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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
2,469
+62 vs. Q1 2021
Portfolio value
$92.4B
+$9.80B (+11.9%) vs. Q1 2021
Filed
Oct 12, 2021
AmendedSEC
Holdings of First Trust Advisors LP in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
VRSBillerud Americas CorpCL A75,266$1.33M<0.1%−11,944−13.7%ReducedHistory
Triple-S Mgmt Corp896749108CL B60,121$1.34M<0.1%−2,171−3.5%Reduced–
CSGPCostar Group, Inc.COM15,700$1.34M<0.1%−51,130−76.5%ReducedConverted for a 10-for-1 splitHistory
AMALAmalgamated Financial Corp.COM85,855$1.34M<0.1%−1,129−1.3%ReducedHistory
ISEEIVERIC bio, Inc.COM213,109$1.34M<0.1%−6,009−2.7%ReducedHistory
EMFTempleton Emerging Markets FundCOM68,027$1.35M<0.1%+788+1.2%AddedHistory
URBNUrban Outfitters IncCOM32,645$1.35M<0.1%−47,176−59.1%ReducedHistory
NHINational Health Investors IncCOM20,572$1.36M<0.1%−89,792−81.4%ReducedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT89,719$1.36M<0.1%+2,378+2.7%AddedHistory
FLUXFlux Power Holdings, Inc.COM NEW117,631$1.37M<0.1%+303+0.3%AddedHistory
BGFVBig 5 Sporting Goods CorpCOM53,287$1.37M<0.1%−973−1.8%ReducedHistory
CSODCornerstone OnDemand IncCOM26,584$1.37M<0.1%+1,445+5.7%AddedHistory
INSWInternational Seaways, Inc.COM71,524$1.37M<0.1%−2,140−2.9%ReducedHistory
TTTrane Technologies plcSHS7,716$1.37M<0.1%−257−3.2%ReducedHistory
RICKRci Hospitality Holdings, Inc.COM20,796$1.38M<0.1%−748−3.5%ReducedHistory
KEKimball Electronics, Inc.Stock63,364$1.38M<0.1%−2,775−4.2%ReducedHistory
BBSIBarrett Business Services IncCOM19,207$1.40M<0.1%−907−4.5%ReducedHistory
NMZNuveen Municipal High Income Opportunity FundCOM90,873$1.40M<0.1%+5,279+6.2%AddedHistory
PEBOPeoples Bancorp IncCOM47,304$1.40M<0.1%+11,836+33.4%AddedHistory
ATSGAir Transport Services Group, Inc.COM60,302$1.40M<0.1%−71,926−54.4%ReducedHistory
BFCBank First CorpCOM20,094$1.40M<0.1%−294−1.4%ReducedHistory
CPRXCatalyst Pharmaceuticals, Inc.COM244,062$1.40M<0.1%−9,501−3.7%ReducedHistory
FBKFB Financial CorpCOM37,609$1.40M<0.1%+1,022+2.8%AddedHistory
CVICVR Energy IncCOM78,193$1.40M<0.1%−38,059−32.7%ReducedHistory
VVXV2X, Inc.COM29,759$1.42M<0.1%−823−2.7%ReducedHistory
CNRCore Natural Resources, Inc.COM76,945$1.42M<0.1%−1,831−2.3%ReducedHistory
THFFFirst Financial CorpStock34,885$1.42M<0.1%+8,618+32.8%AddedHistory
MOFGMidWestOne Financial Group, Inc.COM49,782$1.43M<0.1%+11,923+31.5%AddedHistory
MBWMMercantile Bank CorpCOM47,557$1.44M<0.1%+11,708+32.7%AddedHistory
PEBPebblebrook Hotel TrustCOM61,027$1.44M<0.1%−36,851−37.6%ReducedHistory
XONEExOne CoCOM66,499$1.44M<0.1%+24,858+59.7%AddedHistory
NUVNuveen Municipal Value Fund IncCOM125,323$1.45M<0.1%+5,710+4.8%AddedHistory
IBCPIndependent Bank CorpCOM NEW66,607$1.45M<0.1%−1,531−2.2%ReducedHistory
VNOMViper Energy, Inc.COM UNT RP INT77,046$1.45M<0.1%−33,080−30.0%ReducedHistory
FAROFaro Technologies IncCOM18,741$1.46M<0.1%−18,953−50.3%ReducedHistory
NMCONuveen Municipal Credit Opportunities FundCOM94,488$1.46M<0.1%+16,209+20.7%AddedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM118,629$1.46M<0.1%+3,224+2.8%AddedHistory
TYLTyler Technologies IncCOM3,234$1.46M<0.1%−67,468−95.4%ReducedHistory
FLICFirst of Long Island CorpCOM69,096$1.47M<0.1%−1,594−2.3%ReducedHistory
