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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
415
+24 vs. Q1 2023
Portfolio value
$2.31B
+$139.2M (+6.4%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of First Foundation Advisors in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,738$634.8K<0.1%+450+13.7%Added–
Alps ETF Tr00162Q452ALERIAN MLP16,278$638.3K<0.1%−1,907−10.5%Reduced–
SONYSony Group CorpSPONSORED ADR7,145$643.3K<0.1%−12,518−63.7%ReducedHistory
Flexshares Tr33939L407MORNSTAR UPSTR16,075$644.1K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F387SHRT HGH YLD MUN28,948$645.5K<0.1%+2,597+9.9%Added–
TSITCW Strategic Income Fund IncCOM140,163$649.0K<0.1%+82,225+141.9%AddedHistory
NVONovo Nordisk A SADR4,110$665.1K<0.1%+297+7.8%AddedHistory
LEN.BLennar CorpCL B6,006$678.5K<0.1%−822−12.0%ReducedHistory
PSAPublic StorageCOM2,418$705.8K<0.1%+484+25.0%AddedHistory
APDAir Products & Chemicals, Inc.Stock2,380$712.9K<0.1%+781+48.8%AddedHistory
PCQPIMCO California Municipal Income FundCOM72,949$714.9K<0.1%+72,949NewHistory
PNCPNC Financial Services Group, Inc.Stock5,696$717.4K<0.1%+334+6.2%AddedHistory
WMWaste Management IncStock4,167$722.6K<0.1%+1,003+31.7%AddedHistory
NOCNorthrop Grumman CorpStock1,631$743.5K<0.1%−1−0.1%ReducedHistory
MSMorgan StanleyStock8,795$751.1K<0.1%+422+5.0%AddedHistory
VZVerizon Communications IncStock20,468$761.2K<0.1%+1,287+6.7%AddedHistory
SYKStryker CorpStock2,496$761.5K<0.1%+108+4.5%AddedHistory
SNPSSynopsys IncCOM1,797$782.4K<0.1%+210+13.2%AddedHistory
Vanguard Total World Stock ETF922042742ETF8,144$789.8K<0.1%−493−5.7%Reduced–
IQVIQVIA Holdings Inc.Stock3,571$802.7K<0.1%−973−21.4%ReducedHistory
CVSCVS Health CorpStock11,748$812.1K<0.1%−4,737−28.7%ReducedHistory
Bank of Amer Corp0605056827.25%CNV PFD L701$821.4K<0.1%−642−47.8%Reduced–
BACBank of America CorpStock28,836$827.3K<0.1%+1,149+4.1%AddedHistory
AXPAmerican Express CoStock4,767$830.4K<0.1%+164+3.6%AddedHistory
ETNEaton Corp plcStock4,148$834.2K<0.1%+347+9.1%AddedHistory
iShares Tr464288885EAFE GRWTH ETF8,831$842.5K<0.1%+417+5.0%Added–
iShares Tr46436E7180-3 MTH TREASURY8,405$845.8K<0.1%−7,938−48.6%Reduced–
NACNuveen California Quality Municipal Income FundCOM77,668$848.1K<0.1%+22,789+41.5%AddedHistory
SHWSherwin Williams CoCOM3,351$889.9K<0.1%+8+0.2%AddedHistory
YUMYum Brands IncStock6,446$893.2K<0.1%+483+8.1%AddedHistory
DEDeere & CoStock2,217$898.3K<0.1%+170+8.3%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF3,289$930.8K<0.1%+1,166+54.9%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF27,631$931.4K<0.1%+1,602+6.2%Added–
UNPUnion Pacific CorpStock4,555$932.1K<0.1%−616−11.9%ReducedHistory
NKENIKE, Inc.Stock8,569$945.8K<0.1%−4,061−32.2%ReducedHistory
AMGNAmgen IncStock4,271$948.3K<0.1%−890−17.2%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF18,830$970.3K<0.1%+3,579+23.5%Added–
iShares Tr464288273EAFE SML CP ETF16,861$994.5K<0.1%−174−1.0%Reduced–
TGTTarget CorpStock7,592$1.00M<0.1%+45+0.6%AddedHistory
