D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,348
- +34 vs. Q3 2023
- Portfolio value
- $10.2B
- +$986.3M (+10.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Wellington FD921935706 | US QUALITY | 5,200 | $657.6K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 16,684 | $658.0K | <0.1% | +5,404+47.9% | Added | – |
| MASMasco Corp | COM | 9,827 | $658.3K | <0.1% | +319+3.4% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 34,273 | $661.5K | <0.1% | +23,737+225.3% | Added | – |
| PDIPIMCO Dynamic Income Fund | SHS | 36,938 | $663.0K | <0.1% | −5,344−12.6% | Reduced | History |
| VRNAVerona Pharma plc | SPONSORED ADS | 33,400 | $664.0K | <0.1% | +900+2.8% | Added | History |
| TSNTyson Foods, Inc. | Stock | 12,404 | $666.8K | <0.1% | −7,609−38.0% | Reduced | History |
| iShares Tr464287556 | ISHARES BIOTECH | 4,913 | $667.5K | <0.1% | −1,432−22.6% | Reduced | – |
| NACNuveen California Quality Municipal Income Fund | COM | 60,529 | $671.3K | <0.1% | −1,897−3.0% | Reduced | History |
| PTCPTC Inc. | Stock | 3,840 | $671.8K | <0.1% | +118+3.2% | Added | History |
| CINFCincinnati Financial Corp | COM | 6,541 | $676.8K | <0.1% | +1,402+27.3% | Added | History |
| COCOVita Coco Company, Inc. | COM | 26,490 | $679.5K | <0.1% | +17,755+203.3% | Added | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 10,659 | $679.5K | <0.1% | −1,035−8.9% | Reduced | – |
| DEODiageo PLC | SPON ADR NEW | 4,680 | $681.7K | <0.1% | −1,585−25.3% | Reduced | History |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 30,881 | $683.4K | <0.1% | −3,271−9.6% | Reduced | – |
| NARIInari Medical, Inc. | Stock | 10,570 | $686.2K | <0.1% | +188+1.8% | Added | History |
| WTRGEssential Utilities, Inc. | COM | 18,415 | $687.8K | <0.1% | −421−2.2% | Reduced | History |
| GNTXGentex Corp | COM | 21,131 | $690.2K | <0.1% | +859+4.2% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 13,236 | $693.2K | <0.1% | +628+5.0% | Added | – |
| CMAComerica Inc | COM | 12,425 | $693.4K | <0.1% | −100−0.8% | Reduced | History |
| Vanguard Wellington FD921935805 | US VALUE FACTR | 6,170 | $695.2K | <0.1% | −90−1.4% | Reduced | – |
| BENFranklin Templeton Inc | COM | 23,414 | $697.5K | <0.1% | −493−2.1% | Reduced | History |
| MPLXMPLX LP | COM UNIT REP LTD | 19,010 | $698.1K | <0.1% | −51−0.3% | Reduced | History |
| INMDInMode Ltd. | SHS | 31,405 | $698.4K | <0.1% | +2,360+8.1% | Added | History |
| WSMWilliams Sonoma Inc | COM | 3,464 | $699.0K | <0.1% | +1,772+104.7% | Added | History |
| CEGConstellation Energy Corp | Stock | 6,006 | $702.0K | <0.1% | +222+3.8% | Added | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 10,029 | $703.0K | <0.1% | +619+6.6% | Added | – |
| GVAGranite Construction Inc | COM | 13,963 | $710.2K | <0.1% | −1,365−8.9% | Reduced | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 14,070 | $710.8K | <0.1% | +14,070 | New | – |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,755 | $711.4K | <0.1% | −18−1.0% | Reduced | History |
| STRAStrategic Education, Inc. | COM | 7,707 | $711.9K | <0.1% | +1,224+18.9% | Added | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 598 | $715.0K | <0.1% | +57+10.5% | Added | History |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 8,236 | $718.0K | <0.1% | −700−7.8% | Reduced | – |
| MFCManulife Financial Corp | COM | 32,557 | $719.5K | <0.1% | +820+2.6% | Added | History |
| CIMChimera Investment Corp | COM NEW | 144,268 | $719.9K | <0.1% | +7,227+5.3% | Added | History |
| BCCBoise Cascade Co | COM | 5,610 | $725.7K | <0.1% | +155+2.8% | Added | History |
| TMDXTransMedics Group, Inc. | COM | 9,220 | $727.7K | <0.1% | +608+7.1% | Added | History |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 15,220 | $728.4K | <0.1% | +10,220+204.4% | Added | – |
| HWMHowmet Aerospace Inc. | Stock | 13,514 | $731.4K | <0.1% | −271−2.0% | Reduced | History |
