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Livermore
ZHEN

Aristeia Capital LLC

SEC CIK
0001080171
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
538
+50 vs. Q2 2021
Portfolio value
$5.34B
+$403.1M (+8.2%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Aristeia Capital LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LBRDKLiberty Broadband CorpCOM SER C5,482,741$946.9M17.7%+821,651+17.6%AddedHistory
Carnival Corp Ltd.14365C103ADR9,045,554$206.3M3.9%+176,183+2.0%Added–
iShares Tr464288513IBOXX HI YD ETF1,973,671$172.7M3.2%+1,973,671New–
CHRDChord Energy CorpCOM NEW797,018$79.2M1.5%+172,129+27.5%AddedHistory
Ares Acquisition CorporationG33032114UNIT 99/99/99997,081,000$70.1M1.3%00.0%Unchanged–
Pershing Square Tontine Hldg71531R109COM CL A3,554,788$70.0M1.3%+3,554,788New–
MPCMarathon Petroleum CorpStock906,266$56.0M1.0%−123,587−12.0%ReducedHistory
Churchill Capital Corp VII17144M201UNIT 99/99/99995,662,378$55.9M1.0%+62,378+1.1%Added–
JWSUFJaws Mustang Acquisition CorpUNIT 99/99/99994,870,916$48.9M0.9%−180,000−3.6%ReducedHistory
Compute Health Acquisitin Co204833206UNIT 99/99/99994,413,832$44.2M0.8%00.0%Unchanged–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/20264,250,000$42.3M0.8%00.0%Unchanged–
Tilray Inc88688TAB6NOTE 5.000%10/0–$38.1M0.7%–––
SCOAScION Tech Growth ICL A SHS3,796,241$36.9M0.7%00.0%UnchangedHistory
RMG Acquisition Corp IIIG76088114UNIT 02/08/20263,400,773$33.6M0.6%00.0%Unchanged–
E Merge Technology Acquisiti26873Y104COM CL A3,389,646$33.3M0.6%00.0%Unchanged–
DENDenbury IncCOM471,627$33.1M0.6%+422,244+855.0%AddedHistory
Austerlitz Acquisition CorpG0633U119UNIT 99/99/99993,322,500$32.7M0.6%00.0%Unchanged–
Exact Sciences Corp30063PAC9NOTE 0.375% 3/0–$32.5M0.6%–––
VALValaris LtdCL A872,463$30.4M0.6%+422,301+93.8%AddedHistory
Hostess Brands, Inc.44109J114*W EXP 11/04/2029,994,811$29.9M0.6%00.0%Unchanged–
Occidental Pete Corp WT Exp 080327674599162Stock2,531,908$29.9M0.6%+1,052,426+71.1%Added–
Pontem CorporationG71707106SHS CL A2,798,845$27.2M0.5%00.0%Unchanged–
PRPCCC Neuberger Principal Holdings IIISHS CL A2,743,230$26.8M0.5%00.0%UnchangedHistory
Fusion Acquisition Corp. II36118N201UNIT 02/29/20282,734,000$26.6M0.5%00.0%Unchanged–
Hudson Executive Inves III44376L206UNIT 02/22/20262,686,215$26.5M0.5%00.0%Unchanged–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/20262,671,927$26.4M0.5%00.0%Unchanged–
Queens Gambit Growth CapitalG7315C101CL A SHS2,553,525$25.2M0.5%00.0%Unchanged–
Maxeon Solar Technologies LT57779BAB0NOTE 6.500% 7/1–$24.9M0.5%–New–
Gores Holdings VII Inc38286T200UNIT 02/12/20282,376,699$23.5M0.4%00.0%Unchanged–
COOLCorner Growth Acquisition Corp.CL A SHS2,381,595$23.2M0.4%00.0%UnchangedHistory
Marlin Technology Corp.G58411102CL A SHS2,349,999$22.9M0.4%00.0%Unchanged–
HH&L Acquisition Co.G39714111UNIT 99/99/99992,300,000$22.8M0.4%00.0%Unchanged–
Thunder Bridge Cap Prtnrs II88605T209UNIT 02/15/20282,211,300$21.9M0.4%00.0%Unchanged–
LGVLongview Acquisition Corp. IICOM CL A2,197,100$21.7M0.4%+2,197,100NewHistory
Clovis Oncology, Inc.189464AE0NOTE 4.500% 8/0–$21.7M0.4%–––
CFIVCF Acquisition Corp. IVCOM CL A2,207,541$21.5M0.4%00.0%UnchangedHistory
Carney Technology Acqu Corp143636108CL A COMMON STK2,182,758$21.3M0.4%00.0%Unchanged–
