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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
431
+8 vs. Q3 2023
Portfolio value
$2.19B
+$53.7M (+2.5%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of First Foundation Advisors in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,552$211.7K<0.1%+1,552New–
HSYHershey CoCOM1,143$213.1K<0.1%−486−29.8%ReducedHistory
CTOCTO Realty Growth, Inc.COM12,375$214.5K<0.1%−3,548−22.3%ReducedHistory
EPDEnterprise Products Partners L.P.Stock8,146$214.6K<0.1%00.0%UnchangedHistory
EIXEdison InternationalStock3,012$215.3K<0.1%−1,289−30.0%ReducedHistory
OCSLOaktree Specialty Lending CorpCOM10,559$215.6K<0.1%−2,390−18.5%ReducedHistory
NOVNOV Inc.COM10,658$216.1K<0.1%−849−7.4%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,493$216.5K<0.1%+1,493New–
FEFirstenergy CorpCOM5,924$217.2K<0.1%−6,723−53.2%ReducedHistory
Schwab International Equity ETF808524805ETF6,030$222.9K<0.1%−37−0.6%Reduced–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1601$226.5K<0.1%−28−4.5%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM20,614$226.8K<0.1%−5,000−19.5%ReducedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF7,020$229.1K<0.1%+7,020New–
iShares Tr46434V647GLOBAL REIT ETF9,488$229.4K<0.1%00.0%Unchanged–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM18,324$232.0K<0.1%00.0%UnchangedHistory
PLDPrologis, Inc.REIT1,741$232.1K<0.1%−3,109−64.1%ReducedHistory
FASTFastenal CoStock3,621$234.5K<0.1%−2,897−44.4%ReducedHistory
iShares Select Dividend ETF464287168ETF2,026$237.5K<0.1%−27−1.3%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF1,116$238.1K<0.1%−100−8.2%Reduced–
Fidelity MSCI Information Technology Index ETF316092808ETF1,660$238.4K<0.1%00.0%Unchanged–
DGDollar General CorpCOM1,765$240.0K<0.1%−536−23.3%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF3,355$241.7K<0.1%+3,355New–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,798$245.9K<0.1%+10.0%Added–
GOFGuggenheim Strategic Opportunities FundCOM SBI19,450$249.0K<0.1%−69,300−78.1%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,399$251.8K<0.1%00.0%Unchanged–
AALAmerican Airlines Group Inc.Stock18,554$254.9K<0.1%−816−4.2%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,523$259.5K<0.1%+130+9.3%Added–
BIDUBaidu, Inc.ADR2,209$263.1K<0.1%−412−15.7%ReducedHistory
iShares Tr464287515EXPANDED TECH651$264.1K<0.1%00.0%Unchanged–
Schwab US Dividend Equity ETF808524797ETF3,476$264.6K<0.1%−66−1.9%Reduced–
AMXAmerica Movil SAB de CVSPON ADS RP CL B14,295$264.7K<0.1%−13,323−48.2%ReducedHistory
IQVIQVIA Holdings Inc.Stock1,145$264.9K<0.1%−2,125−65.0%ReducedHistory
SYKStryker CorpStock898$268.9K<0.1%−1,817−66.9%ReducedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF544$276.0K<0.1%00.0%UnchangedHistory
GDGeneral Dynamics CorpStock1,074$278.9K<0.1%−406−27.4%ReducedHistory
ETNEaton Corp plcStock1,167$281.0K<0.1%−3,218−73.4%ReducedHistory
SYYSysco CorpStock3,843$281.0K<0.1%−2,556−39.9%ReducedHistory
CTVACorteva, Inc.Stock6,040$289.4K<0.1%−1,291−17.6%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW864$291.5K<0.1%−1,196−58.1%ReducedHistory
WECWec Energy Group, Inc.Stock3,469$292.0K<0.1%−486−12.3%ReducedHistory
