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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
190
−85 vs. Q3 2023
Portfolio value
$982.4M
−$122.3M (−11.1%) vs. Q3 2023
Filed
Feb 14, 2024
AmendedSEC
Holdings of Rational Advisors LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NFLXNetflix IncStock352$171.4K<0.1%−552−61.1%ReducedHistory
INTCIntel CorpStock3,254$163.5K<0.1%−4,629−58.7%ReducedHistory
CEGConstellation Energy CorpStock1,376$160.8K<0.1%+843+158.2%AddedHistory
HONHoneywell International IncCOM747$156.7K<0.1%−796−51.6%ReducedHistory
DALDelta Air Lines, Inc.COM NEW3,764$151.4K<0.1%+3,764NewHistory
RTXRTX CorpStock1,707$143.6K<0.1%+1,182+225.1%AddedHistory
CMCSAComcast CorpStock3,268$143.3K<0.1%−9,403−74.2%ReducedHistory
WFCWells Fargo & CompanyStock2,834$139.5K<0.1%−4,813−62.9%ReducedHistory
PLDPrologis, Inc.REIT1,022$136.2K<0.1%−1,081−51.4%ReducedHistory
NEENextera Energy IncStock2,161$131.3K<0.1%−2,843−56.8%ReducedHistory
DISWalt Disney CoStock1,437$129.7K<0.1%−2,291−61.5%ReducedHistory
VZVerizon Communications IncStock3,362$126.7K<0.1%−2,660−44.2%ReducedHistory
UPSUnited Parcel Service IncStock798$125.5K<0.1%−883−52.5%ReducedHistory
PGProcter & Gamble CoStock850$124.6K<0.1%−1,247−59.5%ReducedHistory
HDHome Depot, Inc.Stock359$124.4K<0.1%−585−62.0%ReducedHistory
LINLinde PLCStock276$113.4K<0.1%+151+120.8%AddedHistory
ADBEAdobe Inc.Stock189$112.8K<0.1%−269−58.7%ReducedHistory
SPGIS&P Global Inc.Stock254$111.9K<0.1%−388−60.4%ReducedHistory
GEGeneral Electric CoStock857$109.4K<0.1%−1,255−59.4%ReducedHistory
GSGoldman Sachs Group IncStock254$98.0K<0.1%−410−61.7%ReducedHistory
TAT&T Inc.Stock5,712$95.8K<0.1%−4,520−44.2%ReducedHistory
MSMorgan StanleyStock978$91.2K<0.1%−1,644−62.7%ReducedHistory
ACNAccenture plcStock253$88.8K<0.1%−359−58.7%ReducedHistory
MDTMedtronic plcStock1,057$87.1K<0.1%−1,581−59.9%ReducedHistory
BLKBlackRock, Inc.COM107$86.9K<0.1%−184−63.2%ReducedHistory
SYKStryker CorpStock269$80.6K<0.1%−384−58.8%ReducedHistory
CVSCVS Health CorpStock1,017$80.3K<0.1%−1,537−60.2%ReducedHistory
CCitigroup IncStock1,481$76.2K<0.1%−2,504−62.8%ReducedHistory
ETNEaton Corp plcStock312$75.1K<0.1%−436−58.3%ReducedHistory
MUMicron Technology IncStock851$72.6K<0.1%+851NewHistory
ABTAbbott LaboratoriesStock658$72.4K<0.1%−1,018−60.7%ReducedHistory
ZTSZoetis Inc.Stock360$71.1K<0.1%−516−58.9%ReducedHistory
KOCoca Cola CoStock1,088$64.1K<0.1%−1,647−60.2%ReducedHistory
NUENucor CorpCOM366$63.7K<0.1%00.0%UnchangedHistory
CMECME Group Inc.COM296$62.3K<0.1%−431−59.3%ReducedHistory
RSReliance, Inc.COM220$61.5K<0.1%00.0%UnchangedHistory
PSXPhillips 66Stock461$61.4K<0.1%00.0%UnchangedHistory
NOCNorthrop Grumman CorpStock131$61.3K<0.1%−32−19.6%ReducedHistory
STLDSteel Dynamics IncCOM519$61.3K<0.1%00.0%UnchangedHistory
LNGCheniere Energy, Inc.COM NEW353$60.3K<0.1%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM590$59.0K<0.1%00.0%UnchangedHistory
WMBWilliams Companies, Inc.COM1,648$57.4K<0.1%00.0%UnchangedHistory
CVXChevron CorpStock380$56.7K<0.1%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM718$55.2K<0.1%−195−21.4%ReducedHistory