Accelerate Acquisition Corp.00439D201UNIT 99/99/99992,122,506$21.3M0.4%00.0%Unchanged–
Jack Creek Investment Corp.G4989X107UNIT 10/01/20232,096,870$21.1M0.4%00.0%Unchanged–
Stardust Power Inc.G3934P102CL A SHS2,163,924$21.0M0.4%00.0%Unchanged–
Senior Connect Acquisitn Cor81723H108COM CL A2,113,000$20.6M0.4%00.0%Unchanged–
Ecp Environmental GW Opt Cor26829T100COM CL A2,065,648$20.4M0.4%+2,065,648New–
Cohn Robbins Holdings CorpG23726105COM CL A2,067,792$20.3M0.4%00.0%Unchanged–
Joff Fintech Acquisition Cor46592C209UNIT 02/03/20262,048,196$20.3M0.4%00.0%Unchanged–
KURIAlkuri Global Acquisition Corp.COM CL A2,018,700$20.1M0.4%00.0%UnchangedHistory
PRPBCC Neuberger Principal Holdings IISHS CL A2,041,860$20.1M0.4%00.0%UnchangedHistory
Apollo Strategic GRWT CPTL IG0412A110UNIT 99/99/99992,000,000$19.9M0.4%00.0%Unchanged–
Endurance Acquisition Corp.G3041W123UNIT 09/01/20261,980,000$19.7M0.4%+1,980,000New–
Epiphany Technology Acquisit29429X109COM CL A2,011,452$19.7M0.4%00.0%Unchanged–
Sierra Lake Acquisition Corp.826332207UNIT 03/31/20281,970,000$19.6M0.4%+1,970,000New–
SLAMSlam Corp.CL A SHS2,000,020$19.5M0.4%+2,000,020NewHistory
Beauty Health Co88331L116EQUITY WRT1,346,609$19.4M0.4%+883,694+190.9%Added–
ScION Tech Growth IIG31070124UNIT 99/99/99991,950,000$19.4M0.4%00.0%Unchanged–
Hamilton Lane Alliance Hldgs40749M103COM CL A1,999,998$19.4M0.4%00.0%Unchanged–
G Squared Ascend I IncG4204R109SHS CL A1,951,520$19.3M0.4%+1,951,520New–
LHCLeo Holdings Corp. IICOM CL A1,974,000$19.2M0.4%00.0%UnchangedHistory
Northern Star Invest Corp IV66575B200UNIT 02/25/20281,931,512$19.0M0.4%00.0%Unchanged–
CXApp Inc.49714K109COM CL A1,900,000$18.9M0.4%00.0%Unchanged–
Equity Distr Acquisition Cor29465E106COM CL A1,905,076$18.7M0.4%00.0%Unchanged–
Warburg Pincus Captal Corp IG9460M116UNIT 99/99/99991,850,000$18.4M0.3%00.0%Unchanged–
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/99991,836,919$18.1M0.3%00.0%Unchanged–
KRNLKernel Group Holdings, Inc.CL A SHS1,855,000$18.1M0.3%00.0%UnchangedHistory
Bloom Energy Corp093712AH0NOTE 2.500% 8/1–$18.0M0.3%–New–
DNZD & Z Media Acquisition Corp.COM CL A1,836,727$17.9M0.3%00.0%UnchangedHistory
Northern Star Invest Corp II66574L209UNIT 02/25/20281,807,000$17.8M0.3%00.0%Unchanged–
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/99991,750,000$17.2M0.3%00.0%Unchanged–
Elliott Opportunity II Corp.G30092129UNIT 99/99/99991,694,424$17.1M0.3%+989,141+140.2%Added–
Apollo Strategic Growth CaptG0411R106SHS CL A1,751,460$17.1M0.3%00.0%Unchanged–
Golden Falcon Acquisition Co38102H109CL A1,750,000$17.1M0.3%00.0%Unchanged–
KAIRKairos Acquisition Corp.CL A SHS1,742,729$16.9M0.3%00.0%UnchangedHistory
Go Acquisition Corp362019101COM1,704,141$16.7M0.3%00.0%Unchanged–
KL Acquisition Corp49837C109COM CL A1,709,499$16.7M0.3%00.0%Unchanged–
Property Solutions Acquisiti74350A207UNIT 03/01/20261,677,600$16.6M0.3%00.0%Unchanged–
COVA Acquisition Corp.G2554Y112UNIT 04/01/20211,663,000$16.5M0.3%00.0%Unchanged–
Social Leverage Acquisn Corp83363K201UNIT 99/99/99991,653,903$16.4M0.3%00.0%Unchanged–
ALTIAlTi Global, Inc.CL A SHS1,653,621$16.3M0.3%+1,653,621NewHistory
DHC Acquisition CorpG2758T125UNIT 02/25/20261,629,000$16.2M0.3%00.0%Unchanged–
Adit Edtech Acquisition Corp007024102COMMON STOCK1,650,000$16.1M0.3%00.0%Unchanged–
