First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 439
- −2 vs. Q3 2021
- Portfolio value
- $2.91B
- +$230.6M (+8.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 136,611 | $1.94M | 0.1% | −13,647−9.1% | Reduced | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 49,300 | $1.95M | 0.1% | 00.0% | Unchanged | – |
| MRKMerck & Co., Inc. | Stock | 25,516 | $1.96M | 0.1% | +2,711+11.9% | Added | History |
| ONLOrion Properties Inc. | REIT | 105,138 | $1.96M | 0.1% | +105,138 | New | History |
| DEODiageo PLC | SPON ADR NEW | 8,996 | $1.98M | 0.1% | −163−1.8% | Reduced | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 6,764 | $1.98M | 0.1% | +6,764 | New | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 8,425 | $2.03M | 0.1% | +1,737+26.0% | Added | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 1,426 | $2.06M | 0.1% | +1,426 | New | – |
| NKENIKE, Inc. | Stock | 12,395 | $2.07M | 0.1% | +191+1.6% | Added | History |
| CTASCintas Corp | Stock | 4,699 | $2.08M | 0.1% | +610+14.9% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 34,132 | $2.09M | 0.1% | +2,108+6.6% | Added | History |
| LULUlululemon athletica inc. | Stock | 5,523 | $2.16M | 0.1% | +758+15.9% | Added | History |
| HONHoneywell International Inc | COM | 10,482 | $2.19M | 0.1% | −15−0.1% | Reduced | History |
| IDXXIDEXX Laboratories Inc | COM | 3,402 | $2.24M | 0.1% | +363+11.9% | Added | History |
| PSAPublic Storage | COM | 6,121 | $2.29M | 0.1% | +17+0.3% | Added | History |
| BEBloom Energy Corp | COM CL A | 105,286 | $2.31M | 0.1% | +90.0% | Added | History |
| CTOCTO Realty Growth, Inc. | COM | 38,324 | $2.35M | 0.1% | +13,789+56.2% | Added | History |
| SYYSysco Corp | Stock | 30,010 | $2.36M | 0.1% | +3,056+11.3% | Added | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 122,890 | $2.40M | 0.1% | 00.0% | Unchanged | History |
| ADIAnalog Devices Inc | Stock | 13,695 | $2.41M | 0.1% | −294−2.1% | Reduced | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 14,464 | $2.45M | 0.1% | +600+4.3% | Added | History |
| ROKRockwell Automation, Inc | Stock | 7,116 | $2.48M | 0.1% | +1,536+27.5% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 25,072 | $2.55M | 0.1% | −15,189−37.7% | Reduced | – |
| DSLDoubleLine Income Solutions Fund | COM | 159,122 | $2.56M | 0.1% | −12,208−7.1% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 3,965 | $2.57M | 0.1% | +441+12.5% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 33,068 | $2.67M | 0.1% | +406+1.2% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 7,660 | $2.75M | 0.1% | +220+3.0% | AddedConverted for a 3-for-1 split | History |
| SPDR Index Shs FDS78463X855 | S&P GBLINF ETF | 52,352 | $2.84M | 0.1% | +1,400+2.7% | Added | – |
| PEPPepsiCo Inc | Stock | 16,645 | $2.89M | 0.1% | +245+1.5% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 25,406 | $2.89M | 0.1% | +3,406+15.5% | Added | – |
| ETF Ser Solutions26922A628 | POINT BRIDGE GOP | 77,000 | $3.03M | 0.1% | 00.0% | Unchanged | – |
| ELEstee Lauder Companies Inc | CL A | 8,348 | $3.09M | 0.1% | +828+11.0% | Added | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 33,828 | $3.14M | 0.1% | −744−2.2% | Reduced | – |
| INTUIntuit Inc. | Stock | 4,952 | $3.19M | 0.1% | +604+13.9% | Added | History |
| KEYSKeysight Technologies, Inc. | Stock | 15,580 | $3.22M | 0.1% | +1,872+13.7% | Added | History |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 48,400 | $3.22M | 0.1% | +902+1.9% | Added | – |
| LUMNLumen Technologies, Inc. | Stock | 257,485 | $3.23M | 0.1% | +34,806+15.6% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 30,462 | $3.26M | 0.1% | −400−1.3% | Reduced | – |
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 154,401 | $3.29M | 0.1% | −1,008−0.6% | Reduced | – |
| iShares Tr46434V282 | U S EQUITY FACTR | 70,808 | $3.30M | 0.1% | −565−0.8% | Reduced | – |
| FTNTFortinet, Inc. | Stock | 9,214 | $3.31M | 0.1% | +1,398+17.9% | Added | History |
| FWONALiberty Media Corp | COM SER A FRMLA | 56,026 | $3.33M | 0.1% | −21,225−27.5% | Reduced | History |
| Flexshares Tr33939L860 | QUALT DIVD IDX | 54,500 | $3.34M | 0.1% | 00.0% | Unchanged | – |
