Jefferies Group LLC
- SEC CIK
- 0001084580
- Latest filing
- Sep 21, 2023
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Sep 21, 2023. Long positions only.
- Positions
- 1,081
- No 13F data for Q4 2020
- Portfolio value
- $4.24B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $1.34M | <0.1% | – | – | – |
| WOLFWolfspeed, Inc. | COM | 12,414 | $1.34M | <0.1% | – | – | History |
| DLYDoubleLine Yield Opportunities Fund | COM | 70,191 | $1.34M | <0.1% | – | – | History |
| KRCKilroy Realty Corp | COM | 20,480 | $1.34M | <0.1% | – | – | History |
| FBKFB Financial Corp | COM | 30,375 | $1.35M | <0.1% | – | – | History |
| CLXClorox Co | Stock | 7,007 | $1.35M | <0.1% | – | – | History |
| MXMagnachip Semiconductor Corp | COM | 54,500 | $1.36M | <0.1% | – | – | History |
| CLVTClarivate PLC | ORD SHS | 51,511 | $1.36M | <0.1% | – | – | History |
| IDCCInterDigital, Inc. | COM | 21,485 | $1.36M | <0.1% | – | – | History |
| DUKDuke Energy CORP | Stock | 14,310 | $1.38M | <0.1% | – | – | History |
| RAREUltragenyx Pharmaceutical Inc. | COM | 12,133 | $1.38M | <0.1% | – | – | History |
| ASPNAspen Aerogels Inc | COM | 68,550 | $1.39M | <0.1% | – | – | History |
| Artius Acquisition Inc04316G113 | *W EXP 07/13/202 | 816,057 | $1.40M | <0.1% | – | – | – |
| TRUETrueCar, Inc. | COM | 294,024 | $1.41M | <0.1% | – | – | History |
| LUMOLumos Pharma, Inc. | COM | 120,651 | $1.41M | <0.1% | – | – | History |
| CMGChipotle Mexican Grill Inc | COM | 994 | $1.41M | <0.1% | – | – | History |
| FHNFirst Horizon Corp | COM | 83,710 | $1.42M | <0.1% | – | – | History |
| NVRONevro Corp | COM | 10,172 | $1.42M | <0.1% | – | – | History |
| SAGESage Therapeutics, Inc. | COM | 19,000 | $1.42M | <0.1% | – | – | History |
| SEDGSolaredge Technologies, Inc. | COM | 4,949 | $1.42M | <0.1% | – | – | History |
| L&F Acquisition CorpG53702117 | *W EXP 05/23/202 | 2,138,430 | $1.43M | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $1.44M | <0.1% | – | – | – |
| UTHRUnited Therapeutics Corp | COM | 8,681 | $1.45M | <0.1% | – | – | History |
| Vesper Healthcare Acqstn Cor92538T104 | COM CL A | 134,827 | $1.46M | <0.1% | – | – | – |
| MCHPMicrochip Technology Inc | Stock | 9,536 | $1.48M | <0.1% | – | – | History |
| JHGJanus Henderson Group Ltd. | ORD SHS | 47,531 | $1.48M | <0.1% | – | – | History |
| WHWyndham Hotels & Resorts, Inc. | COM | 21,278 | $1.48M | <0.1% | – | – | History |
| Nextgen Acquisition Corp IIG65317110 | UNIT 03/23/2026 | 150,000 | $1.49M | <0.1% | – | – | – |
| NTRANatera, Inc. | COM | 14,700 | $1.49M | <0.1% | – | – | History |
| BIDUBaidu, Inc. | ADR | 6,898 | $1.50M | <0.1% | – | – | History |
| ROPRoper Technologies Inc | Stock | 3,740 | $1.51M | <0.1% | – | – | History |
| GEGeneral Electric Co | COM | 115,204 | $1.51M | <0.1% | – | – | History |
| ATOAtmos Energy Corp | COM | 15,490 | $1.53M | <0.1% | – | – | History |
| Climate Change Crisis Real I18716C100 | CL A COM | 112,066 | $1.54M | <0.1% | – | – | – |
| NWLNewell Brands Inc. | Stock | 58,381 | $1.56M | <0.1% | – | – | History |
| LDOSLeidos Holdings, Inc. | COM | 16,277 | $1.57M | <0.1% | – | – | History |
| UPSUnited Parcel Service Inc | Stock | 9,285 | $1.58M | <0.1% | – | – | History |
| AEEAmeren Corp | COM | 19,414 | $1.58M | <0.1% | – | – | History |
| LADLithia Motors Inc | COM | 4,054 | $1.58M | <0.1% | – | – | History |
| ONOn Semiconductor Corp | Stock | 38,028 | $1.58M | <0.1% | – | – | History |