PRPLPurple Innovation, Inc.COM55,749$1.47M<0.1%+55,749NewHistory
ADUSAddus HomeCare CorpCOM16,913$1.48M<0.1%−14,512−46.2%ReducedHistory
FCFFirst Commonwealth Financial CorpCOM104,957$1.48M<0.1%+18,784+21.8%AddedHistory
IOSPInnospec Inc.COM16,330$1.48M<0.1%+2,283+16.3%AddedHistory
TITNTitan Machinery Inc.COM48,028$1.49M<0.1%−1,811−3.6%ReducedHistory
LULufax Holding LtdADS REP SHS CL A131,485$1.49M<0.1%+131,485NewHistory
SPSCSPS Commerce IncCOM14,907$1.49M<0.1%−37,947−71.8%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM88,940$1.49M<0.1%+9,152+11.5%AddedHistory
CHTChunghwa Telecom Co LtdSPON ADR NEW1136,714$1.49M<0.1%−246,236−87.0%ReducedHistory
MNPWestern Asset Municipal Partners Fund Inc.COM90,886$1.50M<0.1%+7,446+8.9%AddedHistory
PAHCPhibro Animal Health CorpCL A COM51,823$1.50M<0.1%−1,544−2.9%ReducedHistory
ABMAbm Industries IncCOM33,785$1.50M<0.1%+20,388+152.2%AddedHistory
APLEApple Hospitality REIT, Inc.REIT98,257$1.50M<0.1%−21,410−17.9%ReducedHistory
CYTKCytokinetics IncCOM NEW75,858$1.50M<0.1%+26,570+53.9%AddedHistory
ARAYAccuray IncCOM332,808$1.50M<0.1%+47,672+16.7%AddedHistory
Hingham Instn SVGS Mass433323102COM5,179$1.50M<0.1%−15−0.3%Reduced–
AVNSAvanos Medical, Inc.Stock41,383$1.50M<0.1%+24,461+144.6%AddedHistory
APIAgora, Inc.ADS35,865$1.50M<0.1%−11,502−24.3%ReducedHistory
EGLEEagle Bulk Shipping Inc.COM31,871$1.51M<0.1%−734−2.3%ReducedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT87,658$1.51M<0.1%+4,412+5.3%AddedHistory
KMTKennametal IncCOM42,074$1.51M<0.1%+28,203+203.3%AddedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A49,947$1.52M<0.1%−14,549−22.6%ReducedHistory
RMRRMR Group Inc.CL A39,305$1.52M<0.1%−1,395−3.4%ReducedHistory
KLICKulicke & Soffa Industries IncCOM24,932$1.53M<0.1%+8,749+54.1%AddedHistory
PGTIPGT Innovations, Inc.COM65,729$1.53M<0.1%−114,269−63.5%ReducedHistory
ONCBeOne Medicines Ltd.ADR4,471$1.53M<0.1%−5,331−54.4%ReducedHistory
MRNSMarinus Pharmaceuticals, Inc.COM NEW85,567$1.53M<0.1%−572−0.7%ReducedHistory
MKTXMarketaxess Holdings IncCOM3,316$1.54M<0.1%−17,451−84.0%ReducedHistory
AIRAar CorpStock39,684$1.54M<0.1%+39,684NewHistory
UPLDUpland Software, Inc.COM37,390$1.54M<0.1%−19,123−33.8%ReducedHistory
ETDEthan Allen Interiors IncCOM55,880$1.54M<0.1%−1,803−3.1%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM92,093$1.54M<0.1%+58,223+171.9%AddedHistory
CANCanaan Inc.SPONSORED ADS190,810$1.55M<0.1%+190,810NewHistory
UTZUtz Brands, Inc.COM CL A71,360$1.55M<0.1%−68,855−49.1%ReducedHistory
GOOSCanada Goose Holdings Inc.SHS SUB VTG35,665$1.56M<0.1%+35,665NewHistory
KNKnowles CorpCOM79,012$1.56M<0.1%+10,928+16.1%AddedHistory
CPCanadian Pacific Kansas City LtdCOM20,375$1.57M<0.1%+20,375NewHistory
CLARClarus CorpCOM61,218$1.57M<0.1%−1,702−2.7%ReducedHistory
China Life Ins Co Ltd16939P106SPON ADR REP H158,228$1.57M<0.1%−121,170−43.4%Reduced–
SOSSOS LtdSPNSORD ADS NEW475,609$1.57M<0.1%+475,609NewHistory
PNTGPennant Group, Inc.COM38,525$1.58M<0.1%+38,525NewHistory
MLCOMelco Resorts & Entertainment LTDADR95,149$1.58M<0.1%−6,918−6.8%ReducedHistory
TALTAL Education GroupSPONSORED ADS62,701$1.58M<0.1%−23,986−27.7%ReducedHistory
POSTPost Holdings, Inc.COM14,642$1.59M<0.1%−10,539−41.9%ReducedHistory
CRAICra International, Inc.COM18,592$1.59M<0.1%−1,517−7.5%ReducedHistory
