Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 183
- +8 vs. Q1 2021
- Portfolio value
- $277.2M
- +$21.1M (+8.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BACKIMAC Holdings, Inc. | COM | 12,131 | $24.0K | <0.1% | +12,131 | New | History |
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $38.0K | <0.1% | 00.0% | Unchanged | History |
| AGTCApplied Genetic Technologies Corp | COM | 10,000 | $39.0K | <0.1% | 00.0% | Unchanged | History |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $49.0K | <0.1% | 00.0% | Unchanged | – |
| RIGTransocean Ltd. | REGISTERED SHS | 12,000 | $54.0K | <0.1% | 00.0% | Unchanged | History |
| Ion Geophysical Corp462044AJ7 | NOTE 8.000%12/1 | 74,000 | $75.0K | <0.1% | +74,000 | New | – |
| AGIAlamos Gold Inc | Stock | 12,000 | $92.0K | <0.1% | 00.0% | Unchanged | History |
| KGCKinross Gold Corp | COM | 16,000 | $102.0K | <0.1% | 00.0% | Unchanged | History |
| TGBTrekor Metals Ltd | COM | 48,100 | $102.0K | <0.1% | +48,100 | New | History |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 11,000 | $110.0K | <0.1% | +11,000 | New | – |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $112.0K | <0.1% | 00.0% | Unchanged | – |
| GTYHGTY Technology Holdings Inc. | COM | 20,500 | $146.0K | 0.1% | +20,500 | New | History |
| FREEWhole Earth Brands, Inc. | COM CL A | 11,500 | $167.0K | 0.1% | 00.0% | Unchanged | History |
| RMNIRimini Street, Inc. | COM | 27,543 | $170.0K | 0.1% | +27,543 | New | History |
| NXENexGen Energy Ltd. | COM | 45,000 | $185.0K | 0.1% | 00.0% | Unchanged | History |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $199.0K | 0.1% | 00.0% | Unchanged | History |
| First Tr MLP & Energy Incom33739B104 | COM | 25,190 | $199.0K | 0.1% | 00.0% | Unchanged | – |
| SUSuncor Energy Inc | Stock | 8,430 | $202.0K | 0.1% | +8,430 | New | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 703 | $202.0K | 0.1% | +703 | New | – |
| NVSTEnvista Holdings Corp | COM | 5,000 | $216.0K | 0.1% | −1,100−18.0% | Reduced | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 3,940 | $217.0K | 0.1% | +3+0.1% | Added | – |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 450,000 | $221.0K | 0.1% | 00.0% | Unchanged | History |
| BWXTBWX Technologies, Inc. | COM | 3,900 | $227.0K | 0.1% | 00.0% | Unchanged | History |
| NGVTIngevity Corp | COM | 2,800 | $228.0K | 0.1% | −200−6.7% | Reduced | History |
| NTRNutrien Ltd. | COM | 3,800 | $230.0K | 0.1% | −1,200−24.0% | Reduced | History |
| Enerplus Corp292766102 | COM | 32,200 | $232.0K | 0.1% | 00.0% | Unchanged | – |
| CVECenovus Energy Inc. | COM | 24,900 | $239.0K | 0.1% | −5,100−17.0% | Reduced | History |
| AEMAgnico Eagle Mines Ltd | Stock | 4,000 | $242.0K | 0.1% | 00.0% | Unchanged | History |
| VMCVulcan Materials CO | COM | 1,400 | $244.0K | 0.1% | 00.0% | Unchanged | History |
| HONEHarborOne Bancorp, Inc. | COM NEW | 17,000 | $244.0K | 0.1% | −6,500−27.7% | Reduced | History |
| JOFJapan Smaller Capitalization Fund Inc | COM | 27,490 | $248.0K | 0.1% | 00.0% | Unchanged | History |
| ProShares Tr74347G705 | ULTRA ENERGY | 3,514 | $254.0K | 0.1% | +3,514 | New | – |
| GAIAGaia, Inc | CL A | 23,100 | $254.0K | 0.1% | −4,300−15.7% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $255.0K | 0.1% | 00.0% | Unchanged | History |
| IAAIAA, Inc. | COM | 4,700 | $256.0K | 0.1% | 00.0% | Unchanged | History |
| CNXCNX Resources Corp | COM | 18,830 | $257.0K | 0.1% | 00.0% | Unchanged | History |
