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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 13, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
1,370
+22 vs. Q4 2023
Portfolio value
$11.1B
+$901.9M (+8.8%) vs. Q4 2023
Filed
May 13, 2024
SEC
Holdings of D.A. Davidson & Co. in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
UAMYUnited States Antimony CorpCOM10,320$2.58K<0.1%−125,023−92.4%ReducedHistory
Atech (Parent) Resolution Corp.00973N102COM12,500$7.39K<0.1%−90,000−87.8%Reduced–
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/1–$23.6K<0.1%–New–
SLDPSolid Power, Inc.CLASS A COM12,200$24.8K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM10,567$29.6K<0.1%+219+2.1%AddedHistory
DCDakota Gold Corp.COM13,037$30.9K<0.1%+13,037NewHistory
WWWW International, Inc.COM19,250$35.6K<0.1%+405+2.1%AddedHistory
NATNordic American Tankers LtdCOM10,000$39.2K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR15,438$40.0K<0.1%00.0%UnchangedHistory
RYAMRayonier Advanced Materials Inc.COM10,067$48.1K<0.1%00.0%UnchangedHistory
Arbor Realty Trust Inc038923BA5NOTE 7.500% 8/0–$50.9K<0.1%–New–
ATYRaTYR PHARMA INCCOM NEW26,350$51.4K<0.1%+13,600+106.7%AddedHistory
ALTMArcadium Lithium plcStock12,208$52.6K<0.1%+12,208NewHistory
SDIGStronghold Digital Mining, Inc.CLASS A COM13,750$57.1K<0.1%+1,800+15.1%AddedHistory
CVMCel Sci CorpCOM PAR NEW32,300$61.7K<0.1%−258,628−88.9%ReducedHistory
IGRCbre Global Real Estate Income FundCOM11,745$63.2K<0.1%00.0%UnchangedHistory
HBIHanesbrands Inc.COM10,966$63.6K<0.1%+10,966NewHistory
SIRISirius XM Holdings Inc.COM16,961$65.8K<0.1%+12+0.1%AddedHistory
BTEBaytex Energy Corp.COM19,195$69.7K<0.1%00.0%UnchangedHistory
AVXLAnavex Life Sciences Corp.COM NEW13,770$70.1K<0.1%+2,520+22.4%AddedHistory
PCKPIMCO California Municipal Income Fund IICOM12,553$72.4K<0.1%00.0%UnchangedHistory
HLHecla Mining CoCOM16,774$80.7K<0.1%00.0%UnchangedHistory
GUTGabelli Utility TrustCOM14,786$82.1K<0.1%+1,342+10.0%AddedHistory
PLUGPlug Power IncStock25,309$87.1K<0.1%−1,803−6.7%ReducedHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$88.7K<0.1%–––
VOXXVOXX International CorpCL A11,400$93.0K<0.1%00.0%UnchangedHistory
SMRNuscale Power CorpCL A COM19,200$102.0K<0.1%+19,200NewHistory
CHWCalamos Global Dynamic Income FundCOM16,000$104.2K<0.1%00.0%UnchangedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A10,639$106.1K<0.1%+10,639NewHistory
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0–$107.8K<0.1%–––
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$109.1K<0.1%–––
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT29,258$112.9K<0.1%00.0%UnchangedHistory
GALTGalectin Therapeutics IncCOM NEW47,655$113.9K<0.1%+5,000+11.7%AddedHistory
FPIFarmland Partners Inc.COM10,410$115.6K<0.1%+189+1.8%AddedHistory
NMRNomura Holdings IncSPONSORED ADR18,518$118.9K<0.1%−590−3.1%ReducedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT14,741$120.0K<0.1%−207−1.4%ReducedHistory
COOKTraeger, Inc.COMMON STOCK50,200$127.0K<0.1%00.0%UnchangedHistory
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1–$128.2K<0.1%–––
IIMInvesco Value Municipal Income TrustCOM10,758$129.1K<0.1%+10,758NewHistory
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/1–$132.4K<0.1%–––
BCXBlackRock Resources & Commodities Strategy TrustSHS14,613$132.7K<0.1%−68,702−82.5%ReducedHistory
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/0–$132.7K<0.1%–––
