First Trust Advisors LP
- SEC CIK
- 0001125816
- Latest filing
- Aug 11, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 13, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 2,355
- +45 vs. Q2 2024
- Portfolio value
- $105.0B
- +$6.89B (+7.0%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CRSRCorsair Gaming, Inc. | COM | 47,773 | $332.5K | <0.1% | +3,148+7.1% | Added | History |
| TPZTortoise Power & Energy Infrastructure Fund Inc | COM | 18,381 | $332.9K | <0.1% | +347+1.9% | Added | History |
| AURAurora Innovation, Inc. | CLASS A COM | 56,287 | $333.2K | <0.1% | +918+1.7% | Added | History |
| SPFISouth Plains Financial, Inc. | COM | 9,914 | $336.3K | <0.1% | −29,054−74.6% | Reduced | History |
| CXMSprinklr, Inc. | CL A | 43,772 | $338.4K | <0.1% | +11,576+36.0% | Added | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 33,259 | $338.6K | <0.1% | +33,259 | New | History |
| HAFCHanmi Financial Corp | COM NEW | 18,312 | $340.6K | <0.1% | +7,664+72.0% | Added | History |
| CASSCass Information Systems Inc | COM | 8,244 | $342.0K | <0.1% | +8,244 | New | History |
| FMNBFarmers National Banc Corp | COM | 22,733 | $343.7K | <0.1% | +9,575+72.8% | Added | History |
| MSCIMSCI Inc. | Stock | 590 | $343.9K | <0.1% | +590 | New | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 31,374 | $345.1K | <0.1% | +10,916+53.4% | Added | History |
| HONEHarborOne Bancorp, Inc. | COM NEW | 26,867 | $348.7K | <0.1% | +11,213+71.6% | Added | History |
| SWTXSpringWorks Therapeutics, Inc. | COM | 10,982 | $351.9K | <0.1% | +1,602+17.1% | Added | History |
| THFFFirst Financial Corp | Stock | 8,086 | $354.6K | <0.1% | −26,680−76.7% | Reduced | History |
| PGNYProgyny, Inc. | COM | 21,311 | $357.2K | <0.1% | −74,248−77.7% | Reduced | History |
| FEIMFrequency Electronics Inc | COM | 29,806 | $360.1K | <0.1% | +29,806 | New | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 2,585 | $360.6K | <0.1% | −2,850−52.4% | Reduced | – |
| HTBHomeTrust Bancshares, Inc. | COM | 10,586 | $360.8K | <0.1% | −39,321−78.8% | Reduced | History |
| PAASPan American Silver Corp | Stock | 17,296 | $361.0K | <0.1% | +2,182+14.4% | Added | History |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 16,837 | $362.0K | <0.1% | +377+2.3% | Added | – |
| SMPStandard Motor Products, Inc. | Stock | 10,948 | $363.5K | <0.1% | +10,948 | New | History |
| CACCamden National Corp | COM | 8,817 | $364.3K | <0.1% | +8,817 | New | History |
| SPSCSPS Commerce Inc | COM | 1,882 | $365.4K | <0.1% | −2,994−61.4% | Reduced | History |
| HTBKHeritage Commerce Corp | COM | 37,082 | $366.4K | <0.1% | −156,490−80.8% | Reduced | History |
| VanEck ETF Trust92189H201 | INTRMDT MUNI ETF | 7,863 | $369.2K | <0.1% | −2,600−24.8% | Reduced | – |
| ESOAEnergy Services of America CORP | COM | 38,987 | $370.4K | <0.1% | +38,987 | New | History |
| BASECouchbase, Inc. | COM | 23,061 | $371.7K | <0.1% | −122,738−84.2% | Reduced | History |
