First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 384
- −16 vs. Q2 2022
- Portfolio value
- $2.04B
- −$221.8M (−9.8%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ADPAutomatic Data Processing Inc | Stock | 3,645 | $824.0K | <0.1% | +574+18.7% | Added | History |
| iShares Tr464288802 | ESG OPTIMIZED | 10,920 | $829.0K | <0.1% | +3,140+40.4% | Added | – |
| CATCaterpillar Inc | Stock | 5,231 | $858.0K | <0.1% | +102+2.0% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 21,471 | $878.0K | <0.1% | +2,008+10.3% | Added | – |
| VZVerizon Communications Inc | Stock | 23,491 | $892.0K | <0.1% | −954−3.9% | Reduced | History |
| MDLZMondelez International, Inc. | Stock | 16,281 | $893.0K | <0.1% | +1,997+14.0% | Added | History |
| TGTTarget Corp | Stock | 6,025 | $894.0K | <0.1% | +1,146+23.5% | Added | History |
| AMGNAmgen Inc | Stock | 4,080 | $920.0K | <0.1% | +9+0.2% | Added | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 9,668 | $928.0K | <0.1% | +9,668 | New | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 10,742 | $937.0K | <0.1% | −3,994−27.1% | Reduced | – |
| Liberty Media Acquisition Corp53073L104 | COM SR A | 95,000 | $944.0K | <0.1% | 00.0% | Unchanged | – |
| LRCXLam Research Corp | COM | 2,587 | $947.0K | <0.1% | +685+36.0% | Added | History |
| UNPUnion Pacific Corp | Stock | 4,977 | $970.0K | <0.1% | +586+13.3% | Added | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 105,379 | $970.0K | <0.1% | −22,823−17.8% | Reduced | History |
| NACNuveen California Quality Municipal Income Fund | COM | 90,744 | $995.0K | <0.1% | +24,728+37.5% | Added | History |
| XELXcel Energy Inc | Stock | 15,692 | $1.00M | <0.1% | +552+3.6% | Added | History |
| SPDR Index Shs FDS78463X855 | S&P GBLINF ETF | 21,463 | $1.02M | 0.1% | −34,230−61.5% | Reduced | – |
| NKENIKE, Inc. | Stock | 12,474 | $1.04M | 0.1% | −4,468−26.4% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 4,732 | $1.04M | 0.1% | +2,341+97.9% | Added | – |
| STWDStarwood Property Trust, Inc. | COM | 57,174 | $1.04M | 0.1% | +1,655+3.0% | Added | History |
| NXRTNexPoint Residential Trust, Inc. | COM | 23,386 | $1.08M | 0.1% | +25+0.1% | Added | History |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 30,202 | $1.08M | 0.1% | 00.0% | Unchanged | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 5,161 | $1.09M | 0.1% | 00.0% | Unchanged | – |
| BABoeing Co | Stock | 9,029 | $1.09M | 0.1% | −2,459−21.4% | Reduced | History |
| DEODiageo PLC | SPON ADR NEW | 6,736 | $1.14M | 0.1% | −585−8.0% | Reduced | History |
| DSLDoubleLine Income Solutions Fund | COM | 106,490 | $1.15M | 0.1% | −28,338−21.0% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 8,085 | $1.16M | 0.1% | −11,060−57.8% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 15,392 | $1.17M | 0.1% | −27,874−64.4% | Reduced | – |
| WMTWalmart Inc. | Stock | 9,090 | $1.18M | 0.1% | −968−9.6% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 21,118 | $1.18M | 0.1% | +7,587+56.1% | Added | – |
| PNCPNC Financial Services Group, Inc. | Stock | 7,975 | $1.19M | 0.1% | +4,033+102.3% | Added | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 34,276 | $1.22M | 0.1% | +29,002+549.9% | Added | History |
