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Livermore
Livermore
ZHEN

Shepherd Kaplan Krochuk, LLC

SEC CIK
0001218583
Latest filing
Aug 14, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 15, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
61
−3 vs. Q4 2025
Portfolio value
$119.0M
−$2.13M (−1.8%) vs. Q4 2025
Filed
May 15, 2026
SEC
Holdings of Shepherd Kaplan Krochuk, LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
GOOGLAlphabet Inc.Stock706$203.0K0.2%00.0%UnchangedHistory
NRGVEnergy Vault Holdings, Inc.COM67,796$223.7K0.2%+550+0.8%AddedHistory
GOOGAlphabet Inc.Stock930$266.7K0.2%−159−14.6%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF10,094$309.7K0.3%−30.0%Reduced–
Harbor ETF Trust41151J885INTERNATNAL COMP11,778$341.0K0.3%00.0%Unchanged–
GLDSPDR Gold TrustETF841$361.9K0.3%00.0%UnchangedHistory
PRUPrudential Financial IncStock3,880$379.0K0.3%+19+0.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF597$388.6K0.3%+1+0.2%AddedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT9,070$391.2K0.3%−2,133−19.0%Reduced–
Vanguard Morningstar Growth ETF922908736ETF909$396.8K0.3%−134−12.8%Reduced–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT6,663$413.9K0.3%−1,482−18.2%Reduced–
ABBVAbbVie Inc.Stock1,910$415.4K0.3%−6−0.3%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD9,827$490.3K0.4%00.0%Unchanged–
Alps ETF Tr00162Q452ALERIAN MLP9,562$503.4K0.4%+159+1.7%Added–
IBITiShares Bitcoin Trust ETFETF13,349$512.9K0.4%+65+0.5%AddedHistory
VZVerizon Communications IncStock10,335$518.8K0.4%−247−2.3%ReducedHistory
ProShares Tr74347X849SHRT 20+YR TRE21,807$528.4K0.4%−1,374−5.9%Reduced–
Ultimus Managers Tr90386K589WEST SA MIDS ETF18,546$530.4K0.4%+8,340+81.7%Added–
Invesco QQQ Trust Series I46090E103ETF932$538.1K0.5%+12+1.3%Added–
NUVNuveen Municipal Value Fund IncCOM60,045$539.8K0.5%00.0%UnchangedHistory
BENFranklin Templeton IncCOM23,209$548.2K0.5%−122−0.5%ReducedHistory
IBMInternational Business Machines CorpStock2,519$610.7K0.5%+4+0.2%AddedHistory
Vanguard S&P 500 ETF922908363ETF1,206$720.6K0.6%−9−0.7%Reduced–
iShares Core S&P 500 ETF464287200ETF1,294$845.2K0.7%−50−3.7%Reduced–
EPDEnterprise Products Partners L.P.Stock22,538$852.8K0.7%00.0%UnchangedHistory
DUKDuke Energy CORPStock6,527$854.6K0.7%−63−1.0%ReducedHistory
GILDGilead Sciences, Inc.Stock6,343$884.0K0.7%−93−1.4%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF7,939$898.0K0.8%00.0%Unchanged–
PFEPfizer IncStock32,192$904.0K0.8%−2,118−6.2%ReducedHistory
MGAMagna International IncCOM17,175$958.5K0.8%−113−0.7%ReducedHistory
Exchange Listed FDS Tr30151E533STRATIFIED LARGE11,509$1.02M0.9%−866−7.0%Reduced–
DOWDow Inc.Stock26,702$1.11M0.9%−2,985−10.1%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF14,617$1.13M0.9%+98+0.7%Added–
NEMNEWMONT CorpStock10,921$1.18M1.0%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT6,581$1.26M1.1%+1,541+30.6%Added–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF134,712$1.34M1.1%−3,453−2.5%Reduced–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX13,294$1.53M1.3%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E511PFD ETF145,528$1.58M1.3%−10,306−6.6%Reduced–
First Tr Exchange-Traded FD336917109SHS38,574$1.96M1.6%−1,494−3.7%Reduced–
iShares Tr46436E7180-3 MTH TREASURY20,682$2.08M1.8%−1,211−5.5%Reduced–
DBX ETF Tr233051630XTRACK MSCI EAFE65,454$2.12M1.8%−1,211−1.8%Reduced–
KMIKinder Morgan, Inc.Stock64,217$2.15M1.8%−869−1.3%ReducedHistory
Vanguard Real Estate ETF922908553ETF24,691$2.19M1.8%−996−3.9%Reduced–
CPBCAMPBELL'S CoCOM108,889$2.42M2.0%−160.0%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF22,079$2.44M2.0%−1,853−7.7%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM46,054$2.61M2.2%−1,937−4.0%Reduced–
BRK.BBerkshire Hathaway IncStock5,550$2.66M2.2%−30−0.5%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF9,426$2.71M2.3%+25+0.3%Added–
iShares Core S&P Small Cap ETF464287804ETF25,264$3.14M2.6%−802−3.1%Reduced–
PIMCO ETF Tr72201R817INV GRD CRP BD34,268$3.32M2.8%−2,485−6.8%Reduced–
Janus Detroit STR Tr47103U852HENDERSON MTG79,016$3.57M3.0%−5,470−6.5%Reduced–
PIMCO ETF Tr72201R88225YR+ ZERO U S56,141$3.59M3.0%−1,517−2.6%Reduced–
iShares Tr464288257MSCI ACWI ETF27,121$3.75M3.2%−199−0.7%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF16,380$3.93M3.3%−325−1.9%Reduced–
ETEnergy Transfer LPCOM UT LTD PTN214,961$4.15M3.5%+10,470+5.1%AddedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR73,655$4.52M3.8%−1,666−2.2%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF169,830$5.18M4.4%−4,087−2.3%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF77,426$7.18M6.0%−1,653−2.1%Reduced–
AAPLApple Inc.Stock30,416$7.72M6.5%+24+0.1%AddedHistory
VanEck ETF Trust92189F437FALLEN ANGEL HG283,797$8.15M6.9%−14,473−4.9%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF34,083$10.9M9.2%+3,817+12.6%Added–

Sold out since Q4 2025 (3)

Positions held at the end of Q4 2025 that are gone from this filing.

Positions of Shepherd Kaplan Krochuk, LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
TAT&T Inc.Stock10,714$266.1K0.2%History
MSFTMicrosoft CorpStock514$248.6K0.2%History
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF1,797$204.6K0.2%–