| Paramount Global92556H206 | CL B | 35,028 | $372.0K | <0.1% | +35,028 | New | – |
| MMYTMakeMyTrip Ltd | Stock | 4,023 | $373.9K | <0.1% | +690+20.7% | Added | History |
| BHFBrighthouse Financial, Inc. | COM | 8,391 | $377.8K | <0.1% | +8,391 | New | History |
| TRSTTrustco Bank Corp N Y | COM NEW | 11,501 | $380.3K | <0.1% | +11,501 | New | History |
| VISTVista Energy, S.A.B. de C.V. | SPONSORED ADS | 8,667 | $382.9K | <0.1% | −130,292−93.8% | Reduced | History |
| FSBCFive Star Bancorp | COM | 12,898 | $383.5K | <0.1% | −38,900−75.1% | Reduced | History |
| MCWMister Car Wash, Inc. | COM | 59,142 | $385.0K | <0.1% | −678,927−92.0% | Reduced | History |
| GFIGold Fields Ltd | SPONSORED ADR | 25,532 | $391.9K | <0.1% | +6,987+37.7% | Added | History |
| XPROExpro Ltd | COM | 23,012 | $395.1K | <0.1% | −4,563−16.5% | Reduced | History |
| BFSTBusiness First Bancshares, Inc. | COM | 15,428 | $396.0K | <0.1% | −60,100−79.6% | Reduced | History |
| TMETencent Music Entertainment Group | SPON ADS | 33,218 | $400.3K | <0.1% | −115,479−77.7% | Reduced | History |
| SPDR Series Trust78468R721 | STATE STREET SPD | 8,560 | $400.9K | <0.1% | −943−9.9% | Reduced | – |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 20,481 | $403.3K | <0.1% | +3,183+18.4% | Added | History |
| GSBCGreat Southern Bancorp, Inc. | COM | 7,065 | $404.9K | <0.1% | −21,259−75.1% | Reduced | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 42,408 | $407.5K | <0.1% | +1,021+2.5% | Added | History |
| PGZPrincipal Real Estate Income Fund | SHS BEN INT | 36,633 | $409.3K | <0.1% | −1,687−4.4% | Reduced | History |
| UPWKUpwork, Inc | COM | 39,171 | $409.3K | <0.1% | +6,950+21.6% | Added | History |
| COHUCohu Inc | COM | 15,934 | $409.5K | <0.1% | −25,243−61.3% | Reduced | History |
| HBNCHorizon Bancorp Inc | COM | 26,445 | $411.2K | <0.1% | +10,987+71.1% | Added | History |
| BAPCredicorp Ltd | COM | 2,323 | $420.4K | <0.1% | −122−5.0% | Reduced | History |
| ORRFOrrstown Financial Services Inc | COM | 11,719 | $421.4K | <0.1% | +11,719 | New | History |
| OSBCOld Second Bancorp Inc | COM | 27,133 | $423.0K | <0.1% | −101,983−79.0% | Reduced | History |
| PEBKPeoples Bancorp of North Carolina Inc | COM | 16,674 | $423.4K | <0.1% | +16,674 | New | History |
| CTKBCytek Biosciences, Inc. | COM | 76,810 | $425.5K | <0.1% | +16,646+27.7% | Added | History |
| GPRKGeoPark Ltd | USD SHS | 54,074 | $425.6K | <0.1% | +595+1.1% | Added | History |
| MBWMMercantile Bank Corp | COM | 9,763 | $426.8K | <0.1% | −37,557−79.4% | Reduced | History |
| AERAerCap Holdings N.V. | SHS | 4,636 | $439.1K | <0.1% | +249+5.7% | Added | History |
| CCBCoastal Financial Corp | COM NEW | 8,141 | $439.5K | <0.1% | −27,100−76.9% | Reduced | History |
| EYENational Vision Holdings, Inc. | COM | 40,291 | $439.6K | <0.1% | +40,291 | New | History |
| BEAMBeam Therapeutics Inc. | COM | 17,972 | $440.3K | <0.1% | −1,464,299−98.8% | Reduced | History |