| ROKRockwell Automation, Inc | Stock | 5,845 | $1.26M | 0.1% | −831−12.4% | Reduced | History |
| CNICanadian National Railway Co | Stock | 11,827 | $1.28M | 0.1% | +492+4.3% | Added | History |
| ABTAbbott Laboratories | Stock | 13,289 | $1.29M | 0.1% | +248+1.9% | Added | History |
| LLYEli Lilly & Co | Stock | 4,016 | $1.30M | 0.1% | +81+2.1% | Added | History |
| MLMMartin Marietta Materials Inc | COM | 4,136 | $1.33M | 0.1% | +1,527+58.5% | Added | History |
| NEENextera Energy Inc | Stock | 17,221 | $1.35M | 0.1% | +1,212+7.6% | Added | History |
| LMTLockheed Martin Corp | Stock | 3,645 | $1.41M | 0.1% | +217+6.3% | Added | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 104,134 | $1.41M | 0.1% | −4,627−4.3% | Reduced | History |
| BF.BBrown Forman Corp | Stock | 21,675 | $1.44M | 0.1% | +100+0.5% | Added | History |
| DOWDow Inc. | Stock | 33,083 | $1.45M | 0.1% | −408−1.2% | Reduced | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 9,183 | $1.48M | 0.1% | 00.0% | Unchanged | – |
| FISFidelity National Information Services, Inc. | Stock | 19,870 | $1.50M | 0.1% | −36,139−64.5% | Reduced | History |
| iShares Tr46434V282 | U S EQUITY FACTR | 41,831 | $1.51M | 0.1% | +1,700+4.2% | Added | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 15,444 | $1.53M | 0.1% | −3,162−17.0% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 10,071 | $1.56M | 0.1% | −17,549−63.5% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 11,804 | $1.58M | 0.1% | +206+1.8% | Added | History |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 65,004 | $1.60M | 0.1% | +539+0.8% | Added | – |
| IDXXIDEXX Laboratories Inc | COM | 4,940 | $1.61M | 0.1% | +975+24.6% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 8,982 | $1.61M | 0.1% | +66+0.7% | Added | – |
| KOCoca Cola Co | Stock | 28,983 | $1.62M | 0.1% | −357−1.2% | Reduced | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 1,408 | $1.65M | 0.1% | +18+1.3% | Added | – |
| DDDuPont de Nemours, Inc. | COM | 32,954 | $1.66M | 0.1% | −150.0% | Reduced | History |
| LEN.BLennar Corp | CL B | 28,334 | $1.69M | 0.1% | −233,644−89.2% | Reduced | History |
| CTOCTO Realty Growth, Inc. | COM | 91,921 | $1.72M | 0.1% | 00.0% | UnchangedConverted for a 3-for-1 split | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 46,062 | $1.73M | 0.1% | +4,145+9.9% | Added | – |
| ISRGIntuitive Surgical Inc | COM NEW | 9,321 | $1.75M | 0.1% | −2,263−19.5% | Reduced | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 26,822 | $1.84M | 0.1% | −25,176−48.4% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 4,882 | $1.84M | 0.1% | +104+2.2% | Added | History |
| FTNTFortinet, Inc. | Stock | 37,532 | $1.84M | 0.1% | −16,383−30.4% | Reduced | History |
| HONHoneywell International Inc | COM | 11,077 | $1.85M | 0.1% | +1,196+12.1% | Added | History |
| KMXCarMax Inc | COM | 28,623 | $1.89M | 0.1% | −16,280−36.3% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 23,464 | $1.91M | 0.1% | +20,058+588.9% | Added | – |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 147,371 | $1.94M | 0.1% | +2,898+2.0% | Added | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 62,189 | $1.95M | 0.1% | +18,536+42.5% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 49,807 | $1.99M | 0.1% | −364−0.7% | Reduced | History |
