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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 13, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
2,355
+45 vs. Q2 2024
Portfolio value
$105.0B
+$6.89B (+7.0%) vs. Q2 2024
Filed
Nov 13, 2024
SEC
Holdings of First Trust Advisors LP in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock30,876$00.0%00.0%UnchangedHistory
FSPFranklin Street Properties CorpCOM12,579$22.3K<0.1%+2,413+23.7%AddedHistory
FUBOFuboTV Inc.COM20,419$29.0K<0.1%+3,799+22.9%AddedHistory
MTTRMatterport, Inc.COM CL A10,448$47.0K<0.1%+10,448NewHistory
FSMFortuna Mining Corp.Stock10,342$47.9K<0.1%+10,342NewHistory
COMPCompass, Inc.CL A12,306$75.2K<0.1%+12,306NewHistory
EQXEquinox Gold Corp.COM14,257$86.8K<0.1%+2,525+21.5%AddedHistory
CDECoeur Mining, Inc.COM NEW13,413$92.3K<0.1%+2,046+18.0%AddedHistory
IAGIamgold CorpCOM18,666$97.6K<0.1%+2,855+18.1%AddedHistory
NWGNatWest Group plcSPONS ADR10,535$98.6K<0.1%+10,535NewHistory
NUVNuveen Municipal Value Fund IncCOM11,593$104.6K<0.1%00.0%UnchangedHistory
VKQInvesco Municipal TrustCOM10,779$110.6K<0.1%+10,779NewHistory
INDIindie Semiconductor, Inc.CLASS A COM28,401$113.3K<0.1%+1,644+6.1%AddedHistory
AHRTAH Realty Trust, Inc.COM10,570$114.5K<0.1%+10,570NewHistory
SWNSouthwestern Energy CoCOM16,142$114.8K<0.1%−4,799−22.9%ReducedHistory
INNSummit Hotel Properties, Inc.COM16,871$115.7K<0.1%+4,923+41.2%AddedHistory
New Gold Inc Cda644535106COM42,544$122.8K<0.1%+26,010+157.3%Added–
STNEStoneCo Ltd.COM11,223$126.4K<0.1%−11,062−49.6%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM10,331$130.7K<0.1%00.0%UnchangedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT12,353$135.5K<0.1%00.0%UnchangedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT33,719$141.3K<0.1%+9,827+41.1%AddedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM11,302$142.2K<0.1%00.0%UnchangedHistory
BVNBuenaventura Mining Co IncSPONSORED ADR10,417$144.2K<0.1%+10,417NewHistory
BDNBrandywine Realty TrustSH BEN INT NEW26,828$145.9K<0.1%+7,804+41.0%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM11,567$151.6K<0.1%00.0%UnchangedHistory
SVCService Properties TrustCOM SH BEN INT33,981$155.0K<0.1%+9,167+36.9%AddedHistory
AVDLAvadel Pharmaceuticals PLCStock12,137$159.2K<0.1%+1,776+17.1%AddedHistory
MQTBlackRock Muniyield Quality Fund II, Inc.COM14,915$161.4K<0.1%00.0%UnchangedHistory
WSBFWaterstone Financial, Inc.COM11,771$173.0K<0.1%+11,771NewHistory
FLICFirst of Long Island CorpCOM13,631$175.4K<0.1%+13,631NewHistory
EFCEllington Financial Inc.COM14,019$180.7K<0.1%+14,019NewHistory
FRSTPrimis Financial Corp.COM14,932$181.9K<0.1%+14,932NewHistory
PAXSPIMCO Access Income FundSHS BENFIN INT11,136$185.2K<0.1%+543+5.1%AddedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM15,679$188.1K<0.1%00.0%UnchangedHistory
RCUSArcus Biosciences, Inc.COM12,371$189.2K<0.1%+1,796+17.0%AddedHistory
SGMLSigma Lithium CorpStock15,334$189.5K<0.1%+15,334NewHistory
IQIInvesco Quality Municipal Income TrustCOM18,323$191.3K<0.1%+1,799+10.9%AddedHistory
BFKBlackRock Municipal Income TrustSH BEN INT18,266$193.1K<0.1%00.0%UnchangedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT12,875$194.2K<0.1%+513+4.1%AddedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM18,450$194.8K<0.1%+5,481+42.3%AddedHistory
