Advent Capital Management
- SEC CIK
- 0001097278
- Latest filing
- Aug 11, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 13, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 196
- +17 vs. Q2 2024
- Portfolio value
- $4.01B
- −$117.8M (−2.9%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 197,009 | $251.3M | 6.3% | +15,077+8.3% | Added | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 182,159 | $232.5M | 5.8% | +6,439+3.7% | Added | History |
| Dexcom Inc252131AM9 | NOTE 0.375% 5/1 | – | $120.7M | 3.0% | – | – | – |
| Apollo Global Mgmt Inc03769M304 | SER A MAND CNV | 1,461,117 | $99.0M | 2.5% | +338,026+30.1% | Added | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $96.5M | 2.4% | – | – | – |
| CMS Energy Corp125896BX7 | NOTE 3.375% 5/0 | – | $96.4M | 2.4% | – | – | – |
| Ventas Rlty Ltd Partnership92277GAZ0 | NOTE 3.750% 6/0 | – | $94.6M | 2.4% | – | – | – |
| Centerpoint Energy Inc15189TBD8 | NOTE 4.250% 8/1 | – | $93.7M | 2.3% | – | New | – |
| Akamai Technologies Inc00971TAN1 | NOTE 1.125% 2/1 | – | $91.1M | 2.3% | – | New | – |
| Wayfair Inc.94419LAP6 | NOTE 3.250% 9/1 | – | $86.3M | 2.2% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $73.6M | 1.8% | – | – | – |
| Nextera Energy Inc65339F713 | UNIT 09/01/2025 | 1,514,565 | $71.3M | 1.8% | −246,282−14.0% | Reduced | – |
| DraftKings Inc.26142RAB0 | NOTE 3/1 | – | $69.8M | 1.7% | – | – | – |
| Duke Energy CORP26441CBY0 | NOTE 4.125% 4/1 | – | $66.9M | 1.7% | – | – | – |
| Marriott Vacations Worldwide Corp57164YAF4 | NOTE 3.250%12/1 | – | $63.0M | 1.6% | – | – | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $62.7M | 1.6% | – | – | – |
| On Semiconductor Corp682189AU9 | NOTE 0.500% 3/0 | – | $60.9M | 1.5% | – | – | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $59.9M | 1.5% | – | – | – |
| American WTR Cap Corp03040WBE4 | NOTE 3.625% 6/1 | – | $55.9M | 1.4% | – | New | – |
| Affirm Hldgs Inc00827BAB2 | NOTE 11/1 | – | $55.3M | 1.4% | – | – | – |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | – | $55.1M | 1.4% | – | – | – |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $54.5M | 1.4% | – | – | – |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $53.1M | 1.3% | – | – | – |
| Sarepta Therapeutics, Inc.803607AD2 | NOTE 1.250% 9/1 | – | $52.6M | 1.3% | – | – | – |
| HPE.PCHewlett Packard Enterprise Co | 7.625 MAND CONV | 848,603 | $51.4M | 1.3% | +848,603 | New | History |
| PPL Cap FDG Inc69352PAS2 | NOTE 2.875% 3/1 | – | $50.8M | 1.3% | – | – | – |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $42.8M | 1.1% | – | – | – |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $40.2M | 1.0% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $39.1M | 1.0% | – | – | – |
| Bloom Energy Corp093712AK3 | NOTE 3.000% 6/0 | – | $38.9M | 1.0% | – | – | – |
| Coinbase Global, Inc.19260QAB3 | NOTE 0.500% 6/0 | – | $38.8M | 1.0% | – | – | – |
| New MTN Fin Corp647551AE0 | NOTE 7.500%10/1 | – | $38.1M | 1.0% | – | – | – |
| Chart Inds Inc16115Q407 | 6.75DP CNV PFD B | 743,602 | $37.3M | 0.9% | +330,894+80.2% | Added | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $36.9M | 0.9% | – | – | – |
