Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 9, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 140
- −40 vs. Q2 2022
- Portfolio value
- $198.8M
- −$27.7M (−12.2%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TMOThermo Fisher Scientific Inc. | Stock | 2,426 | $1.23M | 0.6% | +10.0% | Added | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 55,512 | $1.37M | 0.7% | −24,772−30.9% | Reduced | – |
| CAHCardinal Health Inc | Stock | 20,776 | $1.39M | 0.7% | +472+2.3% | Added | History |
| AMGNAmgen Inc | Stock | 6,171 | $1.39M | 0.7% | +256+4.3% | Added | History |
| SPGIS&P Global Inc. | Stock | 4,590 | $1.40M | 0.7% | 00.0% | Unchanged | History |
| AEMAgnico Eagle Mines Ltd | Stock | 34,236 | $1.45M | 0.7% | +20,336+146.3% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,696 | $1.45M | 0.7% | +32+0.4% | Added | – |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 57,821 | $1.49M | 0.8% | −12,446−17.7% | Reduced | – |
| KMIKinder Morgan, Inc. | Stock | 90,688 | $1.51M | 0.8% | +51,986+134.3% | Added | History |
| CTRACoterra Energy Inc. | Stock | 66,832 | $1.75M | 0.9% | −30,928−31.6% | Reduced | History |
| DVADavita Inc. | COM | 24,000 | $1.99M | 1.0% | 00.0% | Unchanged | History |
| CPRTCopart Inc | COM | 19,059 | $2.03M | 1.0% | +30.0% | Added | History |
| FANGDiamondback Energy, Inc. | Stock | 17,002 | $2.05M | 1.0% | −10,133−37.3% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 173,060 | $2.06M | 1.0% | −23,995−12.2% | Reduced | – |
| CPECallon Petroleum Co | COM | 65,700 | $2.30M | 1.2% | +65,700 | New | History |
| ProShares Tr74347X849 | SHRT 20+YR TRE | 106,451 | $2.37M | 1.2% | −9,982−8.6% | Reduced | – |
| PXDPioneer Natural Resources Co | COM | 11,725 | $2.54M | 1.3% | −1,955−14.3% | Reduced | History |
| Turquoise Hill Res Ltd900435207 | COM | 94,321 | $2.79M | 1.4% | +4,368+4.9% | Added | – |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 67,609 | $2.92M | 1.5% | −8,953−11.7% | Reduced | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 26,723 | $2.94M | 1.5% | −5,890−18.1% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 37,538 | $3.01M | 1.5% | −2,374−5.9% | Reduced | – |
| NBRNabors Industries Ltd | SHS | 29,700 | $3.01M | 1.5% | +1,300+4.6% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 274,337 | $3.03M | 1.5% | −27,754−9.2% | Reduced | History |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 171,896 | $3.13M | 1.6% | +5,544+3.3% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 37,218 | $3.25M | 1.6% | −7,115−16.0% | Reduced | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 115,304 | $4.04M | 2.0% | −22,645−16.4% | Reduced | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 61,785 | $4.10M | 2.1% | −4,161−6.3% | Reduced | – |
| CHRDChord Energy Corp | COM NEW | 33,063 | $4.52M | 2.3% | +33,063 | New | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 35,508 | $4.66M | 2.3% | +6,484+22.3% | Added | – |
| CPBCAMPBELL'S Co | COM | 104,989 | $4.95M | 2.5% | +60,539+136.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 18,785 | $5.02M | 2.5% | −690−3.5% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 90,804 | $5.31M | 2.7% | −16,218−15.2% | Reduced | – |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 124,049 | $5.59M | 2.8% | −17,418−12.3% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 57,604 | $5.90M | 3.0% | −10,608−15.6% | Reduced | – |
| AAPLApple Inc. | Stock | 49,333 | $6.82M | 3.4% | +60.0% | Added | History |
| DVNDevon Energy Corp | Stock | 120,592 | $7.25M | 3.6% | −154−0.1% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 138,699 | $8.02M | 4.0% | −34,434−19.9% | Reduced | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 306,701 | $8.04M | 4.0% | −21,070−6.4% | Reduced | – |
| CRCCalifornia Resources Corp | COM STOCK | 303,500 | $11.7M | 5.9% | −20,300−6.3% | Reduced | History |