PKGPackaging Corp of AmericaStock1,797$292.7K<0.1%−334−15.7%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF3,233$294.4K<0.1%−890−21.6%Reduced–
MCKMcKesson CorpStock642$297.2K<0.1%−367−36.4%ReducedHistory
ADPAutomatic Data Processing IncStock1,338$311.7K<0.1%−1,156−46.4%ReducedHistory
OTISOtis Worldwide CorpStock3,495$312.7K<0.1%−592−14.5%ReducedHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL10,087$318.1K<0.1%+816+8.8%Added–
HCAHCA Healthcare, Inc.COM1,186$321.0K<0.1%−588−33.1%ReducedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW40,996$325.9K<0.1%+534+1.3%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$326.1K<0.1%00.0%Unchanged–
DSLDoubleLine Income Solutions FundCOM26,772$327.7K<0.1%+12,905+93.1%AddedHistory
DPZDominos Pizza IncCOM798$329.0K<0.1%−426−34.8%ReducedHistory
RLIRli CorpCOM2,471$329.0K<0.1%−9−0.4%ReducedHistory
RSGRepublic Services, Inc.COM2,002$330.1K<0.1%−1,075−34.9%ReducedHistory
OKEONEOK IncCOM4,734$332.4K<0.1%−823−14.8%ReducedHistory
BKNGBooking Holdings Inc.Stock95$337.0K<0.1%−89−48.4%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A100,000$337.0K<0.1%+49,476+97.9%AddedHistory
BNYBank of New York Mellon CorpStock6,524$339.6K<0.1%−5,025−43.5%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV2,725$340.5K<0.1%00.0%Unchanged–
IBMInternational Business Machines CorpStock2,087$341.4K<0.1%−2,690−56.3%ReducedHistory
TAT&T Inc.Stock20,347$341.4K<0.1%−18,292−47.3%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP8,093$344.1K<0.1%+370+4.8%Added–
ICEIntercontinental Exchange, Inc.Stock2,708$347.8K<0.1%−803−22.9%ReducedHistory
BACBank of America CorpStock10,345$348.3K<0.1%−21,175−67.2%ReducedHistory
ProShares Tr74347B201PSHS ULTSH 20YRS11,656$352.0K<0.1%+11,656New–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS7,146$353.7K<0.1%00.0%Unchanged–
iShares Tr46434V290US SML CAP EQT6,021$354.2K<0.1%00.0%Unchanged–
SLViShares Silver TrustETF16,468$358.7K<0.1%+6,525+65.6%AddedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF6,261$358.8K<0.1%−54−0.9%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF4,314$361.7K<0.1%−874−16.8%Reduced–
ELEstee Lauder Companies IncCL A2,475$362.0K<0.1%−3,048−55.2%ReducedHistory
BCSBarclays PLCADR46,000$362.5K<0.1%00.0%UnchangedHistory
NVSNovartis AGADR3,621$365.6K<0.1%−437−10.8%ReducedHistory
SRESempraStock4,945$369.5K<0.1%−1,735−26.0%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM42,096$369.6K<0.1%+26,873+176.5%AddedHistory
GEGeneral Electric CoStock2,897$369.7K<0.1%−3,959−57.7%ReducedHistory
Nushares ETF Tr67092P409NUVEEN ESG MIDCP8,816$373.2K<0.1%−2,723−23.6%Reduced–
iShares Inc46434G863ESG AWR MSCI EM11,681$374.5K<0.1%+1,157+11.0%Added–
Dimensional ETF Trust25434V831US HIGH PROF ETF13,388$383.0K<0.1%−373−2.7%Reduced–
iShares Tr464287184CHINA LG-CAP ETF16,128$387.6K<0.1%+16,128New–
iShares Tr46436E7180-3 MTH TREASURY3,903$391.4K<0.1%−696−15.1%Reduced–
EFSCEnterprise Financial Services CorpCOM8,770$391.6K<0.1%00.0%UnchangedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF2,513$394.3K<0.1%−40−1.6%Reduced–
APDAir Products & Chemicals, Inc.Stock1,450$397.1K<0.1%−1,131−43.8%ReducedHistory
