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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,460
−21 vs. Q2 2022
Portfolio value
$77.1B
−$3.86B (−4.8%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of First Trust Advisors LP in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
CMRCCommerce.com, Inc.COM SER 117,307$256.0K<0.1%+1,814+11.7%AddedHistory
RBCAARepublic Bancorp IncCL A6,678$256.0K<0.1%−886−11.7%ReducedHistory
HONEHarborOne Bancorp, Inc.COM NEW19,059$256.0K<0.1%−71,521−79.0%ReducedHistory
VCELVericel CorpCOM11,134$258.0K<0.1%−22,151−66.5%ReducedHistory
WLDNWilldan Group, Inc.COM17,712$262.0K<0.1%−101,248−85.1%ReducedHistory
UVSPUnivest Financial CorpCOM11,150$262.0K<0.1%−45,558−80.3%ReducedHistory
NFBKNorthfield Bancorp, Inc.COM18,389$263.0K<0.1%−66,557−78.4%ReducedHistory
BFCBank First CorpCOM3,458$264.0K<0.1%+267+8.4%AddedHistory
MCHBMechanics BancorpCL A9,198$265.0K<0.1%−26,785−74.4%ReducedHistory
ALLOAllogene Therapeutics, Inc.COM24,595$266.0K<0.1%+24,595NewHistory
GSBCGreat Southern Bancorp, Inc.COM4,680$267.0K<0.1%−15,242−76.5%ReducedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT20,049$269.0K<0.1%+20,049NewHistory
ATRCAtriCure, Inc.COM6,925$271.0K<0.1%−26,434−79.2%ReducedHistory
LELands' End, Inc.COM35,155$271.0K<0.1%+35,155NewHistory
STELStellar Bancorp, Inc.COM9,315$272.0K<0.1%−1,121−10.7%ReducedHistory
HAFCHanmi Financial CorpCOM NEW11,580$274.0K<0.1%−46,803−80.2%ReducedHistory
CTBICommunity Trust Bancorp IncCOM6,800$276.0K<0.1%−23,486−77.5%ReducedHistory
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS26,827$276.0K<0.1%−5,852−17.9%ReducedHistory
OPTUOptimum Communications, Inc.CL A47,575$277.0K<0.1%+47,575NewHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS32,145$279.0K<0.1%−2,064−6.0%ReducedHistory
LACLithium Americas Corp.COM NEW10,638$279.0K<0.1%+10,638NewHistory
KRNYKearny Financial Corp.COM26,395$280.0K<0.1%−109,029−80.5%ReducedHistory
EOIEaton Vance Enhanced Equity Income FundCOM19,954$281.0K<0.1%−1,279−6.0%ReducedHistory
RVMDRevolution Medicines, Inc.COM14,386$284.0K<0.1%+1,091+8.2%AddedHistory
CODXCo-Diagnostics, Inc.COM88,852$285.0K<0.1%+41,179+86.4%AddedHistory
EPSNEpsilon Energy Ltd.COM45,379$287.0K<0.1%+45,379NewHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM29,564$287.0K<0.1%−10,356−25.9%ReducedHistory
Mobile Telesystems PJSC607409109SPONSORED ADR2,096,723$289.0K<0.1%00.0%Unchanged–
YETIYETI Holdings, Inc.COM10,170$290.0K<0.1%−10,513−50.8%ReducedHistory
CLDXCelldex Therapeutics, Inc.COM NEW10,399$292.0K<0.1%+440+4.4%AddedHistory
GORVLazydays Holdings, Inc.COM21,897$296.0K<0.1%+7,818+55.5%AddedHistory
HBNCHorizon Bancorp IncCOM16,552$297.0K<0.1%−59,793−78.3%ReducedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF6,510$300.0K<0.1%−195−2.9%Reduced–
NIDNuveen Intermediate Duration Municipal Term FundCOM24,216$300.0K<0.1%−4,520−15.7%ReducedHistory
WASHWashington Trust Bancorp IncCOM6,523$303.0K<0.1%−26,732−80.4%ReducedHistory
MRCYMercury Systems IncCOM7,494$304.0K<0.1%−1,510−16.8%ReducedHistory
BANDBandwidth Inc.COM CL A25,616$305.0K<0.1%+7,697+43.0%AddedHistory
INSMINSMED IncCOM PAR $.0114,217$306.0K<0.1%−227−1.6%ReducedHistory
SACHSachem Capital Corp.COM92,215$307.0K<0.1%+92,215NewHistory
RCMTRCM Technologies, Inc.COM NEW18,515$309.0K<0.1%+18,515NewHistory
PLYMPlymouth Industrial REIT, Inc.COM18,873$317.0K<0.1%−48,517−72.0%ReducedHistory
