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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,460
−21 vs. Q2 2022
Portfolio value
$77.1B
−$3.86B (−4.8%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of First Trust Advisors LP in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/202293,442$00.0%+93,442New–
New Gold Inc Cda644535106COM12,135$11.0K<0.1%−2,968−19.7%Reduced–
NBISNebius Group N.V.Stock30,876$15.0K<0.1%00.0%UnchangedHistory
FSMFortuna Mining Corp.COM10,299$26.0K<0.1%+10,299NewHistory
Orla MNG Ltd New68634K106COM10,474$34.0K<0.1%+10,474New–
DHCDiversified Healthcare TrustCOM SH BEN INT39,955$40.0K<0.1%−4,880−10.9%ReducedHistory
FSPFranklin Street Properties CorpCOM15,346$40.0K<0.1%−140,597−90.2%ReducedHistory
Palladyne AI Corp.80359A106COM18,043$40.0K<0.1%+7,996+79.6%Added–
UGPUltrapar Holdings IncSP ADR REP COM23,413$51.0K<0.1%−4,830−17.1%ReducedHistory
Sandstorm Gold Ltd Com New80013R206Stock10,534$54.0K<0.1%+10,534New–
EQXEquinox Gold Corp.COM15,136$55.0K<0.1%+4,178+38.1%AddedHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR16,259$57.0K<0.1%−3,354−17.1%Reduced–
SOFISoFi Technologies, Inc.Stock13,521$66.0K<0.1%+13,521NewHistory
Copel-ADR20441B605ADR11,076$66.0K<0.1%−2,285−17.1%Reduced–
HMYHarmony Gold Mining Co LtdADR27,449$67.0K<0.1%+9,031+49.0%AddedHistory
NWGNatWest Group plcSPONS ADR15,432$77.0K<0.1%+15,432NewHistory
GGBGerdau S.A.SPON ADR REP PFD19,190$87.0K<0.1%−3,960−17.1%ReducedHistory
EVMEaton Vance California Municipal Bond FundCOM10,181$87.0K<0.1%+10,181NewHistory
Chiron Real Estate Inc.37954A204COM NEW10,287$88.0K<0.1%−1,267−11.0%Reduced–
Nuveen PFD & Incm Securties67072C105COM13,886$91.0K<0.1%+116+0.8%Added–
CIGEnergy Co of Minas GeraisSP ADR N-V PFD47,396$96.0K<0.1%−9,776−17.1%ReducedHistory
ORANYOrangeSPONSORED ADR10,863$98.0K<0.1%−203,570−94.9%ReducedHistory
AGIAlamos Gold IncStock13,840$103.0K<0.1%+13,840NewHistory
CLSKCleanspark, Inc.COM NEW33,091$105.0K<0.1%+818+2.5%AddedHistory
RPT Realty74971D101SH BEN INT14,233$108.0K<0.1%−3,214−18.4%Reduced–
CANCanaan Inc.SPONSORED ADS34,420$113.0K<0.1%−27,850−44.7%ReducedHistory
CIFRCipher Digital Inc.COM91,794$116.0K<0.1%−221,894−70.7%ReducedHistory
HIVEHIVE Digital Technologies Ltd.COM NEW30,754$116.0K<0.1%+760+2.5%AddedHistory
AHRTAH Realty Trust, Inc.COM11,318$117.0K<0.1%−2,572−18.5%ReducedHistory
ARBKArgo Blockchain PlcADS30,231$117.0K<0.1%−27,220−47.4%ReducedHistory
FINVFinVolution GroupSPONSORED ADS27,807$119.0K<0.1%−5,736−17.1%ReducedHistory
MIOPioneer Municipal High Income Opportunities Fund, Inc.COMMON STOCK11,768$119.0K<0.1%−3,624−23.5%ReducedHistory
INNSummit Hotel Properties, Inc.COM17,864$120.0K<0.1%−4,079−18.6%ReducedHistory
MCBCMacatawa Bank CorpCOM13,012$120.0K<0.1%−1,515−10.4%ReducedHistory
BLFYBlue Foundry BancorpCOM10,795$120.0K<0.1%−1,302−10.8%ReducedHistory
PWPPerella Weinberg PartnersCLASS A COM19,113$121.0K<0.1%+9,068+90.3%AddedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT11,737$128.0K<0.1%−105−0.9%ReducedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A22,268$131.0K<0.1%−5,062−18.5%ReducedHistory
BCSBarclays PLCADR20,842$133.0K<0.1%+771+3.8%AddedHistory
PSOPearson PLCSPONSORED ADR14,104$135.0K<0.1%+522+3.8%AddedHistory
MHFWestern Asset Municipal High Income Fund Inc.COM22,155$137.0K<0.1%−4,256−16.1%ReducedHistory