MSG Network Inc553573106CL A110,341$1.61M<0.1%−12,804−10.4%Reduced–
YTRAYatra Online, Inc.ORD SHS713,552$1.61M<0.1%+50,711+7.7%AddedHistory
CVCOCavco Industries, Inc.COM7,331$1.63M<0.1%+4,236+136.9%AddedHistory
LADRLadder Capital CorpCL A141,696$1.64M<0.1%−97,635−40.8%ReducedHistory
IQIInvesco Quality Municipal Income TrustCOM121,177$1.64M<0.1%+10,518+9.5%AddedHistory
RAVNRaven Industries IncCOM28,292$1.64M<0.1%+28,292NewHistory
STAGSTAG Industrial, Inc.COM45,501$1.65M<0.1%+23,910+110.7%AddedHistory
HCIHCI Group, Inc.COM16,584$1.65M<0.1%+213+1.3%AddedHistory
ALDXAldeyra Therapeutics, Inc.COM146,320$1.66M<0.1%+26,205+21.8%AddedHistory
FBNCFirst BancorpCOM40,590$1.66M<0.1%+26,509+188.3%AddedHistory
ALGAlamo Group IncCOM10,879$1.66M<0.1%−4,177−27.7%ReducedHistory
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN59,869$1.66M<0.1%00.0%Unchanged–
iShares Tr464287556ISHARES BIOTECH10,186$1.67M<0.1%−4,164−29.0%Reduced–
TNCTennant CoCOM21,012$1.68M<0.1%+11,891+130.4%AddedHistory
GABCGerman American Bancorp, Inc.Stock44,869$1.68M<0.1%+5,562+14.2%AddedHistory
VNOVornado Realty TrustSH BEN INT36,206$1.69M<0.1%+19,033+110.8%AddedHistory

Sold out since Q1 2021 (141)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX1,401,342$57.0M0.1%–
Inphi Corp45772F107COM253,009$45.1M0.1%–
SVMK Inc78489X103COM2,314,714$42.4M0.1%–
DAYDayforce, Inc.COM320,064$27.0M<0.1%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD374,482$19.8M<0.1%–
MSCIMSCI Inc.Stock41,791$17.5M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B880,452$17.4M<0.1%–
Farfetch Ltd30744W107ORD SH CL A280,598$14.9M<0.1%–
Corelogic Inc21871D103COM186,503$14.8M<0.1%–
ADPTAdaptive Biotechnologies CorpCOM326,635$13.2M<0.1%History
TCF Finl Corp872307103COM279,239$13.0M<0.1%–
Pluralsight Inc72941B106COM CL A523,667$11.7M<0.1%–
NUANNuance Communications, Inc.COM212,518$9.27M<0.1%History
Michaels Cos Inc59408Q106COM405,631$8.90M<0.1%–
MDLAMedallia, Inc.COM295,430$8.24M<0.1%History
FRTAForterra, Inc.COM344,614$8.01M<0.1%History
GWREGuidewire Software, Inc.COM70,669$7.18M<0.1%History
Flir Sys Inc302445101COM114,797$6.48M<0.1%–
Grubhub Inc400110102COM104,112$6.25M<0.1%–
RLRalph Lauren CorpCL A48,532$5.98M<0.1%History
LRNStride, Inc.COM183,543$5.53M<0.1%History
Cooper Tire & Rubr Co216831107COM97,049$5.43M<0.1%–
CXWCoreCivic, Inc.COM598,829$5.42M<0.1%History
Colony Cap Inc New19626G108CL A COM808,195$5.24M<0.1%–
Varian Med Sys Inc92220P105COM29,168$5.15M<0.1%–
SCHWSchwab Charles CorpStock71,616$4.67M<0.1%History
ECHOEchoStar CORPCL A184,342$4.42M<0.1%History
FLWS1 800 Flowers Com IncCL A159,387$4.40M<0.1%History
Genmark Diagnostics Inc372309104COM177,541$4.24M<0.1%–
SGMOQSangamo Therapeutics, IncCOM331,982$4.16M<0.1%History
SNEXStoneX Group Inc.COM63,234$4.13M<0.1%History
SWBISmith & Wesson Brands, Inc.COM235,720$4.11M<0.1%History
ECPGEncore Capital Group IncCOM100,276$4.03M<0.1%History
FERGFerguson Enterprises Inc.SHS32,770$3.94M<0.1%History
SMPStandard Motor Products, Inc.Stock91,526$3.81M<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT30,979$3.77M<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD873,648$3.75M<0.1%History
PRDOPerdoceo Education CorpCOM310,196$3.71M<0.1%History
Aegion Corp00770F104COM128,898$3.71M<0.1%–
Meridian Bioscience Inc589584101COM139,157$3.65M<0.1%–
