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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 5, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
423
−16 vs. Q4 2021
Portfolio value
$2.77B
−$139.7M (−4.8%) vs. Q4 2021
Filed
May 5, 2022
SEC
Holdings of First Foundation Advisors in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
PCMPCM Fund, Inc.COM32,845$334.0K<0.1%−26,053−44.2%ReducedHistory
GEGeneral Electric CoStock3,676$336.0K<0.1%−286−7.2%ReducedHistory
ETNEaton Corp plcStock2,228$338.0K<0.1%+781+54.0%AddedHistory
GBCIGlacier Bancorp, Inc.COM6,825$343.0K<0.1%00.0%UnchangedHistory
PAYXPaychex IncStock2,523$344.0K<0.1%−5−0.2%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF4,500$344.0K<0.1%00.0%Unchanged–
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS13,216$344.0K<0.1%−3,631−21.6%ReducedHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM40,151$344.0K<0.1%+5,612+16.2%AddedHistory
FAFFirst American Financial CorpStock5,323$345.0K<0.1%−586−9.9%ReducedHistory
ALGNAlign Technology IncCOM800$349.0K<0.1%+8+1.0%AddedHistory
SPLKSplunk IncCOM2,347$349.0K<0.1%+566+31.8%AddedHistory
GWWW.W. Grainger, Inc.Stock681$351.0K<0.1%+3+0.4%AddedHistory
AALAmerican Airlines Group Inc.Stock19,559$357.0K<0.1%+408+2.1%AddedHistory
ECLEcolab Inc.Stock2,023$357.0K<0.1%+98+5.1%AddedHistory
Liberty Media Acquisition Corp53073L203UNIT 01/22/202635,571$357.0K<0.1%−4,000−10.1%Reduced–
USBUS Bancorp DECOM NEW6,777$360.0K<0.1%+81+1.2%AddedHistory
COPConocoPhillipsStock3,624$362.0K<0.1%−499−12.1%ReducedHistory
GSBDGoldman Sachs BDC, Inc.SHS18,520$363.0K<0.1%−15,562−45.7%ReducedHistory
Flexshares Tr33939L837INTL QLTDV IDX15,620$373.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,363$373.0K<0.1%−181−7.1%Reduced–
DUKDuke Energy CORPStock3,345$374.0K<0.1%+3,345NewHistory
iShares Select Dividend ETF464287168ETF2,917$374.0K<0.1%00.0%Unchanged–
GISGeneral Mills IncStock5,550$376.0K<0.1%+121+2.2%AddedHistory
MSMorgan StanleyStock4,302$376.0K<0.1%+856+24.8%AddedHistory
RSGRepublic Services, Inc.COM2,847$377.0K<0.1%+59+2.1%AddedHistory
APTVAptiv PLCSHS3,176$380.0K<0.1%+3,176NewHistory
CMICummins IncStock1,891$388.0K<0.1%−22−1.2%ReducedHistory
AWIArmstrong World Industries IncCOM4,325$389.0K<0.1%−1,564−26.6%ReducedHistory
NETCloudflare, Inc.CL A COM3,252$389.0K<0.1%−4−0.1%ReducedHistory
First Rep BK San Francisco C33616C100COM2,407$390.0K<0.1%+384+19.0%Added–
FFord Motor CoStock23,111$391.0K<0.1%+6,784+41.6%AddedHistory
PCARPaccar IncCOM4,476$394.0K<0.1%−7−0.2%ReducedHistory
STORStore Capital LLCCOM13,519$395.0K<0.1%+88+0.7%AddedHistory
ISDPGIM High Yield Bond Fund, Inc.COM27,859$399.0K<0.1%00.0%UnchangedHistory
NOCNorthrop Grumman CorpStock896$401.0K<0.1%+13+1.5%AddedHistory
TEAMAtlassian CorpCL A1,378$405.0K<0.1%00.0%UnchangedHistory
VCVInvesco California Value Municipal Income TrustCOM36,634$406.0K<0.1%−3,432−8.6%ReducedHistory
TFCTruist Financial CorpCOM7,180$407.0K<0.1%+2,451+51.8%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,662$412.0K<0.1%−171−9.3%Reduced–
EFSCEnterprise Financial Services CorpCOM8,730$413.0K<0.1%00.0%UnchangedHistory
MCHPMicrochip Technology IncStock5,516$414.0K<0.1%+29+0.5%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF2,563$416.0K<0.1%+1,104+75.7%Added–
CTSHCognizant Technology Solutions CorpCL A4,723$424.0K<0.1%−15−0.3%ReducedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD14,387$427.0K<0.1%+20.0%Added–