| ENBEnbridge Inc | Stock | 6,500 | $260.0K | 0.1% | 00.0% | Unchanged | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,200 | $263.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,185 | $264.0K | 0.1% | +185+18.5% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,175 | $265.0K | 0.1% | −38−3.1% | Reduced | – |
| MMSIMerit Medical Systems Inc | COM | 4,100 | $265.0K | 0.1% | −200−4.7% | Reduced | History |
| FMCFMC Corp | COM NEW | 2,500 | $271.0K | 0.1% | 00.0% | Unchanged | History |
| Discovery Inc25470F302 | COM SER C | 9,400 | $272.0K | 0.1% | 00.0% | Unchanged | – |
| SWKSSkyworks Solutions, Inc. | Stock | 1,424 | $273.0K | 0.1% | 00.0% | Unchanged | History |
| IGRCbre Global Real Estate Income Fund | COM | 31,320 | $276.0K | 0.1% | 00.0% | Unchanged | History |
| AMGNAmgen Inc | Stock | 1,140 | $278.0K | 0.1% | +1+0.1% | Added | History |
| VETVermilion Energy Inc. | COM | 31,900 | $279.0K | 0.1% | −5,100−13.8% | Reduced | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 5,520 | $283.0K | 0.1% | −5,020−47.6% | Reduced | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 3,280 | $283.0K | 0.1% | −3,000−47.8% | Reduced | – |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 22,510 | $283.0K | 0.1% | −4,260−15.9% | Reduced | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 25,000 | $283.0K | 0.1% | 00.0% | Unchanged | History |
| GDPGoodrich Petroleum Corp | COM PAR | 19,160 | $286.0K | 0.1% | 00.0% | Unchanged | History |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 30,990 | $290.0K | 0.1% | 00.0% | Unchanged | History |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 30,452 | $299.0K | 0.1% | −17,738−36.8% | Reduced | History |
| OROR Royalties Inc. | COM | 22,000 | $301.0K | 0.1% | 00.0% | Unchanged | History |
| VNTVontier Corp | Stock | 9,400 | $306.0K | 0.1% | −600−6.0% | Reduced | History |
| BERYBerry Global Group, Inc. | COM | 4,800 | $313.0K | 0.1% | −400−7.7% | Reduced | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 25,070 | $314.0K | 0.1% | 00.0% | Unchanged | History |
| MXFMexico Fund Inc | COM | 20,920 | $319.0K | 0.1% | +20,920 | New | History |
| KFKorea Fund Inc | COM NEW | 6,970 | $322.0K | 0.1% | +6,970 | New | History |
| SWZTotal Return Securities Fund | COM | 33,380 | $325.0K | 0.1% | +33,380 | New | History |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $332.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Core S&P 500 ETF464287200 | ETF | 777 | $334.0K | 0.1% | 00.0% | Unchanged | – |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $334.0K | 0.1% | 00.0% | Unchanged | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 56,761 | $338.0K | 0.1% | −51,469−47.6% | Reduced | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 20,920 | $339.0K | 0.1% | +710+3.5% | Added | History |
| GRAW R Grace & Co | COM | 4,900 | $339.0K | 0.1% | 00.0% | Unchanged | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 5,000 | $341.0K | 0.1% | 00.0% | Unchanged | History |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $344.0K | 0.1% | 00.0% | Unchanged | History |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $354.0K | 0.1% | 00.0% | Unchanged | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4,453 | $360.0K | 0.1% | +10.0% | Added | – |
| CETCentral Securities Corp | COM | 8,640 | $365.0K | 0.1% | +8,640 | New | History |
| GFNew Germany Fund Inc | COM | 18,390 | $372.0K | 0.1% | 00.0% | Unchanged | History |
| TWNTaiwan Fund Inc | COM | 10,890 | $385.0K | 0.1% | 00.0% | Unchanged | History |
| BACBank of America Corp | Stock | 9,400 | $388.0K | 0.1% | 00.0% | Unchanged | History |
