First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q2 2023
Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.
- Positions
- 415
- +24 vs. Q1 2023
- Portfolio value
- $2.31B
- +$139.2M (+6.4%) vs. Q1 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GOEVCanoo Inc. | COM CL A | 10,980 | $5.26K | <0.1% | 00.0% | Unchanged | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 15,000 | $47.4K | <0.1% | 00.0% | Unchanged | History |
| TRXTRX GOLD Corp | COM | 117,371 | $52.0K | <0.1% | 00.0% | Unchanged | History |
| IQiQIYI, Inc. | SPONSORED ADS | 10,000 | $53.4K | <0.1% | +10,000 | New | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 10,000 | $54.6K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 11,000 | $55.5K | <0.1% | −2,000−15.4% | Reduced | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 16,625 | $58.5K | <0.1% | 00.0% | Unchanged | History |
| AWINAERWINS Technologies Inc. | COMMON STOCK | 150,000 | $63.0K | <0.1% | +50,000+50.0% | Added | History |
| MTTRMatterport, Inc. | COM CL A | 20,923 | $65.9K | <0.1% | +47+0.2% | Added | History |
| ICLICL Group Ltd. | SHS | 13,806 | $75.7K | <0.1% | +13,806 | New | History |
| PCKPIMCO California Municipal Income Fund II | COM | 12,761 | $75.9K | <0.1% | 00.0% | Unchanged | History |
| DALNDallasNews Corp | COM SER A | 20,000 | $77.8K | <0.1% | +20,000 | New | History |
| PACWPacwest Bancorp | COM | 10,187 | $83.0K | <0.1% | −6,855−40.2% | Reduced | History |
| VCVInvesco California Value Municipal Income Trust | COM | 10,446 | $100.1K | <0.1% | +10,446 | New | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 10,000 | $105.7K | <0.1% | 00.0% | Unchanged | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 10,123 | $118.0K | <0.1% | +36+0.4% | Added | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 12,705 | $135.3K | <0.1% | 00.0% | Unchanged | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 10,267 | $138.3K | <0.1% | 00.0% | Unchanged | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 11,018 | $142.2K | <0.1% | 00.0% | Unchanged | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,615 | $148.3K | <0.1% | 00.0% | Unchanged | History |
| BCSBarclays PLC | ADR | 20,000 | $157.2K | <0.1% | +20,000 | New | History |
| NREFNexPoint Real Estate Finance, Inc. | COM | 10,987 | $171.3K | <0.1% | 00.0% | Unchanged | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 18,611 | $174.2K | <0.1% | 00.0% | Unchanged | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 25,805 | $174.4K | <0.1% | −15−0.1% | Reduced | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 21,826 | $177.7K | <0.1% | −2,161−9.0% | Reduced | History |
| NOVNOV Inc. | COM | 11,139 | $178.7K | <0.1% | −3,290−22.8% | Reduced | History |
| DSLDoubleLine Income Solutions Fund | COM | 15,167 | $180.6K | <0.1% | −20,651−57.7% | Reduced | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,696 | $189.9K | <0.1% | +10,696 | New | – |
| PLUGPlug Power Inc | Stock | 18,275 | $189.9K | <0.1% | +7,676+72.4% | Added | History |
| PFNPIMCO Income Strategy Fund II | COM | 27,395 | $197.5K | <0.1% | −1,314−4.6% | Reduced | History |
| EIXEdison International | Stock | 2,886 | $200.4K | <0.1% | +2,886 | New | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 3,488 | $200.8K | <0.1% | −574−14.1% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,582 | $204.0K | <0.1% | −134−4.9% | Reduced | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 2,232 | $204.9K | <0.1% | +2,232 | New | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 16,798 | $207.1K | <0.1% | 00.0% | Unchanged | History |
| ALGNAlign Technology Inc | COM | 591 | $209.0K | <0.1% | +591 | New | History |
| CTSHCognizant Technology Solutions Corp | CL A | 3,224 | $210.5K | <0.1% | +3,224 | New | History |
| MSIMotorola Solutions, Inc. | Stock | 727 | $213.2K | <0.1% | +727 | New | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 2,628 | $213.3K | <0.1% | −1,192−31.2% | Reduced | – |