AMTBAmerant Bancorp Inc.CL A12,831$319.0K<0.1%−36,878−74.2%ReducedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS4,400$320.0K<0.1%00.0%Unchanged–
SBIWestern Asset Intermediate Muni Fund Inc.COM43,903$323.0K<0.1%−8,128−15.6%ReducedHistory
UFIUnifi IncCOM NEW34,021$324.0K<0.1%+34,021NewHistory
KCKingsoft Cloud Holdings LtdADS166,447$331.0K<0.1%−7,823−4.5%ReducedHistory
LFSTLifeStance Health Group, Inc.COM50,710$336.0K<0.1%+50,710NewHistory
INDIindie Semiconductor, Inc.CLASS A COM47,459$347.0K<0.1%−1,237−2.5%ReducedHistory
SAGESage Therapeutics, Inc.COM8,854$347.0K<0.1%+8,854NewHistory
MCWMister Car Wash, Inc.COM40,447$347.0K<0.1%+40,447NewHistory
FREEWhole Earth Brands, Inc.COM CL A90,529$348.0K<0.1%+90,529NewHistory
BSETBassett Furniture Industries IncCOM22,376$351.0K<0.1%+22,376NewHistory
CVGICommercial Vehicle Group, Inc.COM78,198$352.0K<0.1%+78,198NewHistory
CCRDCoreCard CorpCOM16,224$353.0K<0.1%+6,964+75.2%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF3,465$356.0K<0.1%−69−2.0%Reduced–
WEYSWeyco Group IncCOM17,659$359.0K<0.1%+17,659NewHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW35,444$360.0K<0.1%+6,688+23.3%AddedHistory
OPKOpko Health, Inc.COM190,553$360.0K<0.1%+21,846+12.9%AddedHistory
PFBCPreferred BankCOM NEW5,534$361.0K<0.1%−21,145−79.3%ReducedHistory
JAKKJakks Pacific IncCOM NEW18,671$361.0K<0.1%+18,671NewHistory
LGTYLogility Supply Chain Solutions, IncCL A23,617$362.0K<0.1%−6,605−21.9%ReducedHistory
BFKBlackRock Municipal Income TrustSH BEN INT38,103$363.0K<0.1%−5,786−13.2%ReducedHistory
PGNYProgyny, Inc.COM9,859$365.0K<0.1%−51,311−83.9%ReducedHistory
LTHLife Time Group Holdings, Inc.COMMON STOCK37,430$365.0K<0.1%−2,485−6.2%ReducedHistory
NBPNovaBridge BiosciencesSPONSORED ADS92,216$370.0K<0.1%−4,326−4.5%ReducedHistory
IBRXImmunityBio, Inc.COM75,369$375.0K<0.1%+14,897+24.6%AddedHistory
FLYWFlywire CorpCOM VTG16,367$376.0K<0.1%+16,367NewHistory
MBINMerchants BancorpCOM16,375$378.0K<0.1%−1,975−10.8%ReducedHistory
LULufax Holding LtdADS REP SHS CL A148,766$378.0K<0.1%−20,490−12.1%ReducedHistory
SPRSpirit AeroSystems Holdings, Inc.COM CL A17,325$380.0K<0.1%−353,543−95.3%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF4,656$384.0K<0.1%+41+0.9%Added–
GOROGoldgroup Mining Inc.COM232,442$384.0K<0.1%+232,442NewHistory
PRPHProPhase Labs, Inc.COM34,101$385.0K<0.1%+34,101NewHistory
RILYBRC Group Holdings, Inc.COM8,715$388.0K<0.1%−67,259−88.5%ReducedHistory
SAMGSilvercrest Asset Management Group Inc.CL A23,722$388.0K<0.1%+23,722NewHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM48,793$389.0K<0.1%−41,785−46.1%ReducedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT22,140$391.0K<0.1%−1,865−7.8%ReducedHistory
ARHSArhaus, Inc.COM CL A55,706$393.0K<0.1%+55,706NewHistory
RMTRoyce Micro-Cap Trust, Inc.COM49,530$393.0K<0.1%−3,154−6.0%ReducedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT52,742$394.0K<0.1%−29,009−35.5%ReducedHistory
LBAILakeland Bancorp IncCOM24,616$394.0K<0.1%−95,652−79.5%ReducedHistory
ANDEAndersons, Inc.COM12,795$397.0K<0.1%−46,677−78.5%ReducedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM46,669$399.0K<0.1%−87,710−65.3%ReducedHistory
DKDelek US Holdings, Inc.COM14,711$399.0K<0.1%+14,711NewHistory
CIACitizens, Inc.CL A120,040$401.0K<0.1%+120,040NewHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF3,954$402.0K<0.1%−61−1.5%Reduced–
CNOBConnectOne Bancorp, Inc.COM17,495$403.0K<0.1%−696−3.8%ReducedHistory
