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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,337
−3 vs. Q3 2023
Portfolio value
$91.6B
+$7.27B (+8.6%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of First Trust Advisors LP in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
KALUKaiser Aluminum CorpCOM PAR $0.017,085$504.4K<0.1%−742−9.5%ReducedHistory
IRTIndependence Realty Trust, Inc.COM32,969$504.4K<0.1%−171,793−83.9%ReducedHistory
BTDRBitdeer Technologies GroupCL A ORD SHS51,237$505.2K<0.1%+4,197+8.9%AddedHistory
WLYJohn Wiley & Sons, Inc.CL A15,974$507.0K<0.1%−77,616−82.9%ReducedHistory
CMPCompass Minerals International IncStock20,139$509.9K<0.1%+20,139NewHistory
SEMRSEMrush Holdings, Inc.CL A COM37,441$511.4K<0.1%+37,441NewHistory
EXLSExlService Holdings, Inc.COM16,690$514.9K<0.1%−611−3.5%ReducedHistory
ALRMAlarm.com Holdings, Inc.COM8,002$517.1K<0.1%−1,850−18.8%ReducedHistory
WPMWheaton Precious Metals Corp.COM10,503$518.2K<0.1%+10,503NewHistory
HFWAHeritage Financial CorpCOM24,277$519.3K<0.1%−1,782−6.8%ReducedHistory
MMSIMerit Medical Systems IncCOM6,837$519.3K<0.1%−29,780−81.3%ReducedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES890,885$521.0K<0.1%−52,358−5.6%ReducedHistory
SHCSotera Health CoCOM31,240$526.4K<0.1%−577,172−94.9%ReducedHistory
RWTRedwood Trust IncCOM71,091$526.8K<0.1%+71,091NewHistory
AFCGAdvanced Flower Capital Inc.COM43,851$527.5K<0.1%+1,042+2.4%AddedHistory
NMMNavios Maritime Partners L.P.COM UNIT LPI18,873$527.7K<0.1%+4,533+31.6%AddedHistory
GPCRStructure Therapeutics Inc.SPONSORED ADS12,967$528.5K<0.1%+12,967NewHistory
Barrick Gold Corp067901108COM29,374$531.4K<0.1%+10,223+53.4%Added–
OPRAOpera LtdSPONSORED ADS40,228$532.2K<0.1%+7,883+24.4%AddedHistory
LFSTLifeStance Health Group, Inc.COM68,119$533.4K<0.1%−411,382−85.8%ReducedHistory
SITMSITIME CorpCOM4,408$538.1K<0.1%+2,641+149.5%AddedHistory
VIAVViavi Solutions Inc.COM53,520$538.9K<0.1%−60,652−53.1%ReducedHistory
STERSterling Check Corp.COM38,762$539.6K<0.1%+9,441+32.2%AddedHistory
CXWCoreCivic, Inc.COM37,284$541.7K<0.1%−360,222−90.6%ReducedHistory
SLABSilicon Laboratories Inc.Stock4,102$542.6K<0.1%−13,669−76.9%ReducedHistory
NEOGNeogen CorpCOM27,009$543.1K<0.1%+16,875+166.5%AddedHistory
PLBCPlumas BancorpCOM13,389$553.6K<0.1%+327+2.5%AddedHistory
ULBIUltralife CorpCOM81,668$557.0K<0.1%−3,863−4.5%ReducedHistory
CNOBConnectOne Bancorp, Inc.COM24,528$561.9K<0.1%+2,925+13.5%AddedHistory
VNOVornado Realty TrustSH BEN INT19,962$563.9K<0.1%−1,781−8.2%ReducedHistory
OMEROmeros CorpCOM172,755$564.9K<0.1%+4,130+2.4%AddedHistory
FISFidelity National Information Services, Inc.Stock9,432$566.6K<0.1%−7,803−45.3%ReducedHistory
GNRCGenerac Holdings Inc.Stock4,433$572.9K<0.1%−7,015−61.3%ReducedHistory
FETForum Energy Technologies, Inc.COM26,330$583.7K<0.1%+739+2.9%AddedHistory
VRNTVerint Systems IncCOM21,683$586.1K<0.1%+21,683NewHistory
NATHNathans Famous, Inc.COM7,624$594.7K<0.1%+181+2.4%AddedHistory
HNRGHallador Energy CoStock67,396$595.8K<0.1%+1,602+2.4%AddedHistory
CLMBClimb Global Solutions, Inc.COM10,950$600.4K<0.1%+286+2.7%AddedHistory
HMNHorace Mann Educators CorpCOM18,431$602.7K<0.1%−165−0.9%ReducedHistory
SIGASiga Technologies IncCOM108,386$607.0K<0.1%+2,366+2.2%AddedHistory
DHDefinitive Healthcare Corp.CLASS A COM61,223$608.6K<0.1%+28,544+87.3%AddedHistory
