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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,347
−1 vs. Q1 2023
Portfolio value
$87.9B
+$1.35B (+1.6%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of First Trust Advisors LP in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SAHSonic Automotive IncCL A23,978$1.14M<0.1%+23,978NewHistory
SMBCSouthern Missouri Bancorp, Inc.COM29,750$1.14M<0.1%−883−2.9%ReducedHistory
SESea LtdSPONSORD ADS19,876$1.15M<0.1%−67−0.3%ReducedHistory
PWSCPowerschool Holdings, Inc.COM CL A60,402$1.16M<0.1%−148,949−71.1%ReducedHistory
SBHSally Beauty Holdings, Inc.COM93,634$1.16M<0.1%−93,907−50.1%ReducedHistory
CSVCarriage Services IncCOM35,651$1.16M<0.1%+781+2.2%AddedHistory
PEOAdams Natural Resources Fund, Inc.COM55,673$1.16M<0.1%−1,062−1.9%ReducedHistory
OPALOPAL Fuels Inc.CLASS A COM155,433$1.16M<0.1%+31,303+25.2%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD15,347$1.16M<0.1%−9−0.1%Reduced–
STELStellar Bancorp, Inc.COM50,811$1.16M<0.1%+24,675+94.4%AddedHistory
BWBabcock & Wilcox Enterprises, Inc.COM197,588$1.17M<0.1%+1,731+0.9%AddedHistory
AMLXAmylyx Pharmaceuticals, Inc.COM54,115$1.17M<0.1%+26,798+98.1%AddedHistory
MNDYmonday.com Ltd.SHS6,828$1.17M<0.1%+6,828NewHistory
MXLMaxlinear, IncCOM37,077$1.17M<0.1%−62−0.2%ReducedHistory
AUDCAudiocodes LtdORD128,729$1.18M<0.1%+68,461+113.6%AddedHistory
KNKnowles CorpCOM65,208$1.18M<0.1%+65,208NewHistory
ROGRogers CorpCOM7,391$1.20M<0.1%+7,391NewHistory
VALEVale S.A.SPONSORED ADS89,323$1.20M<0.1%−1,695,740−95.0%ReducedHistory
PLMRPalomar Holdings, Inc.Stock20,776$1.21M<0.1%+13,686+193.0%AddedHistory
NBRNabors Industries LtdSHS13,022$1.21M<0.1%−12,615−49.2%ReducedHistory
STMSTMicroelectronics N.V.NY REGISTRY24,254$1.21M<0.1%+3,937+19.4%AddedHistory
WABCWestamerica BancorporationCOM31,682$1.21M<0.1%−7,628−19.4%ReducedHistory
SYBTStock Yards Bancorp, Inc.COM26,773$1.21M<0.1%−17,450−39.5%ReducedHistory
PIPRPiper Sandler CompaniesCOM9,413$1.22M<0.1%−17,940−65.6%ReducedHistory
EVGEaton Vance Short Duration Diversified Income FundCOM124,068$1.22M<0.1%−201−0.2%ReducedHistory
INSTInstructure Holdings, Inc.COM48,378$1.22M<0.1%−11,068−18.6%ReducedHistory
JRINuveen Real Asset Income & Growth FundCOM106,704$1.22M<0.1%−2,130−2.0%ReducedHistory
EZPWEzcorp IncCL A NON VTG145,559$1.22M<0.1%+1,566+1.1%AddedHistory
REIRing Energy, Inc.COM715,051$1.22M<0.1%+464,304+185.2%AddedHistory
ZIPZiprecruiter, Inc.CL A69,304$1.23M<0.1%−104,865−60.2%ReducedHistory
LAURLaureate Education, Inc.COMMON STOCK102,711$1.24M<0.1%−30,727−23.0%ReducedHistory
BCRXBiocryst Pharmaceuticals IncCOM176,763$1.24M<0.1%+13,600+8.3%AddedHistory
CBOECboe Global Markets, Inc.COM9,032$1.25M<0.1%−24,718−73.2%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS177,955$1.25M<0.1%−692,735−79.6%ReducedHistory
TRNTrinity Industries IncCOM48,627$1.25M<0.1%−117,673−70.8%ReducedHistory
VPGVishay Precision Group, Inc.COM33,732$1.25M<0.1%+315+0.9%AddedHistory
JAZZJazz Pharmaceuticals plcSHS USD10,125$1.26M<0.1%−39,944−79.8%ReducedHistory
First Tr Exchange-Traded Alp33735J101COM SHS18,836$1.26M<0.1%+26+0.1%Added–
ZEUSOlympic Steel IncCOM25,681$1.26M<0.1%+199+0.8%AddedHistory
AINAlbany International CorpCL A13,501$1.26M<0.1%+7,638+130.3%AddedHistory
