First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 431
- +8 vs. Q3 2023
- Portfolio value
- $2.19B
- +$53.7M (+2.5%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SNPSSynopsys Inc | COM | 950 | $489.2K | <0.1% | −791−45.4% | Reduced | History |
| MDLZMondelez International, Inc. | Stock | 6,755 | $489.3K | <0.1% | −2,062−23.4% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 4,376 | $498.8K | <0.1% | 00.0% | Unchanged | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 12,431 | $500.3K | <0.1% | 00.0% | Unchanged | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 9,290 | $501.4K | <0.1% | −151−1.6% | Reduced | – |
| SIISprott Inc. | COM NEW | 14,800 | $502.5K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 6,802 | $513.8K | <0.1% | −1,494−18.0% | Reduced | – |
| SHELShell plc | ADR | 7,955 | $523.5K | <0.1% | +1,008+14.5% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 5,099 | $524.6K | <0.1% | −3,049−37.4% | Reduced | – |
| LEN.BLennar Corp | CL B | 3,928 | $526.6K | <0.1% | −1,556−28.4% | Reduced | History |
| SONYSony Group Corp | SPONSORED ADR | 5,624 | $532.5K | <0.1% | −980−14.8% | Reduced | History |
| UUnity Software Inc. | COM | 13,142 | $537.4K | <0.1% | +1,861+16.5% | Added | History |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 10,992 | $548.8K | <0.1% | +10,992 | New | – |
| COPConocoPhillips | Stock | 4,755 | $551.9K | <0.1% | −393−7.6% | Reduced | History |
| WMWaste Management Inc | Stock | 3,085 | $552.6K | <0.1% | −1,194−27.9% | Reduced | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,943 | $566.5K | <0.1% | +303+11.5% | Added | – |
| AXPAmerican Express Co | Stock | 3,041 | $569.7K | <0.1% | −1,490−32.9% | Reduced | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 14,731 | $576.0K | <0.1% | +1,507+11.4% | Added | – |
| PSXPhillips 66 | Stock | 4,414 | $587.6K | <0.1% | −890−16.8% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 3,288 | $587.9K | <0.1% | −10.0% | Reduced | – |
| TGTTarget Corp | Stock | 4,248 | $605.1K | <0.1% | −2,627−38.2% | Reduced | History |
| MSMorgan Stanley | Stock | 6,702 | $624.9K | <0.1% | −3,393−33.6% | Reduced | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 74,798 | $625.3K | <0.1% | +2,099+2.9% | Added | History |
| PCARPaccar Inc | COM | 6,448 | $629.6K | <0.1% | −986−13.3% | Reduced | History |
| iShares Tr464288851 | US OIL GS EX ETF | 6,840 | $637.5K | <0.1% | +1,897+38.4% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 5,747 | $641.6K | <0.1% | −32−0.6% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 12,328 | $642.3K | <0.1% | +339+2.8% | Added | – |
| TSITCW Strategic Income Fund Inc | COM | 140,163 | $643.3K | <0.1% | 00.0% | Unchanged | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 22,456 | $656.4K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 15,981 | $656.8K | <0.1% | 00.0% | Unchanged | – |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 16,075 | $658.3K | <0.1% | 00.0% | Unchanged | – |
| INTCIntel Corp | Stock | 13,367 | $671.7K | <0.1% | −22,749−63.0% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 8,909 | $679.3K | <0.1% | −3,713−29.4% | Reduced | History |
| PCQPIMCO California Municipal Income Fund | COM | 72,949 | $679.9K | <0.1% | 00.0% | Unchanged | History |
| CNICanadian National Railway Co | Stock | 5,425 | $681.5K | <0.1% | −7,427−57.8% | Reduced | History |
| NKENIKE, Inc. | Stock | 6,375 | $692.1K | <0.1% | −3,181−33.3% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 1,483 | $694.1K | <0.1% | −262−15.0% | Reduced | History |
| iShares Tr464288802 | ESG OPTIMIZED | 6,976 | $701.2K | <0.1% | +1,126+19.2% | Added | – |
| UNPUnion Pacific Corp | Stock | 2,970 | $729.5K | <0.1% | −972−24.7% | Reduced | History |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 29,375 | $734.1K | <0.1% | −6,547−18.2% | Reduced | – |
| NVONovo Nordisk A S | ADR | 7,193 | $744.1K | <0.1% | −485−6.3% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 1,580 | $745.1K | <0.1% | −1,560−49.7% | Reduced | History |
