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Livermore
Livermore
ZHEN

Shepherd Kaplan Krochuk, LLC

SEC CIK
0001218583
Latest filing
Aug 14, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
71
−69 vs. Q3 2022
Portfolio value
$168.6M
−$30.2M (−15.2%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Shepherd Kaplan Krochuk, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
EQTEQT CorpStock478,207$16.2M9.6%00.0%UnchangedHistory
CRCCalifornia Resources CorpCOM STOCK303,500$13.2M7.8%00.0%UnchangedHistory
VanEck ETF Trust92189F437FALLEN ANGEL HG288,741$7.80M4.6%−17,960−5.9%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL110,604$7.07M4.2%−28,095−20.3%Reduced–
AAPLApple Inc.Stock49,886$6.48M3.8%+553+1.1%AddedHistory
DVNDevon Energy CorpStock102,466$6.30M3.7%−18,126−15.0%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF42,795$6.25M3.7%+7,287+20.5%Added–
CPBCAMPBELL'S CoCOM104,989$5.96M3.5%00.0%UnchangedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF88,140$5.82M3.5%−2,664−2.9%Reduced–
Janus Detroit STR Tr47103U852HENDERSON MTG111,515$5.07M3.0%−12,534−10.1%Reduced–
NBRNabors Industries LtdSHS29,700$4.60M2.7%00.0%UnchangedHistory
CHRDChord Energy CorpCOM NEW33,063$4.52M2.7%00.0%UnchangedHistory
Schwab US Dividend Equity ETF808524797ETF58,621$4.43M2.6%−3,164−5.1%Reduced–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR114,275$4.43M2.6%−1,029−0.9%Reduced–
iShares Tr46428743220 YR TR BD ETF44,221$4.40M2.6%−13,383−23.2%Reduced–
iShares Core S&P Small Cap ETF464287804ETF40,983$3.88M2.3%+3,765+10.1%Added–
DBX ETF Tr233051630XTRACK MSCI EAFE173,499$3.78M2.2%+1,603+0.9%Added–
Vanguard Real Estate ETF922908553ETF39,948$3.29M2.0%+2,410+6.4%Added–
ETEnergy Transfer LPCOM UT LTD PTN265,363$3.15M1.9%−8,974−3.3%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF27,783$3.05M1.8%+1,060+4.0%Added–
BRK.BBerkshire Hathaway IncStock9,087$2.81M1.7%−9,698−51.6%ReducedHistory
PXDPioneer Natural Resources CoCOM11,725$2.68M1.6%00.0%UnchangedHistory
PIMCO ETF Tr72201R817INV GRD CRP BD28,653$2.66M1.6%+28,653New–
CPECallon Petroleum CoCOM65,700$2.44M1.4%00.0%UnchangedHistory
FANGDiamondback Energy, Inc.Stock17,002$2.33M1.4%00.0%UnchangedHistory
ProShares Tr74347X849SHRT 20+YR TRE90,374$2.05M1.2%−16,077−15.1%Reduced–
Invesco Exch Traded FD Tr II46138E511PFD ETF153,768$1.72M1.0%−19,292−11.1%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF7,739$1.58M0.9%+43+0.6%Added–
KMIKinder Morgan, Inc.Stock85,802$1.55M0.9%−4,886−5.4%ReducedHistory
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT30,873$1.52M0.9%+30,873New–
Alps ETF Tr00162Q452ALERIAN MLP39,927$1.52M0.9%+39,927New–
CAHCardinal Health IncStock19,441$1.49M0.9%−1,335−6.4%ReducedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT50,845$1.46M0.9%−4,667−8.4%Reduced–
GDGeneral Dynamics CorpStock5,581$1.38M0.8%−149−2.6%ReducedHistory
AMGNAmgen IncStock5,066$1.33M0.8%−1,105−17.9%ReducedHistory
AEMAgnico Eagle Mines LtdStock21,833$1.14M0.7%−12,403−36.2%ReducedHistory
Syntax ETF Tr87166N403STRATIFIED US TT27,195$1.09M0.6%+13,250+95.0%Added–
CTRACoterra Energy Inc.Stock44,000$1.08M0.6%−22,832−34.2%ReducedHistory
VTNRVertex Energy Inc.COM162,500$1.01M0.6%+105,500+185.1%AddedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX5,449$944.4K0.6%+81+1.5%Added–
