D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,348
- +34 vs. Q3 2023
- Portfolio value
- $10.2B
- +$986.3M (+10.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 37,738 | $903.1K | <0.1% | −10,115−21.1% | Reduced | – |
| XYZBlock, Inc. | CL A | 11,677 | $903.2K | <0.1% | −177−1.5% | Reduced | History |
| AERAerCap Holdings N.V. | SHS | 12,200 | $906.7K | <0.1% | +7,223+145.1% | Added | History |
| KMXCarMax Inc | COM | 11,850 | $909.4K | <0.1% | +400+3.5% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 16,881 | $911.1K | <0.1% | −845−4.8% | Reduced | – |
| LXPLXP Industrial Trust | COM | 92,355 | $916.2K | <0.1% | +7,864+9.3% | Added | History |
| GPNGlobal Payments Inc | Stock | 7,250 | $920.8K | <0.1% | −831−10.3% | Reduced | History |
| COINCoinbase Global, Inc. | COM CL A | 5,299 | $921.6K | <0.1% | +566+12.0% | Added | History |
| LNCLincoln National Corp | COM | 34,367 | $926.9K | <0.1% | −717−2.0% | Reduced | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 8,845 | $928.0K | <0.1% | +48+0.5% | Added | – |
| Global X FDS37954Y632 | ARTIFICIAL ETF | 29,848 | $930.7K | <0.1% | +9,168+44.3% | Added | – |
| SSDSimpson Manufacturing Co., Inc. | COM | 4,704 | $931.3K | <0.1% | +190+4.2% | Added | History |
| WDCWestern Digital Corp | COM | 17,792 | $931.8K | <0.1% | −396−2.2% | Reduced | History |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 28,632 | $934.5K | <0.1% | −114−0.4% | Reduced | – |
| CVBFCVB Financial Corp | COM | 46,350 | $935.8K | <0.1% | −4,000−7.9% | Reduced | History |
| ZETAZeta Global Holdings Corp. | CL A | 106,584 | $940.1K | <0.1% | −6,080−5.4% | Reduced | History |
| iShares Tr464288703 | MRNING SM CP ETF | 15,926 | $943.0K | <0.1% | +25+0.2% | Added | – |
| KEYKeycorp | COM | 65,494 | $943.1K | <0.1% | −2,108−3.1% | Reduced | History |
| BCEBce Inc | COM NEW | 24,071 | $948.0K | <0.1% | +981+4.2% | Added | History |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 8,837 | $950.9K | <0.1% | −336−3.7% | Reduced | – |
| THRThermon Group Holdings, Inc. | COM | 29,335 | $955.4K | <0.1% | +29,335 | New | History |
| HALHalliburton Co | Stock | 26,478 | $957.2K | <0.1% | −1,159−4.2% | Reduced | History |
| SNOWSnowflake Inc. | Stock | 4,847 | $964.6K | <0.1% | +744+18.1% | Added | History |
| NXHNeighborhood Intelligence, Inc. | COM | 34,880 | $965.8K | <0.1% | +470+1.4% | Added | History |
| EMEEMCOR Group, Inc. | Stock | 4,494 | $968.1K | <0.1% | +36+0.8% | Added | History |
| WESTWestrock Coffee Co | COM | 96,002 | $980.2K | <0.1% | −5,274−5.2% | Reduced | History |
| VEEVVeeva Systems Inc | Stock | 5,127 | $987.0K | <0.1% | −27−0.5% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 17,768 | $989.1K | <0.1% | −262−1.5% | Reduced | – |
| XYLXylem Inc. | COM | 8,655 | $989.8K | <0.1% | +1,625+23.1% | Added | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 18,692 | $990.1K | <0.1% | −5,062−21.3% | Reduced | – |
| DALDelta Air Lines, Inc. | COM NEW | 24,702 | $993.8K | <0.1% | +1,509+6.5% | Added | History |
| LECOLincoln Electric Holdings Inc | COM | 4,575 | $994.9K | <0.1% | −14−0.3% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 2,459 | $1.00M | <0.1% | −904−26.9% | Reduced | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 10,649 | $1.01M | <0.1% | +475+4.7% | Added | History |
| USALiberty All Star Equity Fund | SH BEN INT | 158,251 | $1.01M | <0.1% | −8,175−4.9% | Reduced | History |
| YUMCYum China Holdings, Inc. | COM | 23,963 | $1.02M | <0.1% | −2,778−10.4% | Reduced | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 58,675 | $1.02M | <0.1% | +8,985+18.1% | Added | – |
| MCHPMicrochip Technology Inc | Stock | 11,284 | $1.02M | <0.1% | +5,096+82.4% | Added | History |
| SWXSouthwest Gas Holdings, Inc. | COM | 16,076 | $1.02M | <0.1% | −137−0.8% | Reduced | History |