TELFYTelefonica S ASPONSORED ADR42,506$138.0K<0.1%+100+0.2%AddedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR33,073$147.0K<0.1%+1,223+3.8%AddedHistory
TIGTrean Insurance Group, Inc.COM47,136$160.0K<0.1%+20,400+76.3%AddedHistory
CMBTCmb.tech NVSHS10,443$163.0K<0.1%+10,443NewHistory
FMNBFarmers National Banc CorpCOM12,939$169.0K<0.1%−1,484−10.3%ReducedHistory
KGCKinross Gold CorpCOM45,640$172.0K<0.1%−153,700−77.1%ReducedHistory
BWBBridgewater Bancshares IncCOM10,477$173.0K<0.1%−1,388−11.7%ReducedHistory
MVSTMicrovast Holdings, Inc.COM95,637$173.0K<0.1%−1,983,549−95.4%ReducedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM18,640$180.0K<0.1%−3,767−16.8%ReducedHistory
IIMInvesco Value Municipal Income TrustCOM15,765$181.0K<0.1%−3,227−17.0%ReducedHistory
CPSSConsumer Portfolio Services, Inc.COM25,239$183.0K<0.1%+25,239NewHistory
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM16,059$192.0K<0.1%−3,007−15.8%Reduced–
RAMPLiveRamp Holdings, Inc.COM10,863$197.0K<0.1%+1,791+19.7%AddedHistory
CCBGCapital City Bank Group IncCOM6,442$200.0K<0.1%−746−10.4%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD4,186$202.0K<0.1%−150−3.5%Reduced–
ALVAutoliv IncCOM3,044$203.0K<0.1%−1,239−28.9%ReducedHistory
CDLXCardlytics, Inc.COM21,609$203.0K<0.1%+21,609NewHistory
FNFabrinetSHS2,136$204.0K<0.1%−447−17.3%ReducedHistory
IASIntegral Ad Science Holding Corp.COM28,235$204.0K<0.1%+28,235NewHistory
Hingham Instn SVGS Mass433323102COM815$205.0K<0.1%−95−10.4%Reduced–
NBHNeuberger Municipal Fund Inc.COM20,316$206.0K<0.1%−3,737−15.5%ReducedHistory
LMATLemaitre Vascular IncCOM4,123$209.0K<0.1%+4,123NewHistory
GGALGrupo Financiero Galicia SASPONSORED ADR28,167$210.0K<0.1%+1,837+7.0%AddedHistory
CATCCambridge BancorpCOM2,662$212.0K<0.1%−307−10.3%ReducedHistory
COURCoursera, Inc.COM19,773$213.0K<0.1%−35,449−64.2%ReducedHistory
PIMCO ETF Tr72201R2051-5 US TIP IDX4,316$213.0K<0.1%+4,316New–
NXPNuveen Select Tax Free Income PortfolioSH BEN INT16,374$214.0K<0.1%−1,500−8.4%ReducedHistory
HSKAHeska CorpCOM RESTRC NEW2,967$216.0K<0.1%+513+20.9%AddedHistory
LPROOpen Lending CorpCOM27,407$220.0K<0.1%−12,864−31.9%ReducedHistory
EFLEaton Vance Floating-Rate 2022 Target Term TrustCOM25,641$221.0K<0.1%−1,069−4.0%ReducedHistory
AUAngloGold Ashanti PLCSPONSORED ADR16,061$222.0K<0.1%−37,300−69.9%ReducedHistory
SIDNational Steel CoSPONSORED ADR94,209$224.0K<0.1%−3,581−3.7%ReducedHistory
CDNACareDx, Inc.COM13,210$225.0K<0.1%+3,770+39.9%AddedHistory
LBCLuther Burbank CorpCOM19,402$225.0K<0.1%−2,281−10.5%ReducedHistory
SGRYSurgery Partners, Inc.Stock9,695$227.0K<0.1%−63,900−86.8%ReducedHistory
MKTXMarketaxess Holdings IncCOM1,026$228.0K<0.1%+1,026NewHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW14,843$228.0K<0.1%+14,843NewHistory
HOODRobinhood Markets, Inc.Stock22,705$229.0K<0.1%−11,358−33.3%ReducedHistory
HERAFTAC Hera Acquisition Corp.CLASS A ORD SHS23,126$230.0K<0.1%+10,501+83.2%AddedHistory
FIRYFiry Inc.COM226,107$231.0K<0.1%+113,030+100.0%AddedHistory
NGVCNatural Grocers by Vitamin Cottage, Inc.COM21,484$232.0K<0.1%+21,484NewHistory
HQLabrdn Life Sciences InvestorsSH BEN INT17,060$233.0K<0.1%−1,308−7.1%ReducedHistory
DSGXDescartes Systems Group IncCOM3,689$234.0K<0.1%−236−6.0%ReducedHistory
ALTRAltair Engineering Inc.COM CL A5,340$236.0K<0.1%−14,419−73.0%ReducedHistory
SFLSFL Corp Ltd.SHS26,037$237.0K<0.1%+13,806+112.9%AddedHistory
CACCamden National CorpCOM5,556$237.0K<0.1%−22,529−80.2%ReducedHistory
