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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,347
−1 vs. Q1 2023
Portfolio value
$87.9B
+$1.35B (+1.6%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of First Trust Advisors LP in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ALITAlight, Inc. / DelawareCOM CL A80,197$741.0K<0.1%−287,517−78.2%ReducedHistory
CPNGCoupang, Inc.CL A42,610$741.4K<0.1%−8,361−16.4%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF9,877$741.5K<0.1%+78+0.8%Added–
PAHCPhibro Animal Health CorpCL A COM54,552$747.4K<0.1%+406+0.7%AddedHistory
NXGNNextgen Healthcare, Inc.COM46,110$747.9K<0.1%+46,110NewHistory
FMAOFarmers & Merchants Bancorp IncCOM33,635$757.1K<0.1%−6,493−16.2%ReducedHistory
ACNBAcnb CorpCOM22,861$758.3K<0.1%+204+0.9%AddedHistory
CINFCincinnati Financial CorpCOM7,793$758.4K<0.1%+7,793NewHistory
AVIRAtea Pharmaceuticals, Inc.COM203,566$761.3K<0.1%+1,781+0.9%AddedHistory
MSAMSA Safety IncCOM4,421$769.1K<0.1%−77,183−94.6%ReducedHistory
ELMEElme CommunitiesSH BEN INT47,678$783.8K<0.1%+6,484+15.7%AddedHistory
BMRCBank of Marin BancorpCOM44,933$794.0K<0.1%−1,055−2.3%ReducedHistory
FLICFirst of Long Island CorpCOM66,509$799.4K<0.1%−1,577−2.3%ReducedHistory
BITBlackRock Multi-Sector Income TrustCOM56,086$806.0K<0.1%−3,750−6.3%ReducedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT15,548$806.0K<0.1%−1,075−6.5%Reduced–
HSBCHSBC Holdings PLCSPON ADR NEW20,465$810.8K<0.1%+20,465NewHistory
TPCTutor Perini CorpCOM113,627$812.4K<0.1%−477,985−80.8%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM215,807$815.8K<0.1%−11,771−5.2%ReducedHistory
FNAParagon 28, Inc.COM46,158$818.8K<0.1%−94,308−67.1%ReducedHistory
ADPTAdaptive Biotechnologies CorpCOM125,630$843.0K<0.1%+125,630NewHistory
MACMacerich CoCOM74,935$844.5K<0.1%−19,886−21.0%ReducedHistory
GCMGGCM Grosvenor Inc.COM CL A112,457$847.9K<0.1%−10.0%ReducedHistory
CRCrane CoCOMMON STOCK9,561$852.1K<0.1%+9,561NewHistory
LZLegalzoom.com, Inc.COM70,830$855.6K<0.1%+32,538+85.0%AddedHistory
ROICRetail Opportunity Investments CorpCOM63,605$859.3K<0.1%+18,257+40.3%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF53,862$860.2K<0.1%+2,750+5.4%Added–
FRTFederal Realty Investment TrustSH BEN INT NEW8,925$863.7K<0.1%−981−9.9%ReducedHistory
ADCAgree Realty CorpCOM13,278$868.2K<0.1%+197+1.5%AddedHistory
OBDCBlue Owl Capital CorpCOM65,464$878.5K<0.1%+65,464NewHistory
ATRAptargroup, Inc.Stock7,586$878.9K<0.1%−16−0.2%ReducedHistory
EGLEEagle Bulk Shipping Inc.COM18,337$880.9K<0.1%−233,361−92.7%ReducedHistory
HAINHain Celestial Group IncCOM70,428$881.1K<0.1%−57,432−44.9%ReducedHistory
CVGICommercial Vehicle Group, Inc.COM79,908$887.0K<0.1%+826+1.0%AddedHistory
RMRRMR Group Inc.CL A38,996$903.5K<0.1%+293+0.8%AddedHistory
MCMoelis & CoCL A19,983$906.0K<0.1%−158,421−88.8%ReducedHistory
OSKOshkosh CorpCOM10,514$910.4K<0.1%+1,053+11.1%AddedHistory
WKHSWorkhorse Group Inc.COM NEW1,046,784$912.4K<0.1%+58,773+5.9%AddedHistory
JOUTJohnson Outdoors IncCL A14,892$915.1K<0.1%+143+1.0%AddedHistory
BRDGBridge Investment Group Holdings Inc.COM CL A80,908$918.3K<0.1%+875+1.1%AddedHistory
EVCEntravision Communications CorpCL A210,172$922.7K<0.1%+46,528+28.4%AddedHistory
GOGOGogo Inc.COM54,338$924.3K<0.1%−72,568−57.2%ReducedHistory
