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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,337
−3 vs. Q3 2023
Portfolio value
$91.6B
+$7.27B (+8.6%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of First Trust Advisors LP in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PANLPangaea Logistics Solutions Ltd.SHS94,493$778.6K<0.1%+2,246+2.4%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW78,352$779.6K<0.1%−210,378−72.9%ReducedHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF27,004$786.6K<0.1%+27,004New–
LINCLincoln Educational Services CorpCOM78,420$787.3K<0.1%+1,864+2.4%AddedHistory
JBGSJBG Smith PropertiesCOM47,139$801.8K<0.1%−283,802−85.8%ReducedHistory
TXG10x Genomics, Inc.CL A COM14,352$803.1K<0.1%−229,588−94.1%ReducedHistory
SESea LtdSPONSORD ADS19,835$803.3K<0.1%+919+4.9%AddedHistory
AVDAmerican Vanguard CorpCOM73,475$806.0K<0.1%+381+0.5%AddedHistory
SRCLStericycle IncCOM16,297$807.7K<0.1%−68,682−80.8%ReducedHistory
DCOMDime Commercial Bancshares, Inc.COM30,040$809.0K<0.1%−216,914−87.8%ReducedHistory
BRKLBrookline Bancorp IncCOM74,222$809.8K<0.1%−335,266−81.9%ReducedHistory
CCKCrown Holdings, Inc.COM8,794$809.8K<0.1%−54,630−86.1%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM210,053$810.8K<0.1%−3,184−1.5%ReducedHistory
BRDGBridge Investment Group Holdings Inc.COM CL A83,701$818.6K<0.1%+4,081+5.1%AddedHistory
AVNSAvanos Medical, Inc.Stock36,499$818.7K<0.1%−51,540−58.5%ReducedHistory
BSRRSierra BancorpCOM36,361$819.9K<0.1%−3,993−9.9%ReducedHistory
AZZAzz IncCOM14,172$823.3K<0.1%+14,172NewHistory
BBWBuild-A-Bear Workshop IncCOM35,941$826.3K<0.1%+866+2.5%AddedHistory
VFCV F CorpStock44,201$831.0K<0.1%−20,422−31.6%ReducedHistory
PDPagerDuty, Inc.COM35,901$831.1K<0.1%+35,901NewHistory
MRCYMercury Systems IncCOM22,738$831.5K<0.1%−2,068−8.3%ReducedHistory
NWPXNWPX Infrastructure, Inc.COM27,519$832.7K<0.1%−87,153−76.0%ReducedHistory
GLREGreenlight Capital Re, Ltd.CLASS A73,013$833.8K<0.1%+618+0.9%AddedHistory
NECBNorthEast Community Bancorp, Inc.COM47,143$836.3K<0.1%+1,862+4.1%AddedHistory
CACCCredit Acceptance CorpCOM1,584$843.8K<0.1%−5,673−78.2%ReducedHistory
FSBCFive Star BancorpCOM32,247$844.2K<0.1%−5,138−13.7%ReducedHistory
GATOGatos Silver, Inc.COM129,240$845.2K<0.1%+3,071+2.4%AddedHistory
MNSOMINISO Group Holding LtdSPONSORED ADS41,554$847.7K<0.1%−121,348−74.5%ReducedHistory
SPOKSpok Holdings, IncCOM54,908$850.0K<0.1%+1,339+2.5%AddedHistory
LOBLive Oak Bancshares, Inc.COM18,703$851.0K<0.1%−67,696−78.4%ReducedHistory
EOSEEos Energy Enterprises, Inc.COM CL A789,999$861.1K<0.1%+80,375+11.3%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF51,159$862.5K<0.1%−3,330−6.1%Reduced–
ADCAgree Realty CorpCOM13,732$864.4K<0.1%−606−4.2%ReducedHistory
AESAES CorpStock44,991$866.1K<0.1%−132,753−74.7%ReducedHistory
MKSIMKS IncCOM8,485$872.9K<0.1%−49,669−85.4%ReducedHistory
AMNAmn Healthcare Services IncCOM11,674$874.1K<0.1%−24,209−67.5%ReducedHistory
ALITAlight, Inc. / DelawareCOM CL A102,765$876.6K<0.1%+18,735+22.3%AddedHistory
ATRAptargroup, Inc.Stock7,113$879.3K<0.1%−41,496−85.4%ReducedHistory
UTGReaves Utility Income FundCOM SH BEN INT33,089$884.8K<0.1%−1,823−5.2%ReducedHistory
ROICRetail Opportunity Investments CorpCOM63,136$885.8K<0.1%−1,844−2.8%ReducedHistory