| BTMDbiote Corp. | CLASS A COM | 78,942 | $440.5K | <0.1% | +78,942 | New | History |
| JAMFJamf Holding Corp. | COM | 25,521 | $442.8K | <0.1% | −26,018−50.5% | Reduced | History |
| PMTSCPI Card Group Inc. | COM NEW | 15,946 | $443.8K | <0.1% | +15,946 | New | History |
| GPREGreen Plains Inc. | COM | 33,255 | $450.3K | <0.1% | +33,255 | New | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 46,955 | $450.8K | <0.1% | +1,458+3.2% | Added | History |
| FTREFortrea Holdings Inc. | COMMON STOCK | 22,597 | $451.9K | <0.1% | +22,597 | New | History |
| TKCTurkcell Iletisim Hizmetleri A S | SPON ADR NEW | 66,036 | $454.3K | <0.1% | +66,036 | New | History |
| HFWAHeritage Financial Corp | COM | 20,870 | $454.3K | <0.1% | +8,715+71.7% | Added | History |
| VIRCVirco Mfg Corporation | COM | 33,011 | $455.9K | <0.1% | +33,011 | New | History |
| PHRPhreesia, Inc. | COM | 20,170 | $459.7K | <0.1% | −59,721−74.8% | Reduced | History |
| SMRNuscale Power Corp | CL A COM | 39,972 | $462.9K | <0.1% | +39,972 | New | History |
| RELYRemitly Global, Inc. | COM | 34,743 | $465.2K | <0.1% | −75,500−68.5% | Reduced | History |
| NEONeogenomics Inc | COM NEW | 31,705 | $467.6K | <0.1% | −55,828−63.8% | Reduced | History |
| IASIntegral Ad Science Holding Corp. | COM | 43,322 | $468.3K | <0.1% | +43,322 | New | History |
| CFFNCapitol Federal Financial, Inc. | COM | 80,304 | $469.0K | <0.1% | +33,794+72.7% | Added | History |
| ACUAcme United Corp | COM | 11,288 | $470.0K | <0.1% | +11,288 | New | History |
| LWAYLifeway Foods, Inc. | COM | 18,179 | $471.2K | <0.1% | +18,179 | New | History |
| TWINTwin Disc Inc | COM | 37,838 | $472.6K | <0.1% | +37,838 | New | History |
| FCBCFirst Community Bankshares Inc | COM | 11,053 | $476.9K | <0.1% | +4,622+71.9% | Added | History |
| BGHBarings Global Short Duration High Yield Fund | COM | 31,511 | $478.3K | <0.1% | −1,711−5.2% | Reduced | History |
| VRNTVerint Systems Inc | COM | 18,938 | $479.7K | <0.1% | +278+1.5% | Added | History |
| LAKELakeland Industries Inc | COM | 24,094 | $484.3K | <0.1% | +24,094 | New | History |
| JLSNuveen Mortgage & Income Fund | COM | 26,520 | $488.8K | <0.1% | −516−1.9% | Reduced | History |
| BBCPConcrete Pumping Holdings, Inc. | COM | 84,921 | $491.7K | <0.1% | +84,921 | New | History |
| PLABPhotronics Inc | COM | 19,888 | $492.4K | <0.1% | −82,557−80.6% | Reduced | History |
| MTRNMATERION Corp | COM | 4,431 | $495.7K | <0.1% | −10,480−70.3% | Reduced | History |
| UVSPUnivest Financial Corp | COM | 17,648 | $496.6K | <0.1% | −74,853−80.9% | Reduced | History |
| CFBCrossfirst Bankshares, Inc. | COM | 29,818 | $497.7K | <0.1% | −107,946−78.4% | Reduced | History |
| APLSApellis Pharmaceuticals, Inc. | COM | 17,301 | $499.0K | <0.1% | −106,424−86.0% | Reduced | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 9,434 | $499.8K | <0.1% | −2,854−23.2% | Reduced | – |