| NCL Corp Ltd62886HBD2 | NOTE 1.125% 2/1 | – | $36.6M | 0.9% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $35.9M | 0.9% | – | – | – |
| Snap Inc83304AAH9 | NOTE 0.125% 3/0 | – | $35.1M | 0.9% | – | – | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $34.3M | 0.9% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $33.9M | 0.8% | – | – | – |
| Enphase Energy, Inc.29355AAK3 | NOTE 3/0 | – | $33.7M | 0.8% | – | – | – |
| Dropbox, Inc.26210CAD6 | NOTE 3/0 | – | $33.4M | 0.8% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $30.6M | 0.8% | – | – | – |
| Sunnova Energy Intl Inc.86745KAH7 | NOTE 2.625% 2/1 | – | $30.6M | 0.8% | – | New | – |
| Etsy Inc29786AAL0 | NOTE 0.125% 9/0 | – | $30.6M | 0.8% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $30.6M | 0.8% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $30.5M | 0.8% | – | – | – |
| Bentley Sys Inc08265TAB5 | NOTE 0.125% 1/1 | – | $30.2M | 0.8% | – | – | – |
| Wolfspeed, Inc.977852AD4 | NOTE 1.875%12/0 | – | $29.7M | 0.7% | – | – | – |
| Confluent, Inc.20717MAB9 | NOTE 1/1 | – | $28.4M | 0.7% | – | – | – |
| Block, Inc.852234AK9 | NOTE 0.250%11/0 | – | $28.1M | 0.7% | – | – | – |
| Rivian Automotive, Inc.76954AAB9 | NOTE 4.625% 3/1 | – | $26.4M | 0.7% | – | – | – |
| Neogenomics Inc64049MAB6 | NOTE 0.250% 1/1 | – | $26.4M | 0.7% | – | – | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $26.1M | 0.7% | – | – | – |
| Air Trans Svcs Group Inc00922RAD7 | NOTE 3.875% 8/1 | – | $25.8M | 0.6% | – | New | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $25.5M | 0.6% | – | – | – |
| Bofa Fin LLC09709UV70 | MTNF 0.600% 5/2 | – | $25.4M | 0.6% | – | New | – |
| Nabors Inds Inc62957HAL9 | NOTE 1.750% 6/1 | – | $24.3M | 0.6% | – | – | – |
| Rapid7, Inc.753422AF1 | NOTE 0.250% 3/1 | – | $24.1M | 0.6% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $23.1M | 0.6% | – | – | – |
| Liberty Media Corp531229AP7 | NOTE 3.750% 3/1 | – | $23.0M | 0.6% | – | – | – |
| Cable One, Inc.12685JAE5 | NOTE 3/1 | – | $22.5M | 0.6% | – | – | – |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | – | $21.4M | 0.5% | – | – | – |
| Alliant Energy Corp018802AC2 | NOTE 3.875% 3/1 | – | $20.1M | 0.5% | – | – | – |
| Halozyme Therapeutics, Inc.40637HAD1 | NOTE 0.250% 3/0 | – | $20.1M | 0.5% | – | New | – |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | – | $19.4M | 0.5% | – | – | – |
| Shake Shack Inc.819047AB7 | NOTE 3/0 | – | $19.3M | 0.5% | – | – | – |
| Live Nation Entertainment IN538034BA6 | NOTE 3.125% 1/1 | – | $19.0M | 0.5% | – | – | – |
| MicroStrategy Inc594972AE1 | NOTE 2/1 | – | $18.1M | 0.5% | – | – | – |
| Vishay Intertechnology Inc928298AR9 | NOTE 2.250% 9/1 | – | $17.0M | 0.4% | – | New | – |
| NEE.PSNextera Energy Inc | UNIT 06/01/2027 | 302,663 | $16.8M | 0.4% | +122,663+68.1% | Added | History |
| SHIFT4 PMTS Inc82452JAD1 | NOTE 0.500% 8/0 | – | $16.4M | 0.4% | – | – | – |
| BridgeBio Pharma, Inc.10806XAD4 | NOTE 2.250% 2/0 | – | $15.9M | 0.4% | – | – | – |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $15.7M | 0.4% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $14.5M | 0.4% | – | – | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $14.1M | 0.4% | – | – | – |