iShares Tr46436E7180-3 MTH TREASURY9,271$928.4K0.6%+9,271New–
ABBVAbbVie Inc.Stock5,404$873.3K0.5%−125−2.3%ReducedHistory
VLOValero Energy CorpStock6,642$842.6K0.5%−9−0.1%ReducedHistory
PTENPatterson Uti Energy IncCOM50,000$842.0K0.5%+50,000NewHistory
PPLPPL CorpCOM28,667$837.6K0.5%+61+0.2%AddedHistory
BAXBaxter International IncStock16,237$827.6K0.5%−10.0%ReducedHistory
Syntax ETF Tr87166N106STRATIFD LRG CAP12,391$789.1K0.5%+195+1.6%Added–
GLDSPDR Gold TrustETF3,608$612.1K0.4%+2,034+129.2%AddedHistory
Syntax ETF Tr87166N502STRATIFIED US TT15,625$604.8K0.4%00.0%Unchanged–
iShares S&P 500 Growth ETF464287309ETF10,218$597.8K0.4%−7,170−41.2%Reduced–
NUVNuveen Municipal Value Fund IncCOM68,793$591.6K0.4%00.0%UnchangedHistory
CRKComstock Resources IncCOM42,700$585.4K0.3%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock23,538$567.7K0.3%00.0%UnchangedHistory
SPDR Index Shs FDS78463X541ST STR NAT ETF9,662$550.9K0.3%+9,662New–
NEMNEWMONT CorpStock11,411$538.6K0.3%−300−2.6%ReducedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP10,366$520.5K0.3%00.0%UnchangedHistory
NFLXNetflix IncStock1,735$511.6K0.3%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF1,231$432.4K0.3%+72+6.2%Added–
iShares Core S&P 500 ETF464287200ETF1,052$404.2K0.2%+321+43.9%Added–
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL9,530$382.9K0.2%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF1,913$351.1K0.2%+1,913New–
WisdomTree Tr97717W307US LARGECAP DIVD4,864$301.3K0.2%−317−6.1%Reduced–
TAT&T Inc.Stock14,076$259.1K0.2%00.0%UnchangedHistory
BIVIBiovie Inc.CL A NEW29,450$228.8K0.1%+29,450NewHistory
VVisa Inc.Stock1,083$225.0K0.1%−1,198−52.5%ReducedHistory
GOOGAlphabet Inc.Stock2,535$224.9K0.1%−10,130−80.0%ReducedHistory
DVADavita Inc.COM2,944$219.8K0.1%−21,056−87.7%ReducedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF3,158$215.7K0.1%+3,158New–
LUMNLumen Technologies, Inc.Stock30,205$157.7K0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F403RUSSIA ETF19,600$110.7K0.1%00.0%Unchanged–
GALTGalectin Therapeutics IncCOM NEW12,000$13.6K<0.1%00.0%UnchangedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Shepherd Kaplan Krochuk, LLC in Q4 2022
SecurityClassPutsCalls
New Gold Inc Cda644535106COM–$12.6K

Sold out since Q3 2022 (78)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Shepherd Kaplan Krochuk, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Goldman Sachs ETF Tr381430479ACCESS INVT GR67,609$2.92M1.5%–
Turquoise Hill Res Ltd900435207COM94,321$2.79M1.4%–
CPRTCopart IncCOM19,059$2.03M1.0%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME57,821$1.49M0.8%–
SPGIS&P Global Inc.Stock4,590$1.40M0.7%History
TMOThermo Fisher Scientific Inc.Stock2,426$1.23M0.6%History
MSFTMicrosoft CorpStock5,254$1.22M0.6%History
SIISprott Inc.COM NEW25,500$855.0K0.4%History
Mag Silver Corp55903Q104COM67,500$842.0K0.4%–
PEPPepsiCo IncStock5,100$833.0K0.4%History
UNHUnitedHealth Group IncStock1,617$817.0K0.4%History
RMNIRimini Street, Inc.COM167,000$778.0K0.4%History
Silvercrest Metals Inc828363101COM127,925$707.0K0.4%–
ELVElevance Health, Inc.Stock1,500$681.0K0.3%History
CVECenovus Energy Inc.COM43,500$669.0K0.3%History
KOCoca Cola CoStock11,515$645.0K0.3%History
UCTTUltra Clean Holdings, Inc.COM25,000$644.0K0.3%History
