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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,348
+34 vs. Q3 2023
Portfolio value
$10.2B
+$986.3M (+10.7%) vs. Q3 2023
Filed
Feb 9, 2024
SEC
Holdings of D.A. Davidson & Co. in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund43,068$504.3K<0.1%+3,334+8.4%AddedHistory
MWAMueller Water Products, Inc.COM SER A35,053$504.8K<0.1%−664−1.9%ReducedHistory
Invesco Exchange Traded FD T46137V597RAFI US 150013,556$508.2K<0.1%+444+3.4%Added–
GOLFAcushnet Holdings Corp.COM8,051$508.6K<0.1%00.0%UnchangedHistory
VSTVistra Corp.Stock13,236$509.9K<0.1%+13,236NewHistory
XPOFXponential Fitness, Inc.COM CL A39,560$509.9K<0.1%−1,397−3.4%ReducedHistory
WPCW. P. Carey Inc.COM7,937$514.4K<0.1%−1,801−18.5%ReducedHistory
CWTCalifornia Water Service GroupCOM9,937$515.5K<0.1%+100+1.0%AddedHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX14,209$516.1K<0.1%−1,190−7.7%Reduced–
CUBECubeSmartREIT11,157$517.1K<0.1%−2,547−18.6%ReducedHistory
iShares Tr464287291GLOBAL TECH ETF7,618$519.4K<0.1%−344−4.3%Reduced–
TEAMAtlassian CorpCL A2,189$520.7K<0.1%+5+0.2%AddedHistory
OMFOneMain Holdings, Inc.COM10,586$520.8K<0.1%+1,335+14.4%AddedHistory
iShares Core S&P US Value ETF464287663ETF6,179$521.1K<0.1%+1,190+23.9%Added–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT15,986$521.2K<0.1%+5,866+58.0%Added–
TRIThomson Reuters CorpCOM NO PAR3,566$521.4K<0.1%00.0%UnchangedHistory
iShares Tr464289867CORE 60 BALA ETF9,903$526.7K<0.1%+4,782+93.4%Added–
OTTROtter Tail CorpCOM6,200$526.8K<0.1%00.0%UnchangedHistory
LYBLyondellBasell Industries N.V.SHS - A -5,587$531.3K<0.1%−81−1.4%ReducedHistory
FDSFactset Research Systems IncStock1,115$532.1K<0.1%+73+7.0%AddedHistory
iShares Tr464287812US CONSM STAPLES2,777$532.4K<0.1%+2,777New–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH6,082$532.5K<0.1%−497−7.6%Reduced–
LSTRLandstar System IncCOM2,751$532.7K<0.1%−4−0.1%ReducedHistory
Invesco S&P 500 Quality ETF46137V241ETF9,862$533.4K<0.1%−764−7.2%Reduced–
HWKNHawkins IncCOM7,600$535.2K<0.1%00.0%UnchangedHistory
iShares Tr46432F875MRNGSTR INC ETF26,774$538.7K<0.1%−6,896−20.5%Reduced–
VICIVici Properties Inc.COM16,907$539.0K<0.1%+3,121+22.6%AddedHistory
BIIBBiogen Inc.COM2,085$539.5K<0.1%−740−26.2%ReducedHistory
ICLRIcon PLCCOM1,907$539.8K<0.1%+58+3.1%AddedHistory
EQIXEquinix IncCOM671$540.4K<0.1%00.0%UnchangedHistory
BSXBoston Scientific CorpStock9,380$542.3K<0.1%+529+6.0%AddedHistory
FICOFair Isaac CorpCOM466$542.4K<0.1%+122+35.5%AddedHistory
DTEDte Energy CoCOM4,944$545.2K<0.1%−10−0.2%ReducedHistory
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT33,830$545.7K<0.1%+2,000+6.3%AddedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM70,469$547.5K<0.1%+2,800+4.1%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF1,087$551.7K<0.1%−105−8.8%ReducedHistory
MANHManhattan Associates IncStock2,566$552.5K<0.1%−2−0.1%ReducedHistory
ICHRIchor Holdings, Ltd.SHS16,476$554.1K<0.1%−257−1.5%ReducedHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF19,134$557.4K<0.1%+855+4.7%Added–
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS45,790$560.5K<0.1%+21,825+91.1%AddedHistory
MGRCMcGrath RentcorpCOM4,700$562.2K<0.1%00.0%UnchangedHistory
DKNGDraftKings Inc.Stock16,028$565.0K<0.1%+6,058+60.8%AddedHistory
PRIPrimerica, Inc.Stock2,768$569.5K<0.1%−3−0.1%ReducedHistory
ONOn Semiconductor CorpStock6,826$570.2K<0.1%−4,771−41.1%ReducedHistory
DKSDick's Sporting Goods, Inc.Stock3,890$571.8K<0.1%−121−3.0%ReducedHistory
LEGLeggett & Platt IncStock21,969$575.0K<0.1%−3,018−12.1%ReducedHistory
AXSMAxsome Therapeutics, Inc.COM7,240$576.2K<0.1%−190−2.6%ReducedHistory
LULUlululemon athletica inc.Stock1,129$577.2K<0.1%−1−0.1%ReducedHistory
MSIMotorola Solutions, Inc.Stock1,848$578.9K<0.1%+2+0.1%AddedHistory
