Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q1 2026
Holdings as of Mar 31, 2026, filed May 15, 2026. Long positions only; changes compare share counts with Q4 2025.
- Positions
- 61
- −3 vs. Q4 2025
- Portfolio value
- $119.0M
- −$2.13M (−1.8%) vs. Q4 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 34,083 | $10.9M | 9.2% | +3,817+12.6% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 283,797 | $8.15M | 6.9% | −14,473−4.9% | Reduced | – |
| AAPLApple Inc. | Stock | 30,416 | $7.72M | 6.5% | +24+0.1% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 77,426 | $7.18M | 6.0% | −1,653−2.1% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 169,830 | $5.18M | 4.4% | −4,087−2.3% | Reduced | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 73,655 | $4.52M | 3.8% | −1,666−2.2% | Reduced | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 214,961 | $4.15M | 3.5% | +10,470+5.1% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 16,380 | $3.93M | 3.3% | −325−1.9% | Reduced | – |
| iShares Tr464288257 | MSCI ACWI ETF | 27,121 | $3.75M | 3.2% | −199−0.7% | Reduced | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 56,141 | $3.59M | 3.0% | −1,517−2.6% | Reduced | – |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 79,016 | $3.57M | 3.0% | −5,470−6.5% | Reduced | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 34,268 | $3.32M | 2.8% | −2,485−6.8% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 25,264 | $3.14M | 2.6% | −802−3.1% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 9,426 | $2.71M | 2.3% | +25+0.3% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 5,550 | $2.66M | 2.2% | −30−0.5% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 46,054 | $2.61M | 2.2% | −1,937−4.0% | Reduced | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 22,079 | $2.44M | 2.0% | −1,853−7.7% | Reduced | – |
| CPBCAMPBELL'S Co | COM | 108,889 | $2.42M | 2.0% | −160.0% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 24,691 | $2.19M | 1.8% | −996−3.9% | Reduced | – |
| KMIKinder Morgan, Inc. | Stock | 64,217 | $2.15M | 1.8% | −869−1.3% | Reduced | History |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 65,454 | $2.12M | 1.8% | −1,211−1.8% | Reduced | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 20,682 | $2.08M | 1.8% | −1,211−5.5% | Reduced | – |
| First Tr Exchange-Traded FD336917109 | SHS | 38,574 | $1.96M | 1.6% | −1,494−3.7% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 145,528 | $1.58M | 1.3% | −10,306−6.6% | Reduced | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 13,294 | $1.53M | 1.3% | 00.0% | Unchanged | – |
| Direxion Shares ETF Trust25460E869 | DAILY 500 1X ETF | 134,712 | $1.34M | 1.1% | −3,453−2.5% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 6,581 | $1.26M | 1.1% | +1,541+30.6% | Added | – |
| NEMNEWMONT Corp | Stock | 10,921 | $1.18M | 1.0% | 00.0% | Unchanged | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 14,617 | $1.13M | 0.9% | +98+0.7% | Added | – |
| DOWDow Inc. | Stock | 26,702 | $1.11M | 0.9% | −2,985−10.1% | Reduced | History |
| Exchange Listed FDS Tr30151E533 | STRATIFIED LARGE | 11,509 | $1.02M | 0.9% | −866−7.0% | Reduced | – |
| MGAMagna International Inc | COM | 17,175 | $958.5K | 0.8% | −113−0.7% | Reduced | History |
| PFEPfizer Inc | Stock | 32,192 | $904.0K | 0.8% | −2,118−6.2% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 7,939 | $898.0K | 0.8% | 00.0% | Unchanged | – |
| GILDGilead Sciences, Inc. | Stock | 6,343 | $884.0K | 0.7% | −93−1.4% | Reduced | History |
| DUKDuke Energy CORP | Stock | 6,527 | $854.6K | 0.7% | −63−1.0% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 22,538 | $852.8K | 0.7% | 00.0% | Unchanged | History |
| iShares Core S&P 500 ETF464287200 | ETF | 1,294 | $845.2K | 0.7% | −50−3.7% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,206 | $720.6K | 0.6% | −9−0.7% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 2,519 | $610.7K | 0.5% | +4+0.2% | Added | History |
| BENFranklin Templeton Inc | COM | 23,209 | $548.2K | 0.5% | −122−0.5% | Reduced | History |
| NUVNuveen Municipal Value Fund Inc | COM | 60,045 | $539.8K | 0.5% | 00.0% | Unchanged | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 932 | $538.1K | 0.5% | +12+1.3% | Added | – |
| Ultimus Managers Tr90386K589 | WEST SA MIDS ETF | 18,546 | $530.4K | 0.4% | +8,340+81.7% | Added | – |
| ProShares Tr74347X849 | SHRT 20+YR TRE | 21,807 | $528.4K | 0.4% | −1,374−5.9% | Reduced | – |
| VZVerizon Communications Inc | Stock | 10,335 | $518.8K | 0.4% | −247−2.3% | Reduced | History |
| IBITiShares Bitcoin Trust ETF | ETF | 13,349 | $512.9K | 0.4% | +65+0.5% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 9,562 | $503.4K | 0.4% | +159+1.7% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 9,827 | $490.3K | 0.4% | 00.0% | Unchanged | – |
| ABBVAbbVie Inc. | Stock | 1,910 | $415.4K | 0.3% | −6−0.3% | Reduced | History |
| J P Morgan Exchange Traded F46641Q308 | DIV RTN EM EQT | 6,663 | $413.9K | 0.3% | −1,482−18.2% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 909 | $396.8K | 0.3% | −134−12.8% | Reduced | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 9,070 | $391.2K | 0.3% | −2,133−19.0% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 597 | $388.6K | 0.3% | +1+0.2% | Added | History |
| PRUPrudential Financial Inc | Stock | 3,880 | $379.0K | 0.3% | +19+0.5% | Added | History |
| GLDSPDR Gold Trust | ETF | 841 | $361.9K | 0.3% | 00.0% | Unchanged | History |
| Harbor ETF Trust41151J885 | INTERNATNAL COMP | 11,778 | $341.0K | 0.3% | 00.0% | Unchanged | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 10,094 | $309.7K | 0.3% | −30.0% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 930 | $266.7K | 0.2% | −159−14.6% | Reduced | History |
| NRGVEnergy Vault Holdings, Inc. | COM | 67,796 | $223.7K | 0.2% | +550+0.8% | Added | History |
| GOOGLAlphabet Inc. | Stock | 706 | $203.0K | 0.2% | 00.0% | Unchanged | History |
Sold out since Q4 2025 (3)
Positions held at the end of Q4 2025 that are gone from this filing.