| NTLAIntellia Therapeutics, Inc. | COM | 19,753 | $1.59M | <0.1% | – | – | History |
| Mesa Labs Inc59064RAA7 | NOTE 1.375% 8/1 | – | $1.59M | <0.1% | – | – | – |
| DDOGDatadog, Inc. | CL A COM | 19,085 | $1.59M | <0.1% | – | – | History |
| AMEAmetek Inc | COM | 12,617 | $1.61M | <0.1% | – | – | History |
| DREDuke Realty Corp | COM NEW | 38,676 | $1.62M | <0.1% | – | – | History |
| CM Life Sciences Inc18978W208 | UNIT 09/01/2025 | 99,925 | $1.64M | <0.1% | – | – | – |
| CNXCNX Resources Corp | COM | 112,556 | $1.65M | <0.1% | – | – | History |
| WECWec Energy Group, Inc. | Stock | 17,715 | $1.66M | <0.1% | – | – | History |
| UAUnder Armour, Inc. | CL C | 89,825 | $1.66M | <0.1% | – | – | History |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 168,621 | $1.67M | <0.1% | – | – | – |
| DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc | SHS | 56,001 | $1.69M | <0.1% | – | – | History |
| VRCAVerrica Pharmaceuticals Inc. | COM | 112,000 | $1.70M | <0.1% | – | – | History |
| PGProcter & Gamble Co | Stock | 12,540 | $1.70M | <0.1% | – | – | History |
| DECKDeckers Outdoor Corp | COM | 5,162 | $1.71M | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 37,221 | $1.71M | <0.1% | – | – | – |
| Lightspeed Pos Inc53227R106 | SUB VTG SHS | 27,500 | $1.73M | <0.1% | – | – | – |
| AREAlexandria Real Estate Equities, Inc. | COM | 10,531 | $1.73M | <0.1% | – | – | History |
| MRTXMirati Therapeutics, Inc. | COM | 10,133 | $1.74M | <0.1% | – | – | History |
| SJISouth Jersey Industries Inc | COM | 77,657 | $1.75M | <0.1% | – | – | History |
| VSTOVista Outdoor Inc. | COM | 55,250 | $1.77M | <0.1% | – | – | History |
| NKENIKE, Inc. | Stock | 13,388 | $1.78M | <0.1% | – | – | History |
| FLG.PUFlagstar Bank, National Association | UNIT 11/01/2051 | 36,364 | $1.82M | <0.1% | – | – | History |
| SMGScotts Miracle-Gro Co | Stock | 7,504 | $1.84M | <0.1% | – | – | History |
| Bowx Acquisition Corp103085106 | CL A | 157,471 | $1.84M | <0.1% | – | – | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 37,051 | $1.84M | <0.1% | – | – | History |
| VCRAVocera Communications, Inc. | COM | 48,000 | $1.85M | <0.1% | – | – | History |
| ACNAccenture plc | Stock | 6,772 | $1.87M | <0.1% | – | – | History |
| FIVNFive9, Inc. | COM | 12,138 | $1.90M | <0.1% | – | – | History |
| JWNNordstrom Inc | Stock | 50,128 | $1.90M | <0.1% | – | – | History |
| LILi Auto Inc. | SPONSORED ADS | 76,630 | $1.92M | <0.1% | – | – | History |
| VACMarriott Vacations Worldwide Corp | COM | 11,005 | $1.92M | <0.1% | – | – | History |
| DAOYoudao, Inc. | SPONSORED ADS | 80,678 | $1.92M | <0.1% | – | – | History |
| UMBFUmb Financial Corp | COM | 20,922 | $1.93M | <0.1% | – | – | History |
| AALAmerican Airlines Group Inc. | Stock | 80,867 | $1.93M | <0.1% | – | – | History |
| RMG Acquisition Corp IIG76083107 | CL A SHS | 193,749 | $1.94M | <0.1% | – | – | – |
| ESEversource Energy | Stock | 22,600 | $1.96M | <0.1% | – | – | History |
| VZVerizon Communications Inc | Stock | 33,746 | $1.96M | <0.1% | – | – | History |
| CMCSAComcast Corp | Stock | 36,373 | $1.97M | <0.1% | – | – | History |
| Arclight Clean Transition CoG04561109 | CL A | 110,257 | $1.97M | <0.1% | – | – | – |
| CPNGCoupang, Inc. | CL A | 40,000 | $1.97M | <0.1% | – | – | History |
| PLUGPlug Power Inc | Stock | 55,184 | $1.98M | <0.1% | – | – | History |
| Pathfinder Acquisition CorpG04119114 | UNIT 02/17/2026 | 200,000 | $1.98M | <0.1% | – | – | – |
| IRTCiRhythm Holdings, Inc. | COM | 14,319 | $1.99M | <0.1% | – | – | History |