RYNRayonier IncCOM40,330$1.27M<0.1%−9,928−19.8%ReducedHistory
GWHESS Tech, Inc.CL SHS866,378$1.27M<0.1%−56,356−6.1%ReducedHistory
ACLXArcellx, Inc.COMMON STOCK40,301$1.27M<0.1%+22,225+123.0%AddedHistory
PRAAPra Group IncCOM55,816$1.28M<0.1%−38,659−40.9%ReducedHistory
PLRXPliant Therapeutics, Inc.COM70,709$1.28M<0.1%+70,709NewHistory
RXORXO, Inc.COMMON STOCK56,539$1.28M<0.1%+56,539NewHistory
MBCMasterBrand, Inc.COMMON STOCK110,413$1.28M<0.1%+110,413NewHistory
Vanguard Energy ETF92204A306ETF11,397$1.29M<0.1%−4,880−30.0%Reduced–
DORMDorman Products, Inc.COM16,394$1.29M<0.1%+219+1.4%AddedHistory
CCBCoastal Financial CorpCOM NEW34,519$1.30M<0.1%−689−2.0%ReducedHistory
GEFGreif, IncCL A19,038$1.31M<0.1%−52,024−73.2%ReducedHistory
KDKyndryl Holdings, Inc.Stock98,830$1.31M<0.1%−180,969−64.7%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG15,291$1.32M<0.1%−66−0.4%Reduced–
ACCOAcco Brands CorpCOM254,593$1.33M<0.1%+3,640+1.5%AddedHistory
CCSIConsensus Cloud Solutions, Inc.COM42,795$1.33M<0.1%+42,795NewHistory
CFBCrossfirst Bankshares, Inc.COM132,818$1.33M<0.1%−3,625−2.7%ReducedHistory
MLNKMeridianLink, Inc.COMMON STOCK63,857$1.33M<0.1%+63,857NewHistory
SLVMSylvamo CorpCOMMON STOCK32,842$1.33M<0.1%+15,628+90.8%AddedHistory
KLICKulicke & Soffa Industries IncCOM22,349$1.33M<0.1%−66,709−74.9%ReducedHistory
DICEDICE Therapeutics, Inc.COM28,677$1.33M<0.1%+28,677NewHistory
KNTKKinetik Holdings Inc.COM NEW CL A38,001$1.34M<0.1%−22,020−36.7%ReducedHistory
HTHHilltop Holdings Inc.COM42,477$1.34M<0.1%−28,561−40.2%ReducedHistory
PLXSPlexus CorpCOM13,622$1.34M<0.1%+200+1.5%AddedHistory
CHHChoice Hotels International IncCOM11,458$1.35M<0.1%−3,423−23.0%ReducedHistory
MSBIMidland States Bancorp, Inc.COM67,885$1.35M<0.1%−2,363−3.4%ReducedHistory
PGCPeapack Gladstone Financial CorpCOM50,204$1.36M<0.1%−955−1.9%ReducedHistory
VREVeris Residential, Inc.COM84,879$1.36M<0.1%+43,829+106.8%AddedHistory
NARIInari Medical, Inc.Stock23,444$1.36M<0.1%+23,444NewHistory
PGNYProgyny, Inc.COM34,653$1.36M<0.1%−799−2.3%ReducedHistory
MGPIMGP Ingredients IncCOM12,845$1.37M<0.1%−13,646−51.5%ReducedHistory
BRCBrady CorpCL A28,743$1.37M<0.1%−17,121−37.3%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR622,582$1.37M<0.1%−71,212−10.3%ReducedHistory
RUSHBRush Enterprises IncCL B20,145$1.37M<0.1%+501+2.6%AddedHistory
AIVApartment Investment & Management CoCL A161,205$1.37M<0.1%−411,802−71.9%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM72,607$1.38M<0.1%−27,148−27.2%ReducedHistory
ITGRInteger Holdings CorpCOM15,587$1.38M<0.1%−3,040−16.3%ReducedHistory
ITCIIntra-Cellular Therapies, Inc.COM21,919$1.39M<0.1%−28,576−56.6%ReducedHistory
OROR Royalties Inc.COM90,401$1.39M<0.1%+90,401NewHistory
HLFHerbalife Ltd.COM SHS105,073$1.39M<0.1%−52,742−33.4%ReducedHistory
CWSTCasella Waste Systems IncCL A15,421$1.39M<0.1%−18,140−54.1%ReducedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM123,281$1.40M<0.1%−176,597−58.9%ReducedHistory
TTECTTEC Holdings, Inc.COM41,325$1.40M<0.1%−3,833−8.5%ReducedHistory
UWMCUWM Holdings CorpCOM CL A249,725$1.40M<0.1%+3,258+1.3%AddedHistory
UCTTUltra Clean Holdings, Inc.COM36,420$1.40M<0.1%−2,037−5.3%ReducedHistory
ADEAAdeia Inc.COM127,494$1.40M<0.1%−343,490−72.9%ReducedHistory