| HROWHarrow, Inc. | COM | 65,392 | $732.4K | <0.1% | +27,412+72.2% | Added | History |
| First Tr Exchange Traded FD33738R845 | NASDQ OIL GAS | 25,903 | $733.0K | <0.1% | +952+3.8% | Added | – |
| SMCISuper Micro Computer, Inc. | COM | 2,591 | $736.5K | <0.1% | +786+43.5% | Added | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 83,315 | $739.8K | <0.1% | +953+1.2% | Added | History |
| EDConsolidated Edison Inc | Stock | 8,147 | $741.2K | <0.1% | +1,090+15.4% | Added | History |
| TBLDThornburg Income Builder Opportunities Trust | COM | 48,083 | $745.8K | <0.1% | +26,815+126.1% | Added | History |
| FCNFti Consulting, Inc | COM | 3,774 | $751.6K | <0.1% | 00.0% | Unchanged | History |
| AONAon plc | CL A | 2,584 | $752.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 12,918 | $753.5K | <0.1% | −3,375−20.7% | Reduced | – |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 25,901 | $757.9K | <0.1% | −198−0.8% | Reduced | History |
| TTCToro Co | COM | 7,930 | $761.3K | <0.1% | −751−8.7% | Reduced | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 4,517 | $761.3K | <0.1% | +515+12.9% | Added | – |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 30,913 | $762.6K | <0.1% | −16,259−34.5% | Reduced | – |
| GTLBGitlab Inc. | CLASS A COM | 12,260 | $771.9K | <0.1% | −1,825−13.0% | Reduced | History |
| TDToronto Dominion Bank | Stock | 11,981 | $774.2K | <0.1% | +1,018+9.3% | Added | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 8,537 | $777.3K | <0.1% | −165−1.9% | Reduced | – |
| Capital Group Growth ETF14020G101 | SHS CREAT UNIT | 27,554 | $777.8K | <0.1% | +1,343+5.1% | Added | – |
| AOSSmith A O Corp | COM | 9,478 | $781.4K | <0.1% | +184+2.0% | Added | History |
| First Tr Exchange-Traded FD33738D879 | FT VEST RIS | 33,891 | $782.2K | <0.1% | +33,891 | New | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 33,979 | $784.2K | <0.1% | +1,910+6.0% | Added | – |
| JJacobs Solutions Inc. | COM | 6,045 | $784.7K | <0.1% | +54+0.9% | Added | History |
| CVMCel Sci Corp | COM PAR NEW | 290,928 | $791.3K | <0.1% | +247,128+564.2% | Added | History |
| Vanguard Communication Services ETF92204A884 | ETF | 6,746 | $794.2K | <0.1% | −406−5.7% | Reduced | – |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 19,627 | $795.7K | <0.1% | −40−0.2% | Reduced | History |
| SOFISoFi Technologies, Inc. | Stock | 80,172 | $797.7K | <0.1% | +8,518+11.9% | Added | History |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 15,469 | $798.7K | <0.1% | −749,709−98.0% | Reduced | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 26,204 | $801.6K | <0.1% | +1,689+6.9% | Added | – |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 48,386 | $802.2K | <0.1% | −4,858−9.1% | Reduced | History |
| UUnity Software Inc. | COM | 19,639 | $803.0K | <0.1% | +2,299+13.3% | Added | History |
| GHGuardant Health, Inc. | COM | 29,793 | $805.9K | <0.1% | +5,568+23.0% | Added | History |
| First Tr High Income L/S FD33738E109 | COM | 66,840 | $808.1K | <0.1% | +3,345+5.3% | Added | – |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 104,883 | $809.7K | <0.1% | −777−0.7% | Reduced | History |
| BLDRBuilders FirstSource, Inc. | Stock | 4,865 | $812.2K | <0.1% | −2,603−34.9% | Reduced | History |
| AKAMAkamai Technologies Inc | COM | 6,909 | $817.7K | <0.1% | −2,153−23.8% | Reduced | History |
| EXCExelon Corp | Stock | 23,016 | $826.3K | <0.1% | +414+1.8% | Added | History |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 35,886 | $826.8K | <0.1% | +2,216+6.6% | Added | – |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 64,501 | $827.5K | <0.1% | −26,169−28.9% | Reduced | History |
| iShares Tr464288877 | EAFE VALUE ETF | 15,885 | $827.7K | <0.1% | +2,444+18.2% | Added | – |