DOWDow Inc.Stock991$54.3K<0.1%−278−21.9%ReducedHistory
OKEONEOK IncCOM773$54.3K<0.1%00.0%UnchangedHistory
COPConocoPhillipsStock456$52.9K<0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock1,216$51.8K<0.1%00.0%UnchangedHistory
EQIXEquinix IncCOM64$51.5K<0.1%00.0%UnchangedHistory
SHWSherwin Williams CoCOM165$51.5K<0.1%00.0%UnchangedHistory
UNPUnion Pacific CorpStock202$49.6K<0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock825$49.3K<0.1%00.0%UnchangedHistory
GDGeneral Dynamics CorpStock188$48.8K<0.1%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock2,725$48.1K<0.1%00.0%UnchangedHistory
WMWaste Management IncStock266$47.6K<0.1%00.0%UnchangedHistory
ECLEcolab Inc.Stock239$47.4K<0.1%−74−23.6%ReducedHistory
RSGRepublic Services, Inc.COM287$47.3K<0.1%00.0%UnchangedHistory
WELLWelltower Inc.REIT524$47.2K<0.1%00.0%UnchangedHistory
CNICanadian National Railway CoStock375$47.1K<0.1%00.0%UnchangedHistory
CPCanadian Pacific Kansas City LtdCOM594$47.0K<0.1%00.0%UnchangedHistory
PBAPembina Pipeline CorpCOM1,350$46.5K<0.1%−600−30.8%ReducedHistory
DLRDigital Realty Trust, Inc.COM343$46.2K<0.1%00.0%UnchangedHistory
PNRPENTAIR plcSHS633$46.0K<0.1%00.0%UnchangedHistory
CATCaterpillar IncStock155$45.8K<0.1%00.0%UnchangedHistory
DUKDuke Energy CORPStock472$45.8K<0.1%00.0%UnchangedHistory
WCNWaste Connections, Inc.COM306$45.7K<0.1%00.0%UnchangedHistory
WYWeyerhaeuser CoCOM NEW1,295$45.0K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN3,238$44.7K<0.1%00.0%UnchangedHistory
SRESempraStock595$44.5K<0.1%00.0%UnchangedHistory
FTSFortis Inc.COM1,075$44.2K<0.1%00.0%UnchangedHistory
MPLXMPLX LPCOM UNIT REP LTD1,204$44.2K<0.1%00.0%UnchangedHistory
SOSouthern CoStock625$43.8K<0.1%−2,170−77.6%ReducedHistory
TRGPTarga Resources Corp.COM499$43.3K<0.1%00.0%UnchangedHistory
DEDeere & CoStock108$43.2K<0.1%00.0%UnchangedHistory
CSXCSX CorpStock1,234$42.8K<0.1%−2,864−69.9%ReducedHistory
EMREmerson Electric CoStock438$42.6K<0.1%00.0%UnchangedHistory
EOGEOG Resources IncStock349$42.2K<0.1%00.0%UnchangedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A2,643$42.2K<0.1%00.0%UnchangedHistory
LMTLockheed Martin CorpStock93$42.2K<0.1%00.0%UnchangedHistory
PSAPublic StorageCOM138$42.1K<0.1%00.0%UnchangedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT1,335$42.0K<0.1%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock1,584$41.7K<0.1%00.0%UnchangedHistory
Atlantica Sustainable Infr PG0751N103SHS1,926$41.4K<0.1%−260−11.9%Reduced–
ENBEnbridge IncStock1,132$40.8K<0.1%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT176$38.0K<0.1%00.0%UnchangedHistory
NSCNorfolk Southern CorpStock156$36.9K<0.1%00.0%UnchangedHistory
TRPTC Energy CorpCOM917$35.8K<0.1%00.0%UnchangedHistory
SLBSLB LimitedStock636$33.1K<0.1%00.0%UnchangedHistory
CCICrown Castle Inc.REIT253$29.1K<0.1%00.0%UnchangedHistory
Western Digital Corp958102AP0NOTE 1.500% 2/080$80<0.1%−4,833,000−100.0%Reduced–

Sold out since Q3 2023 (109)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 109 by value last quarter.