GRABGrab Holdings LtdCLASS A ORD52,285$198.7K<0.1%+7,658+17.2%AddedHistory
BLEBlackRock Municipal Income Trust IICOM17,761$200.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734H106SHS4,418$201.0K<0.1%+4,418New–
SANBanco Santander, S.A.ADR39,996$204.0K<0.1%+39,996NewHistory
SLPSimulations Plus, Inc.COM6,378$204.2K<0.1%+6,378NewHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI8,496$205.2K<0.1%+48+0.6%Added–
HMYHarmony Gold Mining Co LtdADR20,587$209.4K<0.1%+2,982+16.9%AddedHistory
Lithium Americas Argentina Cor Com Shs53681K100Stock64,424$210.1K<0.1%+25,878+67.1%Added–
METCRamaco Resources, Inc.COM CL A18,004$210.6K<0.1%−91,115−83.5%ReducedHistory
NADNuveen Quality Municipal Income FundCOM17,084$211.5K<0.1%−400−2.3%ReducedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM19,532$211.7K<0.1%00.0%UnchangedHistory
RXORXO, Inc.COMMON STOCK7,578$212.2K<0.1%+7,578NewHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT16,453$215.5K<0.1%00.0%UnchangedHistory
REPLReplimune Group, Inc.COM19,849$217.5K<0.1%+2,906+17.2%AddedHistory
PZZAPapa Johns International IncStock4,058$218.6K<0.1%−5,832−59.0%ReducedHistory
CWBCCommunity West BancsharesCOM11,459$220.7K<0.1%+11,459NewHistory
TCBXThird Coast Bancshares, Inc.COM8,267$221.3K<0.1%+8,267NewHistory
LILi Auto Inc.SPONSORED ADS8,690$222.9K<0.1%+8,690NewHistory
First Tr Exchng Traded FD VI33740U307FT VEST US EQT4,972$223.4K<0.1%+4,972New–
BZKanzhun LtdSPONSORED ADS12,928$224.4K<0.1%+2,178+20.3%AddedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A14,294$224.8K<0.1%+14,294NewHistory
RELXRELX PLCSPONSORED ADR4,794$227.5K<0.1%+4,794NewHistory
BWBBridgewater Bancshares IncCOM16,546$234.5K<0.1%+16,546NewHistory
NTESNetEase, Inc.SPONSORED ADS2,542$237.7K<0.1%−18,914−88.2%ReducedHistory
HLHecla Mining CoCOM35,693$238.1K<0.1%+3,116+9.6%AddedHistory
EBTCEnterprise Bancorp IncCOM7,517$240.2K<0.1%+7,517NewHistory
KEQUKewaunee Scientific CorpCOM7,280$242.4K<0.1%+7,280NewHistory
SLABSilicon Laboratories Inc.Stock2,100$242.7K<0.1%−5,821−73.5%ReducedHistory
CARECarter Bankshares, Inc.COM NEW13,959$242.7K<0.1%+13,959NewHistory
RBBRBB BancorpCOM10,772$248.0K<0.1%+10,772NewHistory
DCODucommun IncCOM3,772$248.3K<0.1%−37,989−91.0%ReducedHistory
JOYYJOYY Inc.ADS REPSTG COM A6,872$249.0K<0.1%+6,872NewHistory
PDMPiedmont Realty Trust, Inc.COM CL A24,757$250.0K<0.1%+6,715+37.2%AddedHistory
SXCSunCoke Energy, Inc.COM29,189$253.4K<0.1%−5,009,709−99.4%ReducedHistory
FFICFlushing Financial CorpCOM17,586$256.4K<0.1%+7,400+72.6%AddedHistory
LUNRIntuitive Machines, Inc.CLASS A COM31,916$256.9K<0.1%+4,346+15.8%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF19,440$260.3K<0.1%00.0%UnchangedHistory
XPEVXpeng Inc.ADS21,440$261.1K<0.1%+183+0.9%AddedHistory
KRNYKearny Financial Corp.COM39,070$268.4K<0.1%−164,555−80.8%ReducedHistory
NMMNavios Maritime Partners L.P.COM UNIT LPI4,305$269.6K<0.1%−537−11.1%ReducedHistory
BMEBlackRock Health Sciences TrustCOM6,463$271.0K<0.1%+6,463NewHistory
FLUTFlutter Entertainment plcSHS1,154$271.2K<0.1%−5,719−83.2%ReducedHistory
CSPICSP IncCOM21,578$280.3K<0.1%+21,578NewHistory
DLYDoubleLine Yield Opportunities FundCOM16,915$280.6K<0.1%−711−4.0%ReducedHistory
BCALCalifornia BanCorpCOM19,429$287.4K<0.1%+19,429NewHistory
MSBIMidland States Bancorp, Inc.COM12,943$289.7K<0.1%+12,943NewHistory
GEF.BGreif, IncCL B4,151$289.9K<0.1%+397+10.6%AddedHistory