| UECUranium Energy Corp | COM | 81,470 | $505.9K | <0.1% | −134,429−62.3% | Reduced | History |
| PFCPremier Financial Corp | COM | 21,682 | $509.1K | <0.1% | +9,133+72.8% | Added | History |
| GGRGogoro Inc. | ORDINARY SHARES | 982,914 | $520.9K | <0.1% | +108,077+12.4% | Added | History |
| First Tr Exch Traded FD III33740J203 | EQUITY MARKET NE | 26,515 | $524.7K | <0.1% | +5,209+24.4% | Added | – |
| DNLIDenali Therapeutics Inc. | COM | 18,134 | $528.2K | <0.1% | −1,116−5.8% | Reduced | History |
| RESRPC Inc | COM | 83,216 | $529.3K | <0.1% | −104,477−55.7% | Reduced | History |
| FFFutureFuel Corp. | COM | 92,205 | $530.2K | <0.1% | +18,430+25.0% | Added | History |
| PCORProcore Technologies, Inc. | COM | 8,729 | $538.8K | <0.1% | −278,619−97.0% | Reduced | History |
| DJTTrump Media & Technology Group Corp. | Stock | 33,615 | $540.2K | <0.1% | +33,615 | New | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 5,020 | $540.5K | <0.1% | +32+0.6% | Added | – |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 58,860 | $540.9K | <0.1% | −68,741−53.9% | Reduced | History |
| CTBICommunity Trust Bancorp Inc | COM | 10,921 | $542.3K | <0.1% | +4,605+72.9% | Added | History |
| BANCBanc of California, Inc. | COM | 36,896 | $543.5K | <0.1% | −55,601−60.1% | Reduced | History |
Sold out since Q2 2024 (169)
Positions held at the end of Q2 2024 that are gone from this filing.
The largest 100 of 169 by value last quarter.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| VODVodafone Group Public Ltd Co | ADR | 2,910,135 | $25.8M | <0.1% | History |
| QDELQuidelOrtho Corp | COM | 567,652 | $18.9M | <0.1% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 1,465,420 | $17.7M | <0.1% | History |
| Liberty Media Corp531229789 | Stock | 766,383 | $17.0M | <0.1% | – |
| EFXEquifax Inc | COM | 62,792 | $15.2M | <0.1% | History |
| TREXTrex Co Inc | COM | 200,613 | $14.9M | <0.1% | History |
| SSRMSSR Mining Inc. | Stock | 3,102,793 | $14.0M | <0.1% | History |
| AALAmerican Airlines Group Inc. | Stock | 956,015 | $10.8M | <0.1% | History |
| WWayfair Inc. | CL A | 194,856 | $10.3M | <0.1% | History |
| HTLFHeartland Financial USA Inc | COM | 218,564 | $9.72M | <0.1% | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 413,428 | $9.07M | <0.1% | – |
| Exscientia PLC30223G102 | ADS | 1,730,873 | $8.83M | <0.1% | – |
| SIRISirius XM Holdings Inc. | COM | 2,954,948 | $8.36M | <0.1% | History |
| CRNCCerence Inc. | COM | 2,679,604 | $7.58M | <0.1% | History |
| EQNREquinor ASA | SPONSORED ADR | 216,059 | $6.17M | <0.1% | History |
| RHRH | COM | 25,062 | $6.13M | <0.1% | History |
| SCIService Corp International | COM | 72,169 | $5.13M | <0.1% | History |
| AMKAssetMark Financial Holdings, Inc. | COM | 133,887 | $4.63M | <0.1% | History |
| INSPInspire Medical Systems, Inc. | COM | 34,195 | $4.58M | <0.1% | History |
| ASXASE Technology Holding Co., Ltd. | SPONSORED ADS | 327,708 | $3.74M | <0.1% | History |
| TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBK | SPONSORED ADR | 191,316 | $3.58M | <0.1% | History |
| FAROFaro Technologies Inc | COM | 204,076 | $3.27M | <0.1% | History |
| ACMRACM Research, Inc. | Stock | 134,496 | $3.10M | <0.1% | History |
| SCSCScansource, Inc. | COM | 69,800 | $3.09M | <0.1% | History |
| ETRNMidstream Co LLC | COM | 223,556 | $2.90M | <0.1% | History |
| UMCUnited Microelectronics Corp | SPON ADR NEW | 327,435 | $2.87M | <0.1% | History |
| SMLPSummit Midstream Partners, LP | COM UNIT LTD | 80,020 | $2.85M | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 873,669 | $2.81M | <0.1% | – |
| iShares Inc464286400 | MSCI BRAZIL ETF | 100,262 | $2.74M | <0.1% | – |
| SQSPSquarespace, Inc. | CLASS A | 62,746 | $2.74M | <0.1% | History |
| ARHSArhaus, Inc. | COM CL A | 154,561 | $2.62M | <0.1% | History |
| KRUSKura Sushi USA, Inc. | CL A COM | 41,391 | $2.61M | <0.1% | History |
| GNKGenco Shipping & Trading Ltd | SHS | 121,973 | $2.60M | <0.1% | History |
| DODiamond Offshore Drilling, Inc. | COM | 167,629 | $2.60M | <0.1% | History |
| BBSIBarrett Business Services Inc | COM | 73,523 | $2.41M | <0.1% | History |
| CECOCeco Environmental Corp | COM | 83,061 | $2.40M | <0.1% | History |
| CGEMCullinan Therapeutics, Inc. | COM | 136,887 | $2.39M | <0.1% | History |
| IDYAIDEAYA Biosciences, Inc. | COM | 67,533 | $2.37M | <0.1% | History |
| CLWClearwater Paper Corp | COM | 47,443 | $2.30M | <0.1% | History |
| IBTXIndependent Bank Group, Inc. | COM | 46,911 | $2.14M | <0.1% | History |
| LZLegalzoom.com, Inc. | COM | 244,569 | $2.05M | <0.1% | History |
| JBLUJetBlue Airways Corp | COM | 332,251 | $2.02M | <0.1% | History |
| IDTIdt Corp | CL B NEW | 56,201 | $2.02M | <0.1% | History |
| PRSUPursuit Attractions & Hospitality, Inc. | COM | 59,362 | $2.02M | <0.1% | History |
| REXRex American Resources Corp | COM | 42,787 | $1.95M | <0.1% | History |
| BELFBBel Fuse Inc | CL B | 28,586 | $1.86M | <0.1% | History |
| Sunpower Corp867652406 | COM | 624,549 | $1.85M | <0.1% | – |
| WSRWhitestone REIT | COM | 138,593 | $1.84M | <0.1% | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 53,979 | $1.67M | <0.1% | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 55,540 | $1.65M | <0.1% | – |
| OSGOctave Specialty Group Inc | COM NEW | 127,067 | $1.63M | <0.1% | History |
| Vanguard Energy ETF92204A306 | ETF | 12,263 | $1.56M | <0.1% | – |
| BIRKBirkenstock Holding plc | COM SHS | 28,443 | $1.55M | <0.1% | History |
| CHXChampionX Corp | COM | 46,559 | $1.55M | <0.1% | History |
| MYEMyers Industries Inc | COM | 104,471 | $1.40M | <0.1% | History |
| GATOGatos Silver, Inc. | COM | 132,175 | $1.38M | <0.1% | History |
| Overseas Shipholding Group Inc69036R863 | CL A NEW | 149,763 | $1.27M | <0.1% | – |
| BRYBerry Corp (bry) | COM | 192,854 | $1.25M | <0.1% | History |
| ZEUSOlympic Steel Inc | COM | 27,614 | $1.24M | <0.1% | History |
| HLITHarmonic Inc. | COM | 100,888 | $1.19M | <0.1% | History |