LESLLeslie's, Inc.COM128,673$889.1K<0.1%+128,673NewHistory
TRMBTrimble Inc.COM16,873$897.6K<0.1%−214,955−92.7%ReducedHistory
AVNTAvient CorpCOM21,603$898.0K<0.1%−36,590−62.9%ReducedHistory
UEUrban Edge PropertiesCOM49,225$900.8K<0.1%−134,532−73.2%ReducedHistory
FIZZNational Beverage CorpCOM18,130$901.4K<0.1%−10,193−36.0%ReducedHistory
SEATVivid Seats Inc.COM CL A144,867$915.6K<0.1%+46,610+47.4%AddedHistory
NEONeogenomics IncCOM NEW56,627$916.2K<0.1%+56,627NewHistory
CSVCarriage Services IncCOM36,640$916.4K<0.1%+907+2.5%AddedHistory
ASTHAstrana Health, Inc.COM NEW23,932$916.6K<0.1%+134+0.6%AddedHistory
AXTAAxalta Coating Systems Ltd.COM27,086$920.1K<0.1%−671,418−96.1%ReducedHistory
PCHPotlatchdeltic CorpCOM18,815$923.8K<0.1%−44,053−70.1%ReducedHistory
ATRCAtriCure, Inc.COM25,981$927.3K<0.1%−26,813−50.8%ReducedHistory
MCFTMasterCraft Boat Holdings, Inc.COM41,255$934.0K<0.1%+422+1.0%AddedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN22,706$941.6K<0.1%+8,097+55.4%AddedHistory
ODCOil-Dri Corp of AmericaCOM14,040$941.8K<0.1%+347+2.5%AddedHistory
CGEMCullinan Therapeutics, Inc.COM92,875$946.4K<0.1%+2,305+2.5%AddedHistory
ALGNAlign Technology IncCOM3,459$947.8K<0.1%−113,908−97.1%ReducedHistory
FLGTFulgent Genetics, Inc.COM33,123$957.6K<0.1%+33,123NewHistory
ONEWOneWater Marine Inc.CL A COM28,407$959.9K<0.1%+676+2.4%AddedHistory
DSKEDaseke, Inc.COM118,762$962.0K<0.1%+4,395+3.8%AddedHistory
BCRXBiocryst Pharmaceuticals IncCOM160,724$962.7K<0.1%+160,724NewHistory
MRUSMerus N.V.COM35,185$967.6K<0.1%+35,185NewHistory
EVRIEveri Holdings Inc.COM86,075$970.1K<0.1%+26,003+43.3%AddedHistory
EWEdwards Lifesciences CorpStock12,734$971.0K<0.1%−84,089−86.8%ReducedHistory
RMDResmed IncCOM5,652$972.3K<0.1%−8,904−61.2%ReducedHistory
JOUTJohnson Outdoors IncCL A18,214$973.0K<0.1%+432+2.4%AddedHistory
GWHESS Tech, Inc.CL SHS864,688$985.7K<0.1%+40,692+4.9%AddedHistory
OLPOne Liberty Properties IncCOM45,229$991.0K<0.1%+396+0.9%AddedHistory
WDCWestern Digital CorpCOM18,948$992.3K<0.1%+18,948NewHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS83,018$1.02M<0.1%+709+0.9%AddedHistory
BOOMDMC Global Inc.COM54,307$1.02M<0.1%+1,286+2.4%AddedHistory
INSTInstructure Holdings, Inc.COM37,900$1.02M<0.1%+14,947+65.1%AddedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF13,411$1.03M<0.1%00.0%Unchanged–
NRIMNorthrim Bancorp IncCOM18,042$1.03M<0.1%+1,136+6.7%AddedHistory
TNKTeekay Tankers Ltd.CL A20,835$1.04M<0.1%−8,305−28.5%ReducedHistory
PEOAdams Natural Resources Fund, Inc.COM50,559$1.04M<0.1%−3,111−5.8%ReducedHistory
AVNWAviat Networks, Inc.COM NEW32,193$1.05M<0.1%+1,500+4.9%AddedHistory
MMSMaximus, Inc.COM12,547$1.05M<0.1%+258+2.1%AddedHistory
LQDTLiquidity Services IncCOM61,568$1.06M<0.1%+1,463+2.4%AddedHistory
NEWTNewtekOne, Inc.COM NEW77,101$1.06M<0.1%+5,784+8.1%AddedHistory
ARTNAArtesian Resources CorpCL A25,821$1.07M<0.1%+620+2.5%AddedHistory
HLIOHelios Technologies, Inc.COM23,639$1.07M<0.1%+3,501+17.4%AddedHistory
DANDANA IncCOM73,653$1.08M<0.1%+37,661+104.6%AddedHistory
CYHCommunity Health Systems IncCOM349,618$1.09M<0.1%+8,327+2.4%AddedHistory
EMBCEmbecta Corp.Stock57,861$1.10M<0.1%+19,522+50.9%AddedHistory
SASRSandy Spring Bancorp IncCOM40,338$1.10M<0.1%−167,064−80.6%ReducedHistory