MLMMartin Marietta Materials IncCOM1,126$433.0K<0.1%+592+110.9%AddedHistory
T Rowe Price Exchange-Traded87283Q107PRICE BLUE CHIP14,914$438.0K<0.1%+1,360+10.0%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF16,026$442.0K<0.1%00.0%Unchanged–
ROICRetail Opportunity Investments CorpCOM22,824$443.0K<0.1%+638+2.9%AddedHistory
VMRKVivmark ResidentialSH BEN INT4,937$444.0K<0.1%−233−4.5%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF5,826$445.0K<0.1%+5,826New–
DOCUDocuSign, Inc.Stock4,173$447.0K<0.1%−879−17.4%ReducedHistory
ILMNIllumina, Inc.COM1,288$450.0K<0.1%−6−0.5%ReducedHistory
TAT&T Inc.Stock19,114$452.0K<0.1%−179−0.9%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock2,738$453.0K<0.1%+373+15.8%AddedHistory
SNPSSynopsys IncCOM1,367$456.0K<0.1%+19+1.4%AddedHistory
MTCHMatch Group, Inc.COM4,244$461.0K<0.1%+114+2.8%AddedHistory
VRSNVerisign IncCOM2,071$461.0K<0.1%+25+1.2%AddedHistory
OCSLOaktree Specialty Lending CorpCOM63,942$471.0K<0.1%−23,238−26.7%ReducedHistory
RHIRobert Half Inc.COM4,150$474.0K<0.1%+42+1.0%AddedHistory
ODFLOld Dominion Freight Line, Inc.COM1,594$476.0K<0.1%+534+50.4%AddedHistory
NSCNorfolk Southern CorpStock1,679$479.0K<0.1%−1,226−42.2%ReducedHistory
ABNBAirbnb, Inc.Stock2,842$488.0K<0.1%+464+19.5%AddedHistory
iShares Tr464288570ESG MSCI KLD ETF5,693$493.0K<0.1%00.0%Unchanged–
PIMCO ETF Tr72201R88225YR+ ZERO U S3,798$503.0K<0.1%00.0%Unchanged–
ALCAlcon IncStock6,358$504.0K<0.1%+6,358NewHistory
CICigna GroupStock2,110$506.0K<0.1%+74+3.6%AddedHistory
MMM3M CoStock3,460$515.0K<0.1%+15+0.4%AddedHistory
LINCLincoln Educational Services CorpCOM72,000$515.0K<0.1%+10,000+16.1%AddedHistory
HUBSHubSpot IncCOM1,086$516.0K<0.1%+3+0.3%AddedHistory
MTNVail Resorts IncCOM1,984$516.0K<0.1%+1,984NewHistory
MGMMGM Resorts InternationalStock12,441$522.0K<0.1%+3,140+33.8%AddedHistory
BRCCBRC Inc.COM CL A25,000$522.0K<0.1%+25,000NewHistory
DXCMDexcom IncCOM1,033$528.0K<0.1%+120+13.1%AddedHistory
DEDeere & CoStock1,285$534.0K<0.1%−830−39.2%ReducedHistory
SGOLabrdn Gold ETF TrustETF28,850$536.0K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Value ETF464287598ETF3,282$545.0K<0.1%00.0%Unchanged–
State Street Technology Select Sector SPDR ETF81369Y803ETF3,484$554.0K<0.1%−717−17.1%Reduced–
BBNBlackRock Taxable Municipal Bond TrustSHS25,346$558.0K<0.1%00.0%UnchangedHistory
ASMLASML Holding NVADR850$568.0K<0.1%+260+44.1%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD7,448$582.0K<0.1%−734−9.0%Reduced–
CRWDCrowdStrike Holdings, Inc.Stock2,566$583.0K<0.1%+53+2.1%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,288$608.0K<0.1%00.0%Unchanged–
ZTSZoetis Inc.Stock3,253$613.0K<0.1%−466−12.5%ReducedHistory
Flexshares Tr33939L795STOXX GLOBR INF10,725$616.0K<0.1%−875−7.5%Reduced–
VRSKVerisk Analytics, Inc.COM2,870$616.0K<0.1%−715−19.9%ReducedHistory
DBRGDigitalBridge Group, Inc.CL A COM88,029$634.0K<0.1%−102,450−53.8%ReducedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN13,617$640.0K<0.1%−44−0.3%ReducedHistory
BXBlackstone Inc.COM5,103$648.0K<0.1%+1,586+45.1%AddedHistory
ADSKAutodesk, Inc.COM3,026$649.0K<0.1%+87+3.0%AddedHistory
PLDPrologis, Inc.REIT4,025$650.0K<0.1%+1,039+34.8%AddedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW41,131$651.0K<0.1%00.0%UnchangedHistory