| EQTEQT Corp | Stock | 478,207 | $19.5M | 9.8% | 00.0% | Unchanged | History |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2022 (50)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| WLLWhiting Holdings LLC | COM NEW | 63,800 | $4.34M | 1.9% | History |
| STNGScorpio Tankers Inc. | SHS | 40,500 | $1.40M | 0.6% | History |
| PRUPrudential Financial Inc | Stock | 12,877 | $1.23M | 0.5% | History |
| TFCTruist Financial Corp | COM | 21,637 | $1.03M | 0.5% | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 13,294 | $669.0K | 0.3% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 26,440 | $653.0K | 0.3% | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 7,052 | $645.0K | 0.3% | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 6,410 | $640.0K | 0.3% | – |
| iShares Tr46434V860 | TRS FLT RT BD | 12,600 | $635.0K | 0.3% | – |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 100,510 | $603.0K | 0.3% | History |
| CETCentral Securities Corp | COM | 16,770 | $590.0K | 0.3% | History |
| GDVGabelli Dividend & Income Trust | COM | 28,490 | $583.0K | 0.3% | History |
| GAMGeneral American Investors Co Inc | COM | 16,330 | $577.0K | 0.3% | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 44,120 | $567.0K | 0.3% | History |
| ASAASA Gold & Precious Metals Ltd | SHS | 36,045 | $529.0K | 0.2% | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 27,031 | $526.0K | 0.2% | History |
| MXFMexico Fund Inc | COM | 33,210 | $479.0K | 0.2% | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 56,530 | $473.0K | 0.2% | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 103,450 | $464.0K | 0.2% | History |
| JOFJapan Smaller Capitalization Fund Inc | COM | 66,610 | $421.0K | 0.2% | History |
| GTYHGTY Technology Holdings Inc. | COM | 62,100 | $389.0K | 0.2% | History |
| Cornerstone Building Brands, Inc.21925D109 | COM | 15,000 | $367.0K | 0.2% | – |
| TWNTaiwan Fund Inc | COM | 14,200 | $357.0K | 0.2% | History |
| SRVNXG Cushing Midstream Energy Fund | COM NEW | 11,630 | $323.0K | 0.1% | History |
| CNXCNX Resources Corp | COM | 18,830 | $310.0K | 0.1% | History |
| IIFMorgan Stanley India Investment Fund, Inc. | COM | 13,360 | $299.0K | 0.1% | History |
| CLVT 0 PfdG21810208 | Convertible Preferred Equity | 4,800 | $274.0K | 0.1% | – |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $272.0K | 0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,300 | $271.0K | 0.1% | History |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $265.0K | 0.1% | History |
| SWZTotal Return Securities Fund | COM | 33,380 | $262.0K | 0.1% | History |
| BGRBlackRock Energy & Resources Trust | COM | 23,010 | $252.0K | 0.1% | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 4,000 | $235.0K | 0.1% | – |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 20,620 | $228.0K | 0.1% | History |
| MEOHMethanex Corp | COM | 5,700 | $218.0K | 0.1% | History |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $202.0K | 0.1% | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,158 | $201.0K | 0.1% | – |
| ARCHArch Resources, Inc. | CL A | 1,400 | $200.0K | 0.1% | History |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 23,850 | $181.0K | 0.1% | History |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 26,450 | $175.0K | 0.1% | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 41,860 | $159.0K | 0.1% | History |
| STEWSRH Total Return Fund, Inc. | COM | 12,260 | $147.0K | 0.1% | History |
| GNTGAMCO Natural Resources, Gold & Income Trust | SH BEN INT | 30,130 | $141.0K | 0.1% | History |
| GFNew Germany Fund Inc | COM | 16,580 | $140.0K | 0.1% | History |
| JEQAbrdn Japan Equity Fund, Inc. | COM | 24,320 | $135.0K | 0.1% | History |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $120.0K | 0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 20,300 | $112.0K | <0.1% | History |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 12,210 | $111.0K | <0.1% | History |
| RIGTransocean Ltd. | REGISTERED SHS | 9,000 | $30.0K | <0.1% | History |
| BACKIMAC Holdings, Inc. | COM | 30,000 | $25.0K | <0.1% | History |