D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,348
- +34 vs. Q3 2023
- Portfolio value
- $10.2B
- +$986.3M (+10.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PSECProspect Capital Corp | COM | 281,757 | $1.69M | <0.1% | +4,996+1.8% | Added | History |
| WPMWheaton Precious Metals Corp. | COM | 34,406 | $1.70M | <0.1% | +3,002+9.6% | Added | History |
| TTITetra Technologies Inc | COM | 376,110 | $1.70M | <0.1% | −316,020−45.7% | Reduced | History |
| SNASnap-on Inc | COM | 5,899 | $1.70M | <0.1% | −383−6.1% | Reduced | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 78,185 | $1.71M | <0.1% | +2,646+3.5% | Added | History |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 68,352 | $1.71M | <0.1% | −1,059−1.5% | Reduced | – |
| CLFCleveland-Cliffs Inc. | COM | 84,293 | $1.72M | <0.1% | −19,450−18.7% | Reduced | History |
| NVTnVent Electric plc | SHS | 29,135 | $1.72M | <0.1% | +1,278+4.6% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 34,059 | $1.72M | <0.1% | +2,025+6.3% | Added | – |
| BROBrown & Brown, Inc. | Stock | 24,250 | $1.72M | <0.1% | +368+1.5% | Added | History |
| VRSKVerisk Analytics, Inc. | COM | 7,272 | $1.74M | <0.1% | −103−1.4% | Reduced | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 6,430 | $1.74M | <0.1% | 00.0% | Unchanged | – |
| J P Morgan Exchange Traded F46641Q670 | CORE PLUS BD ETF | 37,140 | $1.75M | <0.1% | +295+0.8% | Added | – |
| iShares Tr464287697 | U.S. UTILITS ETF | 21,949 | $1.75M | <0.1% | +3,009+15.9% | Added | – |
| NETCloudflare, Inc. | CL A COM | 21,077 | $1.75M | <0.1% | −42−0.2% | Reduced | History |
| iShares Tr464288760 | US AER DEF ETF | 13,922 | $1.76M | <0.1% | +1,372+10.9% | Added | – |
| DDominion Energy, Inc | Stock | 37,599 | $1.77M | <0.1% | −6,971−15.6% | Reduced | History |
| AHRTAH Realty Trust, Inc. | COM | 143,217 | $1.77M | <0.1% | +6,509+4.8% | Added | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 48,461 | $1.79M | <0.1% | −707−1.4% | Reduced | – |
| GLADGladstone Capital Corp | COM | 167,578 | $1.79M | <0.1% | −433−0.3% | Reduced | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 24,863 | $1.80M | <0.1% | −1,512−5.7% | Reduced | – |
| CSGPCostar Group, Inc. | COM | 20,764 | $1.81M | <0.1% | +218+1.1% | Added | History |
| Advisorshares Tr00768Y479 | DORSY FSM ALCP | 54,370 | $1.84M | <0.1% | −3,608−6.2% | Reduced | – |
| PCHPotlatchdeltic Corp | COM | 37,524 | $1.84M | <0.1% | −4,296−10.3% | Reduced | History |
| XELXcel Energy Inc | Stock | 29,873 | $1.85M | <0.1% | +88+0.3% | Added | History |
| MDUMdu Resources Group Inc | Stock | 93,794 | $1.86M | <0.1% | −4,199−4.3% | Reduced | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 13,798 | $1.87M | <0.1% | +13,798 | New | – |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 21,967 | $1.88M | <0.1% | −1,679−7.1% | Reduced | – |
| MSMMSC Industrial Direct Co Inc | CL A | 18,804 | $1.90M | <0.1% | +699+3.9% | Added | History |
| LHLabcorp Holdings Inc. | COM NEW | 8,395 | $1.91M | <0.1% | −764−8.3% | Reduced | History |
| INVXInnovex International, Inc. | COM | 82,169 | $1.91M | <0.1% | −7,247−8.1% | Reduced | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 32,637 | $1.92M | <0.1% | +474+1.5% | Added | – |
| Global X FDS37954Y343 | GLBL X MLP ETF | 43,661 | $1.93M | <0.1% | −5,517−11.2% | Reduced | – |
| ANETArista Networks, Inc. | COM | 8,234 | $1.94M | <0.1% | +211+2.6% | Added | History |
| Northern LTS FD Tr IV66538H385 | STERLING CAPITAL | 68,408 | $1.95M | <0.1% | +6,113+9.8% | Added | – |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 153,423 | $1.96M | <0.1% | +58,051+60.9% | Added | History |
| ALLAllstate Corp | Stock | 14,200 | $1.99M | <0.1% | −175−1.2% | Reduced | History |
| SNPSSynopsys Inc | COM | 3,862 | $1.99M | <0.1% | −36−0.9% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 9,463 | $1.99M | <0.1% | −307−3.1% | Reduced | History |