IBMInternational Business Machines CorpStock7,603$1.02M<0.1%+577+8.2%AddedHistory
Schwab US Dividend Equity ETF808524797ETF14,020$1.02M<0.1%+263+1.9%Added–
TMOThermo Fisher Scientific Inc.Stock1,977$1.03M<0.1%+126+6.8%AddedHistory
iShares Russell 1000 Value ETF464287598ETF6,797$1.07M<0.1%−401−5.6%Reduced–
iShares Core S&P Small Cap ETF464287804ETF10,820$1.08M<0.1%−844−7.2%Reduced–
XELXcel Energy IncStock17,413$1.08M<0.1%+643+3.8%AddedHistory
NXRTNexPoint Residential Trust, Inc.COM25,010$1.14M<0.1%−44−0.2%ReducedHistory
INTCIntel CorpStock34,276$1.15M<0.1%+7,161+26.4%AddedHistory
MDLZMondelez International, Inc.Stock16,136$1.18M0.1%+193+1.2%AddedHistory
NEENextera Energy IncStock16,416$1.22M0.1%+110+0.7%AddedHistory
RRCRange Resources CorpCOM42,662$1.25M0.1%+42,662NewHistory
CATCaterpillar IncStock5,101$1.26M0.1%+281+5.8%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF4,947$1.29M0.1%−1,156−18.9%Reduced–
ELVElevance Health, Inc.Stock2,924$1.30M0.1%−272−8.5%ReducedHistory
ORCLOracle CorpStock10,979$1.31M0.1%+766+7.5%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT8,886$1.33M0.1%+365+4.3%Added–
GLDSPDR Gold TrustETF7,610$1.36M0.1%+1,526+25.1%AddedHistory
BF.BBrown Forman CorpStock20,913$1.40M0.1%−26−0.1%ReducedHistory
iShares Tr46434V282U S EQUITY FACTR31,543$1.41M0.1%−7,753−19.7%Reduced–
GOFGuggenheim Strategic Opportunities FundCOM SBI88,750$1.41M0.1%00.0%UnchangedHistory
MDTMedtronic plcStock16,044$1.41M0.1%−19,247−54.5%ReducedHistory
CMCSAComcast CorpStock34,438$1.43M0.1%+2,998+9.5%AddedHistory
WBSWebster Financial CorpCOM38,086$1.44M0.1%−95−0.2%ReducedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX15,690$1.44M0.1%00.0%Unchanged–
BABoeing CoStock6,860$1.45M0.1%−669−8.9%ReducedHistory
VanEck ETF Trust92189H730MORNINGSTAR SMID48,376$1.45M0.1%+48,376New–
EQCEQC Liquidating TrustCOM SH BEN INT71,700$1.45M0.1%−23,060−24.3%ReducedHistory
BALLBALL CorpCOM24,961$1.45M0.1%−3,337−11.8%ReducedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN47,350$1.52M0.1%+19,108+67.7%AddedHistory
CNICanadian National Railway CoStock12,741$1.54M0.1%+198+1.6%AddedHistory
RTXRTX CorpStock16,179$1.58M0.1%−26,450−62.0%ReducedHistory
NCANuveen California Municipal Value FundCOM STK186,850$1.60M0.1%+54,774+41.5%AddedHistory
NFLXNetflix IncStock3,771$1.66M0.1%+418+12.5%AddedHistory
ROKRockwell Automation, IncStock5,218$1.72M0.1%−35−0.7%ReducedHistory
DOWDow Inc.Stock32,514$1.73M0.1%+389+1.2%AddedHistory
BEBloom Energy CorpCOM CL A106,699$1.74M0.1%+890+0.8%AddedHistory
MOAltria Group, Inc.Stock38,574$1.75M0.1%+2,895+8.1%AddedHistory
LRCXLam Research CorpCOM2,734$1.76M0.1%+65+2.4%AddedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI75,718$1.79M0.1%+75,718New–
ABTAbbott LaboratoriesStock16,914$1.84M0.1%+3,613+27.2%AddedHistory
LMTLockheed Martin CorpStock4,008$1.85M0.1%−61−1.5%ReducedHistory
iShares Tr46434V4070-5YR HI YL CP44,992$1.86M0.1%−27,686−38.1%Reduced–
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT119,139$1.88M0.1%−429−0.4%ReducedHistory
ABBVAbbVie Inc.Stock13,969$1.88M0.1%+943+7.2%AddedHistory
