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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,340
−7 vs. Q2 2023
Portfolio value
$84.4B
−$3.57B (−4.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of First Trust Advisors LP in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CPCanadian Pacific Kansas City LtdCOM23,270$1.73M<0.1%+808+3.6%AddedHistory
ATHMAutohome Inc.SP ADS RP CL A57,598$1.75M<0.1%+57,598NewHistory
NRCNRC HealthCOM NEW39,571$1.76M<0.1%−13,862−25.9%ReducedHistory
XPEVXpeng Inc.ADS96,179$1.77M<0.1%+79,004+460.0%AddedHistory
VSECVse CorpCOM35,055$1.77M<0.1%+6,713+23.7%AddedHistory
MYEMyers Industries IncCOM98,751$1.77M<0.1%+98,751NewHistory
ZDZiff Davis, Inc.COM27,827$1.77M<0.1%+3,864+16.1%AddedHistory
ICEIntercontinental Exchange, Inc.Stock16,138$1.78M<0.1%+9,777+153.7%AddedHistory
AVNSAvanos Medical, Inc.Stock88,039$1.78M<0.1%+14,157+19.2%AddedHistory
STRAStrategic Education, Inc.COM23,674$1.78M<0.1%+9,080+62.2%AddedHistory
AIVApartment Investment & Management CoCL A262,852$1.79M<0.1%+101,647+63.1%AddedHistory
NHINational Health Investors IncCOM34,901$1.79M<0.1%+788+2.3%AddedHistory
ADUSAddus HomeCare CorpCOM21,048$1.79M<0.1%−1,235−5.5%ReducedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A234,422$1.79M<0.1%+188,685+412.5%AddedHistory
MGAMagna International IncCOM33,505$1.80M<0.1%+1,767+5.6%AddedHistory
CFFNCapitol Federal Financial, Inc.COM378,483$1.81M<0.1%+29,255+8.4%AddedHistory
TRNOTerreno Realty CorpCOM31,881$1.81M<0.1%−14,293−31.0%ReducedHistory
KEKimball Electronics, Inc.Stock66,328$1.82M<0.1%+110.0%AddedHistory
HLFHerbalife Ltd.COM SHS130,031$1.82M<0.1%+24,958+23.8%AddedHistory
ADAMAdamas Trust, Inc.COM215,641$1.83M<0.1%+22,475+11.6%AddedHistory
ABMAbm Industries IncCOM45,784$1.83M<0.1%−29,663−39.3%ReducedHistory
GHYPGIM Global High Yield Fund, Inc.COM170,350$1.84M<0.1%−1,250−0.7%ReducedHistory
ENREnergizer Holdings, Inc.COM57,336$1.84M<0.1%−25,868−31.1%ReducedHistory
SUISun Communities IncCOM15,556$1.84M<0.1%−16,346−51.2%ReducedHistory
UPBDUpbound Group, Inc.COM62,709$1.85M<0.1%+39,175+166.5%AddedHistory
EVGOEVgo Inc.CL A COM547,529$1.85M<0.1%−52,687−8.8%ReducedHistory
EPCEdgewell Personal Care CoCOM50,078$1.85M<0.1%+2,800+5.9%AddedHistory
TFINTriumph Financial, Inc.COM28,596$1.85M<0.1%−5,856−17.0%ReducedHistory
ADNTAdient plcStock50,876$1.87M<0.1%+32,842+182.1%AddedHistory
PLMRPalomar Holdings, Inc.Stock36,890$1.87M<0.1%+16,114+77.6%AddedHistory
XHRXenia Hotels & Resorts, Inc.COM159,034$1.87M<0.1%+21,602+15.7%AddedHistory
TRSTrimas CorpCOM NEW76,185$1.89M<0.1%−4,730−5.8%ReducedHistory
MGPIMGP Ingredients IncCOM17,920$1.89M<0.1%+5,075+39.5%AddedHistory
CRAICra International, Inc.COM18,802$1.89M<0.1%+18,802NewHistory
NNINelnet IncCL A21,225$1.90M<0.1%−10,987−34.1%ReducedHistory
AIRAar CorpStock31,920$1.90M<0.1%+1,479+4.9%AddedHistory
RACEFerrari N.V.COM6,437$1.90M<0.1%+464+7.8%AddedHistory
PGTIPGT Innovations, Inc.COM68,796$1.91M<0.1%−8,526−11.0%ReducedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF28,669$1.92M<0.1%−131−0.5%Reduced–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM108,005$1.92M<0.1%+3,841+3.7%AddedHistory
RRRRed Rock Resorts, Inc.CL A47,017$1.93M<0.1%+2,703+6.1%AddedHistory
INFAInformatica Inc.COM CL A91,816$1.93M<0.1%+91,816NewHistory
