B117*W EXP 99/99/99975,000$33.8K<0.1%00.0%Unchanged–
Mercato Partners Acquisition Corp58759A116*W EXP 99/99/999175,000$36.8K<0.1%00.0%Unchanged–
PSQ Holdings, Inc.693691115Warrant26,666$37.1K<0.1%+26,666New–
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/202146,256$38.8K<0.1%00.0%UnchangedHistory
Global Blockchain Acqui Corp37961B112RIGHT 05/09/2027225,000$41.3K<0.1%00.0%Unchanged–
Northview Acquisition Corp66718N129RIGHT 99/99/9999250,000$42.5K<0.1%00.0%Unchanged–
Bitcoin Depot IN09174P113EQUITY WRT225,000$42.7K<0.1%+225,000New–
VGASWVerde Clean Fuels, Inc.*W EXP 02/15/202200,000$43.8K<0.1%00.0%UnchangedHistory
Lifezone Metals LtdG5568L117*W EXP 07/05/20237,500$44.3K<0.1%+37,500New–
Holley Inc.43538H111*W EXP 11/30/20284,375$54.0K<0.1%00.0%Unchanged–
ASTLWAlgoma Steel Group Inc.*W EXP 10/19/20247,644$58.1K<0.1%00.0%UnchangedHistory
Alset Capital Acquisition Co02115M125RIGHT 01/31/2027284,000$59.6K<0.1%00.0%Unchanged–
Deep Medicine Acquisition Co243733110RIGHT 09/30/2028250,000$87.3K<0.1%00.0%Unchanged–
Westrock Coffee Co96145W111*W EXP 08/29/20250,000$93.0K<0.1%00.0%Unchanged–
TGITriumph Group IncCOM15,284$117.1K<0.1%+15,284NewHistory
HOUSAnywhere Real Estate Inc.COM31,155$200.3K<0.1%−51,630−62.4%ReducedHistory
SVCService Properties TrustCOM SH BEN INT27,405$210.7K<0.1%00.0%UnchangedHistory
VFSWWVinFast Auto Ltd.*W EXP 08/11/20270,000$273.7K<0.1%+70,000NewHistory
MERCMercer International Inc.COM39,387$337.9K<0.1%−50,000−55.9%ReducedHistory
99 Acquisition Group Inc65445K200UNIT 99/99/999935,000$362.6K<0.1%+35,000New–
VODVodafone Group Public Ltd CoADR38,305$363.1K<0.1%00.0%UnchangedHistory
SCRMScreaming Eagle Acquisition Corp.CLASS A ORD SHS35,000$366.1K<0.1%00.0%UnchangedHistory
Bukit Jalil GBL AcquisitionG1676M139UNIT 05/02/202950,000$520.5K<0.1%00.0%Unchanged–
Haymaker Acquisition Corp IVG4375F124UNIT 99/99/999950,000$522.5K<0.1%+50,000New–
SDCL EDGE Acquisition CorpG79471101CL A ORD SHS50,000$530.0K<0.1%00.0%Unchanged–
PRLHPearl Holdings Acquisition CorpCLASS A ORD SHS50,000$536.0K<0.1%+50,000NewHistory
TPRTapestry, Inc.COM19,770$568.4K<0.1%+19,770NewHistory
OPTUOptimum Communications, Inc.CL A175,172$572.8K<0.1%+175,172NewHistory
Maxeon Solar Technologies LTY58473102SHS62,042$719.1K<0.1%+62,042New–
Oak Woods Acquisition Corp67190B203UNIT 03/23/202868,000$727.6K<0.1%00.0%Unchanged–
HASIHA Sustainable Infrastructure Capital, Inc.COM34,903$739.9K<0.1%+34,903NewHistory
KVAUFKeen Vision Acquisition Corp.UNIT 99/99/999975,000$770.3K<0.1%+75,000NewHistory
Monterey Cap Acquisition Cor61244M109CLASS A COM75,000$797.3K<0.1%00.0%Unchanged–
