Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 11, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 55
- −16 vs. Q4 2022
- Portfolio value
- $113.4M
- −$55.2M (−32.7%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 49,818 | $8.21M | 7.2% | −68−0.1% | Reduced | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 284,945 | $7.98M | 7.0% | −3,796−1.3% | Reduced | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 49,640 | $6.90M | 6.1% | +6,845+16.0% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 108,181 | $6.75M | 6.0% | −2,423−2.2% | Reduced | – |
| CPBCAMPBELL'S Co | COM | 104,989 | $5.77M | 5.1% | 00.0% | Unchanged | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 86,149 | $5.65M | 5.0% | −1,991−2.3% | Reduced | – |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 111,737 | $5.22M | 4.6% | +222+0.2% | Added | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 111,520 | $4.60M | 4.1% | −2,755−2.4% | Reduced | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 59,263 | $4.34M | 3.8% | +642+1.1% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 40,260 | $3.89M | 3.4% | −723−1.8% | Reduced | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 160,924 | $3.75M | 3.3% | −12,575−7.2% | Reduced | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 278,334 | $3.47M | 3.1% | +12,971+4.9% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 38,746 | $3.22M | 2.8% | −1,202−3.0% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 29,626 | $3.15M | 2.8% | −14,595−33.0% | Reduced | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 27,011 | $2.98M | 2.6% | −772−2.8% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 9,112 | $2.81M | 2.5% | +25+0.3% | Added | History |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 28,372 | $2.73M | 2.4% | −281−1.0% | Reduced | – |
| ProShares Tr74347X849 | SHRT 20+YR TRE | 88,158 | $1.86M | 1.6% | −2,216−2.5% | Reduced | – |
| J P Morgan Exchange Traded F46641Q308 | DIV RTN EM EQT | 36,077 | $1.82M | 1.6% | +5,204+16.9% | Added | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 152,171 | $1.75M | 1.5% | −1,597−1.0% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,792 | $1.64M | 1.4% | +53+0.7% | Added | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 39,927 | $1.54M | 1.4% | 00.0% | Unchanged | – |
| Syntax ETF Tr87166N403 | STRATIFIED US TT | 36,346 | $1.51M | 1.3% | +9,151+33.6% | Added | – |
| KMIKinder Morgan, Inc. | Stock | 85,468 | $1.50M | 1.3% | −334−0.4% | Reduced | History |
| CAHCardinal Health Inc | Stock | 19,352 | $1.46M | 1.3% | −89−0.5% | Reduced | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 45,915 | $1.41M | 1.2% | −4,930−9.7% | Reduced | – |
| GDGeneral Dynamics Corp | Stock | 5,551 | $1.27M | 1.1% | −30−0.5% | Reduced | History |
| AMGNAmgen Inc | Stock | 5,041 | $1.22M | 1.1% | −25−0.5% | Reduced | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 10,094 | $1.02M | 0.9% | +823+8.9% | Added | – |
| AEMAgnico Eagle Mines Ltd | Stock | 19,814 | $1.01M | 0.9% | −2,019−9.2% | Reduced | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 10,896 | $967.4K | 0.9% | 00.0% | UnchangedConverted for a 2-for-1 split | – |
| Syntax ETF Tr87166N106 | STRATIFD LRG CAP | 13,808 | $906.4K | 0.8% | +1,417+11.4% | Added | – |
| BAXBaxter International Inc | Stock | 21,716 | $880.8K | 0.8% | +5,479+33.7% | Added | History |
| ABBVAbbVie Inc. | Stock | 5,348 | $852.4K | 0.8% | −56−1.0% | Reduced | History |
| VLOValero Energy Corp | Stock | 6,103 | $852.0K | 0.8% | −539−8.1% | Reduced | History |
| PPLPPL Corp | COM | 27,207 | $756.1K | 0.7% | −1,460−5.1% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 10,284 | $657.0K | 0.6% | +66+0.6% | Added | – |
| Syntax ETF Tr87166N502 | STRATIFIED US TT | 16,682 | $645.1K | 0.6% | +1,057+6.8% | Added | – |
| EPDEnterprise Products Partners L.P. | Stock | 23,538 | $609.6K | 0.5% | 00.0% | Unchanged | History |
| NFLXNetflix Inc | Stock | 1,735 | $599.4K | 0.5% | 00.0% | Unchanged | History |
| NUVNuveen Municipal Value Fund Inc | COM | 67,107 | $591.2K | 0.5% | −1,686−2.5% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 508,520 | $564.3K | 0.5% | +508,520 | New | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $562.4K | 0.5% | 00.0% | Unchanged | History |
| NEMNEWMONT Corp | Stock | 11,011 | $539.8K | 0.5% | −400−3.5% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,435 | $539.6K | 0.5% | +204+16.6% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,914 | $362.9K | 0.3% | +1+0.1% | Added | – |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 7,944 | $326.4K | 0.3% | −1,586−16.6% | Reduced | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,864 | $300.9K | 0.3% | 00.0% | Unchanged | – |
| iShares Core S&P 500 ETF464287200 | ETF | 731 | $300.6K | 0.3% | −321−30.5% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 1,607 | $294.4K | 0.3% | −2,001−55.5% | Reduced | History |
| TAT&T Inc. | Stock | 14,076 | $271.0K | 0.2% | 00.0% | Unchanged | History |
| BIVIBiovie Inc. | CL A NEW | 29,450 | $238.0K | 0.2% | 00.0% | Unchanged | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,158 | $225.8K | 0.2% | 00.0% | Unchanged | – |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $80.0K | 0.1% | 00.0% | Unchanged | History |
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $25.2K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q4 2022 (17)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| EQTEQT Corp | Stock | 478,207 | $16.2M | 9.6% | History |
| CRCCalifornia Resources Corp | COM STOCK | 303,500 | $13.2M | 7.8% | History |
| DVNDevon Energy Corp | Stock | 102,466 | $6.30M | 3.7% | History |
| NBRNabors Industries Ltd | SHS | 29,700 | $4.60M | 2.7% | History |
| CHRDChord Energy Corp | COM NEW | 33,063 | $4.52M | 2.7% | History |
| PXDPioneer Natural Resources Co | COM | 11,725 | $2.68M | 1.6% | History |
| CPECallon Petroleum Co | COM | 65,700 | $2.44M | 1.4% | History |
| FANGDiamondback Energy, Inc. | Stock | 17,002 | $2.33M | 1.4% | History |
| CTRACoterra Energy Inc. | Stock | 44,000 | $1.08M | 0.6% | History |
| VTNRVertex Energy Inc. | COM | 162,500 | $1.01M | 0.6% | History |
| PTENPatterson Uti Energy Inc | COM | 50,000 | $842.0K | 0.5% | History |
| CRKComstock Resources Inc | COM | 42,700 | $585.4K | 0.3% | History |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 9,662 | $550.9K | 0.3% | – |
| VVisa Inc. | Stock | 1,083 | $225.0K | 0.1% | History |
| GOOGAlphabet Inc. | Stock | 2,535 | $224.9K | 0.1% | History |
| DVADavita Inc. | COM | 2,944 | $219.8K | 0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 19,600 | $110.7K | 0.1% | – |