SWNSouthwestern Energy CoCOM17,763$134.6K<0.1%00.0%UnchangedHistory
Solaredge Technologies, Inc.83417MAD6NOTE 9/1–$135.8K<0.1%–––
Ironwood Pharmaceuticals Inc46333XAH1NOTE 1.500% 6/1–$136.4K<0.1%–––
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,100$137.8K<0.1%00.0%UnchangedHistory
RIOTRiot Platforms, Inc.COM11,360$139.0K<0.1%+11,360NewHistory
Imax Corp45245EAJ8NOTE 0.500% 4/0–$139.7K<0.1%–––
OXLCOxford Lane Capital Corp.COM27,907$141.8K<0.1%+3,196+12.9%AddedHistory
Lci Inds501812AB7NOTE 1.125% 5/1–$146.3K<0.1%–––
John Bean Technologies Corp477839AB0NOTE 0.250% 5/1–$148.3K<0.1%–New–
On Semiconductor Corp682189AU9NOTE 0.500% 3/0–$149.6K<0.1%–New–
BWBBridgewater Bancshares IncCOM12,900$150.2K<0.1%00.0%UnchangedHistory
Itron, Inc.465741AN6NOTE 3/1–$150.2K<0.1%–––
NEANuveen AMT-Free Quality Municipal Income FundCOM14,043$155.5K<0.1%+15+0.1%AddedHistory
CHYCalamos Convertible & High Income FundCOM SHS13,365$157.8K<0.1%−100−0.7%ReducedHistory
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0–$158.2K<0.1%–––
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0–$158.6K<0.1%–––
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR10,559$160.6K<0.1%−1,153−9.8%ReducedHistory
QSQuantumScape CorpCOM CL A25,648$161.3K<0.1%+2,552+11.0%AddedHistory
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1–$161.5K<0.1%–––
CXMSprinklr, Inc.CL A13,300$163.2K<0.1%−50−0.4%ReducedHistory
Uber Technologies, Inc90353TAJ9NOTE 12/1–$163.7K<0.1%–––
Ford MTR Co Del345370CZ1NOTE 3/1–$163.9K<0.1%–––
JPCNuveen Preferred & Income Opportunities FundCOM23,563$169.4K<0.1%−3,033−11.4%ReducedHistory
NMZNuveen Municipal High Income Opportunity FundCOM16,097$170.0K<0.1%+16,097NewHistory
NCANuveen California Municipal Value FundCOM STK19,256$173.3K<0.1%−8,322−30.2%ReducedHistory
PRPermian Resources CorpCLASS A COM10,010$176.8K<0.1%00.0%UnchangedHistory
ERICEricsson LM Telephone CoADR B SEK 1033,000$181.8K<0.1%00.0%UnchangedHistory
SFLSFL Corp Ltd.SHS13,890$183.1K<0.1%+13,890NewHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM13,954$186.4K<0.1%+3,500+33.5%AddedHistory
CWANClearwater Analytics Holdings, Inc.CL A10,545$186.5K<0.1%00.0%UnchangedHistory
ADPTAdaptive Biotechnologies CorpCOM58,125$186.6K<0.1%+11,150+23.7%AddedHistory
Lithium Americas Argentina Cor Com Shs53681K100Stock36,180$195.0K<0.1%+10,715+42.1%Added–
ASCArdmore Shipping CorpCOM12,080$198.4K<0.1%−200−1.6%ReducedHistory
PSTLPostal Realty Trust, Inc.CL A13,859$198.5K<0.1%+200+1.5%AddedHistory
STBAS&T Bancorp IncCOM6,312$202.5K<0.1%00.0%UnchangedHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR7,622$203.3K<0.1%+7,622NewHistory
iShares Tr46435G268RUSEL 2500 ETF3,112$204.2K<0.1%+3,112New–
Cyberark Software LtdM2682V108SHS770$204.5K<0.1%+770New–
WDFCWD 40 CoCOM810$205.2K<0.1%+810NewHistory
Etfis Ser Tr I26923G822VIRTUS INFRCAP9,922$207.9K<0.1%−1,193−10.7%Reduced–
NGLNGL Energy Partners LPCOM UNIT REPST36,113$208.0K<0.1%+5,949+19.7%AddedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT16,660$208.1K<0.1%−2,140−11.4%ReducedHistory
HASHasbro, Inc.COM3,703$209.3K<0.1%−1,401−27.4%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT20,472$209.8K<0.1%00.0%UnchangedHistory
BWETAmplify Commodity TrustBREAKWAVE TANKER11,350$211.4K<0.1%+11,350NewHistory
HOLXHologic IncCOM2,716$211.7K<0.1%−134−4.7%ReducedHistory
SEATVivid Seats Inc.COM CL A35,634$213.4K<0.1%+178+0.5%AddedHistory
