Jefferies Group LLC
- SEC CIK
- 0001084580
- Latest filing
- Sep 21, 2023
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Sep 21, 2023. Long positions only.
- Positions
- 1,081
- No 13F data for Q4 2020
- Portfolio value
- $4.24B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| YUMYum Brands Inc | Stock | 3,131 | $338.7K | <0.1% | – | – | History |
| TMQTrilogy Metals Inc. | COM | 159,228 | $340.7K | <0.1% | – | – | History |
| BEAMBeam Therapeutics Inc. | COM | 4,272 | $341.9K | <0.1% | – | – | History |
| Varian Med Sys Inc92220P105 | COM | 1,938 | $342.1K | <0.1% | – | – | – |
| FOLDAmicus Therapeutics, Inc. | COM | 35,127 | $347.1K | <0.1% | – | – | History |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 35,000 | $349.6K | <0.1% | – | – | – |
| iShares Russell Midcap ETF464287499 | ETF | 4,740 | $350.4K | <0.1% | – | – | – |
| VSTVistra Corp. | Stock | 20,000 | $353.6K | <0.1% | – | – | History |
| STSensata Technologies Holding plc | SHS | 6,104 | $353.7K | <0.1% | – | – | History |
| LENLennar Corp | CL A | 3,507 | $355.0K | <0.1% | – | – | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 1,927 | $357.1K | <0.1% | – | – | – |
| CONX Corp.212873111 | *W EXP 10/30/202 | 303,242 | $357.8K | <0.1% | – | – | – |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 57,644 | $358.0K | <0.1% | – | – | History |
| TIGRUP Fintech Holding Ltd | SPONSORED ADS | 20,163 | $358.7K | <0.1% | – | – | History |
| LTCLTC Properties Inc | REIT | 8,700 | $363.0K | <0.1% | – | – | History |
| LMTLockheed Martin Corp | Stock | 987 | $364.7K | <0.1% | – | – | History |
| ATVIActivision Blizzard, Inc. | COM | 3,981 | $370.2K | <0.1% | – | – | History |
| GTYGetty Realty Corp | COM | 13,100 | $371.0K | <0.1% | – | – | History |
| NWNNorthwest Natural Holding Co | COM | 6,915 | $373.1K | <0.1% | – | – | History |
| VVVValvoline Inc | COM | 14,534 | $378.9K | <0.1% | – | – | History |
| XLNXXilinx Inc | COM | 3,062 | $379.4K | <0.1% | – | – | History |
| TDOCTeladoc Health, Inc. | COM | 2,098 | $381.3K | <0.1% | – | – | History |
| IRTIndependence Realty Trust, Inc. | COM | 25,099 | $381.5K | <0.1% | – | – | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 3,152 | $383.9K | <0.1% | – | – | – |
| CTSHCognizant Technology Solutions Corp | CL A | 4,922 | $384.5K | <0.1% | – | – | History |
| G Squared Ascend I IncG4204R125 | UNIT 99/99/9999 | 39,000 | $390.4K | <0.1% | – | – | – |
| MTRNMATERION Corp | COM | 5,906 | $391.2K | <0.1% | – | – | History |
| POWRUPowered Brands | UNIT 99/99/9999 | 40,000 | $394.8K | <0.1% | – | – | History |
| First Rep BK San Francisco C33616C100 | COM | 2,368 | $394.9K | <0.1% | – | – | – |
| Gores Holdings VI Inc38286R113 | *W EXP 08/24/202 | 100,000 | $395.0K | <0.1% | – | – | – |
| BOXBox Inc | CL A | 17,250 | $396.1K | <0.1% | – | – | History |
| Apollo Strategic GRWT CPTL IG0412A110 | UNIT 99/99/9999 | 40,000 | $399.2K | <0.1% | – | – | – |
| Rotor Acquisition Corp77879W204 | UNIT 06/15/2027 | 40,000 | $400.4K | <0.1% | – | – | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 64,300 | $400.6K | <0.1% | – | – | History |
| APPSDigital Turbine, Inc. | COM NEW | 5,000 | $401.8K | <0.1% | – | – | History |
| BGHBarings Global Short Duration High Yield Fund | COM | 25,016 | $402.3K | <0.1% | – | – | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 4,830 | $402.6K | <0.1% | – | – | – |
| Hudson Executive Invt Corp443761101 | COM CL A | 41,089 | $407.6K | <0.1% | – | – | – |
| TCW Special Purpose Acqu Cor87301L205 | UNIT 99/99/9999 | 41,183 | $409.8K | <0.1% | – | – | – |