| NACNuveen California Quality Municipal Income Fund | COM | 67,786 | $751.7K | <0.1% | −8,804−11.5% | Reduced | History |
| SHWSherwin Williams Co | COM | 2,438 | $760.6K | <0.1% | −840−25.6% | Reduced | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 669 | $806.3K | <0.1% | −12−1.8% | Reduced | – |
| KOCoca Cola Co | Stock | 13,687 | $806.6K | <0.1% | −11,915−46.5% | Reduced | History |
| YUMYum Brands Inc | Stock | 6,183 | $807.8K | <0.1% | −340−5.2% | Reduced | History |
| PSAPublic Storage | COM | 2,689 | $820.1K | <0.1% | −311−10.4% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 11,268 | $846.2K | <0.1% | +238+2.2% | Added | – |
| FCNCAFirst Citizens Bancshares Inc | CL A | 605 | $858.5K | <0.1% | +605 | New | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 70,790 | $866.5K | <0.1% | +43,735+161.7% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 2,795 | $869.0K | <0.1% | −23−0.8% | Reduced | – |
| RTXRTX Corp | Stock | 10,644 | $895.5K | <0.1% | −5,617−34.5% | Reduced | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 7,825 | $910.0K | <0.1% | +5,099+187.1% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 5,604 | $926.0K | <0.1% | −5,541−49.7% | Reduced | – |
| MDTMedtronic plc | Stock | 11,391 | $938.4K | <0.1% | −2,393−17.4% | Reduced | History |
| CMCSAComcast Corp | Stock | 21,838 | $957.6K | <0.1% | −11,355−34.2% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 19,449 | $976.9K | <0.1% | −31,450−61.8% | Reduced | – |
| AMGNAmgen Inc | Stock | 3,494 | $1.01M | <0.1% | −1,351−27.9% | Reduced | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 25,905 | $1.02M | <0.1% | +19,445+301.0% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 4,171 | $1.05M | <0.1% | +1,755+72.6% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 28,117 | $1.06M | <0.1% | +460+1.7% | Added | – |
| RRCRange Resources Corp | COM | 35,560 | $1.08M | <0.1% | −17,102−32.5% | Reduced | History |
| CATCaterpillar Inc | Stock | 3,684 | $1.09M | <0.1% | −990−21.2% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 5,741 | $1.10M | 0.1% | +145+2.6% | Added | History |
| WMTWalmart Inc. | Stock | 6,972 | $1.10M | 0.1% | −7,304−51.2% | Reduced | History |
| BXBlackstone Inc. | COM | 8,476 | $1.11M | 0.1% | −10,297−54.9% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 11,564 | $1.12M | 0.1% | +2,071+21.8% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 20,421 | $1.15M | 0.1% | +19+0.1% | Added | – |
| HONHoneywell International Inc | COM | 5,556 | $1.17M | 0.1% | −2,725−32.9% | Reduced | History |
| iShares Tr46434V282 | U S EQUITY FACTR | 24,129 | $1.17M | 0.1% | −4,793−16.6% | Reduced | – |
| BF.BBrown Forman Corp | Stock | 20,423 | $1.17M | 0.1% | −357−1.7% | Reduced | History |
| MOHMolina Healthcare, Inc. | COM | 3,291 | $1.19M | 0.1% | −423−11.4% | Reduced | History |
| ROKRockwell Automation, Inc | Stock | 3,850 | $1.20M | 0.1% | −1,339−25.8% | Reduced | History |
| ORCLOracle Corp | Stock | 11,342 | $1.20M | 0.1% | −2,574−18.5% | Reduced | History |
| NFLXNetflix Inc | Stock | 2,499 | $1.22M | 0.1% | −2,208−46.9% | Reduced | History |
| MOAltria Group, Inc. | Stock | 30,603 | $1.23M | 0.1% | −6,536−17.6% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 22,941 | $1.23M | 0.1% | +320+1.4% | Added | – |
| MCDMcDonalds Corp | Stock | 4,358 | $1.29M | 0.1% | −8,725−66.7% | Reduced | History |
| PHParker-Hannifin Corp | Stock | 2,808 | $1.29M | 0.1% | −3,712−56.9% | Reduced | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 44,348 | $1.30M | 0.1% | −35,131−44.2% | Reduced | History |
| ABTAbbott Laboratories | Stock | 11,840 | $1.30M | 0.1% | −7,059−37.4% | Reduced | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 12,620 | $1.32M | 0.1% | +9,046+253.1% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 8,526 | $1.32M | 0.1% | +6,102+251.7% | Added | – |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 66,856 | $1.37M | 0.1% | −6,153−8.4% | Reduced | History |