NSITInsight Enterprises IncCOM1,152$213.7K<0.1%−197−14.6%ReducedHistory
NUNu Holdings Ltd.ORD SHS CL A17,963$214.3K<0.1%+17,963NewHistory
AGNCAGNC Investment Corp.REIT21,708$214.9K<0.1%+3,251+17.6%AddedHistory
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM11,074$215.8K<0.1%00.0%UnchangedHistory
PFLPIMCO Income Strategy FundCOM25,475$216.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,300$217.5K<0.1%+4,300New–
ARMArm Holdings PLCADR1,740$217.5K<0.1%+1,740NewHistory
DIODDiodes IncCOM3,118$219.8K<0.1%+3,118NewHistory
EGPEastgroup Properties IncCOM1,224$220.0K<0.1%00.0%UnchangedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG14,820$220.8K<0.1%00.0%UnchangedHistory
EVRGEvergy, Inc.Stock4,152$221.7K<0.1%−67−1.6%ReducedHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q1 2024
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$89.4K
NVDANVIDIA CorpStock–$19.5K
AVGOBroadcom Inc.Stock–$4.92K
RXRXRecursion Pharmaceuticals, Inc.CL A–$1.28K
MAMastercard IncStock$1.23K–
MUMicron Technology IncStock–$1.07K
AMATApplied Materials IncStock–$970
CWCOConsolidated Water Co. Ltd.ORD–$794
MRVLMarvell Technology, Inc.COM–$745
PATHUiPath, Inc.Stock–$324
BMYBristol Myers Squibb CoStock–$148

Sold out since Q4 2023 (93)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
iShares Tr46434V4070-5YR HI YL CP143,141$6.04M0.1%–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF19,236$2.12M<0.1%–
First Trust Multi Cap Growth Alphadex Fund33733F101ETF18,831$2.11M<0.1%–
GOFGuggenheim Strategic Opportunities FundCOM SBI153,423$1.96M<0.1%History
INVXInnovex International, Inc.COM82,169$1.91M<0.1%History
MSMMSC Industrial Direct Co IncCL A18,804$1.90M<0.1%History
Advisorshares Tr00768Y479DORSY FSM ALCP54,370$1.84M<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF68,352$1.71M<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY27,725$1.67M<0.1%–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM117,561$1.49M<0.1%History
Flagstar Bank, National Association649445103COM145,429$1.49M<0.1%–
PIMCO ETF Tr72201R817INV GRD CRP BD15,102$1.47M<0.1%–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF77,123$1.40M<0.1%–
AZEKAZEK Co Inc.CL A29,451$1.13M<0.1%History
iShares Inc464286392MSCI WORLD ETF8,121$1.08M<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF18,692$990.1K<0.1%–
WESTWestrock Coffee CoCOM96,002$980.2K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF18,815$899.2K<0.1%–
PERIPerion Network Ltd.SHS NEW28,218$871.1K<0.1%History
First Tr High Income L/S FD33738E109COM66,840$808.1K<0.1%–
VRNAVerona Pharma plcSPONSORED ADS33,400$664.0K<0.1%History
DCIDonaldson Co IncStock9,708$634.5K<0.1%History
WisdomTree Tr97717X214EMERG MKTS ESG21,612$632.7K<0.1%–
First Tr Exch Traded FD III33739P855INSTL PFD SECS34,961$623.4K<0.1%–
ACIWAci Worldwide, Inc.Stock20,000$612.0K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM3,098$593.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock3,890$571.8K<0.1%History
ICHRIchor Holdings, Ltd.SHS16,476$554.1K<0.1%History
iShares Tr464289867CORE 60 BALA ETF9,903$526.7K<0.1%–
XPOFXponential Fitness, Inc.COM CL A39,560$509.9K<0.1%History
VSTVistra Corp.Stock13,236$509.9K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM8,880$502.3K<0.1%–
Global X FDS37950E333GLBX SUPRINC ETF54,363$493.6K<0.1%–
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM29,463$443.1K<0.1%History
TDSTelephone & Data Systems IncCOM NEW23,213$426.0K<0.1%History