SIGISelective Insurance Group IncCOM9,696$930.3K<0.1%−42,370−81.4%ReducedHistory
CVLGCovenant Logistics Group, Inc.CL A21,258$931.7K<0.1%−996−4.5%ReducedHistory
FTDRFrontdoor, Inc.COM29,649$945.8K<0.1%−43,465−59.4%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF26,394$950.2K<0.1%−18,684−41.4%Reduced–
ICFIICF International, Inc.Stock7,673$954.4K<0.1%−6,320−45.2%ReducedHistory
Tritium DCFCQ9225T108COM877,289$956.2K<0.1%−58,871−6.3%Reduced–
UTGReaves Utility Income FundCOM SH BEN INT34,939$958.0K<0.1%+12,516+55.8%AddedHistory
CTOCTO Realty Growth, Inc.COM55,942$958.8K<0.1%−151−0.3%ReducedHistory
GTNGray Media, IncCOM122,025$961.6K<0.1%−277,839−69.5%ReducedHistory
AMALAmalgamated Financial Corp.COM59,854$963.0K<0.1%−2,832−4.5%ReducedHistory
CNMDCONMED CorpCOM7,105$965.5K<0.1%−7,558−51.5%ReducedHistory
IRTCiRhythm Holdings, Inc.COM9,258$965.8K<0.1%+9,258NewHistory
ARTNAArtesian Resources CorpCL A20,597$972.6K<0.1%+194+1.0%AddedHistory
AVNWAviat Networks, Inc.COM NEW29,154$972.9K<0.1%+332+1.2%AddedHistory
ACCDAccolade, Inc.COM72,442$975.8K<0.1%+72,442NewHistory
STRAStrategic Education, Inc.COM14,594$990.1K<0.1%−13,178−47.5%ReducedHistory
BROSDutch Bros Inc.CL A34,926$993.6K<0.1%+24,412+232.2%AddedHistory
ESQEsquire Financial Holdings, Inc.COM21,724$993.7K<0.1%−675−3.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG51,044$994.8K<0.1%+241+0.5%Added–
NPKNational Presto Industries IncCOM13,667$1.00M<0.1%+135+1.0%AddedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK210,757$1.00M<0.1%+59,188+39.1%AddedHistory
HDSNHudson Technologies IncCOM104,563$1.01M<0.1%+1,354+1.3%AddedHistory
DCPHDeciphera Pharmaceuticals, Inc.COM71,501$1.01M<0.1%+71,501NewHistory
HTBHomeTrust Bancshares, Inc.COM48,399$1.01M<0.1%+2,142+4.6%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV8,259$1.01M<0.1%+157+1.9%Added–
SHBIShore Bancshares IncCOM87,845$1.02M<0.1%+31,380+55.6%AddedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS77,852$1.02M<0.1%−3,826−4.7%ReducedHistory
PZZAPapa Johns International IncStock13,851$1.02M<0.1%−7,039−33.7%ReducedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF14,289$1.03M<0.1%−1,135−7.4%Reduced–
UNITUniti Group Inc.COM222,203$1.03M<0.1%+76,961+53.0%AddedHistory
AIFApollo Tactical Income Fund Inc.COM81,151$1.03M<0.1%−5,752−6.6%ReducedHistory
MMSMaximus, Inc.COM12,197$1.03M<0.1%−16,035−56.8%ReducedHistory
LQDTLiquidity Services IncCOM62,540$1.03M<0.1%−1,346−2.1%ReducedHistory
SEESealed Air CorpCOM25,806$1.03M<0.1%−34,807−57.4%ReducedHistory
AMPYAmplify Energy Corp.COM152,633$1.03M<0.1%+38,744+34.0%AddedHistory
Eneti IncY2294C107COM85,583$1.04M<0.1%−6,905−7.5%Reduced–
ACIWAci Worldwide, Inc.Stock44,872$1.04M<0.1%−60,170−57.3%ReducedHistory
CVLTCommvault Systems IncCOM14,401$1.05M<0.1%−22,883−61.4%ReducedHistory
BBTBeacon Financial CorpCOM50,525$1.05M<0.1%+15,099+42.6%AddedHistory
EGYVaalco Energy IncCOM NEW278,610$1.05M<0.1%−1,832−0.7%ReducedHistory
SUPNSupernus Pharmaceuticals, Inc.COM34,871$1.05M<0.1%+19,330+124.4%AddedHistory
MCBSMetroCity Bankshares, Inc.COM58,599$1.05M<0.1%−2,295−3.8%ReducedHistory
MATVMativ Holdings, Inc.COM70,283$1.06M<0.1%−83,139−54.2%ReducedHistory
FFICFlushing Financial CorpCOM86,947$1.07M<0.1%−2,498−2.8%ReducedHistory
ONEWOneWater Marine Inc.CL A COM29,611$1.07M<0.1%+219+0.7%AddedHistory