SPHRSphere Entertainment Co.CL A9,162$404.0K<0.1%+2,195+31.5%AddedHistory
FGBIFirst Guaranty Bancshares, Inc.COM18,447$404.0K<0.1%+18,447NewHistory
AMCAMC Entertainment Holdings, Inc.CL A COM57,996$404.0K<0.1%+14,104+32.1%AddedHistory
GPRKGeoPark LtdUSD SHS34,573$405.0K<0.1%−297−0.9%ReducedHistory
ACTGAcacia Research CorpACACIA TCH COM100,754$407.0K<0.1%+100,754NewHistory
MCYMercury General CorpCOM14,396$410.0K<0.1%−454,198−96.9%ReducedHistory
ZETAZeta Global Holdings Corp.CL A62,030$410.0K<0.1%+62,030NewHistory
FFFutureFuel Corp.COM67,913$410.0K<0.1%+67,913NewHistory
FRBKRepublic First Bancorp IncCOM144,953$410.0K<0.1%+119,738+474.9%AddedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG37,154$412.0K<0.1%+262+0.7%AddedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM12,498$413.0K<0.1%+12,498NewHistory
KALUKaiser Aluminum CorpCOM PAR $0.016,796$417.0K<0.1%+45+0.7%AddedHistory
EGLEEagle Bulk Shipping Inc.COM9,670$418.0K<0.1%+1,815+23.1%AddedHistory

Sold out since Q2 2022 (228)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 228 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
MANTMantech International CorpCL A975,270$93.1M0.1%History
SLVMSylvamo CorpCOMMON STOCK2,218,081$72.5M0.1%History
PINGPing Identity Holding Corp.COM3,547,737$64.4M0.1%History
GSKGSK plcSPONSORED ADR1,417,176$61.7M0.1%History
FMSFresenius Medical Care AGSPONSORED ADR2,264,525$56.5M0.1%History
CAJPYCanon IncSPONSORED ADR2,445,037$55.5M0.1%History
Vonage Holdings Corp92886T201COM2,745,151$51.7M0.1%–
SWCHSwitch, Inc.CL A1,287,734$43.1M0.1%History
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH1,021,525$32.3M<0.1%–
NKTRNektar TherapeuticsCOM7,834,551$29.8M<0.1%History
ZENZendesk, Inc.COM373,856$27.7M<0.1%History
BASECouchbase, Inc.COM1,578,889$25.9M<0.1%History
YAlleghany CorpCOM25,838$21.5M<0.1%History
MNDTMandiant, Inc.Stock966,248$21.1M<0.1%History
AVLRAvalara, Inc.COM275,505$19.5M<0.1%History
APOApollo Global Management, Inc.COM330,131$16.0M<0.1%History
CDKCDK Global, Inc.COM253,621$13.9M<0.1%History
CSIQCanadian Solar Inc.COM430,965$13.4M<0.1%History
BKIBlack Knight, Inc.COM148,695$9.72M<0.1%History
OSPNOneSpan Inc.COM786,862$9.36M<0.1%History
TNDMTandem Diabetes Care IncCOM NEW133,481$7.90M<0.1%History
OLPXOlaplex Holdings, Inc.COM426,888$6.01M<0.1%History
PSBPS Business Parks, Inc.COM30,483$5.71M<0.1%History
ACCAmerican Campus Communities IncCOM84,370$5.44M<0.1%History
BSXBoston Scientific CorpStock140,794$5.25M<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG145,615$5.18M<0.1%History
PBFXPBF Logistics LPUNIT LTD PTNR274,877$4.24M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT291,698$4.10M<0.1%History
EFXEquifax IncCOM22,332$4.08M<0.1%History
FHNFirst Horizon CorpCOM186,332$4.07M<0.1%History
VRMVroom, Inc.COM3,241,655$4.05M<0.1%History
BHVNBiohaven Ltd.COM26,784$3.90M<0.1%History
RTLRRattler Midstream LPCOM UNITS258,700$3.53M<0.1%History
GBTGlobal Blood Therapeutics, Inc.COM106,966$3.42M<0.1%History
NLSNNielsen Holdings plcSHS EUR146,760$3.41M<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM53,916$3.38M<0.1%–
China Life Ins Co Ltd16939P106SPON ADR REP H387,950$3.35M<0.1%–
BSYBentley Systems IncCOM CL B96,453$3.21M<0.1%History
NIUNiu TechnologiesADS371,252$3.19M<0.1%History
CNRCore Natural Resources, Inc.COM59,790$2.95M<0.1%History
VRNTVerint Systems IncCOM59,427$2.52M<0.1%History
