Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 183
- +8 vs. Q1 2021
- Portfolio value
- $277.2M
- +$21.1M (+8.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MDLZMondelez International, Inc. | Stock | 9,000 | $562.0K | 0.2% | −1,000−10.0% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 1,500 | $573.0K | 0.2% | −200−11.8% | Reduced | History |
| WPMWheaton Precious Metals Corp. | COM | 13,000 | $573.0K | 0.2% | −1,000−7.1% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 23,888 | $576.0K | 0.2% | 00.0% | Unchanged | History |
| FISFidelity National Information Services, Inc. | Stock | 4,097 | $580.0K | 0.2% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 5,000 | $580.0K | 0.2% | −500−9.1% | Reduced | History |
| VVisa Inc. | Stock | 2,508 | $586.0K | 0.2% | 00.0% | Unchanged | History |
| WMTWalmart Inc. | Stock | 4,332 | $611.0K | 0.2% | −400−8.5% | Reduced | History |
| KOCoca Cola Co | Stock | 11,492 | $622.0K | 0.2% | −1,300−10.2% | Reduced | History |
| CCitigroup Inc | Stock | 9,000 | $637.0K | 0.2% | −1,000−10.0% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 3,854 | $638.0K | 0.2% | 00.0% | Unchanged | History |
| GDVGabelli Dividend & Income Trust | COM | 24,300 | $639.0K | 0.2% | −1,340−5.2% | Reduced | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 33,950 | $644.0K | 0.2% | −200−0.6% | Reduced | History |
| iShares Tr46434V860 | TRS FLT RT BD | 12,840 | $645.0K | 0.2% | +2,040+18.9% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 7,060 | $646.0K | 0.2% | +720+11.4% | Added | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 10,510 | $646.0K | 0.2% | +1,800+20.7% | Added | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 6,450 | $646.0K | 0.2% | +660+11.4% | Added | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 25,730 | $646.0K | 0.2% | +4,110+19.0% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 1,618 | $648.0K | 0.2% | −500−23.6% | Reduced | History |
| GAMGeneral American Investors Co Inc | COM | 14,930 | $648.0K | 0.2% | +8,740+141.2% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 35,902 | $654.0K | 0.2% | 00.0% | Unchanged | History |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 130,990 | $655.0K | 0.2% | +4,460+3.5% | Added | History |
| Pretium Res Inc74139C102 | COM | 71,000 | $679.0K | 0.2% | −4,000−5.3% | Reduced | – |
| Silvercrest Metals Inc828363101 | COM | 85,000 | $742.0K | 0.3% | 00.0% | Unchanged | – |
| PEPPepsiCo Inc | Stock | 5,200 | $770.0K | 0.3% | −600−10.3% | Reduced | History |
| Syntax ETF Tr87166N106 | STRATIFD LRG CAP | 11,814 | $783.0K | 0.3% | 00.0% | Unchanged | – |
| NEMNEWMONT Corp | Stock | 12,456 | $789.0K | 0.3% | 00.0% | Unchanged | History |
| FROFrontline plc | SHS NEW | 87,659 | $789.0K | 0.3% | +50,000+132.8% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 7,011 | $794.0K | 0.3% | −593−7.8% | Reduced | – |
| VLOValero Energy Corp | Stock | 10,708 | $836.0K | 0.3% | −678−6.0% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 2,608 | $907.0K | 0.3% | −100−3.7% | Reduced | History |
| NFLXNetflix Inc | Stock | 1,735 | $916.0K | 0.3% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 8,250 | $929.0K | 0.3% | +256+3.2% | Added | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 4,649 | $964.0K | 0.3% | 00.0% | Unchanged | – |
| PYPLPayPal Holdings, Inc. | Stock | 3,618 | $1.05M | 0.4% | −400−10.0% | Reduced | History |
| SIISprott Inc. | COM NEW | 27,200 | $1.07M | 0.4% | −1,800−6.2% | Reduced | History |
| STNGScorpio Tankers Inc. | SHS | 50,447 | $1.11M | 0.4% | 00.0% | Unchanged | History |
| UCTTUltra Clean Holdings, Inc. | COM | 20,800 | $1.12M | 0.4% | −1,700−7.6% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 14,000 | $1.16M | 0.4% | 00.0% | Unchanged | – |
| NUVNuveen Municipal Value Fund Inc | COM | 104,688 | $1.21M | 0.4% | +104,688 | New | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2,413 | $1.22M | 0.4% | 00.0% | Unchanged | History |
| Vanguard S&P 500 ETF922908363 | ETF | 3,326 | $1.31M | 0.5% | +703+26.8% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 18,728 | $1.36M | 0.5% | +1,236+7.1% | Added | – |
| COPConocoPhillips | Stock | 22,661 | $1.38M | 0.5% | 00.0% | Unchanged | History |
| Mag Silver Corp55903Q104 | COM | 68,700 | $1.44M | 0.5% | −2,000−2.8% | Reduced | – |
| PRUPrudential Financial Inc | Stock | 14,102 | $1.45M | 0.5% | +14,102 | New | History |
| GDGeneral Dynamics Corp | Stock | 7,834 | $1.48M | 0.5% | +7,834 | New | History |
| PPLPPL Corp | COM | 53,569 | $1.50M | 0.5% | +26,833+100.4% | Added | History |