| COHRCoherent Corp. | COM | 19,166 | $834.3K | <0.1% | −3,077−13.8% | Reduced | History |
| MCOMoodys Corp | Stock | 2,140 | $835.9K | <0.1% | +452+26.8% | Added | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 16,949 | $836.4K | <0.1% | +1,247+7.9% | Added | History |
| IDXXIDEXX Laboratories Inc | COM | 1,509 | $837.6K | <0.1% | +64+4.4% | Added | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 4,996 | $839.1K | <0.1% | +72+1.5% | Added | – |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 179,950 | $845.8K | <0.1% | −14,250−7.3% | Reduced | History |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 16,408 | $850.4K | <0.1% | 00.0% | Unchanged | – |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 17,914 | $855.2K | <0.1% | +1,671+10.3% | Added | – |
| KLICKulicke & Soffa Industries Inc | COM | 15,633 | $855.4K | <0.1% | +56+0.4% | Added | History |
| CTRECareTrust REIT, Inc. | COM | 38,314 | $857.5K | <0.1% | −461−1.2% | Reduced | History |
| NEWTNewtekOne, Inc. | COM NEW | 62,218 | $858.6K | <0.1% | −15,229−19.7% | Reduced | History |
| iShares Inc464286533 | MSCI EMERG MRKT | 15,456 | $859.2K | <0.1% | +25+0.2% | Added | – |
| WECWec Energy Group, Inc. | Stock | 10,210 | $859.4K | <0.1% | −73−0.7% | Reduced | History |
| IVZInvesco Ltd. | Stock | 48,340 | $862.4K | <0.1% | −1,460−2.9% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 75,587 | $867.0K | <0.1% | +1,268+1.7% | Added | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 10,591 | $870.4K | <0.1% | +120+1.1% | Added | – |
| PERIPerion Network Ltd. | SHS NEW | 28,218 | $871.1K | <0.1% | −14,124−33.4% | Reduced | History |
| FITBFifth Third Bancorp | COM | 25,293 | $872.4K | <0.1% | −4,921−16.3% | Reduced | History |
| HRMYHarmony Biosciences Holdings, Inc. | COM | 27,053 | $873.8K | <0.1% | −1,876−6.5% | Reduced | History |
| FSLRFirst Solar, Inc. | Stock | 5,075 | $874.3K | <0.1% | +595+13.3% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 42,569 | $889.1K | <0.1% | +4,240+11.1% | Added | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 18,815 | $899.2K | <0.1% | +18,815 | New | – |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 29,403 | $902.4K | <0.1% | −1,901−6.1% | Reduced | – |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $19.5K | – |
| RYRoyal Bank of Canada | Stock | $10.3K | – |
| COFCapital One Financial Corp | Stock | $8.58K | – |
| GOLFAcushnet Holdings Corp. | COM | $8.40K | – |
| LULUlululemon athletica inc. | Stock | $3.43K | – |
| MAMastercard Inc | Stock | $3.10K | – |
| LNTHLantheus Holdings, Inc. | Stock | – | $2.26K |
| PLTRPalantir Technologies Inc. | Stock | $1.26K | – |
| ZSZscaler, Inc. | Stock | $1.14K | – |
| NUENucor Corp | COM | $675 | – |
| AEOAmerican Eagle Outfitters Inc | COM | $170 | – |
| WSMWilliams Sonoma Inc | COM | $20 | – |
Sold out since Q3 2023 (67)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 66,200 | $6.20M | 0.1% | History |
| VMWVmware LLC | CL A COM | 36,291 | $6.04M | 0.1% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 66,065 | $5.99M | 0.1% | – |
| Vanguard Admiral FDS Inc921932869 | MIDCP 400 GRTH | 32,548 | $2.94M | <0.1% | – |
| PAASPan American Silver Corp | Stock | 147,130 | $2.13M | <0.1% | History |
| Orla MNG Ltd New68634K106 | COM | 522,124 | $1.86M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 73,470 | $1.86M | <0.1% | – |
| Pacer FDS Tr69374H667 | US CHS CWS GWT | 50,770 | $1.82M | <0.1% | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 64,316 | $1.59M | <0.1% | – |
| GMEDGlobus Medical Inc | Stock | 30,197 | $1.50M | <0.1% | History |
| INSEInspired Entertainment, Inc. | COM | 90,420 | $1.08M | <0.1% | History |
| EVRIEveri Holdings Inc. | COM | 57,684 | $762.6K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 31,213 | $662.7K | <0.1% | – |
| GLPGlobal Partners LP | COM UNITS | 18,350 | $648.1K | <0.1% | History |