| Workiva Inc98139AAD7 | NOTE 1.250% 8/1 | – | $14.0M | 0.3% | – | New | – |
| Southern Co842587DP9 | NOTE 3.875%12/1 | – | $13.6M | 0.3% | – | – | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $13.5M | 0.3% | – | – | – |
| Seagate HDD Cayman81180WBL4 | NOTE 3.500% 6/0 | – | $12.9M | 0.3% | – | New | – |
| Herbalife Ltd.42703MAF0 | NOTE 4.250% 6/1 | – | $12.5M | 0.3% | – | New | – |
| Nutanix, Inc.67059NAH1 | NOTE 0.250%10/0 | – | $12.5M | 0.3% | – | – | – |
| Huazhu Group Ltd44332NAB2 | NOTE 3.000% 5/0 | – | $11.3M | 0.3% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $11.0M | 0.3% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $10.4M | 0.3% | – | – | – |
| Enphase Energy, Inc.29355AAF4 | NOTE 0.250% 3/0 | – | $10.1M | 0.3% | – | – | – |
| BTSGUBrightSpring Health Services, Inc. | UNIT 02/01/2027 | 166,590 | $9.26M | 0.2% | +37,200+28.8% | Added | History |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $9.25M | 0.2% | – | – | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $9.07M | 0.2% | – | New | – |
| ZTO Express (Cayman) Inc.98980AAB1 | NOTE 1.500% 9/0 | – | $8.84M | 0.2% | – | – | – |
| Ascendis Pharma A/S04351PAD3 | NOTE 2.250% 4/0 | – | $8.77M | 0.2% | – | New | – |
| ALB.PAAlbemarle Corp | 7.25% DEP SHS A | 190,000 | $8.48M | 0.2% | −357,863−65.3% | Reduced | History |
| Northern Oil & Gas, Inc.665531AJ8 | NOTE 3.625% 4/1 | – | $8.09M | 0.2% | – | – | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $7.87M | 0.2% | – | – | – |
| Mirum Pharmaceuticals, Inc.604749AB7 | NOTE 4.000% 5/0 | – | $7.81M | 0.2% | – | – | – |
| Lithium Amers Corp New53680QAA6 | NOTE 1.750% 1/1 | – | $7.22M | 0.2% | – | – | – |
| Tpi Composites, Inc87266JAB0 | NOTE 5.250% 3/1 | – | $7.08M | 0.2% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $7.06M | 0.2% | – | – | – |
| Lantheus Hldgs Inc516544AB9 | NOTE 2.625%12/1 | – | $6.99M | 0.2% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $6.48M | 0.2% | – | – | – |
| Blackstone Mortgage Trust IN09257WAE0 | NOTE 5.500% 3/1 | – | $6.09M | 0.2% | – | – | – |
Options (28)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| iShares Russell 2000 ETF464287655 | ETF | $66.3M | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $7.32M | – |
| HPEHewlett Packard Enterprise Co | COM | $3.07M | – |
| SOFISoFi Technologies, Inc. | Stock | – | $2.36M |
| SNOWSnowflake Inc. | Stock | $1.72M | – |
| UPSTUpstart Holdings, Inc. | COM | $1.60M | – |
| BTDRBitdeer Technologies Group | CL A ORD SHS | $1.57M | – |
| DLTRDollar Tree, Inc. | COM | $1.41M | – |
| CNKCinemark Holdings, Inc. | COM | $1.39M | – |
| NEMNEWMONT Corp | Stock | – | $1.18M |
| ENPHEnphase Energy, Inc. | Stock | – | $1.13M |
| IMAXImax Corp | COM | $1.03M | – |
| COINCoinbase Global, Inc. | COM CL A | $979.9K | – |
| FIVNFive9, Inc. | COM | $861.9K | – |
| CAKECheesecake Factory Inc | COM | – | $811.0K |
| RIVNRivian Automotive, Inc. | Stock | $785.4K | – |
| ULTAUlta Beauty, Inc. | Stock | $778.2K | – |
| YUMCYum China Holdings, Inc. | COM | – | $675.3K |