IMOImperial Oil LtdCOM NEW31,436$1.94M<0.1%−16,638−34.6%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV17,007$1.96M<0.1%+8,748+105.9%Added–
LEUCentrus Energy CorpStock34,557$1.96M<0.1%+505+1.5%AddedHistory
VVVValvoline IncCOM60,898$1.96M<0.1%−27,932−31.4%ReducedHistory
PBAPembina Pipeline CorpCOM65,158$1.97M<0.1%+191+0.3%AddedHistory
FNVFranco Nevada CorpStock14,773$1.97M<0.1%+500+3.5%AddedHistory
TBBKBancorp, Inc.COM57,221$1.97M<0.1%−8,264−12.6%ReducedHistory
LEVILevi Strauss & CoCL A COM STK146,303$1.99M<0.1%−96,911−39.8%ReducedHistory
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM93,104$1.99M<0.1%+1,280+1.4%AddedHistory
TTITetra Technologies IncCOM312,809$2.00M<0.1%+312,809NewHistory
GDVGabelli Dividend & Income TrustCOM102,751$2.00M<0.1%−669−0.6%ReducedHistory
AMSCAmerican Superconductor CorpStock264,780$2.00M<0.1%+8,309+3.2%AddedHistory
OBEObsidian Energy Ltd.COM243,678$2.00M<0.1%−75,387−23.6%ReducedHistory
ALCAlcon IncStock26,004$2.01M<0.1%+19,729+314.4%AddedHistory
First Trust Cloud Computing ETF33734X192ETF26,500$2.01M<0.1%−130.0%Reduced–
KTOSKratos Defense & Security Solutions, Inc.COM NEW134,152$2.01M<0.1%+116,978+681.1%AddedHistory
ZIPZiprecruiter, Inc.CL A168,530$2.02M<0.1%+99,226+143.2%AddedHistory
TGLSTecnoglass Holdings Inc.ORD SHS61,419$2.02M<0.1%+869+1.4%AddedHistory
SCSCScansource, Inc.COM66,800$2.02M<0.1%+66,800NewHistory
DHTDHT Holdings, Inc.SHS NEW197,855$2.04M<0.1%+152,171+333.1%AddedHistory
First Tr Exch Traded FD III33739P822NEW YORK MUNI80,100$2.04M<0.1%00.0%Unchanged–
JQCNuveen Credit Strategies Income FundCOM SHS403,026$2.04M<0.1%+1,529+0.4%AddedHistory
ZETAZeta Global Holdings Corp.CL A245,524$2.05M<0.1%−47,652−16.3%ReducedHistory
KMTKennametal IncCOM82,472$2.05M<0.1%+8,658+11.7%AddedHistory
AVNTAvient CorpCOM58,193$2.06M<0.1%−15,274−20.8%ReducedHistory
SLABSilicon Laboratories Inc.Stock17,771$2.06M<0.1%−44,778−71.6%ReducedHistory
WBXWallbox N.V.SHS917,080$2.06M<0.1%+79,956+9.6%AddedHistory
HCKTHackett Group, Inc.COM88,030$2.08M<0.1%+7,621+9.5%AddedHistory
MBCMasterBrand, Inc.COMMON STOCK171,375$2.08M<0.1%+60,962+55.2%AddedHistory
HLITHarmonic Inc.COM216,939$2.09M<0.1%+32,062+17.3%AddedHistory
STNGScorpio Tankers Inc.SHS38,659$2.09M<0.1%+38,659NewHistory
VIVTelefonica Brasil S.A.SPONSORED ADS244,880$2.09M<0.1%−18,921−7.2%ReducedHistory
INSMINSMED IncCOM PAR $.0182,991$2.10M<0.1%+82,991NewHistory
NBHCNational Bank Holdings CorpCL A70,515$2.10M<0.1%+33,143+88.7%AddedHistory
THQabrdn Healthcare Opportunities FundSHS123,973$2.11M<0.1%+3,850+3.2%AddedHistory
SBRASabra Health Care REIT, Inc.REIT151,193$2.11M<0.1%−36,542−19.5%ReducedHistory
PRKSUnited Parks & Resorts Inc.COM45,583$2.11M<0.1%−19,254−29.7%ReducedHistory
CHEFChefs' Warehouse, Inc.COM99,623$2.11M<0.1%−18,623−15.7%ReducedHistory
SKYWSkywest IncCOM50,320$2.11M<0.1%+50,320NewHistory
EVTCEVERTEC, Inc.COM56,866$2.11M<0.1%−9,925−14.9%ReducedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT84,900$2.12M<0.1%+12,152+16.7%Added–
GATXGatx CorpCOM19,561$2.13M<0.1%−8,983−31.5%ReducedHistory
ROCKGibraltar Industries, Inc.COM31,534$2.13M<0.1%−8,501−21.2%ReducedHistory
MGNIMagnite, Inc.COM283,418$2.14M<0.1%+111,976+65.3%AddedHistory
MOG.AMoog Inc.CL A18,938$2.14M<0.1%+1,532+8.8%AddedHistory