| Centricus Acquisition CorpG2072Q112 | UNIT 02/08/2028 | 200,000 | $1.99M | <0.1% | – | – | – |
| UPWheels Up Experience Inc. | COM | 200,000 | $2.00M | <0.1% | – | – | History |
| AVYAvery Dennison Corp | COM | 11,006 | $2.02M | <0.1% | – | – | History |
| AIZAssurant, Inc. | Stock | 14,306 | $2.03M | <0.1% | – | – | History |
| AAONAaon, Inc. | COM PAR $0.004 | 29,000 | $2.03M | <0.1% | – | – | History |
| DRRXDurect Corp | COM | 1,025,653 | $2.03M | <0.1% | – | – | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 13,316 | $2.04M | <0.1% | – | – | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 70,115 | $2.04M | <0.1% | – | – | History |
| VMCVulcan Materials CO | COM | 12,178 | $2.06M | <0.1% | – | – | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 9,694 | $2.08M | <0.1% | – | – | History |
| WDCWestern Digital Corp | COM | 31,217 | $2.08M | <0.1% | – | – | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 142,216 | $2.09M | <0.1% | – | – | History |
| DHIHorton D R Inc | COM | 23,500 | $2.09M | <0.1% | – | – | History |
| LWLamb Weston Holdings, Inc. | Stock | 27,132 | $2.10M | <0.1% | – | – | History |
| APTVAptiv PLC | SHS | 15,334 | $2.11M | <0.1% | – | – | History |
| SITESiteOne Landscape Supply, Inc. | COM | 12,500 | $2.13M | 0.1% | – | – | History |
| ARCCAres Capital Corp | CEF | 114,450 | $2.14M | 0.1% | – | – | History |
Options (363)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 363 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $965.3M | $201.0M |
| Invesco QQQ Trust Series I46090E103 | ETF | $759.6M | $175.8M |
| iShares Russell 2000 ETF464287655 | ETF | $470.6M | $109.1M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $300.1M | $72.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $222.6M | – |
| BABAAlibaba Group Holding Ltd | ADR | $133.5M | $45.3M |
| SNAPSnap Inc | Stock | $77.3M | $80.6M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $8.36M | $127.0M |
| iShares Tr464288513 | IBOXX HI YD ETF | $117.1M | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $16.4M | $89.0M |
| MUMicron Technology Inc | Stock | $59.6M | $41.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $75.1M | $19.9M |
| BIIBBiogen Inc. | COM | $60.0M | $27.5M |
| GLDSPDR Gold Trust | ETF | – | $86.8M |
| CVXChevron Corp | Stock | $12.6M | $69.9M |
| iShares Tr464287556 | ISHARES BIOTECH | $59.5M | $20.5M |
| SPLKSplunk Inc | COM | $5.54M | $72.0M |
| CLFCleveland-Cliffs Inc. | COM | $39.0M | $31.2M |
| MRVLMarvell Technology, Inc. | ORD | $39.6M | $30.3M |
| ARK Innovation ETF00214Q104 | ETF | $68.5M | $959.6K |
| FUTUFutu Holdings Ltd | SPON ADS CL A | $47.6M | $8.24M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $16.7M | $37.1M |
| QSQuantumScape Corp | COM CL A | $7.39M | $45.6M |
| COUPCoupa Software Inc | COM | – | $51.6M |
| HLTHilton Worldwide Holdings Inc. | COM | $29.0M | $22.4M |
| VanEck Semiconductor ETF92189F676 | ETF | $20.6M | $29.1M |
| ZSZscaler, Inc. | Stock | – | $43.7M |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | $38.8M | $2.66M |
| ZZillow Group, Inc. | CL C CAP STK | $25.6M | $14.5M |
| NKENIKE, Inc. | Stock | – | $38.5M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | – | $38.2M |
| CHTRCharter Communications, Inc. | CL A | $21.9M | $13.5M |
| AMDAdvanced Micro Devices Inc | Stock | $13.2M | $21.4M |
| AALAmerican Airlines Group Inc. | Stock | $15.5M | $17.7M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $33.2M | – |