Nic Inc62914B100COM106,259$3.61M<0.1%–
FORForestar Group Inc.COM154,830$3.60M<0.1%History
Noble Midstream Partners LP65506L105COM UNIT REPST248,364$3.60M<0.1%–
AZEKAZEK Co Inc.CL A78,984$3.32M<0.1%History
PLUSEplus IncCOM31,923$3.18M<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT88,271$3.18M<0.1%History
Waddell & Reed Finl Inc930059100CL A118,057$2.96M<0.1%–
LBRDALiberty Broadband CorpCOM SER A20,295$2.95M<0.1%History
NHCNational Healthcare CorpCOM36,882$2.87M<0.1%History
Glu Mobile Inc379890106COM229,670$2.87M<0.1%–
ARVNArvinas, Inc.COM43,109$2.85M<0.1%History
FOLDAmicus Therapeutics, Inc.COM288,291$2.85M<0.1%History
PETQPetIQ, Inc.COM CL A79,960$2.82M<0.1%History
PTCTPTC Therapeutics, Inc.COM55,740$2.64M<0.1%History
Perspecta Inc715347100COM90,423$2.63M<0.1%–
ANGIAngi Inc.COM CL A NEW196,632$2.56M<0.1%History
FBL Finl Group Inc30239F106CL A44,574$2.49M<0.1%–
BGCBGC Group, Inc.CL A514,383$2.48M<0.1%History
TMPTompkins Financial CorpCOM29,142$2.41M<0.1%History
IRTCiRhythm Holdings, Inc.COM16,899$2.35M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM34,758$2.31M<0.1%History
RDNTRadNet, Inc.COM105,741$2.30M<0.1%History
RPAYRepay Holdings CorpCOM CL A95,103$2.23M<0.1%History
LHCGLHC Group, IncCOM10,015$1.92M<0.1%History
BZUNBaozun Inc.SPONSORED ADR49,016$1.87M<0.1%History
Systemax Inc871851101COM45,298$1.86M<0.1%–
AITApplied Industrial Technologies IncCOM20,305$1.85M<0.1%History
CNSCohen & Steers, Inc.COM28,266$1.85M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA40,297$1.74M<0.1%History
HUYAHUYA Inc.ADS REP SHS A88,031$1.72M<0.1%History
ChemoCentryx, Inc.16383L106COM33,468$1.72M<0.1%–
NVRONevro CorpCOM12,124$1.69M<0.1%History
SILKSilk Road Medical IncCOM32,862$1.66M<0.1%History
51JOB Inc316827104SPONSORED ADS26,057$1.63M<0.1%–
CARGCarGurus, Inc.COM CL A65,313$1.56M<0.1%History
Eros STX Global CorporationG3788M114SHS NEW855,093$1.55M<0.1%–
BMTCBryn Mawr Bank CorpCOM33,620$1.53M<0.1%History
SLPSimulations Plus, Inc.COM23,432$1.48M<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS137,358$1.43M<0.1%History
VAPOVapotherm IncCOM59,130$1.42M<0.1%History
INVXInnovex International, Inc.COM42,363$1.41M<0.1%History
MLABMesa Laboratories IncCOM5,623$1.37M<0.1%History
ALEXAlexander & Baldwin, Inc.COM79,861$1.34M<0.1%History
Oneconnect Finl Technology C68248T105SPONSORED ADS90,075$1.33M<0.1%–
TNDMTandem Diabetes Care IncCOM NEW13,950$1.23M<0.1%History
NVTAInvitae CorpCOM31,803$1.22M<0.1%History
BlackRock Mun Income Invt Tr09248H105SHS BEN INT81,079$1.13M<0.1%–
SDCSmileDirectClub, Inc.CL A COM101,241$1.04M<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM58,248$1.03M<0.1%History
MRSNMersana Therapeutics, Inc.COM59,685$966.0K<0.1%History
LMNXLuminex CorpCOM29,315$935.0K<0.1%History
CERSCerus CorpCOM148,007$890.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM69,056$816.0K<0.1%–
GTGoodyear Tire & Rubber CoCOM46,218$812.0K<0.1%History
PLMRPalomar Holdings, Inc.Stock11,529$773.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock35,846$766.0K<0.1%History
PRAProassurance CorpCOM27,841$745.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A9,566$739.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM15,679$723.0K<0.1%History
CRSCarpenter Technology CorpCOM17,199$708.0K<0.1%History