Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 175
- No 13F data for Q4 2020
- Portfolio value
- $256.2M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $26.0K | <0.1% | – | – | History |
| RIGTransocean Ltd. | REGISTERED SHS | 12,000 | $43.0K | <0.1% | – | – | History |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $46.0K | <0.1% | – | – | – |
| AGTCApplied Genetic Technologies Corp | COM | 10,000 | $51.0K | <0.1% | – | – | History |
| AGIAlamos Gold Inc | Stock | 12,000 | $94.0K | <0.1% | – | – | History |
| KGCKinross Gold Corp | COM | 16,000 | $107.0K | <0.1% | – | – | History |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $109.0K | <0.1% | – | – | – |
| IVCInvacare Holdings Corp | COM | 16,000 | $128.0K | <0.1% | – | – | History |
| FREEWhole Earth Brands, Inc. | COM CL A | 11,500 | $150.0K | 0.1% | – | – | History |
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 11,720 | $154.0K | 0.1% | – | – | History |
| Enerplus Corp292766102 | COM | 32,200 | $161.0K | 0.1% | – | – | – |
| NXENexGen Energy Ltd. | COM | 45,000 | $163.0K | 0.1% | – | – | History |
| First Tr MLP & Energy Incom33739B104 | COM | 25,190 | $174.0K | 0.1% | – | – | – |
| GDPGoodrich Petroleum Corp | COM PAR | 19,160 | $181.0K | 0.1% | – | – | History |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $192.0K | 0.1% | – | – | History |
| DHTDHT Holdings, Inc. | SHS NEW | 32,765 | $194.0K | 0.1% | – | – | History |
| TGLSTecnoglass Holdings Inc. | ORD SHS | 16,500 | $198.0K | 0.1% | – | – | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,000 | $207.0K | 0.1% | – | – | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 3,937 | $210.0K | 0.1% | – | – | – |
| MEOHMethanex Corp | COM | 6,000 | $221.0K | 0.1% | – | – | History |
| CVECenovus Energy Inc. | COM | 30,000 | $226.0K | 0.1% | – | – | History |
| NGVTIngevity Corp | COM | 3,000 | $227.0K | 0.1% | – | – | History |
| AEMAgnico Eagle Mines Ltd | Stock | 4,000 | $231.0K | 0.1% | – | – | History |
| VMCVulcan Materials CO | COM | 1,400 | $236.0K | 0.1% | – | – | History |
| ENBEnbridge Inc | Stock | 6,500 | $237.0K | 0.1% | – | – | History |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $239.0K | 0.1% | – | – | History |
| OROR Royalties Inc. | COM | 22,000 | $242.0K | 0.1% | – | – | History |
| IGRCbre Global Real Estate Income Fund | COM | 31,320 | $245.0K | 0.1% | – | – | History |
| GAMGeneral American Investors Co Inc | COM | 6,190 | $247.0K | 0.1% | – | – | History |
| NVSTEnvista Holdings Corp | COM | 6,100 | $249.0K | 0.1% | – | – | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,200 | $253.0K | 0.1% | – | – | History |
| JOFJapan Smaller Capitalization Fund Inc | COM | 27,490 | $256.0K | 0.1% | – | – | History |
| MMSIMerit Medical Systems Inc | COM | 4,300 | $257.0K | 0.1% | – | – | History |
| BWXTBWX Technologies, Inc. | COM | 3,900 | $257.0K | 0.1% | – | – | History |
| IAAIAA, Inc. | COM | 4,700 | $259.0K | 0.1% | – | – | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,213 | $260.0K | 0.1% | – | – | – |
| SWKSSkyworks Solutions, Inc. | Stock | 1,424 | $261.0K | 0.1% | – | – | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 13,290 | $262.0K | 0.1% | – | – | History |
| VETVermilion Energy Inc. | COM | 37,000 | $269.0K | 0.1% | – | – | History |
| NTRNutrien Ltd. | COM | 5,000 | $269.0K | 0.1% | – | – | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 55,290 | $269.0K | 0.1% | – | – | History |
| FROFrontline plc | SHS NEW | 37,659 | $269.0K | 0.1% | – | – | History |
| ASAASA Gold & Precious Metals Ltd | SHS | 13,585 | $271.0K | 0.1% | – | – | History |
| FMCFMC Corp | COM NEW | 2,500 | $277.0K | 0.1% | – | – | History |
| CNXCNX Resources Corp | COM | 18,830 | $277.0K | 0.1% | – | – | History |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 30,990 | $278.0K | 0.1% | – | – | History |
| AMGNAmgen Inc | Stock | 1,139 | $283.0K | 0.1% | – | – | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 450,000 | $285.0K | 0.1% | – | – | History |
| GMGeneral Motors Co | COM | 5,000 | $287.0K | 0.1% | – | – | History |
| GRAW R Grace & Co | COM | 4,900 | $293.0K | 0.1% | – | – | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 25,000 | $297.0K | 0.1% | – | – | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 20,210 | $297.0K | 0.1% | – | – | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 25,070 | $297.0K | 0.1% | – | – | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 69,350 | $300.0K | 0.1% | – | – | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 5,000 | $302.0K | 0.1% | – | – | History |
