First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 384
- −16 vs. Q2 2022
- Portfolio value
- $2.04B
- −$221.8M (−9.8%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| OXSQOxford Square Capital Corp. | COM | 10,126 | $30.0K | <0.1% | 00.0% | Unchanged | History |
| TRXTRX GOLD Corp | COM | 117,371 | $46.0K | <0.1% | 00.0% | Unchanged | History |
| CRMDCorMedix Inc. | COM | 16,640 | $47.0K | <0.1% | +16,640 | New | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 11,392 | $48.0K | <0.1% | 00.0% | Unchanged | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 15,000 | $49.0K | <0.1% | 00.0% | Unchanged | History |
| DCDakota Gold Corp. | COM | 17,010 | $52.0K | <0.1% | +17,010 | New | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 10,000 | $53.0K | <0.1% | 00.0% | Unchanged | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 16,625 | $60.0K | <0.1% | 00.0% | Unchanged | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 10,703 | $70.0K | <0.1% | +121+1.1% | Added | – |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 21,545 | $71.0K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 15,300 | $78.0K | <0.1% | −10,300−40.2% | Reduced | History |
| MTTRMatterport, Inc. | COM CL A | 20,876 | $79.0K | <0.1% | +20,876 | New | History |
| MFAMfa Financial, Inc. | COM | 11,563 | $90.0K | <0.1% | −45−0.4% | Reduced | History |
| JOBYJoby Aviation, Inc. | COMMON STOCK | 21,000 | $91.0K | <0.1% | −800−3.7% | Reduced | History |
| PCKPIMCO California Municipal Income Fund II | COM | 15,622 | $100.0K | <0.1% | 00.0% | Unchanged | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 10,000 | $103.0K | <0.1% | 00.0% | Unchanged | History |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 10,733 | $103.0K | <0.1% | 00.0% | Unchanged | History |
| GTGoodyear Tire & Rubber Co | COM | 11,180 | $113.0K | <0.1% | +1,018+10.0% | Added | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 11,206 | $129.0K | <0.1% | −5,410−32.6% | Reduced | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 10,267 | $129.0K | <0.1% | +10,267 | New | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 11,018 | $138.0K | <0.1% | +11,018 | New | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,615 | $139.0K | <0.1% | +14,615 | New | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 12,441 | $141.0K | <0.1% | −757−5.7% | Reduced | History |
| DBLDoubleLine Opportunistic Credit Fund | COM | 10,397 | $150.0K | <0.1% | −41,966−80.1% | Reduced | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 25,805 | $152.0K | <0.1% | −128−0.5% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 14,328 | $158.0K | <0.1% | −1,000−6.5% | Reduced | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 18,611 | $171.0K | <0.1% | −4,883−20.8% | Reduced | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 18,188 | $191.0K | <0.1% | 00.0% | Unchanged | History |
| BRCCBRC Inc. | COM CL A | 25,000 | $193.0K | <0.1% | 00.0% | Unchanged | History |
| ONLOrion Properties Inc. | REIT | 22,386 | $196.0K | <0.1% | −7,521−25.1% | Reduced | History |
| PFNPIMCO Income Strategy Fund II | COM | 28,476 | $197.0K | <0.1% | +1,554+5.8% | Added | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 16,798 | $198.0K | <0.1% | 00.0% | Unchanged | History |
| ASMLASML Holding NV | ADR | 491 | $204.0K | <0.1% | +49+11.1% | Added | History |
| BCEBce Inc | COM NEW | 4,871 | $204.0K | <0.1% | +35+0.7% | Added | History |
| OTISOtis Worldwide Corp | Stock | 3,210 | $205.0K | <0.1% | −6,660−67.5% | Reduced | History |
| OKEONEOK Inc | COM | 4,007 | $205.0K | <0.1% | −423−9.5% | Reduced | History |
| CVBFCVB Financial Corp | COM | 8,123 | $206.0K | <0.1% | +31+0.4% | Added | History |
| DUKDuke Energy CORP | Stock | 2,228 | $207.0K | <0.1% | −532−19.3% | Reduced | History |
| PPGPPG Industries Inc | Stock | 1,875 | $208.0K | <0.1% | +1,875 | New | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 729 | $209.0K | <0.1% | 00.0% | Unchanged | History |
| DXCMDexcom Inc | COM | 2,609 | $210.0K | <0.1% | +2,609 | New | History |
| GMGeneral Motors Co | COM | 6,586 | $211.0K | <0.1% | −62−0.9% | Reduced | History |
| DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc | SHS | 11,143 | $212.0K | <0.1% | −270−2.4% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 19,842 | $213.0K | <0.1% | 00.0% | Unchanged | History |
| VEEVVeeva Systems Inc | Stock | 1,291 | $213.0K | <0.1% | +1,291 | New | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 1,667 | $215.0K | <0.1% | 00.0% | Unchanged | – |
| RBARB Global Inc. | COM | 3,449 | $215.0K | <0.1% | +3,449 | New | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 3,275 | $218.0K | <0.1% | +3,275 | New | – |
| ODFLOld Dominion Freight Line, Inc. | COM | 891 | $222.0K | <0.1% | −502−36.0% | Reduced | History |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 3,951 | $222.0K | <0.1% | +3,951 | New | – |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 27,463 | $222.0K | <0.1% | 00.0% | Unchanged | History |
| LNTAlliant Energy Corp | Stock | 4,214 | $223.0K | <0.1% | +462+12.3% | Added | History |
| DGDollar General Corp | COM | 928 | $223.0K | <0.1% | −91−8.9% | Reduced | History |
| SHELShell plc | ADR | 4,502 | $224.0K | <0.1% | +4,502 | New | History |
| WMBWilliams Companies, Inc. | COM | 7,881 | $226.0K | <0.1% | +7,881 | New | History |
| CNCCentene Corp | Stock | 2,925 | $228.0K | <0.1% | +242+9.0% | Added | History |
| CARRCarrier Global Corp | Stock | 6,498 | $231.0K | <0.1% | −98−1.5% | Reduced | History |
| ADSKAutodesk, Inc. | COM | 1,235 | $231.0K | <0.1% | −22−1.8% | Reduced | History |
| GBCIGlacier Bancorp, Inc. | COM | 4,732 | $232.0K | <0.1% | −2,055−30.3% | Reduced | History |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 2,908 | $232.0K | <0.1% | 00.0% | Unchanged | History |
| AALAmerican Airlines Group Inc. | Stock | 19,395 | $234.0K | <0.1% | −82−0.4% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,742 | $235.0K | <0.1% | −524−23.1% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 6,027 | $236.0K | <0.1% | +230+4.0% | Added | – |
| GDGeneral Dynamics Corp | Stock | 1,115 | $237.0K | <0.1% | −111−9.1% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 2,114 | $238.0K | <0.1% | +629+42.4% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 5,380 | $239.0K | <0.1% | −901−14.3% | Reduced | – |
| NOVNOV Inc. | COM | 14,767 | $239.0K | <0.1% | +1,768+13.6% | Added | History |
| PCMPCM Fund, Inc. | COM | 29,930 | $239.0K | <0.1% | −947−3.1% | Reduced | History |
| GEGeneral Electric Co | Stock | 3,888 | $241.0K | <0.1% | −33−0.8% | Reduced | History |
| PAYXPaychex Inc | Stock | 2,162 | $243.0K | <0.1% | −243−10.1% | Reduced | History |
| SYKStryker Corp | Stock | 1,214 | $246.0K | <0.1% | +1,214 | New | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,196 | $247.0K | <0.1% | +10.0% | Added | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 5,306 | $253.0K | <0.1% | +145+2.8% | Added | – |
| OCSLOaktree Specialty Lending Corp | COM | 42,904 | $257.0K | <0.1% | −10.0% | Reduced | History |
| LYFTLyft, Inc. | CL A COM | 19,757 | $260.0K | <0.1% | −23,838−54.7% | Reduced | History |
| APTVAptiv PLC | SHS | 3,328 | $260.0K | <0.1% | −131−3.8% | Reduced | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 24,177 | $266.0K | <0.1% | 00.0% | Unchanged | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 18,520 | $268.0K | <0.1% | 00.0% | Unchanged | History |
| TFCTruist Financial Corp | COM | 6,245 | $272.0K | <0.1% | −242−3.7% | Reduced | History |
| FFord Motor Co | Stock | 24,554 | $275.0K | <0.1% | +967+4.1% | Added | History |
| iShares Tr464288851 | US OIL GS EX ETF | 3,323 | $277.0K | <0.1% | −231−6.5% | Reduced | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,350 | $279.0K | <0.1% | +1,350 | New | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 26,314 | $279.0K | <0.1% | −230−0.9% | Reduced | History |
| VMRKVivmark Residential | SH BEN INT | 4,160 | $280.0K | <0.1% | +123+3.0% | Added | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 24,045 | $281.0K | <0.1% | −766−3.1% | Reduced | History |
| RBLXRoblox Corp | Stock | 7,858 | $282.0K | <0.1% | −5,338−40.5% | Reduced | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 40,201 | $284.0K | <0.1% | +28+0.1% | Added | History |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 3,128 | $290.0K | <0.1% | 00.0% | Unchanged | – |
| NVONovo Nordisk A S | ADR | 2,922 | $291.0K | <0.1% | +859+41.6% | Added | History |