| FST Tr New Opport MLP & Ene33739M100 | COM | 67,040 | $396.0K | 0.1% | 00.0% | Unchanged | – |
| BDSIBiodelivery Sciences International Inc | COM | 111,000 | $397.0K | 0.1% | +17,000+18.1% | Added | History |
| BGRBlackRock Energy & Resources Trust | COM | 40,970 | $402.0K | 0.1% | −5,550−11.9% | Reduced | History |
| TAT&T Inc. | Stock | 14,076 | $405.0K | 0.1% | 00.0% | Unchanged | History |
| KRNYKearny Financial Corp. | COM | 33,997 | $406.0K | 0.1% | 00.0% | Unchanged | History |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $410.0K | 0.1% | 00.0% | Unchanged | History |
| BNYBank of New York Mellon Corp | Stock | 8,187 | $419.0K | 0.2% | +8,187 | New | History |
| PSXPhillips 66 | Stock | 5,350 | $459.0K | 0.2% | 00.0% | Unchanged | History |
| CRKComstock Resources Inc | COM | 69,620 | $464.0K | 0.2% | 00.0% | Unchanged | History |
| STMPStamps.com Inc | COM NEW | 2,400 | $481.0K | 0.2% | −600−20.0% | Reduced | History |
| STXSeagate Technology Holdings plc | ORD SHS | 5,500 | $484.0K | 0.2% | −900−14.1% | Reduced | History |
| JNJJohnson & Johnson | Stock | 3,060 | $504.0K | 0.2% | 00.0% | Unchanged | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $507.0K | 0.2% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 3,100 | $512.0K | 0.2% | −1,200−27.9% | Reduced | History |
| PGProcter & Gamble Co | Stock | 3,800 | $513.0K | 0.2% | 00.0% | Unchanged | History |
| AIMCAltra Industrial Motion Corp. | COM | 7,900 | $514.0K | 0.2% | −200−2.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $518.0K | 0.2% | 00.0% | Unchanged | – |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 42,280 | $524.0K | 0.2% | +8,010+23.4% | Added | History |
| Kirkland Lake Gold Ltd49741E100 | COM | 13,700 | $528.0K | 0.2% | −300−2.1% | Reduced | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,459 | $536.0K | 0.2% | +10+0.2% | Added | – |
| DHTDHT Holdings, Inc. | SHS NEW | 82,765 | $537.0K | 0.2% | +50,000+152.6% | Added | History |
| GPIGroup 1 Automotive Inc | COM | 3,500 | $541.0K | 0.2% | 00.0% | Unchanged | History |
| ASAASA Gold & Precious Metals Ltd | SHS | 25,105 | $542.0K | 0.2% | +11,520+84.8% | Added | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,219 | $558.0K | 0.2% | 00.0% | Unchanged | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 91,450 | $560.0K | 0.2% | 00.0% | Unchanged | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CVECenovus Energy Inc. | COM | – | $1.20M |
| SPYSPDR S&P 500 ETF Trust | ETF | $1.20M | – |
| New Gold Inc Cda644535106 | COM | – | $282.0K |
| MROMarathon Oil Corp | COM | – | $181.0K |
| AGIAlamos Gold Inc | Stock | – | $163.0K |
| NEMNEWMONT Corp | Stock | – | $152.0K |
| ASCArdmore Shipping Corp | COM | – | $81.0K |
| RIGTransocean Ltd. | REGISTERED SHS | – | $50.0K |
| TGBTrekor Metals Ltd | COM | – | $40.0K |
Sold out since Q1 2021 (9)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| HQHabrdn Healthcare Investors | SH BEN INT | 14,360 | $351.0K | 0.1% | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 69,350 | $300.0K | 0.1% | History |
| GMGeneral Motors Co | COM | 5,000 | $287.0K | 0.1% | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 55,290 | $269.0K | 0.1% | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 13,290 | $262.0K | 0.1% | History |
| MEOHMethanex Corp | COM | 6,000 | $221.0K | 0.1% | History |
| TGLSTecnoglass Holdings Inc. | ORD SHS | 16,500 | $198.0K | 0.1% | History |
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 11,720 | $154.0K | 0.1% | History |
| IVCInvacare Holdings Corp | COM | 16,000 | $128.0K | <0.1% | History |