NBHCNational Bank Holdings CorpCL A37,372$1.09M<0.1%−48,526−56.5%ReducedHistory
FORForestar Group Inc.COM48,182$1.09M<0.1%+479+1.0%AddedHistory
BCATBlackRock Capital Allocation Term TrustCOM71,317$1.09M<0.1%+60,441+555.7%AddedHistory
CARECarter Bankshares, Inc.COM NEW73,782$1.09M<0.1%−2,045−2.7%ReducedHistory
HVTHaverty Furniture Companies IncCOM36,171$1.09M<0.1%+424+1.2%AddedHistory
MNKDMannkind CorpCOM NEW269,440$1.10M<0.1%+269,440NewHistory
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM80,557$1.10M<0.1%−273−0.3%ReducedHistory
IBCPIndependent Bank CorpCOM NEW65,147$1.10M<0.1%−1,460−2.2%ReducedHistory
LEUCentrus Energy CorpStock34,052$1.11M<0.1%+2,408+7.6%AddedHistory
ATNIATN International, Inc.COM30,711$1.12M<0.1%+7,743+33.7%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF27,657$1.13M<0.1%+254+0.9%Added–
OUTOUTFRONT Media Inc.COM71,612$1.13M<0.1%−43,870−38.0%ReducedHistory
CCEPCoca-Cola Europacific Partners plcSHS17,492$1.13M<0.1%−3,201−15.5%ReducedHistory
AGTIAgiliti, Inc.COM69,130$1.14M<0.1%+1,920+2.9%AddedHistory

Sold out since Q1 2023 (141)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH10,275,947$671.2M0.8%–
ABBNYABB LtdSPONSORED ADR2,218,491$76.1M0.1%History
XMQualtrics International Inc.COM CL A1,103,027$19.7M<0.1%History
RXTRackspace Technology, Inc.COM5,086,881$9.56M<0.1%History
TTETotalEnergies SESPONSORED ADS118,860$7.02M<0.1%History
WATWaters CorpCOM21,979$6.81M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP114,846$6.23M<0.1%History
RXDXPrometheus Biosciences, Inc.COM57,258$6.14M<0.1%History
SKYWSkywest IncCOM238,724$5.29M<0.1%History
EXPOExponent IncCOM52,388$5.22M<0.1%History
AZTAAzenta, Inc.COM108,325$4.83M<0.1%History
OSHOak Street Health, Inc.COM123,706$4.78M<0.1%History
NYTNew York Times CoCL A120,937$4.70M<0.1%History
WOWWideOpenWest, Inc.COM432,637$4.60M<0.1%History
WTMWhite Mountains Insurance Group LtdCOM3,189$4.39M<0.1%History
CLVTClarivate PLCORD SHS456,471$4.29M<0.1%History
NVAXNovavax IncCOM NEW610,427$4.23M<0.1%History
JELDJELD-WEN Holding, Inc.COM326,738$4.14M<0.1%History
ARNCArconic CorpCOM144,861$3.80M<0.1%History
FOCSFocus Financial Partners Inc.COM CL A72,031$3.74M<0.1%History
PPLIPeople IncCOM NEW72,123$3.72M<0.1%History
EVAEnviva, LLCCOM125,881$3.64M<0.1%History
EBSEmergent BioSolutions Inc.COM333,725$3.46M<0.1%History
GDOTGreen Dot CorpCL A199,309$3.42M<0.1%History
USNAUsana Health Sciences IncCOM53,719$3.38M<0.1%History
WHDCactus, Inc.CL A81,850$3.37M<0.1%History
HOUSAnywhere Real Estate Inc.COM617,803$3.26M<0.1%History
HAPNHappen, Inc.COM NEW447,877$3.23M<0.1%History
GLOBGlobant S.A.COM19,174$3.14M<0.1%History
LYFTLyft, Inc.CL A COM324,368$3.01M<0.1%History
ADVAdvantage Solutions Inc.COM CL A1,894,864$2.99M<0.1%History
TSEOQTrinseo PLCCOM142,594$2.97M<0.1%History
TATravelCenters of America Inc.COM NEW33,218$2.87M<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/999945,714$2.83M<0.1%–
HRMYHarmony Biosciences Holdings, Inc.COM86,174$2.81M<0.1%History
PLABPhotronics IncCOM160,125$2.65M<0.1%History
CUBICustomers Bancorp, Inc.COM139,121$2.58M<0.1%History
BVBrightView Holdings, Inc.COM457,628$2.57M<0.1%History
SAFESafehold Inc.COM85,481$2.51M<0.1%History
LXULSB Industries, Inc.COM239,086$2.47M<0.1%History