Post Holdings Partnering Cor737465203UNIT 99/99/99991,585,442$16.0M0.3%00.0%Unchanged–
VPC Impact Acqu Holdi III IN91835J108COM CL A1,610,114$16.0M0.3%00.0%Unchanged–
Z-Work Acquisition Corp98880C201UNIT 99/99/99991,606,072$15.9M0.3%+14,400+0.9%Added–
Advanced Merger Partners Inc00777J109COM CL A1,640,130$15.9M0.3%+1,640,130New–
MDH Acquisition Corp55283P106COM CL A1,597,246$15.7M0.3%+1,597,246New–
Silver Crest Acquisition CorG81355102CL A SHS1,600,000$15.7M0.3%00.0%Unchanged–
Rice Acquisition Corp IIG75529118UNIT 99/99/99991,525,000$15.7M0.3%00.0%Unchanged–
SunPower Inc.G3663X102UNIT 99/99/99991,586,791$15.7M0.3%00.0%Unchanged–
Atlas Crest Investment Corp049287204UNIT 99/99/99991,563,583$15.6M0.3%00.0%Unchanged–
Interprivate IV Infratech PR46064T201UNIT 03/05/20261,591,000$15.6M0.3%00.0%Unchanged–
MBACM3-Brigade Acquisition II Corp.COM CL A1,556,124$15.4M0.3%00.0%UnchangedHistory
CHP Merger Corp.12558Y106COM CL A1,538,182$15.4M0.3%00.0%Unchanged–
GNACGroup Nine Acquisition Corp.COM CL A1,575,000$15.3M0.3%00.0%UnchangedHistory
Sustainable Develp Acqu I Co86934L202UNIT 02/04/20261,509,388$15.2M0.3%00.0%Unchanged–
H.I.G. Acquisition Corp.G44898107COM CL A1,549,998$15.1M0.3%00.0%Unchanged–
Healthcare Services Acqu Cor42227K104COM CL A1,550,000$15.1M0.3%00.0%Unchanged–
Pine Technology Acquisitn Co722850203UNIT 03/31/20281,499,900$14.9M0.3%00.0%Unchanged–
Tailwind Internatnal Acq CorG8662F127UNIT 99/99/99991,500,000$14.9M0.3%00.0%Unchanged–
Diamondhead Holdings Corp25278L204UNIT 01/21/20261,500,000$14.8M0.3%00.0%Unchanged–
Fintech Evolution Acquis GroG3R19A112UNIT 99/99/99991,500,000$14.8M0.3%00.0%Unchanged–
Lazard Growth Acquisition CoG54035129UNIT 99/99/99991,500,000$14.8M0.3%+210,354+16.3%Added–
EJFAEJF Acquisition Corp.CL A SHS1,500,000$14.8M0.3%+1,500,000NewHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Aristeia Capital LLC in Q3 2021
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$32.8M–
GLNGGolar LNG LtdSHS$9.55M–
VanEck ETF Trust92189F106GOLD MINERS ETF$2.95M–

Sold out since Q2 2021 (65)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Aristeia Capital LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Power & Digital Infra Acq Co739190205UNIT 99/99/99992,992,258$30.2M0.6%–
Far Peak Acquisition CorpG3312L103SHS CL A2,378,761$23.7M0.5%–
Longview Acquisition Corp. II54319Q204UNIT 99/99/99992,200,000$22.2M0.4%–
Ecp Environmental GW Opt Cor26829T209UNIT 03/01/20262,065,648$20.9M0.4%–
Slam Corp.G8210L113UNIT 99/99/99992,000,020$20.0M0.4%–
G Squared Ascend I IncG4204R125UNIT 99/99/99991,951,522$19.6M0.4%–
STEMStem, Inc.COM701,604$16.7M0.3%History
Cartesian Growth CorpG19276123UNIT 02/26/20281,653,622$16.5M0.3%–
Advanced Merger Partners Inc00777J208UNIT 99/99/99991,640,134$16.4M0.3%–
MDH Acquisition Corp55283P205UNIT 99/99/99991,597,246$16.0M0.3%–
Isos Acquisition CorporationG4962C120UNIT 99/99/99991,550,000$15.8M0.3%–
Highland Transcend PartnersG44690108COM CL A1,603,449$15.6M0.3%–
Altimar Acquisition Corp IIG03709113UNIT 99/99/99991,500,000$15.0M0.3%–
Centricus Acquisition CorpG2072Q104CL A SHS1,516,900$15.0M0.3%–
Spartan Acquisition Corp. III84677R205UNIT 99/99/99991,410,300$14.2M0.3%–
VPC Impact Acquisition HldgG9460L100UNIT 03/05/20261,389,544$14.0M0.3%–