MCHPMicrochip Technology IncStock4,426$399.1K<0.1%−1,550−25.9%ReducedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,973$402.6K<0.1%+748+33.6%Added–
MGMMGM Resorts InternationalStock9,026$403.3K<0.1%−12,028−57.1%ReducedHistory
iShares U.S. Healthcare Providers ETF464288828ETF1,570$412.2K<0.1%−56−3.4%Reduced–
VZVerizon Communications IncStock11,591$437.0K<0.1%−9,969−46.2%ReducedHistory
EMREmerson Electric CoStock4,554$443.2K<0.1%−1,240−21.4%ReducedHistory
WMBWilliams Companies, Inc.COM12,938$450.6K<0.1%−2,765−17.6%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock2,923$452.6K<0.1%−1,384−32.1%ReducedHistory
iShares S&P 500 Value ETF464287408ETF2,650$460.8K<0.1%+125+5.0%Added–
NXRTNexPoint Residential Trust, Inc.COM13,427$462.3K<0.1%−11,533−46.2%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock880$467.1K<0.1%−1,225−58.2%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF9,861$472.3K<0.1%−2,844−22.4%Reduced–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT15,202$478.7K<0.1%00.0%UnchangedHistory
XELXcel Energy IncStock7,735$478.9K<0.1%−9,989−56.4%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF7,617$482.4K<0.1%+7,617New–
iShares Tr464288760US AER DEF ETF3,824$484.1K<0.1%+225+6.3%Added–
DEDeere & CoStock1,221$488.4K<0.1%−1,044−46.1%ReducedHistory

Sold out since Q3 2023 (31)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SPHRSphere Entertainment Co.CL A93,268$3.47M0.2%History
VLTOVeralto CorpStock31,348$2.65M0.1%History
ETF Ser Solutions26922A628POINT BRIDGE GOP52,200$1.99M0.1%–
CMPCompass Minerals International IncStock48,101$1.34M0.1%History
RJFRaymond James Financial IncCOM10,851$1.09M0.1%History
iShares Tr464288273EAFE SML CP ETF16,673$941.5K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS26,916$897.4K<0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF11,506$836.7K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ13,655$810.4K<0.1%–
Schwab U.S. Mid-Cap ETF808524508ETF11,357$768.7K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 50014,125$754.0K<0.1%–
CWTCalifornia Water Service GroupCOM14,647$693.0K<0.1%History
CDNSCadence Design Systems IncStock1,516$355.2K<0.1%History
DJPBarclays Bank PLCDJUBS CMDT ETN368,430$270.9K<0.1%History
ENBEnbridge IncStock8,059$270.0K<0.1%History
TCBKTrico BancsharesCOM8,000$256.2K<0.1%History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM32,675$232.6K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS15,179$230.1K<0.1%History
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,798$216.7K<0.1%History
SPLKSplunk IncCOM1,439$210.5K<0.1%History
APPFAppfolio IncCOM CL A1,142$208.6K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF19,842$189.7K<0.1%History
NBWNeuberger Berman California Municipal Fund Inc.COM12,705$124.4K<0.1%History
PLUGPlug Power IncStock12,304$93.5K<0.1%History
DALNDallasNews CorpCOM SER A20,000$92.0K<0.1%History
PACWPacwest BancorpCOM10,000$79.1K<0.1%History
PCKPIMCO California Municipal Income Fund IICOM12,761$64.1K<0.1%History
ICLICL Group Ltd.SHS10,860$60.3K<0.1%History
EVFEaton Vance Senior Income TrustSH BEN INT10,000$59.0K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT16,625$55.7K<0.1%History
PIMFranklin Master Intermediate Income TrustSH BEN INT15,000$45.3K<0.1%History