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Livermore
Livermore
ZHEN

Shepherd Kaplan Krochuk, LLC

SEC CIK
0001218583
Latest filing
Aug 14, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 6, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
182
−4 vs. Q4 2021
Portfolio value
$261.1M
−$13.4M (−4.9%) vs. Q4 2021
Filed
May 6, 2022
SEC
Holdings of Shepherd Kaplan Krochuk, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ABTAbbott LaboratoriesStock4,800$568.0K0.2%−310−6.1%ReducedHistory
METAMeta Platforms, Inc.Stock2,605$579.0K0.2%+9+0.3%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM56,530$595.0K0.2%00.0%UnchangedHistory
GDVGabelli Dividend & Income TrustCOM24,300$599.0K0.2%00.0%UnchangedHistory
WPMWheaton Precious Metals Corp.COM12,600$600.0K0.2%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock23,538$608.0K0.2%00.0%UnchangedHistory
WMTWalmart Inc.Stock4,200$625.0K0.2%00.0%UnchangedHistory
ProShares Tr74347X849SHRT 20+YR TRE35,829$634.0K0.2%+35,829New–
Ssga Active ETF Tr78467V608ST STR BL LN ETF14,230$640.0K0.2%+14,230New–
Goldman Sachs ETF Tr381430529ACCES TREASURY6,410$641.0K0.2%−170−2.6%Reduced–
VanEck ETF Trust92189F486IG FLOA RATE ETF25,620$643.0K0.2%+25,620New–
NFLXNetflix IncStock1,735$650.0K0.2%−10−0.6%ReducedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF29,930$652.0K0.2%+11,280+60.5%Added–
GAMGeneral American Investors Co IncCOM15,482$658.0K0.3%00.0%UnchangedHistory
iShares Tr46434V860TRS FLT RT BD13,100$659.0K0.3%00.0%Unchanged–
WisdomTree Tr97717X628FLOATNG RAT TREA13,120$660.0K0.3%00.0%UnchangedConverted for a 1-for-2 split–
CETCentral Securities CorpCOM15,990$662.0K0.3%00.0%UnchangedHistory
NUVNuveen Municipal Value Fund IncCOM70,681$677.0K0.3%−1,152−1.6%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT46,650$692.0K0.3%−2,670−5.4%ReducedHistory
PEOAdams Natural Resources Fund, Inc.COM33,061$692.0K0.3%−6,480−16.4%ReducedHistory
KOCoca Cola CoStock11,519$714.0K0.3%−7−0.1%ReducedHistory
KMIKinder Morgan, Inc.Stock38,102$721.0K0.3%+900+2.4%AddedHistory
ELVElevance Health, Inc.Stock1,500$737.0K0.3%00.0%UnchangedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM115,150$742.0K0.3%−14,650−11.3%ReducedHistory
RMNIRimini Street, Inc.COM129,000$748.0K0.3%+28,000+27.7%AddedHistory
ASAASA Gold & Precious Metals LtdSHS36,645$821.0K0.3%−600−1.6%ReducedHistory
UNHUnitedHealth Group IncStock1,628$830.0K0.3%−331−16.9%ReducedHistory
Syntax ETF Tr87166N106STRATIFD LRG CAP12,196$853.0K0.3%−540−4.2%Reduced–
PEPPepsiCo IncStock5,100$854.0K0.3%00.0%UnchangedHistory
AEMAgnico Eagle Mines LtdStock14,553$891.0K0.3%+10,553+263.8%AddedHistory
NEMNEWMONT CorpStock11,411$907.0K0.3%−3,765−24.8%ReducedHistory
CRKComstock Resources IncCOM69,620$909.0K0.3%00.0%UnchangedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX4,731$937.0K0.4%00.0%Unchanged–
UCTTUltra Clean Holdings, Inc.COM22,800$966.0K0.4%00.0%UnchangedHistory
VLOValero Energy CorpStock9,983$1.01M0.4%−973−8.9%ReducedHistory
Silvercrest Metals Inc828363101COM115,500$1.03M0.4%−7,000−5.7%Reduced–
ABBVAbbVie Inc.Stock6,380$1.03M0.4%−2,057−24.4%ReducedHistory
Mag Silver Corp55903Q104COM67,500$1.09M0.4%00.0%Unchanged–
TFCTruist Financial CorpCOM19,234$1.09M0.4%+19,234NewHistory
SIISprott Inc.COM NEW25,500$1.28M0.5%00.0%UnchangedHistory
CAHCardinal Health IncStock23,906$1.35M0.5%+23,906NewHistory
Turquoise Hill Res Ltd900435207COM45,384$1.36M0.5%+45,384New–
PPLPPL CorpCOM49,303$1.41M0.5%−881−1.8%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF18,730$1.43M0.5%+10.0%Added–
TMOThermo Fisher Scientific Inc.Stock2,432$1.44M0.6%+17+0.7%AddedHistory
PRUPrudential Financial IncStock13,040$1.54M0.6%−590−4.3%ReducedHistory
AMGNAmgen IncStock6,566$1.59M0.6%+5,524+530.1%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF6,809$1.62M0.6%−294−4.1%Reduced–
GDGeneral Dynamics CorpStock6,742$1.63M0.6%−468−6.5%ReducedHistory
GOOGAlphabet Inc.Stock630$1.76M0.7%−27−4.1%ReducedHistory
MSFTMicrosoft CorpStock5,875$1.81M0.7%−2,182−27.1%ReducedHistory
SPGIS&P Global Inc.Stock4,590$1.88M0.7%−16−0.3%ReducedHistory
CPBCAMPBELL'S CoCOM44,450$1.98M0.8%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF168,652$2.29M0.9%−86,082−33.8%Reduced–
CPRTCopart IncCOM19,054$2.39M0.9%+60.0%AddedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME73,865$2.50M1.0%−24,093−24.6%Reduced–
CTRACoterra Energy Inc.Stock97,760$2.64M1.0%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT83,741$2.74M1.0%−33,596−28.6%Reduced–
DVADavita Inc.COM24,800$2.81M1.1%−600−2.4%ReducedHistory
Vanguard Real Estate ETF922908553ETF30,683$3.33M1.3%−2,857−8.5%Reduced–
PXDPioneer Natural Resources CoCOM13,680$3.42M1.3%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN318,737$3.57M1.4%−7,212−2.2%ReducedHistory
WLLWhiting Holdings LLCCOM NEW43,800$3.57M1.4%00.0%UnchangedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF33,116$3.65M1.4%+8,073+32.2%Added–
FANGDiamondback Energy, Inc.Stock27,135$3.72M1.4%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR75,841$3.78M1.4%−6,555−8.0%Reduced–
DBX ETF Tr233051630XTRACK MSCI EAFE171,721$4.15M1.6%−16,265−8.7%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF92,890$4.40M1.7%−11,266−10.8%ReducedConverted for a 2-for-1 split–
iShares MSCI USA Momentum Factor ETF46432F396ETF27,747$4.67M1.8%−3,398−10.9%Reduced–
Schwab US Dividend Equity ETF808524797ETF60,263$4.75M1.8%+60,263New–
DVNDevon Energy CorpStock80,746$4.78M1.8%−2,000−2.4%ReducedHistory
STNGScorpio Tankers Inc.SHS225,047$4.81M1.8%+75,000+50.0%AddedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR149,885$6.43M2.5%−28,282−15.9%Reduced–
BRK.BBerkshire Hathaway IncStock19,475$6.87M2.6%−2,663−12.0%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF103,657$7.40M2.8%−14,293−12.1%Reduced–
AAPLApple Inc.Stock49,341$8.62M3.3%−9,822−16.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL133,400$8.95M3.4%−14,719−9.9%Reduced–
VanEck ETF Trust92189F437FALLEN ANGEL HG325,318$9.89M3.8%−64,363−16.5%Reduced–
Janus Detroit STR Tr47103U852HENDERSON MTG224,341$11.2M4.3%+224,341New–
CRCCalifornia Resources CorpCOM STOCK268,800$12.0M4.6%00.0%UnchangedHistory
SPDR Series Trust78464A664ST LON TREAS ETF463,525$17.5M6.7%−155,735−25.1%Reduced–
EQTEQT CorpStock637,707$21.9M8.4%−40,000−5.9%ReducedHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Shepherd Kaplan Krochuk, LLC in Q1 2022
SecurityClassPutsCalls
CVECenovus Energy Inc.COM–$1.38M
MROMarathon Oil CorpCOM–$399.0K
GTEGran Tierra Energy Inc.COM–$283.0K
SPYSPDR S&P 500 ETF TrustETF$271.0K–
NEMNEWMONT CorpStock–$191.0K
AGIAlamos Gold IncStock–$154.0K
COPConocoPhillipsStock–$150.0K
New Gold Inc Cda644535106COM–$148.0K
RIGTransocean Ltd.REGISTERED SHS–$122.0K
GTGoodyear Tire & Rubber CoCOM–$34.0K
VGZVista Gold CorpCOM NEW–$22.0K