| SGENSeagen Inc. | COM | 2,881 | $611.2K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 2,196 | $569.4K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 12,608 | $520.2K | <0.1% | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 23,742 | $504.8K | <0.1% | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 8,226 | $496.4K | <0.1% | – |
| MDCSekisui House U.S., Inc. | COM | 10,535 | $434.4K | <0.1% | History |
| REPXRiley Exploration Permian, Inc. | COM | 12,050 | $383.1K | <0.1% | History |
| Listed FD Tr53656F847 | CORE ALT FD | 13,140 | $362.7K | <0.1% | – |
| FROFrontline plc | COM | 18,610 | $349.5K | <0.1% | History |
| BLFSBiolife Solutions Inc | COM NEW | 25,000 | $345.3K | <0.1% | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,563 | $319.9K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 9,608 | $298.5K | <0.1% | – |
| HESMHess Midstream LP | CL A SHS | 10,000 | $291.3K | <0.1% | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 21,494 | $285.9K | <0.1% | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 16,900 | $273.7K | <0.1% | – |
| iShares Tr46435G318 | IBONDS DEC2023 | 10,141 | $258.8K | <0.1% | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 11,455 | $256.3K | <0.1% | – |
| FLEXFlex Ltd. | Stock | 9,295 | $250.8K | <0.1% | History |
| GNLXGENELUX Corp | COM | 9,666 | $236.7K | <0.1% | History |
| EXASExact Sciences Corp | COM | 3,405 | $232.3K | <0.1% | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,636 | $229.2K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,704 | $228.9K | <0.1% | History |
| AEHRAehr Test Systems | COM | 5,000 | $228.5K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 13,193 | $226.4K | <0.1% | History |
| ESTEEarthstone Energy Inc | CL A | 10,985 | $222.3K | <0.1% | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 14,796 | $218.8K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,640 | $217.9K | <0.1% | – |
| Alps Clean Energy ETF00162Q460 | ETF | 5,870 | $214.7K | <0.1% | – |
| CFCF Industries Holdings, Inc. | COM | 2,501 | $214.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,285 | $211.4K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,300 | $210.6K | <0.1% | – |
| ALSNAllison Transmission Holdings Inc | Stock | 3,551 | $209.7K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,020 | $207.8K | <0.1% | – |
| ANSSAnsys Inc | COM | 690 | $205.3K | <0.1% | History |
| NWENorthWestern Energy Group, Inc. | COM NEW | 4,225 | $203.1K | <0.1% | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,761 | $200.9K | <0.1% | – |
| Nuveen High Income 2023 Targ67079F101 | COM | 18,500 | $176.5K | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $132.4K | <0.1% | – |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 13,832 | $128.4K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 23,535 | $117.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 13,104 | $111.0K | <0.1% | History |
| RIOTRiot Platforms, Inc. | COM | 10,400 | $97.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 10,091 | $89.9K | <0.1% | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $82.8K | <0.1% | – |
| FTFFranklin Ltd Duration Income Trust | COM | 12,855 | $78.3K | <0.1% | History |
| NOKNokia Corp | SPONSORED ADR | 15,282 | $57.2K | <0.1% | History |
| JRSHJerash Holdings (US), Inc. | COM | 18,167 | $55.1K | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 12,994 | $47.3K | <0.1% | History |
| HUTHut 8 Corp. | Common Stock | 22,950 | $44.8K | <0.1% | History |
| SACHSachem Capital Corp. | COM | 10,130 | $35.8K | <0.1% | History |
| FEAM5E Advanced Materials, Inc. | COMMON STOCK | 14,292 | $32.3K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $19.8K | <0.1% | – |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 10,000 | $17.0K | <0.1% | History |