| SRPTSarepta Therapeutics, Inc. | COM | $624.5K | – |
| TJXTJX Companies Inc | Stock | – | $528.9K |
| HCATHealth Catalyst, Inc. | COM | $407.0K | – |
| KOSKosmos Energy Ltd. | COM | – | $403.0K |
| MMacy's, Inc. | COM | – | $313.8K |
| NOVASunnova Energy International Inc. | COM | – | $292.2K |
| WCCWesco International Inc | COM | – | $285.6K |
| OPENOpendoor Technologies Inc. | COM | – | $200.0K |
| HLFHerbalife Ltd. | COM SHS | $179.8K | – |
| WOLFWolfspeed, Inc. | Stock | – | $169.8K |
Sold out since Q2 2024 (36)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| Cloudflare, Inc.18915MAC1 | NOTE 8/1 | – | $32.3M | 0.8% | – |
| Alnylam Pharmaceuticals, Inc.02043QAB3 | NOTE 1.000% 9/1 | – | $31.5M | 0.8% | – |
| Lumentum Hldgs Inc55024UAH2 | NOTE 1.500%12/1 | – | $24.3M | 0.6% | – |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $16.4M | 0.4% | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $11.7M | 0.3% | – |
| Cytokinetics Inc23282WAC4 | NOTE 3.500% 7/0 | – | $10.9M | 0.3% | – |
| Ionis Pharmaceuticals Inc462222AF7 | NOTE 1.750% 6/1 | – | $8.08M | 0.2% | – |
| Envestnet, Inc.29404KAG1 | NOTE 2.625%12/0 | – | $6.16M | 0.1% | – |
| ZTSZoetis Inc. | Stock | 30,000 | $5.20M | 0.1% | History |
| ABBVAbbVie Inc. | Stock | 30,000 | $5.15M | 0.1% | History |
| Tyler Tex Indpt SCH Dist902252AB1 | NOTE 0.250% 3/1 | – | $5.14M | 0.1% | – |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $5.00M | 0.1% | – |
| WisdomTree, Inc.97717PAF1 | NOTE 5.750% 8/1 | – | $4.08M | 0.1% | – |
| Upstart Hldgs Inc91680MAB3 | NOTE 0.250% 8/1 | – | $3.99M | 0.1% | – |
| Zillow Group, Inc.98954MAE1 | NOTE 0.750% 9/0 | – | $3.58M | 0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $2.56M | 0.1% | – |
| EXPEExpedia Group, Inc. | Stock | 20,000 | $2.52M | 0.1% | History |
| Eventbrite, Inc.29975EAB5 | NOTE 5.000%12/0 | – | $2.49M | 0.1% | – |
| AMDAdvanced Micro Devices Inc | Stock | 15,000 | $2.43M | 0.1% | History |
| AAPLApple Inc. | Stock | 11,000 | $2.32M | 0.1% | History |
| CVXChevron Corp | Stock | 14,000 | $2.19M | 0.1% | History |
| CBChubb Ltd | Stock | 8,000 | $2.04M | <0.1% | History |
| IBMInternational Business Machines Corp | Stock | 10,000 | $1.73M | <0.1% | History |
| SRPTSarepta Therapeutics, Inc. | COM | 10,000 | $1.58M | <0.1% | History |
| XYZBlock, Inc. | CL A | 20,000 | $1.29M | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 48,600 | $909.8K | <0.1% | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $13.4K | <0.1% | – |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $11.1K | <0.1% | – |
| Bloom Energy Corp093712AH0 | NOTE 2.500% 8/1 | – | $9.71K | <0.1% | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $9.04K | <0.1% | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $8.55K | <0.1% | – |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | – | $7.96K | <0.1% | – |
| Perficient Inc71375UAF8 | NOTE 0.125%11/1 | – | $7.77K | <0.1% | – |
| RingCentral, Inc.76680RAH0 | NOTE 3/1 | – | $7.28K | <0.1% | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | – | $6.31K | <0.1% | – |
| CONMED Corp207410AH4 | NOTE 2.250% 6/1 | – | $5.38K | <0.1% | – |