| VNTVontier Corp | Stock | 10,000 | $303.0K | 0.1% | – | – | History |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 26,770 | $308.0K | 0.1% | – | – | History |
| TWNTaiwan Fund Inc | COM | 10,890 | $308.0K | 0.1% | – | – | History |
| iShares Core S&P 500 ETF464287200 | ETF | 777 | $309.0K | 0.1% | – | – | – |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $309.0K | 0.1% | – | – | History |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $317.0K | 0.1% | – | – | History |
| HONEHarborOne Bancorp, Inc. | COM NEW | 23,500 | $317.0K | 0.1% | – | – | History |
| BERYBerry Global Group, Inc. | COM | 5,200 | $319.0K | 0.1% | – | – | History |
| GAIAGaia, Inc | CL A | 27,400 | $326.0K | 0.1% | – | – | History |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $337.0K | 0.1% | – | – | History |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $346.0K | 0.1% | – | – | History |
| Discovery Inc25470F302 | COM SER C | 9,400 | $347.0K | 0.1% | – | – | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4,452 | $349.0K | 0.1% | – | – | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 14,360 | $351.0K | 0.1% | – | – | History |
| FST Tr New Opport MLP & Ene33739M100 | COM | 67,040 | $357.0K | 0.1% | – | – | – |
| BACBank of America Corp | Stock | 9,400 | $364.0K | 0.1% | – | – | History |
| GFNew Germany Fund Inc | COM | 18,390 | $364.0K | 0.1% | – | – | History |
| BDSIBiodelivery Sciences International Inc | COM | 94,000 | $368.0K | 0.1% | – | – | History |
| CRKComstock Resources Inc | COM | 69,620 | $386.0K | 0.2% | – | – | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 34,270 | $387.0K | 0.2% | – | – | History |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $403.0K | 0.2% | – | – | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,219 | $405.0K | 0.2% | – | – | History |
| KRNYKearny Financial Corp. | COM | 33,997 | $411.0K | 0.2% | – | – | History |
| BGRBlackRock Energy & Resources Trust | COM | 46,520 | $413.0K | 0.2% | – | – | History |
| TAT&T Inc. | Stock | 14,076 | $426.0K | 0.2% | – | – | History |
| PSXPhillips 66 | Stock | 5,350 | $436.0K | 0.2% | – | – | History |
| AIMCAltra Industrial Motion Corp. | COM | 8,100 | $448.0K | 0.2% | – | – | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $449.0K | 0.2% | – | – | History |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 48,190 | $461.0K | 0.2% | – | – | History |
| Kirkland Lake Gold Ltd49741E100 | COM | 14,000 | $473.0K | 0.2% | – | – | – |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $487.0K | 0.2% | – | – | – |
| STXSeagate Technology Holdings plc | SHS | 6,400 | $491.0K | 0.2% | – | – | History |
| JNJJohnson & Johnson | Stock | 3,060 | $503.0K | 0.2% | – | – | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,449 | $510.0K | 0.2% | – | – | – |
| PGProcter & Gamble Co | Stock | 3,800 | $515.0K | 0.2% | – | – | History |
| EPDEnterprise Products Partners L.P. | Stock | 23,888 | $526.0K | 0.2% | – | – | History |
| VVisa Inc. | Stock | 2,508 | $531.0K | 0.2% | – | – | History |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 126,530 | $531.0K | 0.2% | – | – | History |
| WPMWheaton Precious Metals Corp. | COM | 14,000 | $535.0K | 0.2% | – | – | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 8,710 | $536.0K | 0.2% | – | – | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 10,540 | $541.0K | 0.2% | – | – | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 6,280 | $542.0K | 0.2% | – | – | – |
| iShares Tr46434V860 | TRS FLT RT BD | 10,800 | $543.0K | 0.2% | – | – | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 21,620 | $543.0K | 0.2% | – | – | – |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 91,450 | $551.0K | 0.2% | – | – | History |
Options (10)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $1.11M | – |
| CVECenovus Energy Inc. | COM | – | $975.0K |
| New Gold Inc Cda644535106 | COM | – | $240.0K |
| AGIAlamos Gold Inc | Stock | – | $159.0K |
| MROMarathon Oil Corp | COM | – | $142.0K |
| COPConocoPhillips | Stock | – | $79.0K |
| ASCArdmore Shipping Corp | COM | – | $54.0K |
| RIGTransocean Ltd. | REGISTERED SHS | – | $39.0K |
| TGBTrekor Metals Ltd | COM | – | $27.0K |
| FROFrontline plc | SHS NEW | – | $7.00K |