| TSNTyson Foods, Inc. | Stock | 4,183 | $213.5K | <0.1% | −16,815−80.1% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 8,146 | $214.6K | <0.1% | −5,707−41.2% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 19,842 | $215.3K | <0.1% | 00.0% | Unchanged | History |
| JOBYJoby Aviation, Inc. | COMMON STOCK | 21,000 | $215.5K | <0.1% | 00.0% | Unchanged | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 629 | $216.3K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46434V647 | GLOBAL REIT ETF | 9,488 | $217.9K | <0.1% | −10,932−53.5% | Reduced | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 18,324 | $223.7K | <0.1% | 00.0% | Unchanged | History |
| Schwab International Equity ETF808524805 | ETF | 6,281 | $223.9K | <0.1% | −1,268−16.8% | Reduced | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 5,469 | $224.5K | <0.1% | −13,113−70.6% | Reduced | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,532 | $225.0K | <0.1% | +1,532 | New | History |
| TRVTravelers Companies, Inc. | Stock | 1,296 | $225.1K | <0.1% | +1,296 | New | History |
| iShares Tr464287515 | EXPANDED TECH | 651 | $225.2K | <0.1% | +651 | New | – |
| CCitigroup Inc | Stock | 4,901 | $225.6K | <0.1% | +4,901 | New | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,393 | $226.3K | <0.1% | 00.0% | Unchanged | – |
| CBChubb Ltd | Stock | 1,180 | $227.2K | <0.1% | +1,180 | New | History |
| EQIXEquinix Inc | COM | 302 | $236.8K | <0.1% | +302 | New | History |
| GPCGenuine Parts Co | Stock | 1,400 | $236.9K | <0.1% | +1,400 | New | History |
| FMCFMC Corp | COM NEW | 2,285 | $238.4K | <0.1% | +351+18.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,797 | $239.7K | <0.1% | 00.0% | Unchanged | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,815 | $240.9K | <0.1% | +41+2.3% | Added | – |
| SHOPShopify Inc. | Stock | 3,745 | $241.9K | <0.1% | +3,745 | New | History |
| ALLAllstate Corp | Stock | 2,227 | $242.8K | <0.1% | −298−11.8% | Reduced | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 20,768 | $243.0K | <0.1% | +27+0.1% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 1,750 | $243.1K | <0.1% | −65−3.6% | Reduced | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 2,226 | $244.5K | <0.1% | +2,226 | New | – |
| iShares S&P 500 Value ETF464287408 | ETF | 1,517 | $244.5K | <0.1% | −1,877−55.3% | Reduced | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,793 | $248.1K | <0.1% | +1,793 | New | – |
| EAElectronic Arts Inc. | COM | 1,918 | $248.8K | <0.1% | +1,918 | New | History |
| OCSLOaktree Specialty Lending Corp | COM | 12,949 | $251.6K | <0.1% | 00.0% | Unchanged | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 15,179 | $251.8K | <0.1% | −810−5.1% | Reduced | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 18,520 | $256.7K | <0.1% | 00.0% | Unchanged | History |
| Nushares ETF Tr67092P508 | NUVEEN ESG MIDVL | 8,706 | $258.0K | <0.1% | +407+4.9% | Added | – |
| SWKSSkyworks Solutions, Inc. | Stock | 2,333 | $258.2K | <0.1% | +239+11.4% | Added | History |
| NUENucor Corp | COM | 1,575 | $258.3K | <0.1% | +1,575 | New | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 2,674 | $258.4K | <0.1% | +2,674 | New | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 544 | $260.5K | <0.1% | 00.0% | Unchanged | History |
| ROPRoper Technologies Inc | Stock | 550 | $264.4K | <0.1% | +550 | New | History |
| JCIJohnson Controls International plc | Stock | 3,889 | $265.0K | <0.1% | +413+11.9% | Added | History |
| TCBKTrico Bancshares | COM | 8,000 | $265.6K | <0.1% | −8,000−50.0% | Reduced | History |
| RBARB Global Inc. | COM | 4,458 | $267.5K | <0.1% | +654+17.2% | Added | History |
| TECHBIO-TECHNE Corp | COM | 3,281 | $267.8K | <0.1% | +3,281 | New | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 2,225 | $270.4K | <0.1% | +2,225 | New | – |
| iShares Global Clean Energy ETF464288224 | ETF | 14,700 | $270.5K | <0.1% | +14,700 | New | – |