FNFabrinetSHS1,231$291.1K<0.1%+9+0.7%AddedHistory
PGCPeapack Gladstone Financial CorpCOM10,695$293.1K<0.1%+10,695NewHistory
NFBKNorthfield Bancorp, Inc.COM26,127$303.1K<0.1%+10,589+68.1%AddedHistory
CCNECNB Financial CorpCOM12,703$305.6K<0.1%+12,703NewHistory
GNLGlobal Net Lease, Inc.COM NEW36,514$307.4K<0.1%+9,257+34.0%AddedHistory
INTTIntest CorpCOM43,072$314.4K<0.1%+10,819+33.5%AddedHistory
Hingham Instn SVGS Mass433323102COM1,319$320.9K<0.1%+1,319New–
ELANElanco Animal Health IncCOM21,875$321.3K<0.1%−127,081−85.3%ReducedHistory
First Tr Exchange-Traded FD33738D770STRUCTURED CR IN15,756$324.1K<0.1%+15,756New–
NEANuveen AMT-Free Quality Municipal Income FundCOM27,125$324.7K<0.1%+2,272+9.1%AddedHistory
AGROAdecoagro S.A.COM29,334$324.7K<0.1%−14,212−32.6%ReducedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF37,366$330.3K<0.1%−2,487−6.2%ReducedHistory
WASHWashington Trust Bancorp IncCOM10,320$332.4K<0.1%+10,320NewHistory

Sold out since Q2 2024 (169)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 169 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
VODVodafone Group Public Ltd CoADR2,910,135$25.8M<0.1%History
QDELQuidelOrtho CorpCOM567,652$18.9M<0.1%History
WBAWalgreens Boots Alliance, Inc.COM1,465,420$17.7M<0.1%History
Liberty Media Corp531229789Stock766,383$17.0M<0.1%–
EFXEquifax IncCOM62,792$15.2M<0.1%History
TREXTrex Co IncCOM200,613$14.9M<0.1%History
SSRMSSR Mining Inc.Stock3,102,793$14.0M<0.1%History
AALAmerican Airlines Group Inc.Stock956,015$10.8M<0.1%History
WWayfair Inc.CL A194,856$10.3M<0.1%History
HTLFHeartland Financial USA IncCOM218,564$9.72M<0.1%History
Atlantica Sustainable Infr PG0751N103SHS413,428$9.07M<0.1%–
Exscientia PLC30223G102ADS1,730,873$8.83M<0.1%–
SIRISirius XM Holdings Inc.COM2,954,948$8.36M<0.1%History
CRNCCerence Inc.COM2,679,604$7.58M<0.1%History
EQNREquinor ASASPONSORED ADR216,059$6.17M<0.1%History
RHRHCOM25,062$6.13M<0.1%History
SCIService Corp InternationalCOM72,169$5.13M<0.1%History
AMKAssetMark Financial Holdings, Inc.COM133,887$4.63M<0.1%History
INSPInspire Medical Systems, Inc.COM34,195$4.58M<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS327,708$3.74M<0.1%History
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR191,316$3.58M<0.1%History
FAROFaro Technologies IncCOM204,076$3.27M<0.1%History
ACMRACM Research, Inc.Stock134,496$3.10M<0.1%History
SCSCScansource, Inc.COM69,800$3.09M<0.1%History
ETRNMidstream Co LLCCOM223,556$2.90M<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW327,435$2.87M<0.1%History
SMLPSummit Midstream Partners, LPCOM UNIT LTD80,020$2.85M<0.1%History
Flagstar Bank, National Association649445103COM873,669$2.81M<0.1%–
iShares Inc464286400MSCI BRAZIL ETF100,262$2.74M<0.1%–
SQSPSquarespace, Inc.CLASS A62,746$2.74M<0.1%History
ARHSArhaus, Inc.COM CL A154,561$2.62M<0.1%History
KRUSKura Sushi USA, Inc.CL A COM41,391$2.61M<0.1%History
GNKGenco Shipping & Trading LtdSHS121,973$2.60M<0.1%History
DODiamond Offshore Drilling, Inc.COM167,629$2.60M<0.1%History
BBSIBarrett Business Services IncCOM73,523$2.41M<0.1%History
CECOCeco Environmental CorpCOM83,061$2.40M<0.1%History
CGEMCullinan Therapeutics, Inc.COM136,887$2.39M<0.1%History
IDYAIDEAYA Biosciences, Inc.COM67,533$2.37M<0.1%History
CLWClearwater Paper CorpCOM47,443$2.30M<0.1%History