AEISAdvanced Energy Industries IncCOM8,700$897.1K<0.1%+8,700NewHistory
OVVOvintiv Inc.COM20,550$977.6K<0.1%+3,095+17.7%AddedHistory
MBIMbia IncCOM143,264$1.03M0.1%−229,373−61.6%ReducedHistory
Distoken Acquisition CorpG27740110ORDINARY SHARES100,000$1.05M0.1%00.0%Unchanged–
Pono Cap Three IncG71704103ORD SHS CL A100,000$1.05M0.1%+100,000New–
RENEFCartesian Growth Corp IICLASS A ORD100,000$1.09M0.1%00.0%UnchangedHistory
Forbion European Acqustn CorG3619H102CLASS A ORD SHS100,000$1.10M0.1%00.0%Unchanged–
LUVSouthwest Airlines CoCOM41,166$1.11M0.1%−81,334−66.4%ReducedHistory
KSSKOHLS CorpStock56,770$1.19M0.1%+2,000+3.7%AddedHistory
WBDWarner Bros. Discovery, Inc.Stock110,396$1.20M0.1%+5,000+4.7%AddedHistory
ELBMElectra Battery Materials CorpCOM NEW2,143,875$1.33M0.1%+2,143,875NewHistory
Paramount Global92556H206CL B107,723$1.39M0.1%+15,000+16.2%Added–
OGNOrganon & Co.Stock88,343$1.53M0.1%−47,000−34.7%ReducedHistory
Gores Holdings IX, Inc.38287A101CLASS A COM150,000$1.56M0.1%00.0%Unchanged–
Bilibili Inc.090040AF3NOTE 0.500%12/0–$1.78M0.1%–––
TRTLTortoiseEcofin Acquisition Corp. IIISHS CL A177,835$1.86M0.1%00.0%UnchangedHistory
Uber Technologies, Inc90353TAJ9NOTE 12/1–$1.87M0.1%–––
WKWorkiva IncCOM CL A19,758$2.00M0.1%+19,758NewHistory
DALDelta Air Lines, Inc.COM NEW54,786$2.03M0.1%+7,000+14.6%AddedHistory
SKGRUSK Growth Opportunities CorpUNIT 06/28/2029200,000$2.16M0.1%00.0%UnchangedHistory
Semnur Pharmaceuticals, Inc.G6256B106CLASS A ORD200,000$2.19M0.1%00.0%Unchanged–
RRyder System IncCOM21,514$2.30M0.1%−414−1.9%ReducedHistory
HTZWWHertz Global Holdings, IncCommon Stock396,789$2.43M0.1%+5,000+1.3%AddedHistory
JWNNordstrom IncStock167,457$2.50M0.1%+32,000+23.6%AddedHistory
TAT&T Inc.Stock172,847$2.60M0.1%+172,847NewHistory
Liberty Media Corp530715AG6DEB 4.000%11/1–$2.74M0.1%–––
Gossamer Bio, Inc.38341PAA0NOTE 5.000% 6/0–$3.87M0.2%–––
Redwood Trust Inc758075AF2NOTE 7.750% 6/1–$4.04M0.2%–––
Liberty Media Corp531229789Stock161,340$4.11M0.2%+161,340New–
HC2 Hldgs Inc404139AG2NOTE 7.500% 8/0–$4.24M0.2%–––
CYHCommunity Health Systems IncCOM1,488,571$4.32M0.2%+578,277+63.5%AddedHistory
DCHDauch CorpCOM612,069$4.44M0.2%+107,057+21.2%AddedHistory
Veritone, Inc.92347MAB6NOTE 1.750%11/1–$4.57M0.2%–––
Cutera Inc232109AD0NOTE 2.250% 6/0–$4.81M0.2%–––
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$5.46M0.3%–New–
GTGoodyear Tire & Rubber CoCOM440,411$5.47M0.3%+20,000+4.8%AddedHistory
Liberty Media Corp530715AL5DEB 3.750% 2/1–$5.48M0.3%–––
Sarepta Therapeutics, Inc.803607AD2NOTE 1.250% 9/1–$5.58M0.3%–New–