| CSCOCisco Systems, Inc. | Stock | 53,956 | $3.42M | 0.1% | +8,411+18.5% | Added | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 174,960 | $3.45M | 0.1% | +41,209+30.8% | Added | – |
| MCDMcDonalds Corp | Stock | 13,198 | $3.54M | 0.1% | +4,872+58.5% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 16,202 | $3.60M | 0.1% | +13,016+408.5% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 9,833 | $3.91M | 0.1% | +269+2.8% | Added | – |
| PGProcter & Gamble Co | Stock | 23,939 | $3.92M | 0.1% | +1,101+4.8% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 30,295 | $3.92M | 0.1% | +1,845+6.5% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 15,555 | $3.96M | 0.1% | 00.0% | Unchanged | – |
| SPGIS&P Global Inc. | Stock | 8,756 | $4.13M | 0.1% | +636+7.8% | Added | History |
| STLSterling Bancorp | COM | 161,905 | $4.18M | 0.1% | −23,660−12.8% | Reduced | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 80,808 | $4.27M | 0.1% | +17,019+26.7% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 37,677 | $4.30M | 0.1% | +9,541+33.9% | Added | – |
| GLDSPDR Gold Trust | ETF | 26,435 | $4.52M | 0.2% | −459−1.7% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 64,558 | $4.69M | 0.2% | +3,670+6.0% | Added | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 3,286 | $4.90M | 0.2% | +3,286 | New | History |
| BRK.ABerkshire Hathaway Inc | CL A | 11 | $4.96M | 0.2% | 00.0% | Unchanged | History |
| ADBEAdobe Inc. | Stock | 8,819 | $5.00M | 0.2% | +369+4.4% | Added | History |
| AVGOBroadcom Inc. | Stock | 7,918 | $5.27M | 0.2% | +153+2.0% | Added | History |
| JNJJohnson & Johnson | Stock | 31,065 | $5.31M | 0.2% | −269−0.9% | Reduced | History |
| CVXChevron Corp | Stock | 45,290 | $5.32M | 0.2% | −11,465−20.2% | Reduced | History |
| TSLATesla, Inc. | Stock | 5,238 | $5.54M | 0.2% | +6+0.1% | Added | History |
| PDIPIMCO Dynamic Income Fund | SHS | 222,713 | $5.77M | 0.2% | +189,317+566.9% | Added | History |
| LYFTLyft, Inc. | CL A COM | 138,026 | $5.90M | 0.2% | −33,368−19.5% | Reduced | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 163,419 | $6.05M | 0.2% | +2,190+1.4% | Added | – |
| iShares Tr464288356 | CALIF MUN BD ETF | 109,285 | $6.81M | 0.2% | −14,983−12.1% | Reduced | – |
| HDHome Depot, Inc. | Stock | 17,665 | $7.33M | 0.3% | +136+0.8% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 102,184 | $7.63M | 0.3% | +29,162+39.9% | Added | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 219,269 | $7.73M | 0.3% | +488+0.2% | Added | – |
| Discovery Inc25470F302 | COM SER C | 345,554 | $7.91M | 0.3% | +20,349+6.3% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 19,709 | $8.61M | 0.3% | −1,076−5.2% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 75,248 | $8.73M | 0.3% | +1,752+2.4% | Added | – |
| FISVFiserv Inc | Stock | 84,571 | $8.78M | 0.3% | +24,930+41.8% | Added | History |
| NVDANVIDIA Corp | Stock | 30,750 | $9.04M | 0.3% | +1,703+5.9% | Added | History |
| CVSCVS Health Corp | Stock | 89,823 | $9.27M | 0.3% | +3,384+3.9% | Added | History |
| PFEPfizer Inc | Stock | 165,593 | $9.78M | 0.3% | −4,160−2.5% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 164,051 | $9.82M | 0.3% | +106,756+186.3% | Added | – |
| AREAlexandria Real Estate Equities, Inc. | COM | 44,728 | $9.97M | 0.3% | −619−1.4% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 17,815 | $10.1M | 0.3% | −38,608−68.4% | Reduced | History |
| VWTRVidler Water Resources, Inc. | COM | 871,264 | $10.5M | 0.4% | 00.0% | Unchanged | History |
| DJPBarclays Bank PLC | DJUBS CMDT ETN36 | 384,501 | $11.0M | 0.4% | +30,344+8.6% | Added | History |
| MOAltria Group, Inc. | Stock | 241,899 | $11.5M | 0.4% | −54,189−18.3% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 4,070 | $11.8M | 0.4% | +76+1.9% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 164,297 | $11.8M | 0.4% | +22,881+16.2% | Added | History |
| Ssga Active ETF Tr78467V400 | GLOBL ALLO ETF | 296,559 | $13.7M | 0.5% | +44,655+17.7% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 191,652 | $14.6M | 0.5% | +5,499+3.0% | Added | – |
| SBUXStarbucks Corp | Stock | 130,750 | $15.3M | 0.5% | +3,364+2.6% | Added | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 312,711 | $16.0M | 0.5% | −2,160−0.7% | Reduced | – |
