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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
384
−16 vs. Q2 2022
Portfolio value
$2.04B
−$221.8M (−9.8%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of First Foundation Advisors in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Ftse Developed Markets ETF921943858ETF8,755$318.0K<0.1%−749−7.9%Reduced–
Flexshares Tr33939L506IBOXX 3R TARGT13,590$318.0K<0.1%+13,590New–
MCKMcKesson CorpStock941$320.0K<0.1%−6−0.6%ReducedHistory
PLDPrologis, Inc.REIT3,191$324.0K<0.1%−746−18.9%ReducedHistory
Dimensional ETF Trust25434V724US MKTWIDE VALUE11,035$327.0K<0.1%+39+0.4%Added–
SWAVShockwave Medical, Inc.COM1,176$327.0K<0.1%+12+1.0%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV2,950$329.0K<0.1%+550+22.9%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,450$331.0K<0.1%−1,499−25.2%Reduced–
AWKAmerican Water Works Company, Inc.Stock2,583$336.0K<0.1%−38−1.4%ReducedHistory
USBUS Bancorp DECOM NEW8,416$339.0K<0.1%+2,205+35.5%AddedHistory
iShares S&P 500 Growth ETF464287309ETF5,904$342.0K<0.1%+1,404+31.2%Added–
VanEck ETF Trust92189F387SHRT HGH YLD MUN15,858$345.0K<0.1%+4,215+36.2%Added–
APDAir Products & Chemicals, Inc.Stock1,496$348.0K<0.1%+1,496NewHistory
Schwab International Equity ETF808524805ETF12,431$350.0K<0.1%−33,258−72.8%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF16,026$356.0K<0.1%00.0%Unchanged–
TSITCW Strategic Income Fund IncCOM76,123$359.0K<0.1%−130,983−63.2%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF10,098$364.0K<0.1%00.0%Unchanged–
LAZRQLuminar Technologies, Inc.COM CL A50,208$366.0K<0.1%+36,908+277.5%AddedHistory
MMM3M CoStock3,320$367.0K<0.1%+243+7.9%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF7,344$369.0K<0.1%+7,344New–
VCVInvesco California Value Municipal Income TrustCOM41,446$373.0K<0.1%00.0%UnchangedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS22,846$375.0K<0.1%−2,500−9.9%ReducedHistory
PCARPaccar IncCOM4,487$376.0K<0.1%+74+1.7%AddedHistory
RSGRepublic Services, Inc.COM2,781$378.0K<0.1%−110−3.8%ReducedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,898$380.0K<0.1%−1,568−45.2%ReducedHistory
EFSCEnterprise Financial Services CorpCOM8,730$384.0K<0.1%00.0%UnchangedHistory
iShares Select Dividend ETF464287168ETF3,599$386.0K<0.1%+282+8.5%Added–
TAT&T Inc.Stock25,643$393.0K<0.1%−1,751−6.4%ReducedHistory
PACWPacwest BancorpCOM17,444$394.0K<0.1%+176+1.0%AddedHistory
NVSNovartis AGADR5,200$395.0K<0.1%−1,108−17.6%ReducedHistory
SNPSSynopsys IncCOM1,314$401.0K<0.1%−5−0.4%ReducedHistory
CCICrown Castle Inc.REIT2,834$410.0K<0.1%−4,887−63.3%ReducedHistory
CMECME Group Inc.COM2,320$411.0K<0.1%−810−25.9%ReducedHistory
GSGoldman Sachs Group IncStock1,438$421.0K<0.1%−1−0.1%ReducedHistory
MSMorgan StanleyStock5,361$424.0K<0.1%+1,424+36.2%AddedHistory
GISGeneral Mills IncStock5,687$436.0K<0.1%+192+3.5%AddedHistory
iShares S&P 500 Value ETF464287408ETF3,394$436.0K<0.1%+1,598+89.0%Added–
AMXAmerica Movil SAB de CVSPON ADR L SHS27,019$445.0K<0.1%−100−0.4%ReducedHistory
Schwab Emerging Markets Equity ETF808524706ETF20,254$454.0K<0.1%−39,448−66.1%Reduced–
ROICRetail Opportunity Investments CorpCOM33,081$455.0K<0.1%+10,366+45.6%AddedHistory
EMREmerson Electric CoStock6,246$457.0K<0.1%−941−13.1%ReducedHistory