BTABlackRock Long-Term Municipal Advantage TrustCOM24,230$238.0K<0.1%−8,468−25.9%ReducedHistory
NWSNews CorpCL B15,661$241.0K<0.1%+2,383+17.9%AddedHistory
DTFDTF Tax-Free Income 2028 Term Fund IncCOM21,823$242.0K<0.1%−5,034−18.7%ReducedHistory
RVLVRevolve Group, Inc.CL A11,191$243.0K<0.1%−47,239−80.8%ReducedHistory
ASNDAscendis Pharma A/SSPONSORED ADR2,351$243.0K<0.1%+2,351NewHistory
MQMarqeta, Inc.CLASS A COM34,571$246.0K<0.1%−235,342−87.2%ReducedHistory
FMBHFirst Mid Bancshares, Inc.COM7,770$248.0K<0.1%−902−10.4%ReducedHistory
SPDR Series Trust78468R721STATE STREET SPD5,722$252.0K<0.1%−130−2.2%Reduced–
TXG10x Genomics, Inc.CL A COM8,841$252.0K<0.1%−1,463−14.2%ReducedHistory
GFIGold Fields LtdSPONSORED ADR31,114$252.0K<0.1%+12,666+68.7%AddedHistory
EIMEaton Vance Municipal Bond FundCOM26,021$252.0K<0.1%−8,793−25.3%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF5,265$252.0K<0.1%−85−1.6%Reduced–
INFNInfinera CorpCOM52,308$253.0K<0.1%−199,022−79.2%ReducedHistory

Sold out since Q2 2022 (228)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 228 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
MANTMantech International CorpCL A975,270$93.1M0.1%History
SLVMSylvamo CorpCOMMON STOCK2,218,081$72.5M0.1%History
PINGPing Identity Holding Corp.COM3,547,737$64.4M0.1%History
GSKGSK plcSPONSORED ADR1,417,176$61.7M0.1%History
FMSFresenius Medical Care AGSPONSORED ADR2,264,525$56.5M0.1%History
CAJPYCanon IncSPONSORED ADR2,445,037$55.5M0.1%History
Vonage Holdings Corp92886T201COM2,745,151$51.7M0.1%–
SWCHSwitch, Inc.CL A1,287,734$43.1M0.1%History
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH1,021,525$32.3M<0.1%–
NKTRNektar TherapeuticsCOM7,834,551$29.8M<0.1%History
ZENZendesk, Inc.COM373,856$27.7M<0.1%History
BASECouchbase, Inc.COM1,578,889$25.9M<0.1%History
YAlleghany CorpCOM25,838$21.5M<0.1%History
MNDTMandiant, Inc.Stock966,248$21.1M<0.1%History
AVLRAvalara, Inc.COM275,505$19.5M<0.1%History
APOApollo Global Management, Inc.COM330,131$16.0M<0.1%History
CDKCDK Global, Inc.COM253,621$13.9M<0.1%History
CSIQCanadian Solar Inc.COM430,965$13.4M<0.1%History
BKIBlack Knight, Inc.COM148,695$9.72M<0.1%History
OSPNOneSpan Inc.COM786,862$9.36M<0.1%History
TNDMTandem Diabetes Care IncCOM NEW133,481$7.90M<0.1%History
OLPXOlaplex Holdings, Inc.COM426,888$6.01M<0.1%History
PSBPS Business Parks, Inc.COM30,483$5.71M<0.1%History
ACCAmerican Campus Communities IncCOM84,370$5.44M<0.1%History
BSXBoston Scientific CorpStock140,794$5.25M<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG145,615$5.18M<0.1%History
PBFXPBF Logistics LPUNIT LTD PTNR274,877$4.24M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT291,698$4.10M<0.1%History
EFXEquifax IncCOM22,332$4.08M<0.1%History
FHNFirst Horizon CorpCOM186,332$4.07M<0.1%History
VRMVroom, Inc.COM3,241,655$4.05M<0.1%History
BHVNBiohaven Ltd.COM26,784$3.90M<0.1%History
RTLRRattler Midstream LPCOM UNITS258,700$3.53M<0.1%History
GBTGlobal Blood Therapeutics, Inc.COM106,966$3.42M<0.1%History
NLSNNielsen Holdings plcSHS EUR146,760$3.41M<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM53,916$3.38M<0.1%–
China Life Ins Co Ltd16939P106SPON ADR REP H387,950$3.35M<0.1%–
BSYBentley Systems IncCOM CL B96,453$3.21M<0.1%History
NIUNiu TechnologiesADS371,252$3.19M<0.1%History
CNRCore Natural Resources, Inc.COM59,790$2.95M<0.1%History
VRNTVerint Systems IncCOM59,427$2.52M<0.1%History