CRDOCredo Technology Group Holding LtdStock180,091$2.10M<0.1%History
Meridian Bioscience Inc589584101COM66,118$2.01M<0.1%–
SIMOSilicon Motion Technology CORPSPONSORED ADR24,005$2.01M<0.1%History
IMKTAIngles Markets IncCL A21,666$1.88M<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF65,807$1.81M<0.1%–
PLABPhotronics IncCOM92,628$1.80M<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK124,881$1.68M<0.1%History
SPTNSpartanNash CoCOM55,701$1.68M<0.1%History
SOLEmeren Group LtdSPONSORED ADS325,735$1.55M<0.1%History
CVETCovetrus, Inc.COM69,131$1.43M<0.1%History
UTLUnitil CorpCOM23,922$1.41M<0.1%History
BANCBanc of California, Inc.COM79,076$1.39M<0.1%History
PRDOPerdoceo Education CorpCOM116,651$1.37M<0.1%History
First Tr Exch Traded FD III33739P202EME MRK BD ETF50,595$1.35M<0.1%–
AGMFederal Agricultural Mortgage CorpCL C13,824$1.35M<0.1%History
DGIIDigi International IncCOM54,297$1.31M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW47,052$1.31M<0.1%–
UECUranium Energy CorpCOM422,305$1.30M<0.1%History
ARAYAccuray IncCOM647,620$1.27M<0.1%History
NICNicolet Bankshares IncCOM17,185$1.24M<0.1%History
EFCEllington Financial Inc.COM84,575$1.24M<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A47,154$1.24M<0.1%History
MYEMyers Industries IncCOM54,232$1.23M<0.1%History
GEOGeo Group IncCOM186,048$1.23M<0.1%History
NXQuanex Building Products CORPCOM49,876$1.14M<0.1%History
FNKOFunko, Inc.COM CL A50,665$1.13M<0.1%History
TILEInterface IncCOM88,735$1.11M<0.1%History
CCRNCross Country Healthcare IncCOM53,030$1.10M<0.1%History
AOSLAlpha & Omega Semiconductor LtdSHS32,444$1.08M<0.1%History
MCBMetropolitan Bank Holding Corp.COM15,496$1.08M<0.1%History
ABTXAllegiance Bancshares, Inc.COM28,279$1.07M<0.1%History
CLFDClearfield, Inc.COM17,125$1.06M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM35,565$1.06M<0.1%History
KELYAKelly Services IncCL A51,571$1.02M<0.1%History
IMXIInternational Money Express, Inc.COM49,697$1.02M<0.1%History
HWKNHawkins IncCOM28,043$1.01M<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM142,629$1.00M<0.1%History
CRAICra International, Inc.COM11,000$983.0K<0.1%History
BXCBlueLinx Holdings Inc.COM NEW14,588$975.0K<0.1%History
KNTKKinetik Holdings Inc.COM NEW CL A28,196$963.0K<0.1%History
GRCGorman Rupp CoCOM33,888$959.0K<0.1%History
RGPResources Connection, Inc.COM46,434$946.0K<0.1%History
VNDAVanda Pharmaceuticals Inc.COM84,967$926.0K<0.1%History
AVDAmerican Vanguard CorpCOM40,235$899.0K<0.1%History
HRHealthcare Realty Trust IncCOM32,643$888.0K<0.1%History
CPFCentral Pacific Financial CorpCOM NEW41,112$882.0K<0.1%History
RFPResolute Forest Products Inc.COM68,852$879.0K<0.1%History
CYHCommunity Health Systems IncCOM232,464$872.0K<0.1%History
ACREAres Commercial Real Estate CorpCOM70,785$866.0K<0.1%History
TRIPTripAdvisor, Inc.COM47,170$840.0K<0.1%History
WSRWhitestone REITCOM77,602$834.0K<0.1%History
BYByline Bancorp, Inc.COM34,968$832.0K<0.1%History
Petrochina Co Ltd71646E100SPONSORED ADR17,726$827.0K<0.1%–
ESTAEstablishment Labs Holdings Inc.COM15,126$823.0K<0.1%History
BFAMBright Horizons Family Solutions Inc.COM9,720$822.0K<0.1%History
DHILDiamond Hill Investment Group IncCOM NEW4,732$822.0K<0.1%History
China Petroleum & Chemical C16941R108SPON ADR H SHS17,946$804.0K<0.1%–
ADTNADTRAN Holdings, Inc.COM45,739$802.0K<0.1%History
CSTRCapStar Financial Holdings, Inc.COM37,345$733.0K<0.1%History