DBDDiebold Nixdorf, IncCOM SHS301,945$5.72M0.3%+301,945NewHistory
GMGeneral Motors CoCOM177,867$5.86M0.3%+58,198+48.6%AddedHistory

Options (27)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Whitebox Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$406.1M–
AALAmerican Airlines Group Inc.Stock$165.2M–
RCLRoyal Caribbean Cruises LtdCOM$147.4M–
AAPLApple Inc.Stock$89.0M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$70.0M–
WOLFWolfspeed, Inc.Stock$38.1M–
TDWTidewater IncCOM–$35.5M
UALUnited Airlines Holdings, Inc.COM$32.6M–
BYNDBeyond Meat, Inc.COM$24.5M–
CATCaterpillar IncStock$13.7M–
CHTRCharter Communications, Inc.CL A–$13.2M
NCLHNorwegian Cruise Line Holdings Ltd.SHS$12.4M–
NOVASunnova Energy International Inc.COM$10.5M–
FSRFisker Inc.CL A COM STK$10.1M–
RIGTransocean Ltd.REGISTERED SHS$7.80M–
MSTRStrategy IncStock$6.89M–
SABRSabre CorpCOM$6.74M–
AMCAMC Entertainment Holdings, Inc.CL A NEW$6.72M–
UPSTUpstart Holdings, Inc.COM$6.28M–
DISHDISH Network CORPCL A$5.86M–
LCIDLucid Group, Inc.COM$5.31M–
Azul S A05501U106SPONSR ADR PFD$4.29M–
LUMNLumen Technologies, Inc.Stock$4.26M–
TDGTransDigm Group INCCOM$2.11M–
Farfetch Ltd30744W107ORD SH CL A$2.09M–
PSECProspect Capital CorpCOM$1.88M–
VSATViasat IncCOM$923.0K–

Sold out since Q2 2023 (97)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Whitebox Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Copa Holdings SA21720AAB8NOTE 4.500% 4/1–$92.7M4.5%–
Wix.com Ltd.92940WAB5NOTE 7/0–$66.1M3.2%–
WTWWillis Towers Watson PLCSHS150,465$35.4M1.7%History
Splunk Inc848637AC8NOTE 0.500% 9/1–$26.9M1.3%–
NCL Corp Ltd62886HBD2NOTE 1.125% 2/1–$16.6M0.8%–
Infinera Corp45667GAF0DEBT 3.750% 8/0–$14.9M0.7%–
CIVICivitas Resources, Inc.EQUITY US CM183,236$12.7M0.6%History
NCL Corp Ltd62886HBK6NOTE 2.500% 2/1–$11.3M0.5%–
Redfin Corp75737FAC2NOTE 10/1–$9.86M0.5%–
DocuSign, Inc.256163AB2NOTE 0.500% 9/1–$6.21M0.3%–
ATVIActivision Blizzard, Inc.COM54,685$4.61M0.2%History
SDRLSEADRILL LtdCOM111,637$4.61M0.2%History
Evergreen CorpG3312W109CLASS A ORD SHS350,000$3.77M0.2%–
Aimfinity Investment Corp. IG0135E142UNIT 04/21/2027350,000$3.66M0.2%–
GTXGarrett Motion Inc.Stock444,478$3.36M0.2%History
Black Spade Acquisition CoG11537100SHS CL A300,000$3.10M0.1%–
TWCBBilander Acquisition Corp.CL A COM300,000$3.05M0.1%History
8X8 Inc282914AE0NOTE 4.000% 2/0–$3.00M0.1%–
Kensington Capital AcquisitiG5251K103SHS CL A250,000$2.64M0.1%–
DNABSocial Capital Suvretta Holdings Corp. IICLASS A ORD SHS250,000$2.59M0.1%History
DNADSocial Capital Suvretta Holdings Corp. IVCLASS A ORD SHS250,000$2.59M0.1%History