WMTWalmart Inc.Stock4,200$545.0K0.3%History
METAMeta Platforms, Inc.Stock3,823$519.0K0.3%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,300$507.0K0.3%History
MDLZMondelez International, Inc.Stock9,000$493.0K0.2%History
PSXPhillips 66Stock6,050$488.0K0.2%History
GPIGroup 1 Automotive IncCOM3,300$471.0K0.2%History
ABTAbbott LaboratoriesStock4,800$464.0K0.2%History
PGProcter & Gamble CoStock3,651$461.0K0.2%History
Occidental Pete Corp WT Exp 080327674599162Stock11,100$440.0K0.2%–
FCNFti Consulting, IncCOM2,565$425.0K0.2%History
Enerplus Corp292766102COM30,000$425.0K0.2%–
WPMWheaton Precious Metals Corp.COM12,600$408.0K0.2%History
AXPAmerican Express CoStock3,000$405.0K0.2%History
JNJJohnson & JohnsonStock2,438$398.0K0.2%History
TGBTrekor Metals LtdCOM348,500$397.0K0.2%History
VETVermilion Energy Inc.COM18,000$386.0K0.2%History
BHVNBiohaven Ltd.COM2,500$378.0K0.2%History
PYPLPayPal Holdings, Inc.Stock4,200$361.0K0.2%History
TRVTravelers Companies, Inc.Stock2,300$352.0K0.2%History
CCitigroup IncStock8,100$338.0K0.2%History
FMCFMC CorpCOM NEW3,100$328.0K0.2%History
DHTDHT Holdings, Inc.SHS NEW42,765$323.0K0.2%History
AGIAlamos Gold IncStock43,100$319.0K0.2%History
NTRNutrien Ltd.COM3,600$300.0K0.2%History
FISFidelity National Information Services, Inc.Stock3,897$294.0K0.1%History
STXSeagate Technology Holdings plcORD SHS5,500$293.0K0.1%History
BNYBank of New York Mellon CorpStock7,401$285.0K0.1%History
GSMFerroglobe PLCSHS49,000$259.0K0.1%History
BACBank of America CorpStock8,400$254.0K0.1%History
AIMCAltra Industrial Motion Corp.COM7,400$249.0K0.1%History
BWXTBWX Technologies, Inc.COM4,900$247.0K0.1%History
CGAUCenterra Gold Inc.COM55,800$246.0K0.1%History
Tricon Residential Inc Com NPV89612W102COM28,000$242.0K0.1%–
GILDGilead Sciences, Inc.Stock3,700$228.0K0.1%History
MMSIMerit Medical Systems IncCOM4,000$226.0K0.1%History
ENBEnbridge IncStock6,000$223.0K0.1%History
HONEHarborOne Bancorp, Inc.COM NEW16,200$217.0K0.1%History
SUSuncor Energy IncStock7,500$211.0K0.1%History
BERYBerry Global Group, Inc.COM4,500$209.0K0.1%History
VMCVulcan Materials COCOM1,300$205.0K0.1%History
KRNYKearny Financial Corp.COM19,000$202.0K0.1%History
GTGoodyear Tire & Rubber CoCOM18,660$188.0K0.1%History
OROR Royalties Inc.COM18,000$183.0K0.1%History
NXENexGen Energy Ltd.COM45,000$165.0K0.1%History
METCRamaco Resources, Inc.COM14,700$135.0K0.1%History
WBDWarner Bros. Discovery, Inc.Stock11,100$128.0K0.1%History
AMAntero Midstream CorpStock12,300$113.0K0.1%History
RMG Acquisition Corp IIIG76088114UNIT 02/08/202611,000$109.0K0.1%–
Sustainable Develp Acqu I Co86934L202UNIT 02/04/202611,000$108.0K0.1%–
NSLRNeostellar Capital Corp.COM NEW17,000$66.0K<0.1%History
IVCInvacare Holdings CorpCOM72,000$56.0K<0.1%History
NAKNorthern Dynasty Minerals LtdCOM NEW210,000$51.0K<0.1%History
Tilray Inc88688TAB6NOTE 5.000%10/050,000$49.0K<0.1%–
CIFRCipher Digital Inc.COM36,000$45.0K<0.1%History
GAIAGaia, IncCL A16,700$41.0K<0.1%History
FREEWhole Earth Brands, Inc.COM CL A10,000$38.0K<0.1%History
New Gold Inc Cda644535106COM36,000$32.0K<0.1%–
ATIPATI Physical Therapy, Inc.COM CL A24,000$24.0K<0.1%History
SRAXSRAX, Inc.CL A13,000$22.0K<0.1%History
VGZVista Gold CorpCOM NEW20,000$11.0K<0.1%History
GTEGran Tierra Energy Inc.COM3,000$4.00K<0.1%History