| GMGeneral Motors Co | COM | 7,026 | $270.9K | <0.1% | +338+5.1% | Added | History |
| CTOCTO Realty Growth, Inc. | COM | 15,923 | $272.9K | <0.1% | 00.0% | Unchanged | History |
| CMGChipotle Mexican Grill Inc | COM | 128 | $273.8K | <0.1% | +128 | New | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 38,745 | $275.1K | <0.1% | −232−0.6% | Reduced | History |
| DUKDuke Energy CORP | Stock | 3,067 | $275.2K | <0.1% | +611+24.9% | Added | History |
| CARRCarrier Global Corp | Stock | 5,551 | $275.9K | <0.1% | −93−1.6% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 25,614 | $280.0K | <0.1% | 00.0% | Unchanged | History |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 7,179 | $280.2K | <0.1% | +155+2.2% | Added | – |
| MCOMoodys Corp | Stock | 825 | $286.9K | <0.1% | +30+3.8% | Added | History |
| PPGPPG Industries Inc | Stock | 1,936 | $287.1K | <0.1% | −8−0.4% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 1,482 | $287.4K | <0.1% | −1,237−45.5% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 1,532 | $288.1K | <0.1% | +22+1.5% | Added | History |
| TSCOTractor Supply Co | COM | 1,308 | $289.2K | <0.1% | +1,308 | New | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 2,055 | $289.3K | <0.1% | +516+33.5% | Added | – |
| FISVFiserv Inc | Stock | 2,300 | $290.1K | <0.1% | −564−19.7% | Reduced | History |
| HUMHumana Inc | Stock | 649 | $290.2K | <0.1% | +183+39.3% | Added | History |
| GDGeneral Dynamics Corp | Stock | 1,370 | $294.8K | <0.1% | +64+4.9% | Added | History |
| ADSKAutodesk, Inc. | COM | 1,468 | $300.4K | <0.1% | +77+5.5% | Added | History |
Sold out since Q1 2023 (29)
Positions held at the end of Q1 2023 that are gone from this filing.
| Security | Class | Shares in Q1 2023 | Value in Q1 2023 | % of portfolio in Q1 2023 | History |
|---|---|---|---|---|---|
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 28,410 | $876.2K | <0.1% | – |
| First Tr Exchange-Traded FD33733E807 | NAT GAS ETF | 32,604 | $734.2K | <0.1% | – |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 9,857 | $473.7K | <0.1% | – |
| MCHPMicrochip Technology Inc | Stock | 5,206 | $436.2K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 17,746 | $414.9K | <0.1% | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 16,685 | $409.1K | <0.1% | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 9,620 | $359.6K | <0.1% | – |
| AWKAmerican Water Works Company, Inc. | Stock | 2,413 | $353.5K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,549 | $343.7K | <0.1% | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 3,128 | $341.7K | <0.1% | – |
| SPDR Index Shs FDS78463X855 | S&P GBLINF ETF | 5,804 | $316.1K | <0.1% | – |
| First Rep BK San Francisco C33616C100 | COM | 21,806 | $305.1K | <0.1% | – |
| OKEONEOK Inc | COM | 4,071 | $258.7K | <0.1% | History |
| First Tr Exch Traded FD III33740J203 | EQUITY MARKET NE | 12,792 | $257.4K | <0.1% | – |
| DXCMDexcom Inc | COM | 2,157 | $250.6K | <0.1% | History |
| OTISOtis Worldwide Corp | Stock | 2,883 | $243.3K | <0.1% | History |
| USBUS Bancorp DE | COM NEW | 6,601 | $238.0K | <0.1% | History |
| BCEBce Inc | COM NEW | 4,914 | $220.1K | <0.1% | History |
| FISFidelity National Information Services, Inc. | Stock | 3,998 | $217.2K | <0.1% | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 2,170 | $215.3K | <0.1% | – |
| MNSTMonster Beverage Corp | COM | 3,966 | $214.2K | <0.1% | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 3,237 | $212.3K | <0.1% | – |
| CNCCentene Corp | Stock | 3,266 | $206.4K | <0.1% | History |
| PCMPCM Fund, Inc. | COM | 19,854 | $167.2K | <0.1% | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 11,628 | $136.0K | <0.1% | History |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 10,733 | $109.8K | <0.1% | History |
| ONLOrion Properties Inc. | REIT | 16,139 | $108.1K | <0.1% | History |
| CRMDCorMedix Inc. | COM | 16,640 | $68.9K | <0.1% | History |
| REAXReal REMAX Group Inc. | COM NEW | 10,000 | $12.1K | <0.1% | History |