GBBKGlobal Blockchain Acquisition Corp.COMMON STOCK225,000$2.35M0.1%History
Coherus Biosciences Inc19249HAB9NOTE 1.500% 4/1–$2.14M0.1%–
Everest Consolidator Acq Cor29978K102CL A COM200,000$2.13M0.1%–
Aura Fat Projs Acquisition CG06362100CLASS A ORD200,000$2.12M0.1%–
The Growth for Good Acqu CorG41522106CLASS A ORD SHS200,000$2.09M0.1%–
FTIIFutureTech II Acquisition Corp.CLASS A COM151,600$1.62M0.1%History
BOCNBlue Ocean Acquisition CorpCLASS A ORD SHS150,000$1.59M0.1%History
M3-Brigade Acquisition III Corp.55407R103CL A COM150,000$1.57M0.1%–
EOCWElliott Opportunity II Corp.SHS CL A130,650$1.35M0.1%History
KYCHKeyarch Acquisition CorpORD SHS CL A125,000$1.31M0.1%History
ZLSZalatoris II Acquisition CorpCLASS A ORD121,447$1.26M0.1%History
Rigel Resource Acq CorpG7573M106CL A ORD SHS100,000$1.07M0.1%–
FG Merger Corp30324Y101COMMON STOCK100,000$1.06M0.1%–
Heartland Media Acquisition Corp.42237V108CL A COM100,000$1.05M0.1%–
Pono Cap Three IncG71704129UNIT 01/11/2028100,000$1.05M0.1%–
NFYSEnphys Acquisition Corp.CL A ORD SHS100,000$1.04M0.1%History
FLDFold Holdings, Inc.COM CL A100,000$1.03M<0.1%History
PBFPBF Energy Inc.CL A24,977$1.02M<0.1%History
Colombier Acquisition Corp19533H108CL A87,832$902.0K<0.1%–
Jaguar Global Growth Corp IG5S11A106CLASS A ORD SHS75,000$793.5K<0.1%–
NFNTInfinite Acquisition Corp.CL A ORD SHS75,000$792.8K<0.1%History
Alpha Partners Tech Mergr CoG63290111CLASS A ORD SHS75,000$777.8K<0.1%–
LOCCLive Oak Crestview Climate Acquisition Corp.CL A COM75,600$774.9K<0.1%History
HWELHealthwell Acquisition Corp. ICLASS A COM75,000$771.0K<0.1%History
WRKWestRock CoCOM25,000$726.8K<0.1%History
Ftac Zeus Acquisition Cor30320F106CLASS A COM65,000$677.6K<0.1%–
CCOClear Channel Outdoor Holdings, Inc.COM412,038$564.5K<0.1%History
Ap Acquisition CorpG04058106CL A ORD SHS50,000$538.0K<0.1%–
Andretti Acquisition CorpG26735103CL A ORD SHS50,000$532.0K<0.1%–
KnightSwan Acquisition Corp499103109CL A COM50,000$528.5K<0.1%–
OKLOOklo Inc.COM CL A50,000$521.5K<0.1%History
SILVERspac Inc.G8136V104CLASS A ORD50,000$519.3K<0.1%–
PEGRProject Energy Reimagined Acquisition Corp.CLASS A ORD50,000$518.0K<0.1%History
Blue Whale Acquisition Cor AG1330M103CLASS A ORD SHS50,000$508.0K<0.1%–
Consilium Acquisitn Corp I LG2365L101CLASS A ORD SHS45,000$472.1K<0.1%–
NCLHNorwegian Cruise Line Holdings Ltd.SHS20,080$437.1K<0.1%History
Roadzen Inc.G9320Z109CLASS A ORD40,000$425.2K<0.1%–
Axonprime Infrstctr Aqstn Co05467C108CLASS A COM30,000$308.4K<0.1%–
Investcorp India Acquistn CoG49219101CLASS A ORD SHS25,000$267.5K<0.1%–