HBTHBT Financial, Inc.COM52,135$1.10M<0.1%+6,212+13.5%AddedHistory
SDGRSchrodinger, Inc.COM30,853$1.10M<0.1%−57,772−65.2%ReducedHistory
DHTDHT Holdings, Inc.SHS NEW113,342$1.11M<0.1%−84,513−42.7%ReducedHistory
ESQEsquire Financial Holdings, Inc.COM22,732$1.14M<0.1%+1,881+9.0%AddedHistory
SBGISinclair, Inc.CL A87,172$1.14M<0.1%+30,434+53.6%AddedHistory
RMRRMR Group Inc.CL A40,262$1.14M<0.1%+1,280+3.3%AddedHistory
HRMYHarmony Biosciences Holdings, Inc.COM35,247$1.14M<0.1%+24,783+236.8%AddedHistory
BLNKBlink Charging Co.COM336,905$1.14M<0.1%−1,985−0.6%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF27,795$1.14M<0.1%+25+0.1%Added–
TNETTrinet Group, Inc.COM9,644$1.15M<0.1%−48,121−83.3%ReducedHistory
NPKNational Presto Industries IncCOM14,402$1.16M<0.1%+353+2.5%AddedHistory
SYNASYNAPTICS IncStock10,159$1.16M<0.1%−33,758−76.9%ReducedHistory
REIRing Energy, Inc.COM795,387$1.16M<0.1%−436,801−35.4%ReducedHistory
JAMFJamf Holding Corp.COM64,434$1.16M<0.1%+46,019+249.9%AddedHistory

Sold out since Q3 2023 (148)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 148 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SGENSeagen Inc.COM400,164$84.9M0.1%History
ZZillow Group, Inc.CL C CAP STK1,323,938$61.1M0.1%History
SWAVShockwave Medical, Inc.COM140,598$28.0M<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP444,816$25.1M<0.1%–
PENPenumbra IncCOM98,463$23.8M<0.1%History
Vanguard World FD921910873MEGA CAP INDEX132,556$20.1M<0.1%–
ZGZillow Group, Inc.CL A441,067$19.8M<0.1%History
DVDoubleVerify Holdings, Inc.COM684,020$19.1M<0.1%History
VMWVmware LLCCL A COM108,611$18.1M<0.1%History
NATINational Instruments CorpCOM282,083$16.8M<0.1%History
UHALU-Haul Holding CoCOM299,221$16.3M<0.1%History
RGRSturm Ruger & Co IncStock296,997$15.5M<0.1%History
AMEDAmedisys IncCOM125,359$11.7M<0.1%History
EFXEquifax IncCOM52,403$9.60M<0.1%History
ADArray Digital Infrastructure, Inc.COM212,168$9.12M<0.1%History
HUCKHuckleberry.ai, Inc.Stock845,675$8.30M<0.1%History
NEWRNew Relic, Inc.COM81,360$6.97M<0.1%History
MATMattel IncCOM263,420$5.80M<0.1%History
HCCIHeritage-Crystal Clean, Inc.COM126,409$5.73M<0.1%History
FIVNFive9, Inc.COM83,565$5.37M<0.1%History
VRTVVeritiv CorpCOM30,497$5.15M<0.1%History
SOVOSovos Brands, Inc.COM223,817$5.05M<0.1%History
ESTEEarthstone Energy IncCL A245,817$4.98M<0.1%History
TWNKHostess Brands, Inc.CL A144,618$4.82M<0.1%History
TALTAL Education GroupSPONSORED ADS489,145$4.46M<0.1%History
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD99,307$4.43M<0.1%–
GEOGeo Group IncCOM522,420$4.27M<0.1%History
NMRKNewmark Group, Inc.CL A609,072$3.92M<0.1%History
BLCOBausch & Lomb CorpCOMMON SHARES223,606$3.79M<0.1%History
TAKTakeda Pharmaceutical Co LtdADR233,119$3.61M<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER119,903$3.51M<0.1%History
GLBEGlobal-E Online Ltd.SHS82,324$3.27M<0.1%History
CWSTCasella Waste Systems IncCL A42,339$3.23M<0.1%History
EIGEmployers Holdings, Inc.COM74,432$2.97M<0.1%History
DENDenbury IncCOM29,915$2.93M<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN128,513$2.82M<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF20,466$2.80M<0.1%–
MATVMativ Holdings, Inc.COM184,624$2.63M<0.1%History
FWONKLiberty Media CorpCOM LBTY ONE S C41,785$2.60M<0.1%History