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH8,522$580.5K<0.1%−118−1.4%Reduced–
NVRNVR IncCOM83$581.0K<0.1%+27+48.2%AddedHistory
Vanguard World FD921910873MEGA CAP INDEX3,433$581.2K<0.1%+2+0.1%Added–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF12,193$581.4K<0.1%+221+1.8%Added–
VanEck ETF Trust92189F700AGRIBUSINESS ETF7,660$583.6K<0.1%+300+4.1%Added–
BIGGQFormer BL Stores IncCOM75,000$584.3K<0.1%+1,500+2.0%AddedHistory
APAAPA CorpStock16,302$584.9K<0.1%+2,051+14.4%AddedHistory
GATXGatx CorpCOM4,897$588.7K<0.1%−60−1.2%ReducedHistory
Equity Commonwealth 6.5 Cum Conv PFD D294628201COM23,466$589.7K<0.1%+3,757+19.1%Added–
THQabrdn Healthcare Opportunities FundSHS32,584$590.1K<0.1%−2,211−6.4%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF17,162$591.4K<0.1%−2,722−13.7%Reduced–
ALNYAlnylam Pharmaceuticals, Inc.COM3,098$593.0K<0.1%−192−5.8%ReducedHistory
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE29,926$593.1K<0.1%+29,926New–
APTVAptiv PLCSHS6,644$596.1K<0.1%+6,644NewHistory
QRVOQorvo, Inc.Stock5,296$596.4K<0.1%−1,036−16.4%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999932,241$597.7K<0.1%+200+0.6%AddedHistory
DOCUDocuSign, Inc.Stock10,065$598.4K<0.1%+450+4.7%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF8,320$600.3K<0.1%−2,185−20.8%Reduced–
Pacer Trendpilot US Large Cap ETF69374H105ETF13,910$601.9K<0.1%−967−6.5%Reduced–
iShares Tr46436E551ESG SELECT SCRE15,966$602.3K<0.1%+6,223+63.9%Added–
TXRHTexas Roadhouse, Inc.COM4,966$607.1K<0.1%+28+0.6%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS11,861$608.2K<0.1%−807−6.4%Reduced–
DOVDOVER CorpCOM3,956$608.6K<0.1%+38+1.0%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A38,322$611.2K<0.1%+12,382+47.7%AddedHistory
ACIWAci Worldwide, Inc.Stock20,000$612.0K<0.1%00.0%UnchangedHistory
PPLPPL CorpCOM22,585$612.1K<0.1%−125−0.6%ReducedHistory
GTGoodyear Tire & Rubber CoCOM43,022$616.1K<0.1%+20,152+88.1%AddedHistory
ZMZoom Communications, Inc.Stock8,581$617.1K<0.1%+585+7.3%AddedHistory
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB30,178$617.3K<0.1%+30,178New–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID27,755$617.8K<0.1%+909+3.4%Added–
TWSTTwist Bioscience CorpCOM16,774$618.3K<0.1%+554+3.4%AddedHistory
IIPRInnovative Industrial Properties IncCOM6,147$619.7K<0.1%−563−8.4%ReducedHistory
HUMHumana IncStock1,356$620.8K<0.1%−52−3.7%ReducedHistory
TREXTrex Co IncCOM7,504$621.3K<0.1%+1,210+19.2%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM709$622.7K<0.1%+103+17.0%AddedHistory
ATIAti IncStock13,695$622.7K<0.1%+200+1.5%AddedHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS34,961$623.4K<0.1%−351−1.0%Reduced–
Dimensional ETF Trust25434V724US MKTWIDE VALUE16,768$624.1K<0.1%00.0%Unchanged–
SARSaratoga Investment Corp.COM NEW24,191$625.6K<0.1%+1,024+4.4%AddedHistory
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF29,309$626.0K<0.1%+29,309New–
TOLToll Brothers, Inc.COM6,125$629.6K<0.1%+6,125NewHistory
WisdomTree Tr97717X214EMERG MKTS ESG21,612$632.7K<0.1%00.0%Unchanged–
DCIDonaldson Co IncStock9,708$634.5K<0.1%−136−1.4%ReducedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL18,473$634.7K<0.1%−1,260−6.4%Reduced–
NDAQNasdaq, Inc.COM11,001$639.6K<0.1%−630−5.4%ReducedHistory
CTRACoterra Energy Inc.Stock25,109$640.8K<0.1%−10,270−29.0%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF6,217$640.8K<0.1%+298+5.0%Added–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN33,745$646.2K<0.1%−480−1.4%ReducedHistory
QSRRestaurant Brands International Inc.COM8,318$649.9K<0.1%+109+1.3%AddedHistory
AJGArthur J. Gallagher & Co.COM2,899$651.9K<0.1%+645+28.6%AddedHistory
OGNOrganon & Co.Stock45,363$654.1K<0.1%+180+0.4%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q4 2023
SecurityClassPutsCalls