Tigo Energy, Inc.88675P111*W EXP 05/23/20245,000$83.7K<0.1%–
Hammerhead Energy Inc408302115*W EXP 02/23/20250,000$70.5K<0.1%–
GSR II Meteora Acquisitn Cor36263W105CLASS A COM14,062$45.4K<0.1%–
GoGreen Investments CorpG9461B119*W EXP 05/31/20237,500$36.8K<0.1%–
GSR II Meteora Acquisitn Cor36263W121*W EXP 02/24/202225,000$30.4K<0.1%–
The Growth for Good Acqu CorG41522130RIGHT 11/12/2026200,000$28.0K<0.1%–
Black Spade Acquisition CoG11537118*W EXP 99/99/999150,000$23.4K<0.1%–
M3-Brigade Acquisition III Corp.55407R111*W EXP 07/31/20250,000$22.0K<0.1%–
Colombier Acquisition Corp19533H116*W EXP 99/99/99926,666$20.5K<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/202232,500$18.5K<0.1%–
Genesis GRWT Tech Acqustn CoG3R23D128*W EXP 99/99/999100,000$13.0K<0.1%–
Murphy Canyon Acquisition Co626642110*W EXP 01/25/202200,000$9.16K<0.1%–
Priveterra Acquisition Corp74275N110*W EXP 02/28/20292,000$8.28K<0.1%–
The Growth for Good Acqu CorG41522114*W EXP 11/12/202100,000$8.02K<0.1%–
Galata Acquisition CorpG3R23A116*W EXP 99/99/999125,000$7.19K<0.1%–
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20246,000$7.09K<0.1%–
Bilander Acquisition Corp.09001T114*W EXP 05/19/20275,000$6.10K<0.1%–
FG Merger Corp30324Y119*W EXP 06/17/20275,000$4.01K<0.1%–
26 Capital Acquisition Corp.90138P118*W EXP 12/31/20255,200$3.64K<0.1%–
Iconic Sports Acquisition Corp.G4712C115*W EXP 10/12/20235,000$2.76K<0.1%–
Cascadia Acquisition Corp.14739D118*W EXP 09/30/20225,000$2.73K<0.1%–
Latamgrowth SpacG5380L121*W EXP 01/20/20287,500$2.54K<0.1%–
Tradeup Acquisition Corp89268A115*W EXP 10/15/20245,476$2.52K<0.1%–
Enterprise 4.0 Tec Acqstn CoG3137C114*W EXP 09/30/20237,500$2.06K<0.1%–
Crescera Cap Acquisition CorG26507114*W EXP 11/18/20237,500$1.82K<0.1%–
UTA Acquisition CorpG9473A117*W EXP 10/30/20225,000$1.76K<0.1%–
Sustainable Develp Acqu I Co86934L111*W EXP 02/04/20246,000$1.38K<0.1%–
Belong Acquisition Corp.08069M110*W EXP 03/23/20275,000$1.18K<0.1%–
Northern Star Invest Corp IV66575B119*W EXP 02/25/20215,333$879<0.1%–
Vahanna Tech Edge Acqstn I CG9320Z117*W EXP 11/30/20220,000$692<0.1%–
Heartland Media Acquisition Corp.42237V116*W EXP 99/99/99950,000$685<0.1%–
Ftac Zeus Acquisition Cor30320F114*W EXP 04/15/20232,500$650<0.1%–
Greenlight Biosc39536G113EQUITY WRT32,183$428<0.1%–
SBIGWSBIG Holdings, Inc.*W EXP 06/14/20211,499$307<0.1%History
Axonprime Infrstctr Aqstn Co05467C116*W EXP 05/31/20210,000$260<0.1%–
Stratim Cloud Acquisition Corp.86309R115*W EXP 03/05/20276,666$153<0.1%–
Forum Merger IV Corp349875112*W EXP 03/15/20255,016$28<0.1%–