| CYHCommunity Health Systems Inc | COM | 345,773 | $1.16M | <0.1% | History |
| BHBBar Harbor Bankshares | COM | 42,797 | $1.15M | <0.1% | History |
| OLPOne Liberty Properties Inc | COM | 46,692 | $1.10M | <0.1% | History |
| UDMYUdemy, Inc. | COM | 123,490 | $1.07M | <0.1% | History |
| RICKRci Hospitality Holdings, Inc. | COM | 24,104 | $1.05M | <0.1% | History |
| DENNDENNY'S Corp | COM | 146,156 | $1.04M | <0.1% | History |
| GSATGlobalstar, Inc. | COM | 922,404 | $1.03M | <0.1% | History |
| FCELFuelcell Energy Inc | COM | 1,608,454 | $1.03M | <0.1% | History |
| HDSNHudson Technologies Inc | COM | 115,071 | $1.01M | <0.1% | History |
| SBGISinclair, Inc. | CL A | 74,466 | $992.6K | <0.1% | History |
| ATNIATN International, Inc. | COM | 43,027 | $981.0K | <0.1% | History |
| PAHCPhibro Animal Health Corp | CL A COM | 57,143 | $958.3K | <0.1% | History |
| VYGRVoyager Therapeutics, Inc. | COM | 120,734 | $955.0K | <0.1% | History |
| ARVNArvinas, Inc. | COM | 35,100 | $934.4K | <0.1% | History |
| BRSLBrightstar Lottery PLC | SHS USD | 45,516 | $931.3K | <0.1% | History |
| INMDInMode Ltd. | SHS | 50,186 | $915.4K | <0.1% | History |
| MORFMorphic Holding, Inc. | COM | 26,867 | $915.4K | <0.1% | History |
| TITNTitan Machinery Inc. | COM | 56,221 | $893.9K | <0.1% | History |
| OSUROrasure Technologies Inc | COM | 207,799 | $885.2K | <0.1% | History |
| GNEGenie Energy Ltd. | CL B | 60,315 | $881.8K | <0.1% | History |
| BBWBuild-A-Bear Workshop Inc | COM | 34,893 | $881.7K | <0.1% | History |
| SPOKSpok Holdings, Inc | COM | 56,884 | $842.5K | <0.1% | History |
| CACCCredit Acceptance Corp | COM | 1,626 | $836.9K | <0.1% | History |
| OPENOpendoor Technologies Inc. | COM | 447,503 | $823.4K | <0.1% | History |
| ONEWOneWater Marine Inc. | CL A COM | 29,521 | $813.9K | <0.1% | History |
| BOOMDMC Global Inc. | COM | 56,143 | $809.6K | <0.1% | History |
| TNKTeekay Tankers Ltd. | CL A | 11,312 | $778.4K | <0.1% | History |
| BRDGBridge Investment Group Holdings Inc. | COM CL A | 104,092 | $772.4K | <0.1% | History |
| GRALGRAIL, Inc. | COM | 50,241 | $772.2K | <0.1% | History |
| PANLPangaea Logistics Solutions Ltd. | SHS | 97,387 | $762.5K | <0.1% | History |
| WDCWestern Digital Corp | COM | 10,060 | $762.2K | <0.1% | History |
| HBTHBT Financial, Inc. | COM | 36,392 | $743.1K | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 805,143 | $731.6K | <0.1% | – |
| RXRXRecursion Pharmaceuticals, Inc. | CL A | 94,854 | $711.4K | <0.1% | History |
| FSBWFS Bancorp, Inc. | COM | 19,466 | $709.5K | <0.1% | History |
| MEIMethode Electronics Inc | COM | 66,942 | $692.8K | <0.1% | History |
| Golden Ocean Group LtdG39637205 | SHS NEW | 48,563 | $670.2K | <0.1% | – |
| JOUTJohnson Outdoors Inc | CL A | 18,908 | $661.4K | <0.1% | History |
| OMEROmeros Corp | COM | 162,803 | $661.0K | <0.1% | History |
| OBTOrange County Bancorp, Inc. | COM | 12,080 | $638.8K | <0.1% | History |