| RLIRli Corp | COM | 2,838 | $291.0K | <0.1% | +44+1.6% | Added | History |
| ECLEcolab Inc. | Stock | 2,033 | $294.0K | <0.1% | +25+1.2% | Added | History |
| NSCNorfolk Southern Corp | Stock | 1,431 | $300.0K | <0.1% | −12−0.8% | Reduced | History |
| GWWW.W. Grainger, Inc. | Stock | 618 | $302.0K | <0.1% | −800−56.4% | Reduced | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 26,518 | $306.0K | <0.1% | −900−3.3% | Reduced | History |
| NLYAnnaly Capital Management Inc | REIT | 17,978 | $309.0K | <0.1% | +2,579+16.7% | AddedConverted for a 1-for-4 split | History |
| MCHPMicrochip Technology Inc | Stock | 5,063 | $309.0K | <0.1% | +392+8.4% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 2,083 | $311.0K | <0.1% | +2,083 | New | History |
| First Rep BK San Francisco C33616C100 | COM | 2,395 | $313.0K | <0.1% | −18−0.7% | Reduced | – |
| ETNEaton Corp plc | Stock | 2,352 | $314.0K | <0.1% | +516+28.1% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 4,373 | $315.0K | <0.1% | −3,168−42.0% | Reduced | – |
Sold out since Q2 2022 (44)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| HEI.AHeico Corp | CL A | 17,463 | $1.84M | 0.1% | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 45,651 | $912.0K | <0.1% | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 34,630 | $906.0K | <0.1% | – |
| iShares Tr464288521 | CRE U S REIT ETF | 14,906 | $796.0K | <0.1% | – |
| CCEPCoca-Cola Europacific Partners plc | SHS | 15,021 | $775.0K | <0.1% | History |
| AERAerCap Holdings N.V. | SHS | 15,856 | $649.0K | <0.1% | History |
| LKQLKQ Corp | COM | 13,003 | $638.0K | <0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 6,032 | $559.0K | <0.1% | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 9,110 | $528.0K | <0.1% | – |
| SHOPShopify Inc. | Stock | 16,847 | $526.0K | <0.1% | History |
| SGOLabrdn Gold ETF Trust | ETF | 28,850 | $500.0K | <0.1% | History |
| DLTRDollar Tree, Inc. | COM | 2,941 | $458.0K | <0.1% | History |
| VRSNVerisign Inc | COM | 2,729 | $457.0K | <0.1% | History |
| TTDTrade Desk, Inc. | Stock | 10,447 | $438.0K | <0.1% | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 20,550 | $391.0K | <0.1% | History |
| VRSKVerisk Analytics, Inc. | COM | 2,235 | $387.0K | <0.1% | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 7,500 | $376.0K | <0.1% | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 10,444 | $354.0K | <0.1% | – |
| VMCVulcan Materials CO | COM | 2,304 | $327.0K | <0.1% | History |
| Flexshares Tr33939L837 | INTL QLTDV IDX | 15,620 | $319.0K | <0.1% | – |
| LBRDKLiberty Broadband Corp | COM SER C | 2,759 | $319.0K | <0.1% | History |
| MTNVail Resorts Inc | COM | 1,448 | $316.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 9,368 | $307.0K | <0.1% | – |
| RHIRobert Half Inc. | COM | 4,080 | $306.0K | <0.1% | History |
| MTCHMatch Group, Inc. | COM | 4,349 | $303.0K | <0.1% | History |
| CMICummins Inc | Stock | 1,508 | $292.0K | <0.1% | History |
| PODDInsulet Corp | Stock | 1,181 | $257.0K | <0.1% | History |
| NICENICE Ltd. | SPONSORED ADR | 1,338 | $257.0K | <0.1% | History |
| CCitigroup Inc | Stock | 5,507 | $253.0K | <0.1% | History |
| OMCLOmnicell, Inc. | COM | 2,224 | $253.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 533 | $250.0K | <0.1% | History |
| IONSIonis Pharmaceuticals Inc | COM | 6,412 | $237.0K | <0.1% | History |
| NVSTEnvista Holdings Corp | COM | 6,111 | $236.0K | <0.1% | History |
| AWIArmstrong World Industries Inc | COM | 3,138 | $235.0K | <0.1% | History |
| CTSHCognizant Technology Solutions Corp | CL A | 3,484 | $235.0K | <0.1% | History |
| FASTFastenal Co | Stock | 4,430 | $221.0K | <0.1% | History |
| TRVTravelers Companies, Inc. | Stock | 1,291 | $218.0K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 4,087 | $216.0K | <0.1% | History |
| EAElectronic Arts Inc. | COM | 1,778 | $216.0K | <0.1% | History |
| EBAYeBay Inc | COM | 4,990 | $208.0K | <0.1% | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 3,305 | $206.0K | <0.1% | – |
| STAGSTAG Industrial, Inc. | COM | 6,558 | $203.0K | <0.1% | History |
| BLWBlackRock Ltd Duration Income Trust | COM SHS | 13,483 | $171.0K | <0.1% | History |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $100.0K | <0.1% | – |