Positions of Rational Advisors LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Vanguard Total Bond Market ETF921937835ETF1,468,730$102.5M9.3%–
AMZNAmazon Com IncStock55,742$7.09M0.6%History
Bank of Amer Corp0605056827.25%CNV PFD L4,448$4.95M0.4%–
Ares Capital Corp04010LAW3NOTE 4.625% 3/04,700,000$4.77M0.4%–
RBC Bearings INC75524B2035% CNV PFD SR A29,200$3.22M0.3%–
Datadog, Inc.23804LAB9NOTE 0.125% 6/11,800,000$2.11M0.2%–
SPYSPDR S&P 500 ETF TrustETF4,729$2.02M0.2%History
Vanguard Morningstar Growth ETF922908736ETF7,379$2.01M0.2%–
LLYEli Lilly & CoStock3,400$1.83M0.2%History
BRK.BBerkshire Hathaway IncStock3,838$1.34M0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF19,455$1.34M0.1%–
BSXBoston Scientific CorpStock24,904$1.32M0.1%History
TWTradeweb Markets Inc.Stock11,500$922.3K0.1%History
Splunk Inc848637AD6NOTE 1.125% 9/1690,000$741.4K0.1%–
SPOTSpotify Technology S.A.Stock2,600$402.1K<0.1%History
BACBank of America CorpStock13,993$383.1K<0.1%History
TXNTexas Instruments IncStock2,055$326.8K<0.1%History
JNJJohnson & JohnsonStock2,091$325.7K<0.1%History
PEPPepsiCo IncStock1,920$325.3K<0.1%History
AMGNAmgen IncStock1,098$289.9K<0.1%History
SBUXStarbucks CorpStock2,859$260.9K<0.1%History
ADPAutomatic Data Processing IncStock1,079$259.6K<0.1%History
KLACKLA CorpCOM NEW537$246.3K<0.1%History
VRTXVertex Pharmaceuticals IncStock641$222.9K<0.1%History
BABoeing CoStock1,108$212.4K<0.1%History
KHCKraft Heinz CoStock4,627$155.7K<0.1%History
AMDAdvanced Micro Devices IncStock1,446$148.7K<0.1%History
BDXBecton Dickinson & CoStock559$144.5K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM5,981$133.0K<0.1%History
RIVNRivian Automotive, Inc.Stock5,000$121.4K<0.1%History
AEPAmerican Electric Power Co IncStock1,455$109.4K<0.1%History
XUnited States Steel CorpCOM1,994$64.8K<0.1%History
APDAir Products & Chemicals, Inc.Stock181$51.3K<0.1%History
AWKAmerican Water Works Company, Inc.Stock360$45.6K<0.1%History
BKRBaker Hughes CoCL A1,250$44.1K<0.1%History
STAGSTAG Industrial, Inc.COM1,204$41.5K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM369$36.9K<0.1%History
ORCLOracle CorpStock290$34.5K<0.1%History
UNHUnitedHealth Group IncStock56$26.9K<0.1%History
MAMastercard IncStock68$26.7K<0.1%History
ULUnilever PLCSPON ADR NEW476$24.8K<0.1%History
NOWServiceNow, Inc.Stock44$24.7K<0.1%History
CICigna GroupStock72$20.2K<0.1%History
INTUIntuit Inc.Stock44$20.2K<0.1%History
FSLRFirst Solar, Inc.Stock104$19.8K<0.1%History
PFEPfizer IncStock460$16.9K<0.1%History
IQVIQVIA Holdings Inc.Stock66$14.8K<0.1%History
JCIJohnson Controls International plcStock216$14.7K<0.1%History