JFRNuveen Floating Rate Income FundCOM74,311$610.8K<0.1%−3,231−4.2%ReducedHistory
PKOHPark Ohio Holdings CorpCOM22,659$610.9K<0.1%+571+2.6%AddedHistory
EBCEastern Bankshares, Inc.COM43,178$613.1K<0.1%+43,178NewHistory
IPIIntrepid Potash, Inc.COM25,671$613.3K<0.1%+601+2.4%AddedHistory
STMSTMicroelectronics N.V.NY REGISTRY12,245$613.8K<0.1%−2,935−19.3%ReducedHistory
RMRegional Management Corp.COM24,594$616.8K<0.1%+579+2.4%AddedHistory
Paramount Global92556H206CL B41,843$618.9K<0.1%−125,998−75.1%Reduced–
SBSISouthside Bancshares IncCOM20,046$627.8K<0.1%−104,520−83.9%ReducedHistory
ELEstee Lauder Companies IncCL A4,342$635.0K<0.1%+2,439+128.2%AddedHistory
SEISolaris Energy Infrastructure, Inc.COM CL A79,836$635.5K<0.1%+2,163+2.8%AddedHistory
IRENIREN LtdORDINARY SHARES89,783$641.9K<0.1%−91,910−50.6%ReducedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR4,832$644.4K<0.1%−32,827−87.2%ReducedHistory
CVLYCodorus Valley Bancorp IncCOM25,091$644.8K<0.1%+597+2.4%AddedHistory
PAHCPhibro Animal Health CorpCL A COM55,889$647.2K<0.1%+1,328+2.4%AddedHistory
CODICompass Diversified HoldingsSH BEN INT28,848$647.6K<0.1%−30,864−51.7%ReducedHistory
RLGTRadiant Logistics, IncCOM98,041$651.0K<0.1%+1,032+1.1%AddedHistory
LOCOEl Pollo Loco Holdings, Inc.COM74,256$654.9K<0.1%+1,741+2.4%AddedHistory
TGTXTG Therapeutics, Inc.COM38,567$658.7K<0.1%−103,213−72.8%ReducedHistory
NPFDNuveen Variable Rate Preferred & Income FundCOM40,545$658.9K<0.1%−3,494−7.9%ReducedHistory
PLPCPreformed Line Products CoCOM4,934$660.5K<0.1%−1,562−24.0%ReducedHistory
SCHWSchwab Charles CorpStock9,612$661.3K<0.1%−56,276−85.4%ReducedHistory
INSEInspired Entertainment, Inc.COM67,309$665.0K<0.1%+1,600+2.4%AddedHistory
GATXGatx CorpCOM5,554$667.7K<0.1%−14,007−71.6%ReducedHistory
OVLYOak Valley BancorpCOM22,523$674.6K<0.1%+4,748+26.7%AddedHistory
UPBDUpbound Group, Inc.COM20,080$682.1K<0.1%−42,629−68.0%ReducedHistory
PBPBPotbelly CorpCOM66,157$689.4K<0.1%+1,662+2.6%AddedHistory
EVCEntravision Communications CorpCL A166,409$693.9K<0.1%+3,955+2.4%AddedHistory
PFBCPreferred BankCOM NEW9,527$695.9K<0.1%−1,606−14.4%ReducedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF80,275$696.0K<0.1%−2,718−3.3%ReducedHistory
SAHSonic Automotive IncCL A12,407$697.4K<0.1%−16,052−56.4%ReducedHistory
ICFIICF International, Inc.Stock5,201$697.4K<0.1%+58+1.1%AddedHistory
TSBKTimberland Bancorp IncCOM22,273$700.7K<0.1%+556+2.6%AddedHistory
BCMLBayCom CorpCOM29,835$703.8K<0.1%+145+0.5%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF2,992$709.8K<0.1%+2,992New–
OBTOrange County Bancorp, Inc.COM11,790$710.2K<0.1%+281+2.4%AddedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT75,303$711.6K<0.1%−4,896−6.1%ReducedHistory
CNMDCONMED CorpCOM6,503$712.1K<0.1%+419+6.9%AddedHistory
FSBWFS Bancorp, Inc.COM19,286$712.8K<0.1%−2,089−9.8%ReducedHistory
RXORXO, Inc.COMMON STOCK30,647$712.8K<0.1%+8,186+36.4%AddedHistory
CIMChimera Investment CorpCOM NEW142,964$713.4K<0.1%+73,321+105.3%AddedHistory
FSRFisker Inc.CL A COM STK409,372$716.4K<0.1%+374,670+1,079.7%AddedHistory
PRVAPrivia Health Group, Inc.COM31,217$718.9K<0.1%−36,228−53.7%ReducedHistory
VYGRVoyager Therapeutics, Inc.COM85,839$724.5K<0.1%+2,219+2.7%AddedHistory
AIRCApartment Income REIT Corp.COM20,901$725.9K<0.1%−148,839−87.7%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF5,803$726.2K<0.1%−26−0.4%Reduced–