| DOWDow Inc. | Stock | 25,032 | $1.37M | 0.1% | −2,896−10.4% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 9,106 | $1.41M | 0.1% | −5,952−39.5% | Reduced | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 33,603 | $1.42M | 0.1% | −5,160−13.3% | Reduced | – |
| BABoeing Co | Stock | 5,513 | $1.44M | 0.1% | −1,828−24.9% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 3,214 | $1.46M | 0.1% | −815−20.2% | Reduced | History |
| CMCTCreative Media & Community Trust Corp | COM NEW | 390,697 | $1.46M | 0.1% | +570+0.1% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 19,363 | $1.49M | 0.1% | −1,094−5.3% | Reduced | History |
| BEBloom Energy Corp | COM CL A | 101,199 | $1.50M | 0.1% | −428−0.4% | Reduced | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 11,832 | $1.50M | 0.1% | −18,750−61.3% | Reduced | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 79,187 | $1.52M | 0.1% | −140.0% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 14,137 | $1.53M | 0.1% | +373+2.7% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 14,225 | $1.54M | 0.1% | +7,489+111.2% | Added | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 15,690 | $1.56M | 0.1% | 00.0% | Unchanged | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 50,950 | $1.58M | 0.1% | +3,600+7.6% | Added | History |
| LLYEli Lilly & Co | Stock | 2,775 | $1.62M | 0.1% | −1,840−39.9% | Reduced | History |
Sold out since Q3 2023 (31)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| SPHRSphere Entertainment Co. | CL A | 93,268 | $3.47M | 0.2% | History |
| VLTOVeralto Corp | Stock | 31,348 | $2.65M | 0.1% | History |
| ETF Ser Solutions26922A628 | POINT BRIDGE GOP | 52,200 | $1.99M | 0.1% | – |
| CMPCompass Minerals International Inc | Stock | 48,101 | $1.34M | 0.1% | History |
| RJFRaymond James Financial Inc | COM | 10,851 | $1.09M | 0.1% | History |
| iShares Tr464288273 | EAFE SML CP ETF | 16,673 | $941.5K | <0.1% | – |
| BAMBrookfield Asset Management Ltd. | CL A LMT VTG SHS | 26,916 | $897.4K | <0.1% | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 11,506 | $836.7K | <0.1% | – |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 13,655 | $810.4K | <0.1% | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 11,357 | $768.7K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 14,125 | $754.0K | <0.1% | – |
| CWTCalifornia Water Service Group | COM | 14,647 | $693.0K | <0.1% | History |
| CDNSCadence Design Systems Inc | Stock | 1,516 | $355.2K | <0.1% | History |
| DJPBarclays Bank PLC | DJUBS CMDT ETN36 | 8,430 | $270.9K | <0.1% | History |
| ENBEnbridge Inc | Stock | 8,059 | $270.0K | <0.1% | History |
| TCBKTrico Bancshares | COM | 8,000 | $256.2K | <0.1% | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 32,675 | $232.6K | <0.1% | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 15,179 | $230.1K | <0.1% | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 16,798 | $216.7K | <0.1% | History |
| SPLKSplunk Inc | COM | 1,439 | $210.5K | <0.1% | History |
| APPFAppfolio Inc | COM CL A | 1,142 | $208.6K | <0.1% | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 19,842 | $189.7K | <0.1% | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 12,705 | $124.4K | <0.1% | History |
| PLUGPlug Power Inc | Stock | 12,304 | $93.5K | <0.1% | History |
| DALNDallasNews Corp | COM SER A | 20,000 | $92.0K | <0.1% | History |
| PACWPacwest Bancorp | COM | 10,000 | $79.1K | <0.1% | History |
| PCKPIMCO California Municipal Income Fund II | COM | 12,761 | $64.1K | <0.1% | History |
| ICLICL Group Ltd. | SHS | 10,860 | $60.3K | <0.1% | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 10,000 | $59.0K | <0.1% | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 16,625 | $55.7K | <0.1% | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 15,000 | $45.3K | <0.1% | History |