Sold out since Q4 2021 (22)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Shepherd Kaplan Krochuk, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Vanguard Mortgage-Backed Securities ETF92206C771ETF172,186$9.10M3.3%–
First Tr Exchange-Traded FD336917109SHS187,255$6.66M2.4%–
QCOMQualcomm IncStock10,949$2.00M0.7%History
UPSUnited Parcel Service IncStock7,876$1.69M0.6%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD13,692$1.11M0.4%–
Pretium Res Inc74139C102COM75,000$1.06M0.4%–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF7,200$658.0K0.2%–
FROFrontline plcSHS NEW87,659$620.0K0.2%History
Kirkland Lake Gold Ltd49741E100COM13,300$558.0K0.2%–
GOOGLAlphabet Inc.Stock179$519.0K0.2%History
Vanguard Morningstar Total Stock Market ETF922908769ETF1,508$364.0K0.1%–
BDSIBiodelivery Sciences International IncCOM114,000$353.0K0.1%History
ADBEAdobe Inc.Stock490$278.0K0.1%History
NVDANVIDIA CorpStock922$271.0K0.1%History
ProShares Tr74347G705ULTRA ENERGY3,535$271.0K0.1%–
Vanguard Morningstar Small-Cap ETF922908751ETF1,089$246.0K0.1%–
IAAIAA, Inc.COM4,500$228.0K0.1%History
DHRDanaher CorpStock671$221.0K0.1%History
AZTAAzenta, Inc.COM2,000$206.0K0.1%History
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM19,671$122.0K<0.1%History
KGCKinross Gold CorpCOM16,500$96.0K<0.1%History
GOROGoldgroup Mining Inc.COM40,702$63.0K<0.1%History