IBTXIndependent Bank Group, Inc.COM46,911$2.14M<0.1%History
LZLegalzoom.com, Inc.COM244,569$2.05M<0.1%History
JBLUJetBlue Airways CorpCOM332,251$2.02M<0.1%History
IDTIdt CorpCL B NEW56,201$2.02M<0.1%History
PRSUPursuit Attractions & Hospitality, Inc.COM59,362$2.02M<0.1%History
REXRex American Resources CorpCOM42,787$1.95M<0.1%History
BELFBBel Fuse IncCL B28,586$1.86M<0.1%History
Sunpower Corp867652406COM624,549$1.85M<0.1%–
WSRWhitestone REITCOM138,593$1.84M<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF53,979$1.67M<0.1%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF55,540$1.65M<0.1%–
OSGOctave Specialty Group IncCOM NEW127,067$1.63M<0.1%History
Vanguard Energy ETF92204A306ETF12,263$1.56M<0.1%–
BIRKBirkenstock Holding plcCOM SHS28,443$1.55M<0.1%History
CHXChampionX CorpCOM46,559$1.55M<0.1%History
MYEMyers Industries IncCOM104,471$1.40M<0.1%History
GATOGatos Silver, Inc.COM132,175$1.38M<0.1%History
Overseas Shipholding Group Inc69036R863CL A NEW149,763$1.27M<0.1%–
BRYBerry Corp (bry)COM192,854$1.25M<0.1%History
ZEUSOlympic Steel IncCOM27,614$1.24M<0.1%History
HLITHarmonic Inc.COM100,888$1.19M<0.1%History
CYHCommunity Health Systems IncCOM345,773$1.16M<0.1%History
BHBBar Harbor BanksharesCOM42,797$1.15M<0.1%History
OLPOne Liberty Properties IncCOM46,692$1.10M<0.1%History
UDMYUdemy, Inc.COM123,490$1.07M<0.1%History
RICKRci Hospitality Holdings, Inc.COM24,104$1.05M<0.1%History
DENNDENNY'S CorpCOM146,156$1.04M<0.1%History
GSATGlobalstar, Inc.COM922,404$1.03M<0.1%History
FCELFuelcell Energy IncCOM1,608,454$1.03M<0.1%History
HDSNHudson Technologies IncCOM115,071$1.01M<0.1%History
SBGISinclair, Inc.CL A74,466$992.6K<0.1%History
ATNIATN International, Inc.COM43,027$981.0K<0.1%History
PAHCPhibro Animal Health CorpCL A COM57,143$958.3K<0.1%History
VYGRVoyager Therapeutics, Inc.COM120,734$955.0K<0.1%History
ARVNArvinas, Inc.COM35,100$934.4K<0.1%History
BRSLBrightstar Lottery PLCSHS USD45,516$931.3K<0.1%History
INMDInMode Ltd.SHS50,186$915.4K<0.1%History
MORFMorphic Holding, Inc.COM26,867$915.4K<0.1%History
TITNTitan Machinery Inc.COM56,221$893.9K<0.1%History
OSUROrasure Technologies IncCOM207,799$885.2K<0.1%History
GNEGenie Energy Ltd.CL B60,315$881.8K<0.1%History
BBWBuild-A-Bear Workshop IncCOM34,893$881.7K<0.1%History
SPOKSpok Holdings, IncCOM56,884$842.5K<0.1%History
CACCCredit Acceptance CorpCOM1,626$836.9K<0.1%History
OPENOpendoor Technologies Inc.COM447,503$823.4K<0.1%History
ONEWOneWater Marine Inc.CL A COM29,521$813.9K<0.1%History
BOOMDMC Global Inc.COM56,143$809.6K<0.1%History
TNKTeekay Tankers Ltd.CL A11,312$778.4K<0.1%History
BRDGBridge Investment Group Holdings Inc.COM CL A104,092$772.4K<0.1%History
GRALGRAIL, Inc.COM50,241$772.2K<0.1%History
PANLPangaea Logistics Solutions Ltd.SHS97,387$762.5K<0.1%History
WDCWestern Digital CorpCOM10,060$762.2K<0.1%History
HBTHBT Financial, Inc.COM36,392$743.1K<0.1%History
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.805,143$731.6K<0.1%–
RXRXRecursion Pharmaceuticals, Inc.CL A94,854$711.4K<0.1%History
FSBWFS Bancorp, Inc.COM19,466$709.5K<0.1%History
MEIMethode Electronics IncCOM66,942$692.8K<0.1%History
Golden Ocean Group LtdG39637205SHS NEW48,563$670.2K<0.1%–
JOUTJohnson Outdoors IncCL A18,908$661.4K<0.1%History
OMEROmeros CorpCOM162,803$661.0K<0.1%History
OBTOrange County Bancorp, Inc.COM12,080$638.8K<0.1%History