CRHCRH Public Ltd CoORD46,901$2.57M<0.1%History
AELAmerican National Group Inc.COM45,624$2.45M<0.1%History
GPREGreen Plains Inc.COM80,831$2.43M<0.1%History
HHHHoward Hughes Holdings Inc.COM32,350$2.40M<0.1%History
GHGuardant Health, Inc.COM79,916$2.37M<0.1%History
BBTBeacon Financial CorpCOM113,766$2.28M<0.1%History
OBKOrigin Bancorp, Inc.COM77,582$2.24M<0.1%History
MORFMorphic Holding, Inc.COM93,918$2.15M<0.1%History
PRKSUnited Parks & Resorts Inc.COM45,583$2.11M<0.1%History
HLITHarmonic Inc.COM216,939$2.09M<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS61,419$2.02M<0.1%History
ZIPZiprecruiter, Inc.CL A168,530$2.02M<0.1%History
TRSTrimas CorpCOM NEW76,185$1.89M<0.1%History
ADAMAdamas Trust, Inc.COM215,641$1.83M<0.1%History
NRCNRC HealthCOM NEW39,571$1.76M<0.1%History
ALTRAltair Engineering Inc.COM CL A27,647$1.73M<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM75,315$1.73M<0.1%History
GILGildan Activewear Inc.Stock60,239$1.69M<0.1%History
PRMPerimeter Solutions, Inc.COMMON STOCK362,731$1.65M<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF23,909$1.62M<0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE59,030$1.60M<0.1%–
SAGESage Therapeutics, Inc.COM74,485$1.53M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS98,174$1.52M<0.1%History
WRKWestRock CoCOM42,268$1.51M<0.1%History
PRTAProthena Corp Public Ltd CoSHS30,709$1.48M<0.1%History
CHWYChewy, Inc.CL A77,352$1.41M<0.1%History
GERNGeron CorpCOM653,202$1.38M<0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT9,450$1.34M<0.1%–
TMCITreace Medical Concepts, Inc.COM101,876$1.34M<0.1%History
APPSDigital Turbine, Inc.COM NEW216,100$1.31M<0.1%History
SCPLSciPlay CorpCL A56,925$1.30M<0.1%History
STVNStevanato Group S.p.A.ORD SHS43,302$1.29M<0.1%History
NXGNNextgen Healthcare, Inc.COM53,554$1.27M<0.1%History
AMSFAmerisafe IncCOM25,274$1.27M<0.1%History
SAFTSafety Insurance Group IncCOM18,059$1.23M<0.1%History
CCSIConsensus Cloud Solutions, Inc.COM48,265$1.22M<0.1%History
FWRDForward Air CorpCOM17,425$1.20M<0.1%History
STEPStepStone Group Inc.COM CL A36,539$1.15M<0.1%History
PACWPacwest BancorpCOM136,994$1.08M<0.1%History
MQMarqeta, Inc.CLASS A COM178,370$1.07M<0.1%History
PRAAPra Group IncCOM54,826$1.05M<0.1%History
RVLVRevolve Group, Inc.CL A77,308$1.05M<0.1%History
NTLAIntellia Therapeutics, Inc.COM33,208$1.05M<0.1%History
AIFApollo Tactical Income Fund Inc.COM78,178$1.05M<0.1%History
IMCRImmunocore Holdings plcADS19,826$1.03M<0.1%History
KNKnowles CorpCOM68,978$1.02M<0.1%History
TRUTransUnionCOM14,059$1.01M<0.1%History
XMTRXometry, Inc.CLASS A COM58,638$995.7K<0.1%History
Eneti IncY2294C107COM96,960$977.4K<0.1%–
RVNCRevance Therapeutics, Inc.COM82,845$950.2K<0.1%History
MCMoelis & CoCL A20,653$932.1K<0.1%History
RELXRELX PLCSPONSORED ADR27,215$917.1K<0.1%History
MODNModel N, Inc.COM35,846$875.0K<0.1%History
MODVModivCare IncCOM27,710$873.1K<0.1%History
NWLNewell Brands Inc.Stock96,204$868.7K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE14,248$863.9K<0.1%History
ACDCProFrac Holding Corp.CLASS A COM77,837$846.9K<0.1%History
OUTOUTFRONT Media Inc.COM81,806$826.2K<0.1%History
OPTUOptimum Communications, Inc.CL A246,224$805.2K<0.1%History
Abcam PLC000380204ADS34,592$782.8K<0.1%–
AGNCAGNC Investment Corp.REIT81,216$766.7K<0.1%History