| BEBloom Energy Corp | COM CL A | 103,144 | $2.06M | 0.1% | +1,080+1.1% | Added | History |
| LULUlululemon athletica inc. | Stock | 7,738 | $2.16M | 0.1% | +917+13.4% | Added | History |
| ADIAnalog Devices Inc | Stock | 15,541 | $2.17M | 0.1% | +5,707+58.0% | Added | History |
| Flexshares Tr33939L860 | QUALT DIVD IDX | 46,248 | $2.19M | 0.1% | 00.0% | Unchanged | – |
| CMCTCreative Media & Community Trust Corp | COM NEW | 342,280 | $2.19M | 0.1% | +87,211+34.2% | Added | History |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 52,294 | $2.21M | 0.1% | +18,027+52.6% | Added | – |
| ELEstee Lauder Companies Inc | CL A | 10,267 | $2.22M | 0.1% | +216+2.1% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 8,764 | $2.34M | 0.1% | +244+2.9% | Added | – |
| ATVIActivision Blizzard, Inc. | COM | 32,226 | $2.40M | 0.1% | +3,327+11.5% | Added | History |
| SPGIS&P Global Inc. | Stock | 8,041 | $2.46M | 0.1% | −1,491−15.6% | Reduced | History |
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 147,192 | $2.46M | 0.1% | +3,201+2.2% | Added | – |
| PEPPepsiCo Inc | Stock | 15,477 | $2.53M | 0.1% | −1,528−9.0% | Reduced | History |
| INTUIntuit Inc. | Stock | 6,643 | $2.57M | 0.1% | +97+1.5% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 61,057 | $2.59M | 0.1% | +411+0.7% | Added | – |
| ACNAccenture plc | Stock | 10,132 | $2.61M | 0.1% | +5,704+128.8% | Added | History |
| ETF Ser Solutions26922A628 | POINT BRIDGE GOP | 77,000 | $2.64M | 0.1% | 00.0% | Unchanged | – |
| ADBEAdobe Inc. | Stock | 9,640 | $2.65M | 0.1% | +124+1.3% | Added | History |
| CTASCintas Corp | Stock | 7,033 | $2.73M | 0.1% | +585+9.1% | Added | History |
| TLFTandy Leather Factory Inc | COM | 780,383 | $2.83M | 0.1% | +780,383 | New | History |
| PGProcter & Gamble Co | Stock | 22,505 | $2.84M | 0.1% | −2,042−8.3% | Reduced | History |
| BKNGBooking Holdings Inc. | Stock | 1,733 | $2.85M | 0.1% | −1,313−43.1% | Reduced | History |
| RTXRTX Corp | Stock | 35,438 | $2.90M | 0.1% | +10,837+44.1% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 15,555 | $2.92M | 0.1% | −1,668−9.7% | Reduced | – |
| SBUXStarbucks Corp | Stock | 34,795 | $2.93M | 0.1% | −23,614−40.4% | Reduced | History |
| MOAltria Group, Inc. | Stock | 76,794 | $3.10M | 0.2% | −73,353−48.9% | Reduced | History |
| KEYSKeysight Technologies, Inc. | Stock | 19,713 | $3.10M | 0.2% | +246+1.3% | Added | History |
| MRKMerck & Co., Inc. | Stock | 36,762 | $3.17M | 0.2% | +5,468+17.5% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 38,425 | $3.35M | 0.2% | +5,004+15.0% | Added | History |
| WBSWebster Financial Corp | COM | 75,267 | $3.40M | 0.2% | −77−0.1% | Reduced | History |
| MCDMcDonalds Corp | Stock | 14,834 | $3.42M | 0.2% | +2,554+20.8% | Added | History |
| PDIPIMCO Dynamic Income Fund | SHS | 178,840 | $3.47M | 0.2% | −35,321−16.5% | Reduced | History |
| SPHRSphere Entertainment Co. | CL A | 79,052 | $3.49M | 0.2% | −9,513−10.7% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 8,310 | $3.69M | 0.2% | +1,314+18.8% | Added | History |