FEFirstenergy CorpCOM12,565$465.0K<0.1%+63+0.5%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,288$468.0K<0.1%−28−0.8%Reduced–
iShares Tr464288570ESG MSCI KLD ETF7,037$471.0K<0.1%00.0%Unchanged–
EPDEnterprise Products Partners L.P.Stock19,892$473.0K<0.1%−3,102−13.5%ReducedHistory
CTVACorteva, Inc.Stock8,294$474.0K<0.1%−5,736−40.9%ReducedHistory
COPConocoPhillipsStock4,635$474.0K<0.1%+961+26.2%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF4,108$488.0K<0.1%00.0%Unchanged–
SYYSysco CorpStock6,983$494.0K<0.1%−8,704−55.5%ReducedHistory
ZTSZoetis Inc.Stock3,422$507.0K<0.1%−112−3.2%ReducedHistory
ELSEquity Lifestyle Properties IncCOM8,115$510.0K<0.1%+111+1.4%AddedHistory
WMWaste Management IncStock3,218$516.0K<0.1%−2,740−46.0%ReducedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW41,167$517.0K<0.1%+36+0.1%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,931$520.0K<0.1%−6,157−32.3%Reduced–
Liberty Media Acquisition Corp53073L203UNIT 01/22/202652,211$520.0K<0.1%+140+0.3%Added–
LHLabcorp Holdings Inc.COM NEW2,557$524.0K<0.1%+2,557NewHistory
Vanguard Ftse Emerging Markets ETF922042858ETF14,875$543.0K<0.1%+12+0.1%Added–
Vanguard Morningstar Growth ETF922908736ETF2,552$546.0K<0.1%−51−2.0%Reduced–
WFCWells Fargo & CompanyStock13,809$555.0K<0.1%+825+6.4%AddedHistory
YUMYum Brands IncStock5,228$556.0K<0.1%+467+9.8%AddedHistory
BNYBank of New York Mellon CorpStock14,519$559.0K<0.1%+78+0.5%AddedHistory
Flexshares Tr33939L795STOXX GLOBR INF12,540$573.0K<0.1%+1,815+16.9%Added–
NOCNorthrop Grumman CorpStock1,236$581.0K<0.1%+319+34.8%AddedHistory
AXPAmerican Express CoStock4,315$582.0K<0.1%−165−3.7%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT4,592$584.0K<0.1%+873+23.5%Added–
NFLXNetflix IncStock2,487$586.0K<0.1%−4,435−64.1%ReducedHistory
BMYBristol Myers Squibb CoStock8,367$595.0K<0.1%−1,896−18.5%ReducedHistory
Vanguard Total World Stock ETF922042742ETF7,604$600.0K<0.1%00.0%Unchanged–
CICigna GroupStock2,199$610.0K<0.1%+28+1.3%AddedHistory
DDominion Energy, IncStock8,847$611.0K<0.1%+12+0.1%AddedHistory
PSAPublic StorageCOM2,085$611.0K<0.1%+116+5.9%AddedHistory
GOFGuggenheim Strategic Opportunities FundCOM SBI40,206$618.0K<0.1%+1,311+3.4%AddedHistory
ProShares Tr74347G705ULTRA ENERGY20,284$620.0K<0.1%+20,284New–
AMTAmerican Tower CorpREIT2,940$631.0K<0.1%+387+15.2%AddedHistory
DEDeere & CoStock1,899$634.0K<0.1%+533+39.0%AddedHistory
iShares Russell 1000 Value ETF464287598ETF4,672$635.0K<0.1%−210−4.3%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP17,362$635.0K<0.1%−6,220−26.4%Reduced–
iShares Tr46429B366CMBS ETF14,089$646.0K<0.1%−18,338−56.6%Reduced–
iShares Tr464288885EAFE GRWTH ETF8,939$649.0K<0.1%+754+9.2%Added–
CMCSAComcast CorpStock22,421$658.0K<0.1%+1,934+9.4%AddedHistory
SHWSherwin Williams CoCOM3,276$671.0K<0.1%−11−0.3%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY6,748$677.0K<0.1%+6,748New–
SRESempraStock4,589$688.0K<0.1%+236+5.4%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF19,800$691.0K<0.1%+8,131+69.7%Added–
iShares Tr46434V647GLOBAL REIT ETF32,684$695.0K<0.1%−7,128−17.9%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF15,451$697.0K<0.1%−23,349−60.2%Reduced–
HCAHCA Healthcare, Inc.COM3,823$703.0K<0.1%+3,823NewHistory
PYPLPayPal Holdings, Inc.Stock8,315$716.0K<0.1%−799−8.8%ReducedHistory
CMPCompass Minerals International IncStock18,764$722.0K<0.1%−7,262−27.9%ReducedHistory