TFSLTFS Financial CORPCOM111,927$1.41M<0.1%−28,130−20.1%ReducedHistory
DFHDream Finders Homes, Inc.COM CL A57,369$1.41M<0.1%+1,334+2.4%AddedHistory
SMTCSemtech CorpStock55,459$1.41M<0.1%+55,459NewHistory
EBFEnnis, Inc.COM69,345$1.41M<0.1%+561+0.8%AddedHistory
VCELVericel CorpCOM37,687$1.42M<0.1%+7,746+25.9%AddedHistory
EMBCEmbecta Corp.Stock65,569$1.42M<0.1%+38,087+138.6%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT9,476$1.42M<0.1%+87+0.9%Added–
CODICompass Diversified HoldingsSH BEN INT65,532$1.42M<0.1%+46,521+244.7%AddedHistory
DXPEDXP Enterprises IncCOM NEW39,116$1.42M<0.1%−2,849−6.8%ReducedHistory
PRFTPerficient IncCOM17,102$1.43M<0.1%+10,045+142.3%AddedHistory
HSIIHeidrick & Struggles International IncCOM54,093$1.43M<0.1%+398+0.7%AddedHistory
MCFTMasterCraft Boat Holdings, Inc.COM46,926$1.44M<0.1%−402−0.8%ReducedHistory
AKRAcadia Realty TrustCOM SH BEN INT100,823$1.45M<0.1%−3,069−3.0%ReducedHistory
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF37,791$1.45M<0.1%−4,767−11.2%Reduced–
APPSDigital Turbine, Inc.COM NEW157,088$1.46M<0.1%+85,162+118.4%AddedHistory

Sold out since Q1 2023 (141)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH10,275,947$671.2M0.8%–
ABBNYABB LtdSPONSORED ADR2,218,491$76.1M0.1%History
XMQualtrics International Inc.COM CL A1,103,027$19.7M<0.1%History
RXTRackspace Technology, Inc.COM5,086,881$9.56M<0.1%History
TTETotalEnergies SESPONSORED ADS118,860$7.02M<0.1%History
WATWaters CorpCOM21,979$6.81M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP114,846$6.23M<0.1%History
RXDXPrometheus Biosciences, Inc.COM57,258$6.14M<0.1%History
SKYWSkywest IncCOM238,724$5.29M<0.1%History
EXPOExponent IncCOM52,388$5.22M<0.1%History
AZTAAzenta, Inc.COM108,325$4.83M<0.1%History
OSHOak Street Health, Inc.COM123,706$4.78M<0.1%History
NYTNew York Times CoCL A120,937$4.70M<0.1%History
WOWWideOpenWest, Inc.COM432,637$4.60M<0.1%History
WTMWhite Mountains Insurance Group LtdCOM3,189$4.39M<0.1%History
CLVTClarivate PLCORD SHS456,471$4.29M<0.1%History
NVAXNovavax IncCOM NEW610,427$4.23M<0.1%History
JELDJELD-WEN Holding, Inc.COM326,738$4.14M<0.1%History
ARNCArconic CorpCOM144,861$3.80M<0.1%History
FOCSFocus Financial Partners Inc.COM CL A72,031$3.74M<0.1%History
PPLIPeople IncCOM NEW72,123$3.72M<0.1%History
EVAEnviva, LLCCOM125,881$3.64M<0.1%History
EBSEmergent BioSolutions Inc.COM333,725$3.46M<0.1%History
GDOTGreen Dot CorpCL A199,309$3.42M<0.1%History
USNAUsana Health Sciences IncCOM53,719$3.38M<0.1%History
WHDCactus, Inc.CL A81,850$3.37M<0.1%History
HOUSAnywhere Real Estate Inc.COM617,803$3.26M<0.1%History
HAPNHappen, Inc.COM NEW447,877$3.23M<0.1%History
GLOBGlobant S.A.COM19,174$3.14M<0.1%History
LYFTLyft, Inc.CL A COM324,368$3.01M<0.1%History
ADVAdvantage Solutions Inc.COM CL A1,894,864$2.99M<0.1%History
TSEOQTrinseo PLCCOM142,594$2.97M<0.1%History
TATravelCenters of America Inc.COM NEW33,218$2.87M<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/999945,714$2.83M<0.1%–
HRMYHarmony Biosciences Holdings, Inc.COM86,174$2.81M<0.1%History
PLABPhotronics IncCOM160,125$2.65M<0.1%History
CUBICustomers Bancorp, Inc.COM139,121$2.58M<0.1%History
BVBrightView Holdings, Inc.COM457,628$2.57M<0.1%History
SAFESafehold Inc.COM85,481$2.51M<0.1%History
LXULSB Industries, Inc.COM239,086$2.47M<0.1%History