Sold out since Q2 2022 (44)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| HEI.AHeico Corp | CL A | 17,463 | $1.84M | 0.1% | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 45,651 | $912.0K | <0.1% | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 34,630 | $906.0K | <0.1% | – |
| iShares Tr464288521 | CRE U S REIT ETF | 14,906 | $796.0K | <0.1% | – |
| CCEPCoca-Cola Europacific Partners plc | SHS | 15,021 | $775.0K | <0.1% | History |
| AERAerCap Holdings N.V. | SHS | 15,856 | $649.0K | <0.1% | History |
| LKQLKQ Corp | COM | 13,003 | $638.0K | <0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 6,032 | $559.0K | <0.1% | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 9,110 | $528.0K | <0.1% | – |
| SHOPShopify Inc. | Stock | 16,847 | $526.0K | <0.1% | History |
| SGOLabrdn Gold ETF Trust | ETF | 28,850 | $500.0K | <0.1% | History |
| DLTRDollar Tree, Inc. | COM | 2,941 | $458.0K | <0.1% | History |
| VRSNVerisign Inc | COM | 2,729 | $457.0K | <0.1% | History |
| TTDTrade Desk, Inc. | Stock | 10,447 | $438.0K | <0.1% | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 20,550 | $391.0K | <0.1% | History |
| VRSKVerisk Analytics, Inc. | COM | 2,235 | $387.0K | <0.1% | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 7,500 | $376.0K | <0.1% | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 10,444 | $354.0K | <0.1% | – |
| VMCVulcan Materials CO | COM | 2,304 | $327.0K | <0.1% | History |
| Flexshares Tr33939L837 | INTL QLTDV IDX | 15,620 | $319.0K | <0.1% | – |
| LBRDKLiberty Broadband Corp | COM SER C | 2,759 | $319.0K | <0.1% | History |
| MTNVail Resorts Inc | COM | 1,448 | $316.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 9,368 | $307.0K | <0.1% | – |
| RHIRobert Half Inc. | COM | 4,080 | $306.0K | <0.1% | History |
| MTCHMatch Group, Inc. | COM | 4,349 | $303.0K | <0.1% | History |
| CMICummins Inc | Stock | 1,508 | $292.0K | <0.1% | History |
| PODDInsulet Corp | Stock | 1,181 | $257.0K | <0.1% | History |
| NICENICE Ltd. | SPONSORED ADR | 1,338 | $257.0K | <0.1% | History |
| CCitigroup Inc | Stock | 5,507 | $253.0K | <0.1% | History |
| OMCLOmnicell, Inc. | COM | 2,224 | $253.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 533 | $250.0K | <0.1% | History |
| IONSIonis Pharmaceuticals Inc | COM | 6,412 | $237.0K | <0.1% | History |
| NVSTEnvista Holdings Corp | COM | 6,111 | $236.0K | <0.1% | History |
| AWIArmstrong World Industries Inc | COM | 3,138 | $235.0K | <0.1% | History |
| CTSHCognizant Technology Solutions Corp | CL A | 3,484 | $235.0K | <0.1% | History |
| FASTFastenal Co | Stock | 4,430 | $221.0K | <0.1% | History |
| TRVTravelers Companies, Inc. | Stock | 1,291 | $218.0K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 4,087 | $216.0K | <0.1% | History |
| EAElectronic Arts Inc. | COM | 1,778 | $216.0K | <0.1% | History |
| EBAYeBay Inc | COM | 4,990 | $208.0K | <0.1% | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 3,305 | $206.0K | <0.1% | – |
| STAGSTAG Industrial, Inc. | COM | 6,558 | $203.0K | <0.1% | History |
| BLWBlackRock Ltd Duration Income Trust | COM SHS | 13,483 | $171.0K | <0.1% | History |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $100.0K | <0.1% | – |