| SLViShares Silver Trust | ETF | 91,517 | $1.99M | <0.1% | +788+0.9% | Added | History |
| MRVLMarvell Technology, Inc. | COM | 33,051 | $1.99M | <0.1% | +3,958+13.6% | Added | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 44,902 | $2.00M | <0.1% | −40,636−47.5% | Reduced | – |
| TRVTravelers Companies, Inc. | Stock | 10,553 | $2.01M | <0.1% | +164+1.6% | Added | History |
| GMGeneral Motors Co | COM | 56,091 | $2.01M | <0.1% | −6,418−10.3% | Reduced | History |
| CNHCNH Industrial N.V. | SHS | 166,389 | $2.03M | <0.1% | +166,389 | New | History |
| RSGRepublic Services, Inc. | COM | 12,418 | $2.05M | <0.1% | +392+3.3% | Added | History |
| J P Morgan Exchange Traded F46641Q274 | SHORT DURA CORE | 44,075 | $2.05M | <0.1% | −448−1.0% | Reduced | – |
| FIBKFirst Interstate Bancsystem Inc | COM | 67,237 | $2.07M | <0.1% | +6,464+10.6% | Added | History |
| KNFKnife River Corp | Stock | 31,339 | $2.07M | <0.1% | −4,262−12.0% | Reduced | History |
| John Hancock Exchange Traded47804J859 | MULTI INTL ETF | 63,798 | $2.08M | <0.1% | −3,249−4.8% | Reduced | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 127,859 | $2.09M | <0.1% | +20,491+19.1% | Added | History |
| AZOAutoZone Inc | COM | 807 | $2.09M | <0.1% | +173+27.3% | Added | History |
| IFFInternational Flavors & Fragrances Inc | COM | 25,811 | $2.09M | <0.1% | −1,048−3.9% | Reduced | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 93,172 | $2.09M | <0.1% | −40,425−30.3% | Reduced | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 25,050 | $2.09M | <0.1% | −403−1.6% | Reduced | – |
| FFord Motor Co | Stock | 171,875 | $2.10M | <0.1% | −55,766−24.5% | Reduced | History |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 18,831 | $2.11M | <0.1% | −864−4.4% | Reduced | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 91,392 | $2.12M | <0.1% | −5,509−5.7% | Reduced | History |
| PHParker-Hannifin Corp | Stock | 4,592 | $2.12M | <0.1% | −163−3.4% | Reduced | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 19,236 | $2.12M | <0.1% | +19,236 | New | – |
| IQVIQVIA Holdings Inc. | Stock | 9,167 | $2.12M | <0.1% | −7,195−44.0% | Reduced | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 31,512 | $2.12M | <0.1% | +6,279+24.9% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 26,280 | $2.16M | <0.1% | +1,102+4.4% | Added | – |
| iShares Tr46434V878 | ULTRA SHORT DUR | 43,069 | $2.17M | <0.1% | −26,656−38.2% | Reduced | – |
| EPR.PCEpr Properties | PFD C CV 5.75% | 101,911 | $2.17M | <0.1% | +2,850+2.9% | Added | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 21,061 | $2.19M | <0.1% | −2,922−12.2% | Reduced | – |
| CBRECbre Group, Inc. | CL A | 23,728 | $2.21M | <0.1% | +926+4.1% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 20,420 | $2.21M | <0.1% | +4,696+29.9% | Added | – |
| EWEdwards Lifesciences Corp | Stock | 29,039 | $2.21M | <0.1% | −13,681−32.0% | Reduced | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 220,839 | $2.23M | <0.1% | −14,920−6.3% | Reduced | History |
| OHIOmega Healthcare Investors Inc | COM | 72,733 | $2.23M | <0.1% | +2,800+4.0% | Added | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 27,207 | $2.24M | <0.1% | +809+3.1% | Added | – |
| KRKroger Co | Stock | 49,046 | $2.24M | <0.1% | −2,421−4.7% | Reduced | History |
| BAHBooz Allen Hamilton Holding Corp | CL A | 17,567 | $2.25M | <0.1% | +12,897+276.2% | Added | History |
| AEPAmerican Electric Power Co Inc | Stock | 27,766 | $2.26M | <0.1% | −810−2.8% | Reduced | History |
| iShares Core High Dividend ETF46429B663 | ETF | 22,213 | $2.27M | <0.1% | +2,239+11.2% | Added | – |
| LNGCheniere Energy, Inc. | COM NEW | 13,324 | $2.27M | <0.1% | +95+0.7% | Added | History |
