Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 175
- No 13F data for Q4 2020
- Portfolio value
- $256.2M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| EQTEQT Corp | Stock | 1,011,407 | $18.8M | 7.3% | – | – | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 469,792 | $18.3M | 7.1% | – | – | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 285,704 | $15.2M | 6.0% | – | – | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 382,036 | $12.2M | 4.8% | – | – | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 192,236 | $11.2M | 4.4% | – | – | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 148,751 | $9.71M | 3.8% | – | – | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 252,126 | $9.51M | 3.7% | – | – | – |
| AAPLApple Inc. | Stock | 59,671 | $7.29M | 2.8% | – | – | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 63,707 | $6.35M | 2.5% | – | – | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 38,626 | $6.21M | 2.4% | – | – | – |
| BRK.BBerkshire Hathaway Inc | Stock | 23,538 | $6.01M | 2.3% | – | – | History |
| First Tr Exchange-Traded FD336917109 | SHS | 181,011 | $5.92M | 2.3% | – | – | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 53,111 | $5.87M | 2.3% | – | – | – |
| PXDPioneer Natural Resources Co | COM | 36,003 | $5.72M | 2.2% | – | – | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 100,181 | $5.35M | 2.1% | – | – | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 151,623 | $5.01M | 2.0% | – | – | – |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 98,082 | $3.87M | 1.5% | – | – | – |
| CRCCalifornia Resources Corp | COM STOCK | 150,800 | $3.63M | 1.4% | – | – | History |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 148,022 | $3.53M | 1.4% | – | – | – |
| DVADavita Inc. | COM | 30,600 | $3.30M | 1.3% | – | – | History |
| Vanguard Real Estate ETF922908553 | ETF | 34,917 | $3.21M | 1.3% | – | – | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 377,692 | $2.90M | 1.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 180,186 | $2.70M | 1.1% | – | – | – |
| DVNDevon Energy Corp | Stock | 104,746 | $2.29M | 0.9% | – | – | History |
| CPBCAMPBELL'S Co | COM | 44,450 | $2.23M | 0.9% | – | – | History |
| CPRTCopart Inc | COM | 19,745 | $2.15M | 0.8% | – | – | History |
| FANGDiamondback Energy, Inc. | Stock | 27,135 | $1.99M | 0.8% | – | – | History |
| SPGIS&P Global Inc. | Stock | 5,604 | $1.98M | 0.8% | – | – | History |
| UPSUnited Parcel Service Inc | Stock | 9,898 | $1.68M | 0.7% | – | – | History |
| MSFTMicrosoft Corp | Stock | 6,946 | $1.64M | 0.6% | – | – | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 50,000 | $1.63M | 0.6% | – | – | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,160 | $1.58M | 0.6% | – | – | – |
| GOOGAlphabet Inc. | Stock | 730 | $1.51M | 0.6% | – | – | History |
| QCOMQualcomm Inc | Stock | 10,817 | $1.43M | 0.6% | – | – | History |
| XECCimarex Energy Co | COM | 23,604 | $1.40M | 0.5% | – | – | History |
| UCTTUltra Clean Holdings, Inc. | COM | 22,500 | $1.31M | 0.5% | – | – | History |
| COPConocoPhillips | Stock | 22,661 | $1.20M | 0.5% | – | – | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 14,000 | $1.16M | 0.5% | – | – | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 17,492 | $1.14M | 0.4% | – | – | – |
| SIISprott Inc. | COM NEW | 29,000 | $1.10M | 0.4% | – | – | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2,413 | $1.10M | 0.4% | – | – | History |
| Mag Silver Corp55903Q104 | COM | 70,700 | $1.06M | 0.4% | – | – | – |
| PYPLPayPal Holdings, Inc. | Stock | 4,018 | $976.0K | 0.4% | – | – | History |
| Vanguard S&P 500 ETF922908363 | ETF | 2,623 | $956.0K | 0.4% | – | – | – |
| STNGScorpio Tankers Inc. | SHS | 50,447 | $931.0K | 0.4% | – | – | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 4,649 | $925.0K | 0.4% | – | – | – |
| NFLXNetflix Inc | Stock | 1,735 | $905.0K | 0.4% | – | – | History |
| ABBVAbbVie Inc. | Stock | 7,994 | $865.0K | 0.3% | – | – | History |
| PEPPepsiCo Inc | Stock | 5,800 | $820.0K | 0.3% | – | – | History |
| VLOValero Energy Corp | Stock | 11,386 | $815.0K | 0.3% | – | – | History |
| METAMeta Platforms, Inc. | Stock | 2,708 | $798.0K | 0.3% | – | – | History |
| UNHUnitedHealth Group Inc | Stock | 2,118 | $788.0K | 0.3% | – | – | History |