| ZGZillow Group, Inc. | CL A | 3,126 | $410.7K | <0.1% | – | – | History |
| LINDLindblad Expeditions Holdings, Inc. | Stock | 21,750 | $411.1K | <0.1% | – | – | History |
| CANCanaan Inc. | SPONSORED ADS | 20,165 | $416.8K | <0.1% | – | – | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 13,697 | $417.8K | <0.1% | – | – | – |
| MRCYMercury Systems Inc | COM | 6,000 | $423.9K | <0.1% | – | – | History |
| Vanguard Health Care ETF92204A504 | ETF | 1,856 | $424.6K | <0.1% | – | – | – |
| Yamana Gold Inc98462Y100 | COM | 100,200 | $434.9K | <0.1% | – | – | – |
| BBIOBridgeBio Pharma, Inc. | COM | 7,077 | $435.9K | <0.1% | – | – | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 44,164 | $436.8K | <0.1% | – | – | – |
| CF Fin Acquisition Corp III12529D116 | *W EXP 09/30/202 | 314,449 | $440.2K | <0.1% | – | – | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $441.0K | <0.1% | – | – | – |
| HHyatt Hotels Corp | COM CL A | 5,346 | $442.1K | <0.1% | – | – | History |
| Huazhu Group Ltd16949NAC3 | NOTE 0.375%11/0 | – | $447.2K | <0.1% | – | – | – |
| CXWCoreCivic, Inc. | COM | 49,500 | $448.0K | <0.1% | – | – | History |
| TFCTruist Financial Corp | COM | 7,802 | $455.0K | <0.1% | – | – | History |
| OKTAOkta, Inc. | CL A | 2,066 | $455.4K | <0.1% | – | – | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 3,108 | $457.2K | <0.1% | – | – | – |
| IAAIAA, Inc. | COM | 8,318 | $458.7K | <0.1% | – | – | History |
| WORKSlack Technologies, Inc. | COM CL A | 11,369 | $461.9K | <0.1% | – | – | History |
| TPICQTpi Composites, Inc | COM | 8,256 | $465.9K | <0.1% | – | – | History |
| KOPNKopin Corp | COM | 44,923 | $471.2K | <0.1% | – | – | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 9,799 | $481.2K | <0.1% | – | – | – |
| BMRNBiomarin Pharmaceutical Inc | COM | 6,430 | $485.5K | <0.1% | – | – | History |
| RUTHRuths Hospitality Group, Inc. | COM | 19,621 | $487.2K | <0.1% | – | – | History |
| OMCOmnicom Group Inc. | COM | 6,588 | $488.5K | <0.1% | – | – | History |
| XRXXerox Holdings Corp | COM NEW | 20,154 | $489.1K | <0.1% | – | – | History |
| SUMSummit Materials, Inc. | CL A | 17,500 | $490.4K | <0.1% | – | – | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 29,299 | $491.1K | <0.1% | – | – | – |
| TMUST-Mobile US, Inc. | Stock | 3,931 | $492.5K | <0.1% | – | – | History |
| KREFKKR Real Estate Finance Trust Inc. | COM | 26,800 | $492.9K | <0.1% | – | – | History |
| PRPBCC Neuberger Principal Holdings II | SHS CL A | 50,000 | $493.0K | <0.1% | – | – | History |
| PCARPaccar Inc | COM | 5,324 | $494.7K | <0.1% | – | – | History |
| Pontem CorporationG71707114 | UNIT 99/99/9999 | 50,000 | $495.0K | <0.1% | – | – | – |
| Silverbox Engaged Merger Co82836L200 | UNIT 03/31/2028 | 50,000 | $495.5K | <0.1% | – | – | – |
| GSGoldman Sachs Group Inc | Stock | 1,515 | $495.5K | <0.1% | – | – | History |
| Hudson Executive Inves III44376L206 | UNIT 02/22/2026 | 50,000 | $496.0K | <0.1% | – | – | – |
| Z-Work Acquisition Corp98880C201 | UNIT 99/99/9999 | 49,750 | $497.0K | <0.1% | – | – | – |
| CCJCameco Corp | Stock | 30,054 | $499.2K | <0.1% | – | – | History |
| EDITEditas Medicine, Inc. | COM | 12,007 | $504.3K | <0.1% | – | – | History |
| Capitol Investment Corp V14064F100 | COM CL A | 50,000 | $505.0K | <0.1% | – | – | – |
| WWayfair Inc. | CL A | 1,608 | $506.1K | <0.1% | – | – | History |
| TPBTurning Point Brands, Inc. | COM | 9,750 | $508.7K | <0.1% | – | – | History |