ELSEquity Lifestyle Properties IncCOM8,572$656.0K<0.1%−351−3.9%ReducedHistory
GSGoldman Sachs Group IncStock1,993$658.0K<0.1%−6−0.3%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF2,470$663.0K<0.1%−86−3.4%Reduced–
VMCVulcan Materials COCOM3,636$668.0K<0.1%−1,258−25.7%ReducedHistory
iShares Russell Midcap ETF464287499ETF8,602$671.0K<0.1%+554+6.9%Added–
LUVSouthwest Airlines CoCOM14,816$678.0K<0.1%+8,196+123.8%AddedHistory
YUMYum Brands IncStock5,817$689.0K<0.1%−701−10.8%ReducedHistory
NVSNovartis AGADR7,897$693.0K<0.1%−491−5.9%ReducedHistory
BMYBristol Myers Squibb CoStock9,513$695.0K<0.1%+1,005+11.8%AddedHistory

Sold out since Q4 2021 (46)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
XLNXXilinx IncCOM105,283$22.3M0.8%History
STLSterling BancorpCOM161,905$4.18M0.1%History
iShares Russell 2000 Growth ETF464287648ETF6,764$1.98M0.1%–
CMPCompass Minerals International IncStock35,146$1.79M0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock5,931$753.0K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF6,350$711.0K<0.1%–
BABAAlibaba Group Holding LtdADR4,604$547.0K<0.1%History
Schwab Strategic Tr8085247221000 INDEX ETF11,312$527.0K<0.1%–
AFRMAffirm Holdings, Inc.COM CL A4,242$427.0K<0.1%History
SLViShares Silver TrustETF18,566$399.0K<0.1%History
CDWCDW CorpCOM1,824$374.0K<0.1%History
JJacobs Solutions Inc.COM2,522$351.0K<0.1%History
GSKGSK plcSPONSORED ADR6,723$296.0K<0.1%History
ETSYEtsy IncCOM1,294$284.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS16,585$280.0K<0.1%–
ALKAlaska Air Group, Inc.COM5,258$274.0K<0.1%History
SPOTSpotify Technology S.A.Stock1,157$271.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,975$262.0K<0.1%–
SBEASBEA Merger Sub LLCCOM CL A25,000$254.0K<0.1%History
DHIHorton D R IncCOM2,313$251.0K<0.1%History
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM8,578$228.0K<0.1%History
TREXTrex Co IncCOM1,681$227.0K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,298$227.0K<0.1%–
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF4,443$224.0K<0.1%–
EQIXEquinix IncCOM264$223.0K<0.1%History
WIXWix.com Ltd.SHS1,398$221.0K<0.1%History
OKTAOkta, Inc.CL A976$219.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA8,664$217.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW3,457$215.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM1,265$214.0K<0.1%History
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM8,055$213.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF2,405$211.0K<0.1%–
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN8,045$209.0K<0.1%History
iShares Tr464287721U.S. TECH ETF1,759$202.0K<0.1%–
HPQHP IncStock5,356$201.0K<0.1%History
MELIMercadolibre IncCOM149$201.0K<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,600$200.0K<0.1%–
HYBNew America High Income Fund IncCOM NEW21,460$200.0K<0.1%History
PTYPIMCO Corporate & Income Opportunity FundCOM11,628$192.0K<0.1%History
NKXNuveen California Amt-Free Quality Municipal Income FundCOM11,916$189.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF11,883$183.0K<0.1%History
CEVEaton Vance California Municipal Income TrustSH BEN INT12,403$168.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM12,027$140.0K<0.1%History
RITMRithm Capital Corp.REIT11,272$121.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A10,200$34.0K<0.1%History
Eros STX Global CorporationG3788M114SHS NEW25,745$6.00K<0.1%–