MRNAModerna, Inc.Stock118$14.3K<0.1%History
ARRYArray Technologies, Inc.COM SHS618$14.0K<0.1%History
EWEdwards Lifesciences CorpStock140$13.2K<0.1%History
ADSKAutodesk, Inc.COM64$13.1K<0.1%History
ENSEnerSysCOM112$12.2K<0.1%History
CSIQCanadian Solar Inc.COM296$11.5K<0.1%History
CTASCintas CorpStock22$10.9K<0.1%History
PCTPureCycle Technologies, Inc.COM1,016$10.9K<0.1%History
ITGartner IncCOM30$10.5K<0.1%History
SHLSShoals Technologies Group, Inc.CL A408$10.4K<0.1%History
ENPHEnphase Energy, Inc.Stock60$10.0K<0.1%History
CWSTCasella Waste Systems IncCL A108$9.77K<0.1%History
SEDGSolaredge Technologies, Inc.COM36$9.69K<0.1%History
ORAOrmat Technologies, Inc.COM116$9.33K<0.1%History
INGRIngredion IncCOM88$9.32K<0.1%History
XYLXylem Inc.COM76$8.56K<0.1%History
Freyr BatteryL4135L100COM910$8.51K<0.1%–
FLNCFluence Energy, Inc.COM CL A318$8.47K<0.1%History
WTSWatts Water Technologies IncCL A46$8.45K<0.1%History
WSTWest Pharmaceutical Services IncCOM22$8.41K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG262$8.26K<0.1%History
MKCMcCormick & Co IncStock90$7.85K<0.1%History
KEYSKeysight Technologies, Inc.Stock46$7.70K<0.1%History
BEBloom Energy CorpCOM CL A458$7.49K<0.1%History
CWENClearway Energy, Inc.CL C262$7.48K<0.1%History
NTAPNetApp, Inc.Stock94$7.18K<0.1%History
SRCLStericycle IncCOM152$7.06K<0.1%History
WATWaters CorpCOM26$6.93K<0.1%History
NOVASunnova Energy International Inc.COM374$6.85K<0.1%History
MANManpowerGroup Inc.COM86$6.83K<0.1%History
Maxeon Solar Technologies LTY58473102SHS242$6.82K<0.1%–
CWTCalifornia Water Service GroupCOM130$6.71K<0.1%History
MNTKMontauk Renewables, Inc.COM902$6.71K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN114$6.68K<0.1%History
CBRECbre Group, Inc.CL A82$6.62K<0.1%History
AMRCAmeresco, Inc.CL A128$6.22K<0.1%History
RUNSunrun Inc.COM276$4.93K<0.1%History
MSCIMSCI Inc.Stock10$4.69K<0.1%History
BAXBaxter International IncStock102$4.65K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A518$4.55K<0.1%History
HASIHA Sustainable Infrastructure Capital, Inc.COM180$4.50K<0.1%History
Sunpower Corp867652406COM456$4.47K<0.1%–
BEAMBeam Therapeutics Inc.COM126$4.02K<0.1%History
HCCIHeritage-Crystal Clean, Inc.COM98$3.70K<0.1%History
FCELFuelcell Energy IncCOM1,696$3.66K<0.1%History
PLUGPlug Power IncStock348$3.62K<0.1%History
FSRFisker Inc.CL A COM STK590$3.33K<0.1%History
BLDPBallard Power Systems Inc.COM748$3.26K<0.1%History
Aris Water Solutions, Inc.04041L106CLASS A COM254$2.62K<0.1%–
GWRSGlobal Water Resources, Inc.COM188$2.38K<0.1%History
TPICQTpi Composites, IncCOM218$2.26K<0.1%History
BLNKBlink Charging Co.COM370$2.22K<0.1%History