| IMXIInternational Money Express, Inc. | COM | 46,591 | $1.03M | <0.1% | −8,364−15.2% | Reduced | History |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 13,417 | $1.03M | <0.1% | −415−3.0% | Reduced | – |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 73,573 | $1.03M | <0.1% | −45,953−38.4% | Reduced | History |
| TMToyota Motor Corp | ADS | 5,620 | $1.03M | <0.1% | +2,511+80.8% | Added | History |
| First Tr Exch TRD Alphdx FD33737J174 | DEV MRK EX US | 19,698 | $1.03M | <0.1% | −1,709−8.0% | Reduced | – |
| iShares Tr46436E841 | IBONDS 27 TRM TS | 46,218 | $1.03M | <0.1% | −2,291−4.7% | Reduced | – |
| ULUnilever PLC | SPON ADR NEW | 21,379 | $1.04M | <0.1% | +2,209+11.5% | Added | History |
| BEAMBeam Therapeutics Inc. | COM | 38,277 | $1.04M | <0.1% | +11,732+44.2% | Added | History |
| INDIindie Semiconductor, Inc. | CLASS A COM | 128,634 | $1.04M | <0.1% | −7,250−5.3% | Reduced | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 71,675 | $1.05M | <0.1% | −750−1.0% | Reduced | – |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 38,183 | $1.05M | <0.1% | −918−2.3% | Reduced | – |
| OTISOtis Worldwide Corp | Stock | 11,711 | $1.05M | <0.1% | +69+0.6% | Added | History |
| WisdomTree Tr97717W521 | JAPAN OPPOR FD | 35,238 | $1.05M | <0.1% | +15,857+81.8% | Added | – |
| MDXGMimedx Group, Inc. | COM | 119,900 | $1.05M | <0.1% | 00.0% | Unchanged | History |
| WRBBerkley W R Corp | COM | 14,938 | $1.06M | <0.1% | 00.0% | Unchanged | History |
| ASTHAstrana Health, Inc. | COM NEW | 27,823 | $1.07M | <0.1% | −1,734−5.9% | Reduced | History |
| AVDXAvidXchange Holdings, Inc. | COM | 86,110 | $1.07M | <0.1% | −4,790−5.3% | Reduced | History |
| First Tr Exchange-Traded FD33734X838 | INDXX NAT RE ETF | 82,763 | $1.08M | <0.1% | −8,771−9.6% | Reduced | – |
| iShares Inc464286392 | MSCI WORLD ETF | 8,121 | $1.08M | <0.1% | +8,121 | New | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 23,480 | $1.08M | <0.1% | −525−2.2% | Reduced | – |
| LBRDKLiberty Broadband Corp | COM SER C | 13,475 | $1.09M | <0.1% | +30.0% | Added | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 12,165 | $1.09M | <0.1% | −2,012−14.2% | Reduced | – |
| BMOBank of Montreal | COM | 11,014 | $1.09M | <0.1% | +786+7.7% | Added | History |
| IBKRInteractive Brokers Group, Inc. | Stock | 13,155 | $1.09M | <0.1% | +13,155 | New | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 5,788 | $1.10M | <0.1% | −1,583−21.5% | Reduced | History |
| ALBAlbemarle Corp | Stock | 7,634 | $1.10M | <0.1% | −8,681−53.2% | Reduced | History |
| PINSPinterest, Inc. | CL A | 29,993 | $1.11M | <0.1% | −256−0.8% | Reduced | History |
| STLDSteel Dynamics Inc | COM | 9,422 | $1.11M | <0.1% | +1,511+19.1% | Added | History |
| Barrick Gold Corp067901108 | COM | 61,777 | $1.12M | <0.1% | +4,427+7.7% | Added | – |
| PEOAdams Natural Resources Fund, Inc. | COM | 54,565 | $1.13M | <0.1% | +3,983+7.9% | Added | History |
| AZEKAZEK Co Inc. | CL A | 29,451 | $1.13M | <0.1% | −22,850−43.7% | Reduced | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 38,497 | $1.13M | <0.1% | +640+1.7% | Added | History |
| VNOVornado Realty Trust | SH BEN INT | 40,073 | $1.13M | <0.1% | +1,175+3.0% | Added | History |
| GDVGabelli Dividend & Income Trust | COM | 52,331 | $1.13M | <0.1% | −98−0.2% | Reduced | History |
| iShares Tr46436E593 | IBOND DEC 2030 | 57,504 | $1.13M | <0.1% | −5,046−8.1% | Reduced | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 90,363 | $1.14M | <0.1% | −749−0.8% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 6,384 | $1.14M | <0.1% | −209−3.2% | Reduced | – |
| FERGFerguson Enterprises Inc. | SHS | 5,928 | $1.14M | <0.1% | +394+7.1% | Added | History |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 21,146 | $1.15M | <0.1% | +4,393+26.2% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 14,109 | $1.15M | <0.1% | +8,073+133.7% | Added | – |