Flexshares Tr33939L860QUALT DIVD IDX32,666$1.89M0.1%00.0%Unchanged–
CMCTCreative Media & Community Trust CorpCOM NEW378,515$1.89M0.1%+53,008+16.3%AddedHistory
HONHoneywell International IncCOM9,209$1.91M0.1%+474+5.4%AddedHistory
KOCoca Cola CoStock31,856$1.92M0.1%−1,071−3.3%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF37,833$1.98M0.1%+14,959+65.4%Added–
LLYEli Lilly & CoStock4,353$2.04M0.1%+782+21.9%AddedHistory
ELEstee Lauder Companies IncCL A11,029$2.17M0.1%−155−1.4%ReducedHistory
Columbia ETF Tr I19761L508DIVERSIFID FXD123,443$2.17M0.1%−8,888−6.7%Reduced–
WMTWalmart Inc.Stock14,190$2.23M0.1%+1,815+14.7%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM3,229$2.32M0.1%−138−4.1%ReducedHistory
DDDuPont de Nemours, Inc.COM32,483$2.32M0.1%−687−2.1%ReducedHistory
PEPPepsiCo IncStock12,640$2.34M0.1%−1,215−8.8%ReducedHistory
MRKMerck & Co., Inc.Stock21,449$2.47M0.1%+50+0.2%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF64,806$2.56M0.1%−3,366−4.9%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF11,647$2.57M0.1%+806+7.4%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF11,792$2.60M0.1%00.0%Unchanged–
BTIBritish American Tobacco p.l.c.SPONSORED ADR79,918$2.65M0.1%+18,808+30.8%AddedHistory

Sold out since Q1 2023 (29)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Listed FDS Tr53656F623HORI KI INFL ETF28,410$876.2K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF32,604$734.2K<0.1%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,857$473.7K<0.1%–
MCHPMicrochip Technology IncStock5,206$436.2K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF17,746$414.9K<0.1%–
Schwab Emerging Markets Equity ETF808524706ETF16,685$409.1K<0.1%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF9,620$359.6K<0.1%–
AWKAmerican Water Works Company, Inc.Stock2,413$353.5K<0.1%History
iShares Tr464288513IBOXX HI YD ETF4,549$343.7K<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,128$341.7K<0.1%–
SPDR Index Shs FDS78463X855S&P GBLINF ETF5,804$316.1K<0.1%–
First Rep BK San Francisco C33616C100COM21,806$305.1K<0.1%–
OKEONEOK IncCOM4,071$258.7K<0.1%History
First Tr Exch Traded FD III33740J203EQUITY MARKET NE12,792$257.4K<0.1%–
DXCMDexcom IncCOM2,157$250.6K<0.1%History
OTISOtis Worldwide CorpStock2,883$243.3K<0.1%History
USBUS Bancorp DECOM NEW6,601$238.0K<0.1%History
BCEBce IncCOM NEW4,914$220.1K<0.1%History
FISFidelity National Information Services, Inc.Stock3,998$217.2K<0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,170$215.3K<0.1%–
MNSTMonster Beverage CorpCOM3,966$214.2K<0.1%History
Schwab U.S. Large-Cap Value ETF808524409ETF3,237$212.3K<0.1%–
CNCCentene CorpStock3,266$206.4K<0.1%History
PCMPCM Fund, Inc.COM19,854$167.2K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT11,628$136.0K<0.1%History
CEVEaton Vance California Municipal Income TrustSH BEN INT10,733$109.8K<0.1%History
ONLOrion Properties Inc.REIT16,139$108.1K<0.1%History
CRMDCorMedix Inc.COM16,640$68.9K<0.1%History
REAXReal REMAX Group Inc.COM NEW10,000$12.1K<0.1%History