NCANuveen California Municipal Value FundCOM STK88,698$732.0K<0.1%+3,000+3.5%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF24,654$748.0K<0.1%−1,570−6.0%Reduced–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN21,369$749.0K<0.1%00.0%UnchangedHistory
iShares Tr464288273EAFE SML CP ETF15,517$757.0K<0.1%−1,000−6.1%Reduced–
INTCIntel CorpStock30,012$773.0K<0.1%−1,548−4.9%ReducedHistory
ORCLOracle CorpStock12,986$793.0K<0.1%+179+1.4%AddedHistory
IBMInternational Business Machines CorpStock6,691$795.0K<0.1%−33−0.5%ReducedHistory
PSXPhillips 66Stock9,881$798.0K<0.1%+9,881NewHistory
FISVFiserv IncStock8,694$813.0K<0.1%−18,222−67.7%ReducedHistory
BACBank of America CorpStock27,054$817.0K<0.1%+3,681+15.7%AddedHistory
TMOThermo Fisher Scientific Inc.Stock1,622$823.0K<0.1%−59−3.5%ReducedHistory

Sold out since Q2 2022 (44)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
HEI.AHeico CorpCL A17,463$1.84M0.1%History
Pershing Square Tontine Hldg71531R109COM CL A45,651$912.0K<0.1%–
ProShares Tr74347G739ULTSHRT QQQ34,630$906.0K<0.1%–
iShares Tr464288521CRE U S REIT ETF14,906$796.0K<0.1%–
CCEPCoca-Cola Europacific Partners plcSHS15,021$775.0K<0.1%History
AERAerCap Holdings N.V.SHS15,856$649.0K<0.1%History
LKQLKQ CorpCOM13,003$638.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock6,032$559.0K<0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF9,110$528.0K<0.1%–
SHOPShopify Inc.Stock16,847$526.0K<0.1%History
SGOLabrdn Gold ETF TrustETF28,850$500.0K<0.1%History
DLTRDollar Tree, Inc.COM2,941$458.0K<0.1%History
VRSNVerisign IncCOM2,729$457.0K<0.1%History
TTDTrade Desk, Inc.Stock10,447$438.0K<0.1%History
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM20,550$391.0K<0.1%History
VRSKVerisk Analytics, Inc.COM2,235$387.0K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX7,500$376.0K<0.1%–
iShares Tr464287341GLOBAL ENERG ETF10,444$354.0K<0.1%–
VMCVulcan Materials COCOM2,304$327.0K<0.1%History
Flexshares Tr33939L837INTL QLTDV IDX15,620$319.0K<0.1%–
LBRDKLiberty Broadband CorpCOM SER C2,759$319.0K<0.1%History
MTNVail Resorts IncCOM1,448$316.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP9,368$307.0K<0.1%–
RHIRobert Half Inc.COM4,080$306.0K<0.1%History
MTCHMatch Group, Inc.COM4,349$303.0K<0.1%History
CMICummins IncStock1,508$292.0K<0.1%History
PODDInsulet CorpStock1,181$257.0K<0.1%History
NICENICE Ltd.SPONSORED ADR1,338$257.0K<0.1%History
CCitigroup IncStock5,507$253.0K<0.1%History
OMCLOmnicell, Inc.COM2,224$253.0K<0.1%History
CHTRCharter Communications, Inc.CL A533$250.0K<0.1%History
IONSIonis Pharmaceuticals IncCOM6,412$237.0K<0.1%History
NVSTEnvista Holdings CorpCOM6,111$236.0K<0.1%History
AWIArmstrong World Industries IncCOM3,138$235.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A3,484$235.0K<0.1%History
FASTFastenal CoStock4,430$221.0K<0.1%History
TRVTravelers Companies, Inc.Stock1,291$218.0K<0.1%History
FAFFirst American Financial CorpStock4,087$216.0K<0.1%History
EAElectronic Arts Inc.COM1,778$216.0K<0.1%History
EBAYeBay IncCOM4,990$208.0K<0.1%History
Schwab U.S. Large-Cap Value ETF808524409ETF3,305$206.0K<0.1%–
STAGSTAG Industrial, Inc.COM6,558$203.0K<0.1%History
BLWBlackRock Ltd Duration Income TrustCOM SHS13,483$171.0K<0.1%History
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/2–$100.0K<0.1%–