| TAPMolson Coors Beverage Co | CL B | 18,782 | $1.15M | <0.1% | +5,173+38.0% | Added | History |
| AGYSAgilysys Inc | COM | 13,557 | $1.15M | <0.1% | −859−6.0% | Reduced | History |
| STEWSRH Total Return Fund, Inc. | COM | 83,030 | $1.15M | <0.1% | −4,670−5.3% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 12,242 | $1.15M | <0.1% | +523+4.5% | Added | – |
| TSCOTractor Supply Co | COM | 5,386 | $1.16M | <0.1% | +4,159+339.0% | Added | History |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 117,204 | $1.16M | <0.1% | +15,194+14.9% | Added | History |
| WATWaters Corp | COM | 3,535 | $1.16M | <0.1% | +75+2.2% | Added | History |
| PFGPrincipal Financial Group Inc | COM | 14,794 | $1.16M | <0.1% | −861−5.5% | Reduced | History |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 3,827 | $1.17M | <0.1% | −168−4.2% | Reduced | – |
| KTBKontoor Brands, Inc. | Stock | 18,706 | $1.17M | <0.1% | +1,998+12.0% | Added | History |
| CGCarlyle Group Inc. | COM | 28,722 | $1.17M | <0.1% | −2,500−8.0% | Reduced | History |
| SCYXScynexis Inc | COM NEW | 526,490 | $1.17M | <0.1% | +40,164+8.3% | Added | History |
| Dimensional ETF Trust25434V658 | GLOBAL REAL EST | 45,423 | $1.18M | <0.1% | +7,811+20.8% | Added | – |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 38,238 | $1.18M | <0.1% | +10,040+35.6% | Added | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 23,600 | $1.19M | <0.1% | 00.0% | Unchanged | – |
| FFIVF5, Inc. | Stock | 6,633 | $1.19M | <0.1% | −573−8.0% | Reduced | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 69,242 | $1.19M | <0.1% | −4,893−6.6% | Reduced | – |
| HCAHCA Healthcare, Inc. | COM | 4,400 | $1.19M | <0.1% | −1,151−20.7% | Reduced | History |
| ORANYOrange | SPONSORED ADR | 104,288 | $1.19M | <0.1% | +10,512+11.2% | Added | History |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 23,140 | $1.20M | <0.1% | −16,491−41.6% | Reduced | – |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 23,332 | $1.20M | <0.1% | −532−2.2% | Reduced | – |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $19.5K | – |
| RYRoyal Bank of Canada | Stock | $10.3K | – |
| COFCapital One Financial Corp | Stock | $8.58K | – |
| GOLFAcushnet Holdings Corp. | COM | $8.40K | – |
| LULUlululemon athletica inc. | Stock | $3.43K | – |
| MAMastercard Inc | Stock | $3.10K | – |
| LNTHLantheus Holdings, Inc. | Stock | – | $2.26K |
| PLTRPalantir Technologies Inc. | Stock | $1.26K | – |
| ZSZscaler, Inc. | Stock | $1.14K | – |
| NUENucor Corp | COM | $675 | – |
| AEOAmerican Eagle Outfitters Inc | COM | $170 | – |
| WSMWilliams Sonoma Inc | COM | $20 | – |
Sold out since Q3 2023 (67)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 66,200 | $6.20M | 0.1% | History |
| VMWVmware LLC | CL A COM | 36,291 | $6.04M | 0.1% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 66,065 | $5.99M | 0.1% | – |
| Vanguard Admiral FDS Inc921932869 | MIDCP 400 GRTH | 32,548 | $2.94M | <0.1% | – |
| PAASPan American Silver Corp | Stock | 147,130 | $2.13M | <0.1% | History |
| Orla MNG Ltd New68634K106 | COM | 522,124 | $1.86M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 73,470 | $1.86M | <0.1% | – |
| Pacer FDS Tr69374H667 | US CHS CWS GWT | 50,770 | $1.82M | <0.1% | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 64,316 | $1.59M | <0.1% | – |
| GMEDGlobus Medical Inc | Stock | 30,197 | $1.50M | <0.1% | History |
| INSEInspired Entertainment, Inc. | COM | 90,420 | $1.08M | <0.1% | History |
| EVRIEveri Holdings Inc. | COM | 57,684 | $762.6K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 31,213 | $662.7K | <0.1% | – |
| GLPGlobal Partners LP | COM UNITS | 18,350 | $648.1K | <0.1% | History |