EPACEnerpac Tool Group CorpCL A COM80,954$2.14M<0.1%−27,826−25.6%ReducedHistory
AXAxos Financial, Inc.COM56,562$2.14M<0.1%−2,338−4.0%ReducedHistory
ASGIabrdn Global Infrastructure Income FundCOM SHS BEN INT133,508$2.15M<0.1%+1,995+1.5%AddedHistory
GHCGraham Holdings CoCOM CL B3,689$2.15M<0.1%+273+8.0%AddedHistory
MORFMorphic Holding, Inc.COM93,918$2.15M<0.1%+1,545+1.7%AddedHistory
RMDResmed IncCOM14,556$2.15M<0.1%+14,556NewHistory
CNSCohen & Steers, Inc.COM34,436$2.16M<0.1%−1,268−3.6%ReducedHistory
HELEHelen of Troy LtdStock18,564$2.16M<0.1%−4,281−18.7%ReducedHistory
HPHelmerich & Payne, Inc.COM51,329$2.16M<0.1%+38,290+293.7%AddedHistory
Paramount Global92556H206CL B167,841$2.17M<0.1%−793,582−82.5%Reduced–
SBCFSeacoast Banking Corp of FloridaCOM NEW98,730$2.17M<0.1%+12,191+14.1%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF21,603$2.18M<0.1%−3,758−14.8%Reduced–
HQHabrdn Healthcare InvestorsSH BEN INT141,004$2.19M<0.1%+9,124+6.9%AddedHistory

Sold out since Q2 2023 (210)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 210 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG25,521,540$669.2M0.8%–
PDCEPDC Energy, Inc.COM635,832$45.2M0.1%History
SYNHSyneos Health, Inc.CL A1,051,275$44.3M0.1%History
ICUIIcu Medical IncCOM158,835$28.3M<0.1%History
CERTCertara, Inc.COM1,490,814$27.1M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A213,684$23.2M<0.1%History
CPACopa Holdings, S.A.CL A198,933$22.0M<0.1%History
HWKNHawkins IncCOM405,879$19.4M<0.1%History
UNVRUnivar Solutions Inc.COM491,678$17.6M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS169,004$17.4M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM530,793$17.4M<0.1%–
BURLBurlington Stores, Inc.COM94,520$14.9M<0.1%History
CWHCamping World Holdings, Inc.CL A481,970$14.5M<0.1%History
BKIBlack Knight, Inc.COM191,760$11.5M<0.1%History
WDCWestern Digital CorpCOM296,273$11.2M<0.1%History
PGRProgressive CorpStock84,262$11.2M<0.1%History
MKTXMarketaxess Holdings IncCOM36,123$9.44M<0.1%History
IPGPIpg Photonics CorpCOM68,704$9.33M<0.1%History
PLNTPlanet Fitness, Inc.CL A125,162$8.44M<0.1%History
ERICEricsson LM Telephone CoADR B SEK 101,470,438$8.01M<0.1%History
BALLBALL CorpCOM132,906$7.74M<0.1%History
AYXAlteryx, Inc.COM CL A165,110$7.50M<0.1%History
COOCooper Companies, Inc.COM NEW19,525$7.49M<0.1%History
TWTradeweb Markets Inc.Stock102,158$7.00M<0.1%History
KYNBKyntra Bio, Inc.COM2,518,420$6.80M<0.1%History
TRTNTriton International LtdCL A62,919$5.24M<0.1%History
LSILife Storage, Inc.COM37,275$4.96M<0.1%History
TCOMTrip.com Group LtdADS127,658$4.47M<0.1%History
AGXArgan IncStock99,670$3.93M<0.1%History
YETIYETI Holdings, Inc.COM88,373$3.43M<0.1%History
VIRVir Biotechnology, Inc.COM132,962$3.26M<0.1%History
RETAReata Pharmaceuticals IncCL A29,611$3.02M<0.1%History
iShares Tr46434V514MSCI CHINA A97,013$2.83M<0.1%–
JBSSSanfilippo John B & Son IncCOM24,106$2.83M<0.1%History
HHCHoward Hughes CorpCOM34,958$2.76M<0.1%History
NWLINational Western Life Group, Inc.CL A6,451$2.68M<0.1%History
NEXNextier Oilfield Solutions Inc.COM297,351$2.66M<0.1%History
VERIVeritone, Inc.COM649,489$2.55M<0.1%History
IRWDIronwood Pharmaceuticals IncCOM CL A228,999$2.44M<0.1%History
THRThermon Group Holdings, Inc.COM89,867$2.39M<0.1%History
YUMCYum China Holdings, Inc.COM41,937$2.37M<0.1%History