MATWMatthews International CorpCL A11,290$413.8K<0.1%History
UBSIUnited Bankshares IncCOM10,843$407.2K<0.1%History
CMCOColumbus McKinnon CorpCOM9,226$360.0K<0.1%History
FMNBFarmers National Banc CorpCOM22,558$326.0K<0.1%History
CASSCass Information Systems IncCOM6,869$309.4K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM4,669$308.2K<0.1%History
NTRSNorthern Trust CorpCOM3,416$288.3K<0.1%History
CNICanadian National Railway CoStock2,293$288.1K<0.1%History
SLABSilicon Laboratories Inc.Stock2,178$288.1K<0.1%History
MEDMedifast IncCOM4,268$286.9K<0.1%History
LTCLTC Properties IncREIT8,920$286.5K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,050$283.9K<0.1%–
Global X FDS37960A669SUPERDIVIDEND12,502$281.9K<0.1%–
ETF Managers Tr26924G888ETHO CLIMATE LEA5,045$280.5K<0.1%–
CCChemours CoStock8,863$279.6K<0.1%History
ALGMAllegro Microsystems, Inc.COM9,170$277.6K<0.1%History
iShares Tr464287754US INDUSTRIALS2,358$269.7K<0.1%–
NSANational Storage Affiliates TrustCOM SHS BEN IN5,969$247.6K<0.1%History
ROKURoku, IncCOM CL A2,687$246.3K<0.1%History
JDJD.com, Inc.SPON ADS CL A8,400$242.7K<0.1%History
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,445$240.4K<0.1%–
Simplify Exchange Traded Fun82889N764HEDGED EQUITY9,360$236.4K<0.1%–
SRPTSarepta Therapeutics, Inc.COM2,383$229.8K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT14,100$225.0K<0.1%History
SPLKSplunk IncCOM1,467$223.5K<0.1%History
DINDine Brands Global, Inc.COM4,400$218.5K<0.1%History
SPDR Series Trust78464A755ST STR SP METAL3,651$218.4K<0.1%–
SKMSK Telecom Co LtdSPONSORED ADR10,132$216.8K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF8,577$216.7K<0.1%–
BANFBancfirst CorpCOM2,224$216.5K<0.1%History
BF.BBrown Forman CorpStock3,767$215.1K<0.1%History
Capital Grp Fixed Incm ETF T14020Y201MUN INM ETF7,716$208.9K<0.1%–
UGIUgi CorpStock8,489$208.8K<0.1%History
CCUUnited Breweries Co IncSPONSORED ADR16,650$208.8K<0.1%History
ELSEquity Lifestyle Properties IncCOM2,959$208.7K<0.1%History
EXRExtra Space Storage Inc.COM1,292$207.1K<0.1%History
SNVSynovus Financial CorpCOM NEW5,487$206.6K<0.1%History
FTREFortrea Holdings Inc.COMMON STOCK5,888$205.5K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF2,919$202.0K<0.1%–
AEISAdvanced Energy Industries IncCOM1,852$201.7K<0.1%History
TPCTutor Perini CorpCOM21,081$191.8K<0.1%History
CMTLComtech Telecommunications CorpCOM NEW22,380$188.7K<0.1%History
INTTIntest CorpCOM13,800$187.7K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD13,115$174.4K<0.1%–
BCATBlackRock Capital Allocation Term TrustCOM11,125$166.3K<0.1%History
BKCCBlackRock Capital Investment CorpCOM39,640$153.4K<0.1%History
Nuveen Calif Select Tax Free67063R103SH BEN INT11,699$149.6K<0.1%–
Guess Inc401617AD7NOTE 2.000% 4/1–$139.9K<0.1%–
Enphase Energy, Inc.29355AAH0NOTE 3/0–$137.0K<0.1%–
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0–$121.6K<0.1%–
OMOutset Medical, Inc.COM19,820$107.2K<0.1%History
NUVNuveen Municipal Value Fund IncCOM10,058$86.5K<0.1%History
OPENOpendoor Technologies Inc.COM18,000$80.6K<0.1%History
CCIFCarlyle Credit Income FundSHS BEN INT10,022$79.7K<0.1%History
RGTIWRigetti Computing, Inc.*W EXP 99/99/999125,000$16.9K<0.1%History
Western Digital Corp958102AP0NOTE 1.500% 2/0–$14.9K<0.1%–
OTLKOutlook Therapeutics, Inc.COM NEW28,000$11.0K<0.1%History
CSSEChicken Soup for the Soul Entertainment, Inc.CL A14,353$3.15K<0.1%History