| GOOGAlphabet Inc. | Stock | 630 | $1.58M | 0.6% | −100−13.7% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 6,156 | $1.67M | 0.6% | −790−11.4% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 8,056 | $1.68M | 0.6% | −1,842−18.6% | Reduced | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 50,000 | $1.70M | 0.6% | 00.0% | Unchanged | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,180 | $1.70M | 0.6% | +20+0.3% | Added | – |
| XECCimarex Energy Co | COM | 23,604 | $1.71M | 0.6% | 00.0% | Unchanged | History |
| QCOMQualcomm Inc | Stock | 12,233 | $1.75M | 0.6% | +1,416+13.1% | Added | History |
| SPGIS&P Global Inc. | Stock | 4,604 | $1.89M | 0.7% | −1,000−17.8% | Reduced | History |
| CPBCAMPBELL'S Co | COM | 44,450 | $2.03M | 0.7% | 00.0% | Unchanged | History |
| FANGDiamondback Energy, Inc. | Stock | 27,135 | $2.55M | 0.9% | 00.0% | Unchanged | History |
| CPRTCopart Inc | COM | 19,545 | $2.58M | 0.9% | −200−1.0% | Reduced | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 26,834 | $2.96M | 1.1% | −26,277−49.5% | Reduced | – |
| DVNDevon Energy Corp | Stock | 104,746 | $3.06M | 1.1% | 00.0% | Unchanged | History |
| DVADavita Inc. | COM | 27,100 | $3.26M | 1.2% | −3,500−11.4% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 329,099 | $3.50M | 1.3% | −48,593−12.9% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 39,080 | $3.98M | 1.4% | +4,163+11.9% | Added | – |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 105,241 | $4.29M | 1.5% | +7,159+7.3% | Added | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 280,444 | $4.30M | 1.5% | +100,258+55.6% | Added | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 186,973 | $4.54M | 1.6% | +38,951+26.3% | Added | – |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 93,240 | $5.11M | 1.8% | −6,941−6.9% | Reduced | – |
| PXDPioneer Natural Resources Co | COM | 32,050 | $5.21M | 1.9% | −3,953−11.0% | Reduced | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 160,936 | $5.62M | 2.0% | +9,313+6.1% | Added | – |
| First Tr Exchange-Traded FD336917109 | SHS | 182,504 | $6.05M | 2.2% | +1,493+0.8% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 22,538 | $6.26M | 2.3% | −1,000−4.2% | Reduced | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 64,248 | $6.69M | 2.4% | +541+0.8% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 39,240 | $6.80M | 2.5% | +614+1.6% | Added | – |
| CRCCalifornia Resources Corp | COM STOCK | 258,800 | $7.80M | 2.8% | +108,000+71.6% | Added | History |
| AAPLApple Inc. | Stock | 58,974 | $8.08M | 2.9% | −697−1.2% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 148,179 | $10.1M | 3.7% | −572−0.4% | Reduced | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 256,043 | $10.5M | 3.8% | +3,917+1.6% | Added | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 241,857 | $12.9M | 4.7% | −43,847−15.3% | Reduced | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 395,500 | $13.0M | 4.7% | +13,464+3.5% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 241,519 | $14.7M | 5.3% | +49,283+25.6% | Added | – |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 388,955 | $16.1M | 5.8% | −80,837−17.2% | Reduced | – |
| EQTEQT Corp | Stock | 882,707 | $19.6M | 7.1% | −128,700−12.7% | Reduced | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CVECenovus Energy Inc. | COM | – | $1.20M |
| SPYSPDR S&P 500 ETF Trust | ETF | $1.20M | – |
| New Gold Inc Cda644535106 | COM | – | $282.0K |
| MROMarathon Oil Corp | COM | – | $181.0K |
| AGIAlamos Gold Inc | Stock | – | $163.0K |
| NEMNEWMONT Corp | Stock | – | $152.0K |
| ASCArdmore Shipping Corp | COM | – | $81.0K |
| RIGTransocean Ltd. | REGISTERED SHS | – | $50.0K |
| TGBTrekor Metals Ltd | COM | – | $40.0K |
Sold out since Q1 2021 (9)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| HQHabrdn Healthcare Investors | SH BEN INT | 14,360 | $351.0K | 0.1% | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 69,350 | $300.0K | 0.1% | History |
| GMGeneral Motors Co | COM | 5,000 | $287.0K | 0.1% | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 55,290 | $269.0K | 0.1% | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 13,290 | $262.0K | 0.1% | History |
| MEOHMethanex Corp | COM | 6,000 | $221.0K | 0.1% | History |
| TGLSTecnoglass Holdings Inc. | ORD SHS | 16,500 | $198.0K | 0.1% | History |
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 11,720 | $154.0K | 0.1% | History |
| IVCInvacare Holdings Corp | COM | 16,000 | $128.0K | <0.1% | History |