| TSLATesla, Inc. | Stock | 771 | $515.0K | <0.1% | – | – | History |
| PLTRPalantir Technologies Inc. | Stock | 22,146 | $515.8K | <0.1% | – | – | History |
| ZBRAZebra Technologies Corp | CL A | 1,079 | $523.5K | <0.1% | – | – | History |
| UNFIUnited Natural Foods Inc | COM | 16,024 | $527.8K | <0.1% | – | – | History |
| CLDXCelldex Therapeutics, Inc. | COM NEW | 25,637 | $528.1K | <0.1% | – | – | History |
| PANWPalo Alto Networks Inc | Stock | 1,661 | $534.9K | <0.1% | – | – | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 4,723 | $537.6K | <0.1% | – | – | – |
| PKGPackaging Corp of America | Stock | 4,005 | $538.6K | <0.1% | – | – | History |
| ScION Tech Growth IG31067120 | UNIT 12/17/2025 | 53,623 | $540.0K | <0.1% | – | – | – |
| KRKroger Co | Stock | 15,036 | $541.1K | <0.1% | – | – | History |
| SNASnap-on Inc | COM | 2,349 | $542.0K | <0.1% | – | – | History |
| BABoeing Co | Stock | 2,133 | $543.3K | <0.1% | – | – | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 7,546 | $550.3K | <0.1% | – | – | – |
| Z-Work Acquisition Corp98880C110 | *W EXP 01/04/202 | 766,667 | $552.0K | <0.1% | – | – | – |
| IOSPInnospec Inc. | COM | 5,408 | $555.3K | <0.1% | – | – | History |
| SPLKSplunk Inc | COM | 4,110 | $556.8K | <0.1% | – | – | History |
| ULTAUlta Beauty, Inc. | Stock | 1,814 | $560.8K | <0.1% | – | – | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 5,128 | $561.3K | <0.1% | – | – | – |
| JJSFJ&J Snack Foods Corp | COM | 3,609 | $566.7K | <0.1% | – | – | History |
Options (363)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 363 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $965.3M | $201.0M |
| Invesco QQQ Trust Series I46090E103 | ETF | $759.6M | $175.8M |
| iShares Russell 2000 ETF464287655 | ETF | $470.6M | $109.1M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $300.1M | $72.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $222.6M | – |
| BABAAlibaba Group Holding Ltd | ADR | $133.5M | $45.3M |
| SNAPSnap Inc | Stock | $77.3M | $80.6M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $8.36M | $127.0M |
| iShares Tr464288513 | IBOXX HI YD ETF | $117.1M | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $16.4M | $89.0M |
| MUMicron Technology Inc | Stock | $59.6M | $41.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $75.1M | $19.9M |
| BIIBBiogen Inc. | COM | $60.0M | $27.5M |
| GLDSPDR Gold Trust | ETF | – | $86.8M |
| CVXChevron Corp | Stock | $12.6M | $69.9M |
| iShares Tr464287556 | ISHARES BIOTECH | $59.5M | $20.5M |
| SPLKSplunk Inc | COM | $5.54M | $72.0M |
| CLFCleveland-Cliffs Inc. | COM | $39.0M | $31.2M |
| MRVLMarvell Technology, Inc. | ORD | $39.6M | $30.3M |
| ARK Innovation ETF00214Q104 | ETF | $68.5M | $959.6K |
| FUTUFutu Holdings Ltd | SPON ADS CL A | $47.6M | $8.24M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $16.7M | $37.1M |
| QSQuantumScape Corp | COM CL A | $7.39M | $45.6M |
| COUPCoupa Software Inc | COM | – | $51.6M |
| HLTHilton Worldwide Holdings Inc. | COM | $29.0M | $22.4M |
| VanEck Semiconductor ETF92189F676 | ETF | $20.6M | $29.1M |
| ZSZscaler, Inc. | Stock | – | $43.7M |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | $38.8M | $2.66M |
| ZZillow Group, Inc. | CL C CAP STK | $25.6M | $14.5M |
| NKENIKE, Inc. | Stock | – | $38.5M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | – | $38.2M |
| CHTRCharter Communications, Inc. | CL A | $21.9M | $13.5M |
| AMDAdvanced Micro Devices Inc | Stock | $13.2M | $21.4M |
| AALAmerican Airlines Group Inc. | Stock | $15.5M | $17.7M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $33.2M | – |