| Pretium Res Inc74139C102 | COM | 75,000 | $778.0K | 0.3% | – | – | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 7,604 | $776.0K | 0.3% | – | – | – |
| PPLPPL Corp | COM | 26,736 | $771.0K | 0.3% | – | – | History |
| NEMNEWMONT Corp | Stock | 12,456 | $751.0K | 0.3% | – | – | History |
| Syntax ETF Tr87166N106 | STRATIFD LRG CAP | 11,814 | $734.0K | 0.3% | – | – | – |
| CCitigroup Inc | Stock | 10,000 | $728.0K | 0.3% | – | – | History |
| Silvercrest Metals Inc828363101 | COM | 85,000 | $687.0K | 0.3% | – | – | – |
| KOCoca Cola Co | Stock | 12,792 | $674.0K | 0.3% | – | – | History |
| ABTAbbott Laboratories | Stock | 5,500 | $659.0K | 0.3% | – | – | History |
| WMTWalmart Inc. | Stock | 4,732 | $643.0K | 0.3% | – | – | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 34,150 | $618.0K | 0.2% | – | – | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 108,230 | $617.0K | 0.2% | – | – | History |
| GLDSPDR Gold Trust | ETF | 3,854 | $616.0K | 0.2% | – | – | History |
| GDVGabelli Dividend & Income Trust | COM | 25,640 | $614.0K | 0.2% | – | – | History |
| ELVElevance Health, Inc. | Stock | 1,700 | $610.0K | 0.2% | – | – | History |
| AXPAmerican Express Co | Stock | 4,300 | $608.0K | 0.2% | – | – | History |
| STMPStamps.com Inc | COM NEW | 3,000 | $599.0K | 0.2% | – | – | History |
| KMIKinder Morgan, Inc. | Stock | 35,902 | $598.0K | 0.2% | – | – | History |
| MDLZMondelez International, Inc. | Stock | 10,000 | $585.0K | 0.2% | – | – | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 6,340 | $580.0K | 0.2% | – | – | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 5,790 | $580.0K | 0.2% | – | – | – |
| FISFidelity National Information Services, Inc. | Stock | 4,097 | $576.0K | 0.2% | – | – | History |
| GPIGroup 1 Automotive Inc | COM | 3,500 | $552.0K | 0.2% | – | – | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 91,450 | $551.0K | 0.2% | – | – | History |
| iShares Tr46434V860 | TRS FLT RT BD | 10,800 | $543.0K | 0.2% | – | – | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 21,620 | $543.0K | 0.2% | – | – | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 6,280 | $542.0K | 0.2% | – | – | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 10,540 | $541.0K | 0.2% | – | – | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 8,710 | $536.0K | 0.2% | – | – | – |
| WPMWheaton Precious Metals Corp. | COM | 14,000 | $535.0K | 0.2% | – | – | History |
| VVisa Inc. | Stock | 2,508 | $531.0K | 0.2% | – | – | History |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 126,530 | $531.0K | 0.2% | – | – | History |
| EPDEnterprise Products Partners L.P. | Stock | 23,888 | $526.0K | 0.2% | – | – | History |
| PGProcter & Gamble Co | Stock | 3,800 | $515.0K | 0.2% | – | – | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,449 | $510.0K | 0.2% | – | – | – |
| JNJJohnson & Johnson | Stock | 3,060 | $503.0K | 0.2% | – | – | History |
| STXSeagate Technology Holdings plc | SHS | 6,400 | $491.0K | 0.2% | – | – | History |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $487.0K | 0.2% | – | – | – |
| Kirkland Lake Gold Ltd49741E100 | COM | 14,000 | $473.0K | 0.2% | – | – | – |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 48,190 | $461.0K | 0.2% | – | – | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $449.0K | 0.2% | – | – | History |
| AIMCAltra Industrial Motion Corp. | COM | 8,100 | $448.0K | 0.2% | – | – | History |
| PSXPhillips 66 | Stock | 5,350 | $436.0K | 0.2% | – | – | History |
| TAT&T Inc. | Stock | 14,076 | $426.0K | 0.2% | – | – | History |
| BGRBlackRock Energy & Resources Trust | COM | 46,520 | $413.0K | 0.2% | – | – | History |
| KRNYKearny Financial Corp. | COM | 33,997 | $411.0K | 0.2% | – | – | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,219 | $405.0K | 0.2% | – | – | History |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $403.0K | 0.2% | – | – | History |
Options (10)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $1.11M | – |
| CVECenovus Energy Inc. | COM | – | $975.0K |
| New Gold Inc Cda644535106 | COM | – | $240.0K |
| AGIAlamos Gold Inc | Stock | – | $159.0K |
| MROMarathon Oil Corp | COM | – | $142.0K |
| COPConocoPhillips | Stock | – | $79.0K |
| ASCArdmore Shipping Corp | COM | – | $54.0K |
| RIGTransocean Ltd. | REGISTERED SHS | – | $39.0K |
| TGBTrekor Metals Ltd | COM | – | $27.0K |
| FROFrontline plc | SHS NEW | – | $7.00K |