BZHBeazer Homes USA IncCOM NEW79,036$2.24M<0.1%History
LPGDorian LPG Ltd.SHS USD86,304$2.21M<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS277,911$2.16M<0.1%History
FVRRFiverr International Ltd.ORD SHS81,601$2.12M<0.1%History
PUBMPubMatic, Inc.COM CL A115,783$2.12M<0.1%History
PDPagerDuty, Inc.COM90,782$2.04M<0.1%History
COLLCollegium Pharmaceutical, IncCOM92,793$1.99M<0.1%History
Vanguard Real Estate ETF922908553ETF23,809$1.99M<0.1%–
CHUYChuy's Holdings, Inc.COM48,605$1.98M<0.1%History
INFNInfinera CorpCOM409,162$1.98M<0.1%History
PTONPeloton Interactive, Inc.CL A COM246,611$1.90M<0.1%History
CCNECNB Financial CorpCOM106,063$1.87M<0.1%History
WWWWolverine World Wide IncCOM126,863$1.86M<0.1%History
DXDynex Capital IncCOM145,149$1.83M<0.1%History
GOLDGold.com, Inc.COM48,079$1.80M<0.1%History
MTWManitowoc Co IncCOM NEW94,263$1.77M<0.1%History
CHSChico's Fas, Inc.COM331,095$1.77M<0.1%History
UBAUrstadt Biddle Properties IncCL A81,126$1.72M<0.1%History
SCIService Corp InternationalCOM25,968$1.68M<0.1%History
TRSTTrustco Bank Corp N YCOM NEW58,625$1.68M<0.1%History
GFLGFL Environmental Inc.SUB VTG SHS42,762$1.66M<0.1%History
IIINInsteel Industries IncCOM52,803$1.64M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,832$1.62M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF76,260$1.61M<0.1%–
PTRAQProterra IncCOM1,276,789$1.53M<0.1%History
AVIDAvid Technology, Inc.COM58,815$1.50M<0.1%History
CASSCass Information Systems IncCOM38,220$1.48M<0.1%History
TBITrueBlue, Inc.COM83,212$1.47M<0.1%History
HSIIHeidrick & Struggles International IncCOM54,093$1.43M<0.1%History
EBFEnnis, Inc.COM69,345$1.41M<0.1%History
DFHDream Finders Homes, Inc.COM CL A57,369$1.41M<0.1%History
OROR Royalties Inc.COM90,401$1.39M<0.1%History
RUSHBRush Enterprises IncCL B20,145$1.37M<0.1%History
PGCPeapack Gladstone Financial CorpCOM50,204$1.36M<0.1%History
MSBIMidland States Bancorp, Inc.COM67,885$1.35M<0.1%History
DICEDICE Therapeutics, Inc.COM28,677$1.33M<0.1%History
ACCOAcco Brands CorpCOM254,593$1.33M<0.1%History
PLRXPliant Therapeutics, Inc.COM70,709$1.28M<0.1%History
RYNRayonier IncCOM40,330$1.27M<0.1%History
RIGTransocean Ltd.REGISTERED SHS177,955$1.25M<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM176,763$1.24M<0.1%History
AUDCAudiocodes LtdORD128,729$1.18M<0.1%History
AMLXAmylyx Pharmaceuticals, Inc.COM54,115$1.17M<0.1%History
BWBabcock & Wilcox Enterprises, Inc.COM197,588$1.17M<0.1%History
OPALOPAL Fuels Inc.CLASS A COM155,433$1.16M<0.1%History
CARECarter Bankshares, Inc.COM NEW73,782$1.09M<0.1%History
FORForestar Group Inc.COM48,182$1.09M<0.1%History
FFICFlushing Financial CorpCOM86,947$1.07M<0.1%History
MCBSMetroCity Bankshares, Inc.COM58,599$1.05M<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM71,501$1.01M<0.1%History
ACCDAccolade, Inc.COM72,442$975.8K<0.1%History
CTOCTO Realty Growth, Inc.COM55,942$958.8K<0.1%History
Tritium DCFCQ9225T108COM877,289$956.2K<0.1%–
CVLGCovenant Logistics Group, Inc.CL A21,258$931.7K<0.1%History
WKHSWorkhorse Group Inc.COM NEW1,046,784$912.4K<0.1%History
CVGICommercial Vehicle Group, Inc.COM79,908$887.0K<0.1%History
HAINHain Celestial Group IncCOM70,428$881.1K<0.1%History
LZLegalzoom.com, Inc.COM70,830$855.6K<0.1%History
GCMGGCM Grosvenor Inc.COM CL A112,457$847.9K<0.1%History