| JNJJohnson & Johnson | Stock | $29.5M | $3.29M |
| WBDWarner Bros. Discovery, Inc. | COM SER A | $15.0M | $15.3M |
| Paramount Global92556H206 | CL B | $23.3M | $7.03M |
| EXASExact Sciences Corp | COM | $18.3M | $11.6M |
| AAPLApple Inc. | Stock | $21.8M | $7.34M |
| BILIBilibili Inc. | SPONS ADS REP Z | $24.8M | $2.06M |
| CMCSAComcast Corp | Stock | $20.8M | $5.67M |
| Farfetch Ltd30744W107 | ORD SH CL A | $11.1M | $14.6M |
| CHGGChegg, Inc | COM | – | $25.3M |
| BACBank of America Corp | Stock | $4.26M | $21.0M |
| METAMeta Platforms, Inc. | Stock | $4.21M | $20.3M |
| CPNGCoupang, Inc. | CL A | – | $22.9M |
| MAMastercard Inc | Stock | – | $21.4M |
| NVDANVIDIA Corp | Stock | $10.7M | $10.7M |
| COPConocoPhillips | Stock | – | $21.2M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $8.07M | $12.3M |
| DISWalt Disney Co | Stock | $7.84M | $12.5M |
| XOMExxonMobil Holdings Corp | COM | $7.86M | $12.0M |
| iShares Tr464288281 | JPMORGAN USD EMG | – | $19.0M |
| JWNNordstrom Inc | Stock | $1.88M | $16.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $6.50M | $11.4M |
| Pershing Square Tontine Hldg71531R109 | COM CL A | $3.70M | $13.4M |
| VALEVale S.A. | SPONSORED ADS | $5.21M | $11.8M |
| SYFSynchrony Financial | COM | – | $16.8M |
| UBERUber Technologies, Inc | Stock | $6.49M | $9.81M |
| iShares Global Clean Energy ETF464288224 | ETF | $8.51M | $7.29M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | – | $15.3M |
| HCAHCA Healthcare, Inc. | COM | $15.1M | – |
| UNHUnitedHealth Group Inc | Stock | $14.9M | – |
| MRTXMirati Therapeutics, Inc. | COM | $6.56M | $8.02M |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | $14.6M | – |
| MLMMartin Marietta Materials Inc | COM | $7.79M | $6.72M |
| CVNACarvana Co. | CL A | $12.4M | $2.10M |
| iShares Tr464287432 | 20 YR TR BD ETF | $14.2M | – |
| MSFTMicrosoft Corp | Stock | – | $13.3M |
| PLAYDave & Buster's Entertainment, Inc. | COM | $479.0K | $12.8M |
| ATIAti Inc | Stock | – | $13.2M |
| VMCVulcan Materials CO | COM | $9.79M | $3.38M |
| GILDGilead Sciences, Inc. | Stock | $12.9M | – |
| PFSIPennyMac Financial Services, Inc. | COM | $3.01M | $9.86M |
| IQiQIYI, Inc. | SPONSORED ADS | $6.51M | $6.23M |
| U.S. Global Jets ETF26922A842 | ETF | $2.69M | $10.0M |
| CNCCentene Corp | Stock | $8.20M | $3.74M |
| ELANElanco Animal Health Inc | COM | $4.60M | $7.29M |
| BABoeing Co | Stock | $5.35M | $6.37M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $11.7M | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $6.13M | $5.52M |
| NEMNEWMONT Corp | Stock | $4.82M | $6.63M |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | $11.4M | – |
| LVSLas Vegas Sands Corp | COM | $5.32M | $6.08M |
| ETEnergy Transfer LP | COM UT LTD PTN | $5.68M | $5.68M |
| PANWPalo Alto Networks Inc | Stock | – | $11.1M |
| MSMorgan Stanley | Stock | $3.88M | $6.99M |
| ONOn Semiconductor Corp | Stock | $1.66M | $8.95M |
| TRIPTripAdvisor, Inc. | COM | – | $10.5M |
| OXYOccidental Petroleum Corp | Stock | – | $10.5M |
| WEXWEX Inc. | COM | – | $10.5M |
| DFSDiscover Financial Services | COM | $5.22M | $5.22M |
| ICLRIcon PLC | COM | $10.4M | – |
| UTHRUnited Therapeutics Corp | COM | $2.68M | $7.53M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $6.78M | $3.31M |
| XUnited States Steel Corp | COM | $9.94M | – |
| CHEFChefs' Warehouse, Inc. | COM | $4.87M | $4.57M |
| ZBHZimmer Biomet Holdings, Inc. | Stock | – | $9.44M |
| DBXDropbox, Inc. | CL A | $4.08M | $5.31M |