AMCAMC Entertainment Holdings, Inc.CL A COM220,000$12.5M0.3%History
Velocity Acquisition Corp92259E203UNIT 99/99/99991,200,000$11.9M0.2%–
FTAC Athena Acquisition Corp.G37283127UNIT 99/99/99991,099,403$11.2M0.2%–
EJF Acquisition Corp.G2955B117UNIT 03/10/20261,060,000$10.6M0.2%–
Interprivate III Financial P46064R205UNIT 99/99/99991,050,000$10.5M0.2%–
Soaring Eagle Acquisition CoG8354H126CL A SHS1,039,026$10.3M0.2%–
Algonquin PWR Utils Corp015857873UNIT 99/99/9999205,000$10.2M0.2%–
Pathfinder Acquisition CorpG04119114UNIT 02/17/2026910,700$9.05M0.2%–
Locust Walk Acquisition Corp54015L103COM CL A863,587$8.54M0.2%–
CNDConcord Acquisition CorpCOM CL A851,500$8.39M0.2%History
First Reserve Sustainable GW336169206UNIT 03/05/2026811,996$8.11M0.2%–
CF Acquisition Corp V12520R205UNIT 01/25/2026714,381$7.29M0.1%–
Mcap Acquisition Corp55282T208UNIT 02/18/2030698,700$6.97M0.1%–
Athena Technology Acquisi Co04687A208UNIT 99/99/9999625,000$6.23M0.1%–
Astrea Acquisition Corp.04637C205UNIT 01/28/2028591,829$5.89M0.1%–
Ajax IG0190X100COM575,000$5.73M0.1%–
Novus Capital Corporation II67012W203UNIT 99/99/9999500,000$5.06M0.1%–
CBRLCracker Barrel Old Country Store, IncCOM28,430$4.22M0.1%History
JBTMJBT Marel CorpCOM28,560$4.07M0.1%History
Dmy Technology Group Inc IV23344K201UNIT 99/99/9999343,000$3.44M0.1%–
OPKOpko Health, Inc.COM708,941$2.87M0.1%History
Clover Health Investments, Corp.18914F111*W EXP 04/21/202456,620$2.33M<0.1%–
OPENWOpendoor Technologies Inc.*W EXP 12/18/202326,138$2.13M<0.1%History
Arrowroot Acquisition Corp04282M201UNIT 01/29/2026201,915$2.02M<0.1%–
Rice Acquisition Corp762594117*W EXP 10/26/202337,465$1.92M<0.1%–
D8 Holdings CorpG2614K128*W EXP 08/05/202931,936$1.55M<0.1%–
DNABSocial Capital Suvretta Holdings Corp. IICLASS A ORD SHS150,000$1.52M<0.1%History
AKLIAkili, Inc.CLASS A ORD SHS150,000$1.52M<0.1%History
PROKProkidney Corp.CLASS A ORD SHS150,000$1.52M<0.1%History
DNADSocial Capital Suvretta Holdings Corp. IVCLASS A ORD SHS150,000$1.51M<0.1%History
Yellowstone Acquisition Co98566K105COM CL A150,000$1.51M<0.1%–
ETSYEtsy IncCOM7,000$1.44M<0.1%History
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.59,433$1.16M<0.1%–
SPNVSpinnova PlcCOM CL A112,608$1.12M<0.1%History
Poema Global Holdings CorpG7154B115*W EXP 01/08/2021,196,304$913.0K<0.1%–
Centricus Acquisition CorpG2072Q120*W EXP 02/04/202482,425$673.0K<0.1%–
Rocket Internet GRWT Oprt CoG7613T111UNIT 99/99/999966,000$661.0K<0.1%–
DFPHStarling Oncology, Inc.COM CL A62,500$622.0K<0.1%History
Highland Transcend PartnersG44690124*W EXP 99/99/999534,483$588.0K<0.1%–
Hims & Hers Health, Inc.433000114*W EXP 01/20/202174,143$583.0K<0.1%–
Motive Capital CorpG6293A111*W EXP 12/31/202583,333$556.0K<0.1%–
Arrival GroupL0423Q108SHS31,200$489.0K<0.1%–
Aurora Acquisition CorpG0698L129*W EXP 03/02/202250,000$425.0K<0.1%–
CLOVClover Health Investments, Corp.COM CL A27,500$366.0K<0.1%History
Locust Walk Acquisition Corp54015L111*W EXP 12/31/202283,129$283.0K<0.1%–
Northern Genesis Acquisition66516U101COMMON STOCK21,174$211.0K<0.1%–
Northern Genesis Acquisition66516U119*W EXP 01/15/20243,217$72.0K<0.1%–
Ion Acquisition Corp 2 LtdG49393112*W EXP 02/17/20231,275$55.0K<0.1%–
PTK Acquisition Corp69375F116*W EXP 12/12/20251,100$27.0K<0.1%–