RVMDRevolution Medicines, Inc.COM110,414$2.39M<0.1%History
SILKSilk Road Medical IncCOM60,105$2.35M<0.1%History
AGNTAGNT, Inc.COM172,771$2.19M<0.1%History
PRCTPROCEPT BioRobotics CorpCOM76,923$2.18M<0.1%History
GDENNew Royal Holdco I Inc.COM50,083$2.18M<0.1%History
NVEENV5 Global, Inc.COM20,287$2.11M<0.1%History
CYTKCytokinetics IncCOM NEW58,292$2.05M<0.1%History
LITELumentum Holdings Inc.COM36,513$1.97M<0.1%History
FRGFranchise Group, Inc.COM70,659$1.93M<0.1%History
CLDXCelldex Therapeutics, Inc.COM NEW53,072$1.91M<0.1%History
SGRYSurgery Partners, Inc.Stock55,225$1.90M<0.1%History
BGSB&G Foods, Inc.COM120,701$1.87M<0.1%History
RAMPLiveRamp Holdings, Inc.COM79,921$1.75M<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM151,780$1.73M<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF56,618$1.68M<0.1%–
ARWRArrowhead Pharmaceuticals, Inc.COM65,607$1.67M<0.1%History
QUREuniQure N.V.SHS82,626$1.66M<0.1%History
RGNXREGENXBIO Inc.COM84,305$1.59M<0.1%History
CNACna Financial CorpCOM40,769$1.59M<0.1%History
CLFDClearfield, Inc.COM33,739$1.57M<0.1%History
MPBMid Penn Bancorp IncCOM58,491$1.50M<0.1%History
PRAProassurance CorpCOM75,831$1.40M<0.1%History
EBCEastern Bankshares, Inc.COM110,938$1.40M<0.1%History
First Rep BK San Francisco C33616C100COM97,286$1.36M<0.1%–
RUTHRuths Hospitality Group, Inc.COM82,659$1.36M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C16,271$1.33M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM54,432$1.33M<0.1%History
LGNDLigand Pharmaceuticals IncCOM NEW16,955$1.25M<0.1%History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH24,795$1.13M<0.1%–
ESGREnstar Group LTDSHS4,747$1.10M<0.1%History
NXHNeighborhood Intelligence, Inc.COM53,752$1.09M<0.1%History
PLCEChildrens Place, Inc.COM26,834$1.08M<0.1%History
HPKHighPeak Energy, Inc.COM46,647$1.07M<0.1%History
MNTVMomentive Global Inc.COM112,625$1.05M<0.1%History
PRTAProthena Corp Public Ltd CoSHS21,108$1.02M<0.1%History
FLNGFlex LNG Ltd.SHS30,350$1.02M<0.1%History
NOMDNomad Foods LtdUSD ORD SHS52,754$988.6K<0.1%History
HRTHireRight Holdings CorpCOM92,424$980.6K<0.1%History
iShares Tr464287754US INDUSTRIALS9,588$960.3K<0.1%–
GSATGlobalstar, Inc.COM824,181$956.0K<0.1%History
NEONeogenomics IncCOM NEW53,668$934.4K<0.1%History
UDMYUdemy, Inc.COM103,900$917.4K<0.1%History
PMTPennyMac Mortgage Investment TrustCOM70,258$866.3K<0.1%History
SIGASiga Technologies IncCOM149,938$862.1K<0.1%History
WRBYWarby Parker Inc.CL A COM81,257$860.5K<0.1%History
MYGNMyriad Genetics IncCOM34,176$793.9K<0.1%History
VTYXVentyx Biosciences, Inc.COM23,649$792.2K<0.1%History
STERSterling Check Corp.COM70,855$790.0K<0.1%History
BHCBausch Health Companies Inc.Stock95,609$774.4K<0.1%History
COURCoursera, Inc.COM66,641$767.7K<0.1%History
Two Harbors Investment Corp.90187B804COM45,926$675.6K<0.1%–
INSMINSMED IncCOM PAR $.0139,481$673.2K<0.1%History
KWRQuaker Chemical CorpCOM3,269$647.1K<0.1%History
MIRMirion Technologies, Inc.COM CL A74,430$635.6K<0.1%History
NEOGNeogen CorpCOM33,568$621.7K<0.1%History
OPKOpko Health, Inc.COM393,583$574.6K<0.1%History
SONOSonos IncCOM29,130$571.5K<0.1%History
OPLNOPENLANE, Inc.COM37,717$516.0K<0.1%History
SLPSimulations Plus, Inc.COM11,663$512.5K<0.1%History
NRDSNerdwallet, Inc.COM CL A31,262$505.8K<0.1%History