MVBFMVB Financial CorpCOM32,202$726.5K<0.1%−3,544−9.9%ReducedHistory
PIPRPiper Sandler CompaniesCOM4,159$727.3K<0.1%−6,254−60.1%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF6,732$729.8K<0.1%−76−1.1%Reduced–
BITBlackRock Multi-Sector Income TrustCOM48,738$731.1K<0.1%−4,638−8.7%ReducedHistory
KODKEastman Kodak CoCOM NEW188,008$733.2K<0.1%+4,650+2.5%AddedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT13,958$737.0K<0.1%−1,280−8.4%Reduced–
YOUClear Secure, Inc.COM CL A35,765$738.5K<0.1%−1,725−4.6%ReducedHistory
SRCSpirit Realty Capital, Inc.COM NEW17,307$756.1K<0.1%−4,216−19.6%ReducedHistory
AINAlbany International CorpCL A7,765$762.7K<0.1%−11,805−60.3%ReducedHistory
GTNGray Media, IncCOM86,045$771.0K<0.1%−64,488−42.8%ReducedHistory
ITCIIntra-Cellular Therapies, Inc.COM10,826$775.4K<0.1%−51,742−82.7%ReducedHistory
Overseas Shipholding Group Inc69036R863CL A NEW147,170$775.6K<0.1%−5,076−3.3%Reduced–
BCPCBalchem CorpCOM5,229$777.8K<0.1%−17,654−77.1%ReducedHistory
DEAEasterly Government Properties, Inc.COM57,921$778.5K<0.1%−43,014−42.6%ReducedHistory

Sold out since Q3 2023 (148)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 148 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SGENSeagen Inc.COM400,164$84.9M0.1%History
ZZillow Group, Inc.CL C CAP STK1,323,938$61.1M0.1%History
SWAVShockwave Medical, Inc.COM140,598$28.0M<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP444,816$25.1M<0.1%–
PENPenumbra IncCOM98,463$23.8M<0.1%History
Vanguard World FD921910873MEGA CAP INDEX132,556$20.1M<0.1%–
ZGZillow Group, Inc.CL A441,067$19.8M<0.1%History
DVDoubleVerify Holdings, Inc.COM684,020$19.1M<0.1%History
VMWVmware LLCCL A COM108,611$18.1M<0.1%History
NATINational Instruments CorpCOM282,083$16.8M<0.1%History
UHALU-Haul Holding CoCOM299,221$16.3M<0.1%History
RGRSturm Ruger & Co IncStock296,997$15.5M<0.1%History
AMEDAmedisys IncCOM125,359$11.7M<0.1%History
EFXEquifax IncCOM52,403$9.60M<0.1%History
ADArray Digital Infrastructure, Inc.COM212,168$9.12M<0.1%History
DOMOHuckleberry.ai, Inc.Stock845,675$8.30M<0.1%History
NEWRNew Relic, Inc.COM81,360$6.97M<0.1%History
MATMattel IncCOM263,420$5.80M<0.1%History
HCCIHeritage-Crystal Clean, Inc.COM126,409$5.73M<0.1%History
FIVNFive9, Inc.COM83,565$5.37M<0.1%History
VRTVVeritiv CorpCOM30,497$5.15M<0.1%History
SOVOSovos Brands, Inc.COM223,817$5.05M<0.1%History
ESTEEarthstone Energy IncCL A245,817$4.98M<0.1%History
TWNKHostess Brands, Inc.CL A144,618$4.82M<0.1%History
TALTAL Education GroupSPONSORED ADS489,145$4.46M<0.1%History
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD99,307$4.43M<0.1%–
GEOGeo Group IncCOM522,420$4.27M<0.1%History
NMRKNewmark Group, Inc.CL A609,072$3.92M<0.1%History
BLCOBausch & Lomb CorpCOMMON SHARES223,606$3.79M<0.1%History
TAKTakeda Pharmaceutical Co LtdADR233,119$3.61M<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER119,903$3.51M<0.1%History
GLBEGlobal-E Online Ltd.SHS82,324$3.27M<0.1%History
CWSTCasella Waste Systems IncCL A42,339$3.23M<0.1%History
EIGEmployers Holdings, Inc.COM74,432$2.97M<0.1%History
DENDenbury IncCOM29,915$2.93M<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN128,513$2.82M<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF20,466$2.80M<0.1%–
MATVMativ Holdings, Inc.COM184,624$2.63M<0.1%History