RVMDRevolution Medicines, Inc.COM110,414$2.39M<0.1%History
SILKSilk Road Medical IncCOM60,105$2.35M<0.1%History
AGNTAGNT, Inc.COM172,771$2.19M<0.1%History
PRCTPROCEPT BioRobotics CorpCOM76,923$2.18M<0.1%History
GDENNew Royal Holdco I Inc.COM50,083$2.18M<0.1%History
NVEENV5 Global, Inc.COM20,287$2.11M<0.1%History
CYTKCytokinetics IncCOM NEW58,292$2.05M<0.1%History
LITELumentum Holdings Inc.COM36,513$1.97M<0.1%History
FRGFranchise Group, Inc.COM70,659$1.93M<0.1%History
CLDXCelldex Therapeutics, Inc.COM NEW53,072$1.91M<0.1%History
SGRYSurgery Partners, Inc.Stock55,225$1.90M<0.1%History
BGSB&G Foods, Inc.COM120,701$1.87M<0.1%History
RAMPLiveRamp Holdings, Inc.COM79,921$1.75M<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM151,780$1.73M<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF56,618$1.68M<0.1%–
ARWRArrowhead Pharmaceuticals, Inc.COM65,607$1.67M<0.1%History
QUREuniQure N.V.SHS82,626$1.66M<0.1%History
RGNXREGENXBIO Inc.COM84,305$1.59M<0.1%History
CNACna Financial CorpCOM40,769$1.59M<0.1%History
CLFDClearfield, Inc.COM33,739$1.57M<0.1%History
MPBMid Penn Bancorp IncCOM58,491$1.50M<0.1%History
PRAProassurance CorpCOM75,831$1.40M<0.1%History
EBCEastern Bankshares, Inc.COM110,938$1.40M<0.1%History
First Rep BK San Francisco C33616C100COM97,286$1.36M<0.1%–
RUTHRuths Hospitality Group, Inc.COM82,659$1.36M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C16,271$1.33M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM54,432$1.33M<0.1%History
LGNDLigand Pharmaceuticals IncCOM NEW16,955$1.25M<0.1%History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH24,795$1.13M<0.1%–
ESGREnstar Group LTDSHS4,747$1.10M<0.1%History
NXHNeighborhood Intelligence, Inc.COM53,752$1.09M<0.1%History
PLCEChildrens Place, Inc.COM26,834$1.08M<0.1%History
HPKHighPeak Energy, Inc.COM46,647$1.07M<0.1%History
MNTVMomentive Global Inc.COM112,625$1.05M<0.1%History
PRTAProthena Corp Public Ltd CoSHS21,108$1.02M<0.1%History
FLNGFlex LNG Ltd.SHS30,350$1.02M<0.1%History
NOMDNomad Foods LtdUSD ORD SHS52,754$988.6K<0.1%History
HRTHireRight Holdings CorpCOM92,424$980.6K<0.1%History
iShares Tr464287754US INDUSTRIALS9,588$960.3K<0.1%–
GSATGlobalstar, Inc.COM824,181$956.0K<0.1%History
NEONeogenomics IncCOM NEW53,668$934.4K<0.1%History
UDMYUdemy, Inc.COM103,900$917.4K<0.1%History
PMTPennyMac Mortgage Investment TrustCOM70,258$866.3K<0.1%History
SIGASiga Technologies IncCOM149,938$862.1K<0.1%History
WRBYWarby Parker Inc.CL A COM81,257$860.5K<0.1%History
MYGNMyriad Genetics IncCOM34,176$793.9K<0.1%History
VTYXVentyx Biosciences, Inc.COM23,649$792.2K<0.1%History
STERSterling Check Corp.COM70,855$790.0K<0.1%History
BHCBausch Health Companies Inc.Stock95,609$774.4K<0.1%History
COURCoursera, Inc.COM66,641$767.7K<0.1%History
Two Harbors Investment Corp.90187B804COM45,926$675.6K<0.1%–
INSMINSMED IncCOM PAR $.0139,481$673.2K<0.1%History
KWRQuaker Chemical CorpCOM3,269$647.1K<0.1%History
MIRMirion Technologies, Inc.COM CL A74,430$635.6K<0.1%History
NEOGNeogen CorpCOM33,568$621.7K<0.1%History
OPKOpko Health, Inc.COM393,583$574.6K<0.1%History
SONOSonos IncCOM29,130$571.5K<0.1%History
OPLNOPENLANE, Inc.COM37,717$516.0K<0.1%History
SLPSimulations Plus, Inc.COM11,663$512.5K<0.1%History
NRDSNerdwallet, Inc.COM CL A31,262$505.8K<0.1%History