| JNJJohnson & Johnson | Stock | $29.5M | $3.29M |
| WBDWarner Bros. Discovery, Inc. | COM SER A | $15.0M | $15.3M |
| Paramount Global92556H206 | CL B | $23.3M | $7.03M |
| EXASExact Sciences Corp | COM | $18.3M | $11.6M |
| AAPLApple Inc. | Stock | $21.8M | $7.34M |
| BILIBilibili Inc. | SPONS ADS REP Z | $24.8M | $2.06M |
| CMCSAComcast Corp | Stock | $20.8M | $5.67M |
| Farfetch Ltd30744W107 | ORD SH CL A | $11.1M | $14.6M |
| CHGGChegg, Inc | COM | – | $25.3M |
| BACBank of America Corp | Stock | $4.26M | $21.0M |
| METAMeta Platforms, Inc. | Stock | $4.21M | $20.3M |
| CPNGCoupang, Inc. | CL A | – | $22.9M |
| MAMastercard Inc | Stock | – | $21.4M |
| NVDANVIDIA Corp | Stock | $10.7M | $10.7M |
| COPConocoPhillips | Stock | – | $21.2M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $8.07M | $12.3M |
| DISWalt Disney Co | Stock | $7.84M | $12.5M |
| XOMExxonMobil Holdings Corp | COM | $7.86M | $12.0M |
| iShares Tr464288281 | JPMORGAN USD EMG | – | $19.0M |
| JWNNordstrom Inc | Stock | $1.88M | $16.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $6.50M | $11.4M |
| Pershing Square Tontine Hldg71531R109 | COM CL A | $3.70M | $13.4M |
| VALEVale S.A. | SPONSORED ADS | $5.21M | $11.8M |
| SYFSynchrony Financial | COM | – | $16.8M |
| UBERUber Technologies, Inc | Stock | $6.49M | $9.81M |
| iShares Global Clean Energy ETF464288224 | ETF | $8.51M | $7.29M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | – | $15.3M |
| HCAHCA Healthcare, Inc. | COM | $15.1M | – |
| UNHUnitedHealth Group Inc | Stock | $14.9M | – |
| MRTXMirati Therapeutics, Inc. | COM | $6.56M | $8.02M |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | $14.6M | – |
| MLMMartin Marietta Materials Inc | COM | $7.79M | $6.72M |
| CVNACarvana Co. | CL A | $12.4M | $2.10M |
| iShares Tr464287432 | 20 YR TR BD ETF | $14.2M | – |
| MSFTMicrosoft Corp | Stock | – | $13.3M |
| PLAYDave & Buster's Entertainment, Inc. | COM | $479.0K | $12.8M |
| ATIAti Inc | Stock | – | $13.2M |
| VMCVulcan Materials CO | COM | $9.79M | $3.38M |
| GILDGilead Sciences, Inc. | Stock | $12.9M | – |
| PFSIPennyMac Financial Services, Inc. | COM | $3.01M | $9.86M |
| IQiQIYI, Inc. | SPONSORED ADS | $6.51M | $6.23M |
| U.S. Global Jets ETF26922A842 | ETF | $2.69M | $10.0M |
| CNCCentene Corp | Stock | $8.20M | $3.74M |
| ELANElanco Animal Health Inc | COM | $4.60M | $7.29M |
| BABoeing Co | Stock | $5.35M | $6.37M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $11.7M | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $6.13M | $5.52M |
| NEMNEWMONT Corp | Stock | $4.82M | $6.63M |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | $11.4M | – |
| LVSLas Vegas Sands Corp | COM | $5.32M | $6.08M |
| ETEnergy Transfer LP | COM UT LTD PTN | $5.68M | $5.68M |
| PANWPalo Alto Networks Inc | Stock | – | $11.1M |
| MSMorgan Stanley | Stock | $3.88M | $6.99M |
| ONOn Semiconductor Corp | Stock | $1.66M | $8.95M |
| TRIPTripAdvisor, Inc. | COM | – | $10.5M |
| OXYOccidental Petroleum Corp | Stock | – | $10.5M |
| WEXWEX Inc. | COM | – | $10.5M |
| DFSDiscover Financial Services | COM | $5.22M | $5.22M |
| ICLRIcon PLC | COM | $10.4M | – |
| UTHRUnited Therapeutics Corp | COM | $2.68M | $7.53M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $6.78M | $3.31M |
| XUnited States Steel Corp | COM | $9.94M | – |
| CHEFChefs' Warehouse, Inc. | COM | $4.87M | $4.57M |
| ZBHZimmer Biomet Holdings, Inc. | Stock | – | $9.44M |
| DBXDropbox, Inc. | CL A | $4.08M | $5.31M |