| SGENSeagen Inc. | COM | 2,881 | $611.2K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 2,196 | $569.4K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 12,608 | $520.2K | <0.1% | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 23,742 | $504.8K | <0.1% | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 8,226 | $496.4K | <0.1% | – |
| MDCSekisui House U.S., Inc. | COM | 10,535 | $434.4K | <0.1% | History |
| REPXRiley Exploration Permian, Inc. | COM | 12,050 | $383.1K | <0.1% | History |
| Listed FD Tr53656F847 | CORE ALT FD | 13,140 | $362.7K | <0.1% | – |
| FROFrontline plc | COM | 18,610 | $349.5K | <0.1% | History |
| BLFSBiolife Solutions Inc | COM NEW | 25,000 | $345.3K | <0.1% | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,563 | $319.9K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 9,608 | $298.5K | <0.1% | – |
| HESMHess Midstream LP | CL A SHS | 10,000 | $291.3K | <0.1% | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 21,494 | $285.9K | <0.1% | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 16,900 | $273.7K | <0.1% | – |
| iShares Tr46435G318 | IBONDS DEC2023 | 10,141 | $258.8K | <0.1% | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 11,455 | $256.3K | <0.1% | – |
| FLEXFlex Ltd. | Stock | 9,295 | $250.8K | <0.1% | History |
| GNLXGENELUX Corp | COM | 9,666 | $236.7K | <0.1% | History |
| EXASExact Sciences Corp | COM | 3,405 | $232.3K | <0.1% | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,636 | $229.2K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,704 | $228.9K | <0.1% | History |
| AEHRAehr Test Systems | COM | 5,000 | $228.5K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 13,193 | $226.4K | <0.1% | History |
| ESTEEarthstone Energy Inc | CL A | 10,985 | $222.3K | <0.1% | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 14,796 | $218.8K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,640 | $217.9K | <0.1% | – |
| Alps Clean Energy ETF00162Q460 | ETF | 5,870 | $214.7K | <0.1% | – |
| CFCF Industries Holdings, Inc. | COM | 2,501 | $214.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,285 | $211.4K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,300 | $210.6K | <0.1% | – |
| ALSNAllison Transmission Holdings Inc | Stock | 3,551 | $209.7K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,020 | $207.8K | <0.1% | – |
| ANSSAnsys Inc | COM | 690 | $205.3K | <0.1% | History |
| NWENorthWestern Energy Group, Inc. | COM NEW | 4,225 | $203.1K | <0.1% | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,761 | $200.9K | <0.1% | – |
| Nuveen High Income 2023 Targ67079F101 | COM | 18,500 | $176.5K | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $132.4K | <0.1% | – |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 13,832 | $128.4K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 23,535 | $117.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 13,104 | $111.0K | <0.1% | History |
| RIOTRiot Platforms, Inc. | COM | 10,400 | $97.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 10,091 | $89.9K | <0.1% | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $82.8K | <0.1% | – |
| FTFFranklin Ltd Duration Income Trust | COM | 12,855 | $78.3K | <0.1% | History |
| NOKNokia Corp | SPONSORED ADR | 15,282 | $57.2K | <0.1% | History |
| JRSHJerash Holdings (US), Inc. | COM | 18,167 | $55.1K | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 12,994 | $47.3K | <0.1% | History |
| HUTHut 8 Corp. | Common Stock | 22,950 | $44.8K | <0.1% | History |
| SACHSachem Capital Corp. | COM | 10,130 | $35.8K | <0.1% | History |
| FEAM5E Advanced Materials, Inc. | COMMON STOCK | 14,292 | $32.3K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $19.8K | <0.1% | – |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 10,000 | $17.0K | <0.1% | History |