FWONKLiberty Media CorpCOM LBTY ONE S C41,785$2.60M<0.1%History
CRHCRH Public Ltd CoORD46,901$2.57M<0.1%History
AELAmerican National Group Inc.COM45,624$2.45M<0.1%History
GPREGreen Plains Inc.COM80,831$2.43M<0.1%History
HHHHoward Hughes Holdings Inc.COM32,350$2.40M<0.1%History
GHGuardant Health, Inc.COM79,916$2.37M<0.1%History
BBTBeacon Financial CorpCOM113,766$2.28M<0.1%History
OBKOrigin Bancorp, Inc.COM77,582$2.24M<0.1%History
MORFMorphic Holding, Inc.COM93,918$2.15M<0.1%History
PRKSUnited Parks & Resorts Inc.COM45,583$2.11M<0.1%History
HLITHarmonic Inc.COM216,939$2.09M<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS61,419$2.02M<0.1%History
ZIPZiprecruiter, Inc.CL A168,530$2.02M<0.1%History
TRSTrimas CorpCOM NEW76,185$1.89M<0.1%History
ADAMAdamas Trust, Inc.COM215,641$1.83M<0.1%History
NRCNRC HealthCOM NEW39,571$1.76M<0.1%History
ALTRAltair Engineering Inc.COM CL A27,647$1.73M<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM75,315$1.73M<0.1%History
GILGildan Activewear Inc.Stock60,239$1.69M<0.1%History
PRMPerimeter Solutions, Inc.COMMON STOCK362,731$1.65M<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF23,909$1.62M<0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE59,030$1.60M<0.1%–
SAGESage Therapeutics, Inc.COM74,485$1.53M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS98,174$1.52M<0.1%History
WRKWestRock CoCOM42,268$1.51M<0.1%History
PRTAProthena Corp Public Ltd CoSHS30,709$1.48M<0.1%History
CHWYChewy, Inc.CL A77,352$1.41M<0.1%History
GERNGeron CorpCOM653,202$1.38M<0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT9,450$1.34M<0.1%–
TMCITreace Medical Concepts, Inc.COM101,876$1.34M<0.1%History
APPSDigital Turbine, Inc.COM NEW216,100$1.31M<0.1%History
SCPLSciPlay CorpCL A56,925$1.30M<0.1%History
STVNStevanato Group S.p.A.ORD SHS43,302$1.29M<0.1%History
NXGNNextgen Healthcare, Inc.COM53,554$1.27M<0.1%History
AMSFAmerisafe IncCOM25,274$1.27M<0.1%History
SAFTSafety Insurance Group IncCOM18,059$1.23M<0.1%History
CCSIConsensus Cloud Solutions, Inc.COM48,265$1.22M<0.1%History
FWRDForward Air CorpCOM17,425$1.20M<0.1%History
STEPStepStone Group Inc.COM CL A36,539$1.15M<0.1%History
PACWPacwest BancorpCOM136,994$1.08M<0.1%History
MQMarqeta, Inc.CLASS A COM178,370$1.07M<0.1%History
PRAAPra Group IncCOM54,826$1.05M<0.1%History
RVLVRevolve Group, Inc.CL A77,308$1.05M<0.1%History
NTLAIntellia Therapeutics, Inc.COM33,208$1.05M<0.1%History
AIFApollo Tactical Income Fund Inc.COM78,178$1.05M<0.1%History
IMCRImmunocore Holdings plcADS19,826$1.03M<0.1%History
KNKnowles CorpCOM68,978$1.02M<0.1%History
TRUTransUnionCOM14,059$1.01M<0.1%History
XMTRXometry, Inc.CLASS A COM58,638$995.7K<0.1%History
Eneti IncY2294C107COM96,960$977.4K<0.1%–
RVNCRevance Therapeutics, Inc.COM82,845$950.2K<0.1%History
MCMoelis & CoCL A20,653$932.1K<0.1%History
RELXRELX PLCSPONSORED ADR27,215$917.1K<0.1%History
MODNModel N, Inc.COM35,846$875.0K<0.1%History
MODVModivCare IncCOM27,710$873.1K<0.1%History
NWLNewell Brands Inc.Stock96,204$868.7K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE14,248$863.9K<0.1%History
ACDCProFrac Holding Corp.CLASS A COM77,837$846.9K<0.1%History
OUTOUTFRONT Media Inc.COM81,806$826.2K<0.1%History
OPTUOptimum Communications, Inc.CL A246,224$805.2K<0.1%History
Abcam PLC000380204ADS34,592$782.8K<0.1%–
AGNCAGNC Investment Corp.REIT81,216$766.7K<0.1%History