| MCKMcKesson Corp | Stock | 4,937 | $2.29M | <0.1% | +2,153+77.3% | Added | History |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 54,834 | $2.30M | <0.1% | +6,642+13.8% | Added | – |
| SHWSherwin Williams Co | COM | 7,396 | $2.31M | <0.1% | +353+5.0% | Added | History |
| PXDPioneer Natural Resources Co | COM | 10,282 | $2.31M | <0.1% | +554+5.7% | Added | History |
| CLXClorox Co | Stock | 16,228 | $2.31M | <0.1% | +968+6.3% | Added | History |
| UFPIUfp Industries Inc | COM | 18,436 | $2.31M | <0.1% | −4,353−19.1% | Reduced | History |
| CHTRCharter Communications, Inc. | CL A | 5,962 | $2.32M | <0.1% | +428+7.7% | Added | History |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 83,860 | $2.32M | <0.1% | +2,650+3.3% | Added | – |
| CCICrown Castle Inc. | REIT | 20,181 | $2.32M | <0.1% | +5,555+38.0% | Added | History |
| iShares Tr464288851 | US OIL GS EX ETF | 24,967 | $2.33M | <0.1% | +636+2.6% | Added | – |
| TYTRI-CONTINENTAL Corp | COM | 81,427 | $2.35M | <0.1% | −4,144−4.8% | Reduced | History |
| KLACKLA Corp | COM NEW | 4,041 | $2.35M | <0.1% | +168+4.3% | Added | History |
| Vanguard Admiral FDS Inc921932778 | SMLCP 600 VAL | 26,704 | $2.36M | <0.1% | −376−1.4% | Reduced | – |
| TELTE Connectivity plc | REG SHS | 17,070 | $2.40M | <0.1% | +466+2.8% | Added | History |
| iShares Tr46435G326 | CORE MSCI INTL | 37,702 | $2.40M | <0.1% | −793−2.1% | Reduced | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 77,968 | $2.42M | <0.1% | +46,553+148.2% | Added | – |
| Davis Fundamental ETF Tr23908L108 | SELECT FINL | 80,780 | $2.45M | <0.1% | −5,238−6.1% | Reduced | – |
| GBDCGolub Capital BDC, Inc. | COM | 162,406 | $2.45M | <0.1% | +19,348+13.5% | Added | History |
| TSLXSixth Street Specialty Lending, Inc. | COM | 113,665 | $2.46M | <0.1% | +15,313+15.6% | Added | History |
| Vanguard Consumer Staples ETF92204A207 | ETF | 12,862 | $2.46M | <0.1% | +89+0.7% | Added | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 238,257 | $2.46M | <0.1% | +124,673+109.8% | Added | History |
| ADMArcher-Daniels-Midland Co | Stock | 34,077 | $2.46M | <0.1% | −760−2.2% | Reduced | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 139,217 | $2.47M | <0.1% | +869+0.6% | Added | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $19.5K | – |
| RYRoyal Bank of Canada | Stock | $10.3K | – |
| COFCapital One Financial Corp | Stock | $8.58K | – |
| GOLFAcushnet Holdings Corp. | COM | $8.40K | – |
| LULUlululemon athletica inc. | Stock | $3.43K | – |
| MAMastercard Inc | Stock | $3.10K | – |
| LNTHLantheus Holdings, Inc. | Stock | – | $2.26K |
| PLTRPalantir Technologies Inc. | Stock | $1.26K | – |
| ZSZscaler, Inc. | Stock | $1.14K | – |
| NUENucor Corp | COM | $675 | – |
| AEOAmerican Eagle Outfitters Inc | COM | $170 | – |
| WSMWilliams Sonoma Inc | COM | $20 | – |
Sold out since Q3 2023 (67)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 66,200 | $6.20M | 0.1% | History |
| VMWVmware LLC | CL A COM | 36,291 | $6.04M | 0.1% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 66,065 | $5.99M | 0.1% | – |
| Vanguard Admiral FDS Inc921932869 | MIDCP 400 GRTH | 32,548 | $2.94M | <0.1% | – |
| PAASPan American Silver Corp | Stock | 147,130 | $2.13M | <0.1% | History |
| Orla MNG Ltd New68634K106 | COM | 522,124 | $1.86M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 73,470 | $1.86M | <0.1% | – |
| Pacer FDS Tr69374H667 | US CHS CWS GWT | 50,770 | $1.82M | <0.1% | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 64,316 | $1.59M | <0.1% | – |
| GMEDGlobus Medical Inc | Stock | 30,197 | $1.50M | <0.1% | History |
| INSEInspired Entertainment, Inc. | COM | 90,420 | $1.08M | <0.1% | History |
| EVRIEveri Holdings Inc. | COM | 57,684 | $762.6K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 31,213 | $662.7K | <0.1% | – |
| GLPGlobal Partners LP | COM UNITS | 18,350 | $648.1K | <0.1% | History |