CRDOCredo Technology Group Holding LtdStock180,091$2.10M<0.1%History
Meridian Bioscience Inc589584101COM66,118$2.01M<0.1%–
SIMOSilicon Motion Technology CORPSPONSORED ADR24,005$2.01M<0.1%History
IMKTAIngles Markets IncCL A21,666$1.88M<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF65,807$1.81M<0.1%–
PLABPhotronics IncCOM92,628$1.80M<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK124,881$1.68M<0.1%History
SPTNSpartanNash CoCOM55,701$1.68M<0.1%History
SOLEmeren Group LtdSPONSORED ADS325,735$1.55M<0.1%History
CVETCovetrus, Inc.COM69,131$1.43M<0.1%History
UTLUnitil CorpCOM23,922$1.41M<0.1%History
BANCBanc of California, Inc.COM79,076$1.39M<0.1%History
PRDOPerdoceo Education CorpCOM116,651$1.37M<0.1%History
First Tr Exch Traded FD III33739P202EME MRK BD ETF50,595$1.35M<0.1%–
AGMFederal Agricultural Mortgage CorpCL C13,824$1.35M<0.1%History
DGIIDigi International IncCOM54,297$1.31M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW47,052$1.31M<0.1%–
UECUranium Energy CorpCOM422,305$1.30M<0.1%History
ARAYAccuray IncCOM647,620$1.27M<0.1%History
NICNicolet Bankshares IncCOM17,185$1.24M<0.1%History
EFCEllington Financial Inc.COM84,575$1.24M<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A47,154$1.24M<0.1%History
MYEMyers Industries IncCOM54,232$1.23M<0.1%History
GEOGeo Group IncCOM186,048$1.23M<0.1%History
NXQuanex Building Products CORPCOM49,876$1.14M<0.1%History
FNKOFunko, Inc.COM CL A50,665$1.13M<0.1%History
TILEInterface IncCOM88,735$1.11M<0.1%History
CCRNCross Country Healthcare IncCOM53,030$1.10M<0.1%History
AOSLAlpha & Omega Semiconductor LtdSHS32,444$1.08M<0.1%History
MCBMetropolitan Bank Holding Corp.COM15,496$1.08M<0.1%History
ABTXAllegiance Bancshares, Inc.COM28,279$1.07M<0.1%History
CLFDClearfield, Inc.COM17,125$1.06M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM35,565$1.06M<0.1%History
KELYAKelly Services IncCL A51,571$1.02M<0.1%History
IMXIInternational Money Express, Inc.COM49,697$1.02M<0.1%History
HWKNHawkins IncCOM28,043$1.01M<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM142,629$1.00M<0.1%History
CRAICra International, Inc.COM11,000$983.0K<0.1%History
BXCBlueLinx Holdings Inc.COM NEW14,588$975.0K<0.1%History
KNTKKinetik Holdings Inc.COM NEW CL A28,196$963.0K<0.1%History
GRCGorman Rupp CoCOM33,888$959.0K<0.1%History
RGPResources Connection, Inc.COM46,434$946.0K<0.1%History
VNDAVanda Pharmaceuticals Inc.COM84,967$926.0K<0.1%History
AVDAmerican Vanguard CorpCOM40,235$899.0K<0.1%History
HRHealthcare Realty Trust IncCOM32,643$888.0K<0.1%History
CPFCentral Pacific Financial CorpCOM NEW41,112$882.0K<0.1%History
RFPResolute Forest Products Inc.COM68,852$879.0K<0.1%History
CYHCommunity Health Systems IncCOM232,464$872.0K<0.1%History
ACREAres Commercial Real Estate CorpCOM70,785$866.0K<0.1%History
TRIPTripAdvisor, Inc.COM47,170$840.0K<0.1%History
WSRWhitestone REITCOM77,602$834.0K<0.1%History
BYByline Bancorp, Inc.COM34,968$832.0K<0.1%History
Petrochina Co Ltd71646E100SPONSORED ADR17,726$827.0K<0.1%–
ESTAEstablishment Labs Holdings Inc.COM15,126$823.0K<0.1%History
BFAMBright Horizons Family Solutions Inc.COM9,720$822.0K<0.1%History
DHILDiamond Hill Investment Group IncCOM NEW4,732$822.0K<0.1%History
China Petroleum & Chemical C16941R108SPON ADR H SHS17,946$804.0K<0.1%–
ADTNADTRAN Holdings, Inc.COM45,739$802.0K<0.1%History
CSTRCapStar Financial Holdings, Inc.COM37,345$733.0K<0.1%History