| BALLBALL Corp | COM | 168,841 | $16.3M | 0.6% | +3,418+2.1% | Added | History |
| CRMSalesforce, Inc. | Stock | 67,160 | $17.1M | 0.6% | −41,442−38.2% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 36,325 | $17.3M | 0.6% | +740+2.1% | Added | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 194,473 | $18.5M | 0.6% | −516−0.3% | Reduced | – |
| LINLinde PLC | SHS | 55,176 | $19.1M | 0.7% | +1,400+2.6% | Added | History |
| AMATApplied Materials Inc | Stock | 121,609 | $19.1M | 0.7% | +117,779+3,075.2% | Added | History |
| NFLXNetflix Inc | Stock | 33,480 | $20.2M | 0.7% | +2,095+6.7% | Added | History |
| LEN.BLennar Corp | CL B | 212,568 | $20.3M | 0.7% | +525+0.2% | Added | History |
| BLKBlackRock, Inc. | COM | 22,612 | $20.7M | 0.7% | +101+0.4% | Added | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 474,619 | $21.5M | 0.7% | +122,347+34.7% | Added | – |
Sold out since Q3 2021 (40)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| VERVEREIT, Inc. | COM | 1,166,882 | $52.8M | 2.0% | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 980,477 | $45.4M | 1.7% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 232,452 | $4.91M | 0.2% | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 91,543 | $2.32M | 0.1% | History |
| LWLGLightwave Logic, Inc. | COM | 199,498 | $1.89M | 0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 2,422 | $1.47M | 0.1% | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 6,927 | $1.03M | <0.1% | – |
| EIMEaton Vance Municipal Bond Fund | COM | 70,887 | $948.0K | <0.1% | History |
| MCABlackRock Muniyield California Quality Fund, Inc. | COM | 58,981 | $937.0K | <0.1% | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 94,825 | $891.0K | <0.1% | History |
| BAXBaxter International Inc | Stock | 7,478 | $601.0K | <0.1% | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 23,887 | $533.0K | <0.1% | History |
| AERAerCap Holdings N.V. | SHS | 8,001 | $462.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,051 | $404.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 17,854 | $395.0K | <0.1% | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,700 | $390.0K | <0.1% | – |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 19,352 | $305.0K | <0.1% | – |
| IIMInvesco Value Municipal Income Trust | COM | 18,084 | $295.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 24,261 | $284.0K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,221 | $282.0K | <0.1% | – |
| FVRRFiverr International Ltd. | ORD SHS | 1,546 | $282.0K | <0.1% | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 8,411 | $255.0K | <0.1% | History |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 14,030 | $255.0K | <0.1% | – |
| NBBNuveen Taxable Municipal Income Fund | COM | 10,825 | $248.0K | <0.1% | History |
| SPDR Index Shs FDS78463X103 | PORTFLO EURP ETF | 6,059 | $247.0K | <0.1% | – |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 5,408 | $240.0K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 8,953 | $230.0K | <0.1% | History |
| AXONAxon Enterprise, Inc. | COM | 1,257 | $220.0K | <0.1% | History |
| Khosla Ventures Acquisition482504107 | CL A | 22,000 | $217.0K | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,890 | $216.0K | <0.1% | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,204 | $215.0K | <0.1% | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 21,500 | $211.0K | <0.1% | – |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 5,160 | $210.0K | <0.1% | – |
| RGENRepligen Corp | COM | 710 | $205.0K | <0.1% | History |
| IQIInvesco Quality Municipal Income Trust | COM | 14,803 | $195.0K | <0.1% | History |
| Nuveen Intermediate Duration Quality Municipal Term Fund670677103 | COM | 11,528 | $169.0K | <0.1% | – |
| NADNuveen Quality Municipal Income Fund | COM | 10,771 | $168.0K | <0.1% | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 10,066 | $123.0K | <0.1% | History |
| VVRInvesco Senior Income Trust | COM | 22,476 | $100.0K | <0.1% | History |
| Rivernorth Doubleline Strate76882G156 | RIGHT 10/01/2021 | 136,754 | $1.00K | <0.1% | – |