| SGENSeagen Inc. | COM | 2,881 | $611.2K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 2,196 | $569.4K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 12,608 | $520.2K | <0.1% | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 23,742 | $504.8K | <0.1% | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 8,226 | $496.4K | <0.1% | – |
| MDCSekisui House U.S., Inc. | COM | 10,535 | $434.4K | <0.1% | History |
| REPXRiley Exploration Permian, Inc. | COM | 12,050 | $383.1K | <0.1% | History |
| Listed FD Tr53656F847 | CORE ALT FD | 13,140 | $362.7K | <0.1% | – |
| FROFrontline plc | COM | 18,610 | $349.5K | <0.1% | History |
| BLFSBiolife Solutions Inc | COM NEW | 25,000 | $345.3K | <0.1% | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,563 | $319.9K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 9,608 | $298.5K | <0.1% | – |
| HESMHess Midstream LP | CL A SHS | 10,000 | $291.3K | <0.1% | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 21,494 | $285.9K | <0.1% | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 16,900 | $273.7K | <0.1% | – |
| iShares Tr46435G318 | IBONDS DEC2023 | 10,141 | $258.8K | <0.1% | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 11,455 | $256.3K | <0.1% | – |
| FLEXFlex Ltd. | Stock | 9,295 | $250.8K | <0.1% | History |
| GNLXGENELUX Corp | COM | 9,666 | $236.7K | <0.1% | History |
| EXASExact Sciences Corp | COM | 3,405 | $232.3K | <0.1% | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,636 | $229.2K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,704 | $228.9K | <0.1% | History |
| AEHRAehr Test Systems | COM | 5,000 | $228.5K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 13,193 | $226.4K | <0.1% | History |
| ESTEEarthstone Energy Inc | CL A | 10,985 | $222.3K | <0.1% | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 14,796 | $218.8K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,640 | $217.9K | <0.1% | – |
| Alps Clean Energy ETF00162Q460 | ETF | 5,870 | $214.7K | <0.1% | – |
| CFCF Industries Holdings, Inc. | COM | 2,501 | $214.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,285 | $211.4K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,300 | $210.6K | <0.1% | – |
| ALSNAllison Transmission Holdings Inc | Stock | 3,551 | $209.7K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,020 | $207.8K | <0.1% | – |
| ANSSAnsys Inc | COM | 690 | $205.3K | <0.1% | History |
| NWENorthWestern Energy Group, Inc. | COM NEW | 4,225 | $203.1K | <0.1% | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,761 | $200.9K | <0.1% | – |
| Nuveen High Income 2023 Targ67079F101 | COM | 18,500 | $176.5K | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $132.4K | <0.1% | – |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 13,832 | $128.4K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 23,535 | $117.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 13,104 | $111.0K | <0.1% | History |
| RIOTRiot Platforms, Inc. | COM | 10,400 | $97.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 10,091 | $89.9K | <0.1% | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $82.8K | <0.1% | – |
| FTFFranklin Ltd Duration Income Trust | COM | 12,855 | $78.3K | <0.1% | History |
| NOKNokia Corp | SPONSORED ADR | 15,282 | $57.2K | <0.1% | History |
| JRSHJerash Holdings (US), Inc. | COM | 18,167 | $55.1K | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 12,994 | $47.3K | <0.1% | History |
| HUTHut 8 Corp. | Common Stock | 22,950 | $44.8K | <0.1% | History |
| SACHSachem Capital Corp. | COM | 10,130 | $35.8K | <0.1% | History |
| FEAM5E Advanced Materials, Inc. | COMMON STOCK | 14,292 | $32.3K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $19.8K | <0.1% | – |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 10,000 | $17.0K | <0.1% | History |