BMOBank of MontrealCOM$19.5K–
RYRoyal Bank of CanadaStock$10.3K–
COFCapital One Financial CorpStock$8.58K–
GOLFAcushnet Holdings Corp.COM$8.40K–
LULUlululemon athletica inc.Stock$3.43K–
MAMastercard IncStock$3.10K–
LNTHLantheus Holdings, Inc.Stock–$2.26K
PLTRPalantir Technologies Inc.Stock$1.26K–
ZSZscaler, Inc.Stock$1.14K–
NUENucor CorpCOM$675–
AEOAmerican Eagle Outfitters IncCOM$170–
WSMWilliams Sonoma IncCOM$20–

Sold out since Q3 2023 (67)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM66,200$6.20M0.1%History
VMWVmware LLCCL A COM36,291$6.04M0.1%History
iShares Tr46432F388MSCI USA VALUE66,065$5.99M0.1%–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH32,548$2.94M<0.1%–
PAASPan American Silver CorpStock147,130$2.13M<0.1%History
Orla MNG Ltd New68634K106COM522,124$1.86M<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF73,470$1.86M<0.1%–
Pacer FDS Tr69374H667US CHS CWS GWT50,770$1.82M<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE64,316$1.59M<0.1%–
GMEDGlobus Medical IncStock30,197$1.50M<0.1%History
INSEInspired Entertainment, Inc.COM90,420$1.08M<0.1%History
EVRIEveri Holdings Inc.COM57,684$762.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB31,213$662.7K<0.1%–
GLPGlobal Partners LPCOM UNITS18,350$648.1K<0.1%History
SGENSeagen Inc.COM2,881$611.2K<0.1%History
PAYCPaycom Software, Inc.Stock2,196$569.4K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF12,608$520.2K<0.1%–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS23,742$504.8K<0.1%History
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,226$496.4K<0.1%–
MDCSekisui House U.S., Inc.COM10,535$434.4K<0.1%History
REPXRiley Exploration Permian, Inc.COM12,050$383.1K<0.1%History
Listed FD Tr53656F847CORE ALT FD13,140$362.7K<0.1%–
FROFrontline plcCOM18,610$349.5K<0.1%History
BLFSBiolife Solutions IncCOM NEW25,000$345.3K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM1,563$319.9K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF9,608$298.5K<0.1%–
HESMHess Midstream LPCL A SHS10,000$291.3K<0.1%History
NXPNuveen Select Tax Free Income PortfolioSH BEN INT21,494$285.9K<0.1%History
Global X FDS37950E291GLOBX SUPDV US16,900$273.7K<0.1%–
iShares Tr46435G318IBONDS DEC202310,141$258.8K<0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF11,455$256.3K<0.1%–
FLEXFlex Ltd.Stock9,295$250.8K<0.1%History
GNLXGENELUX CorpCOM9,666$236.7K<0.1%History
EXASExact Sciences CorpCOM3,405$232.3K<0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,636$229.2K<0.1%–
BIDUBaidu, Inc.ADR1,704$228.9K<0.1%History
AEHRAehr Test SystemsCOM5,000$228.5K<0.1%History
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM13,193$226.4K<0.1%History
ESTEEarthstone Energy IncCL A10,985$222.3K<0.1%History
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM14,796$218.8K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,640$217.9K<0.1%–
Alps Clean Energy ETF00162Q460ETF5,870$214.7K<0.1%–
CFCF Industries Holdings, Inc.COM2,501$214.4K<0.1%History
ETREntergy CorpCOM2,285$211.4K<0.1%History
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,300$210.6K<0.1%–
ALSNAllison Transmission Holdings IncStock3,551$209.7K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,020$207.8K<0.1%–
ANSSAnsys IncCOM690$205.3K<0.1%History
NWENorthWestern Energy Group, Inc.COM NEW4,225$203.1K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST7,761$200.9K<0.1%–
Nuveen High Income 2023 Targ67079F101COM18,500$176.5K<0.1%–
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/1–$132.4K<0.1%–
NMZNuveen Municipal High Income Opportunity FundCOM13,832$128.4K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A23,535$117.0K<0.1%History
NIMNuveen Select Maturities Municipal FundSH BEN INT13,104$111.0K<0.1%History
RIOTRiot Platforms, Inc.COM10,400$97.0K<0.1%History
SNAPSnap IncStock10,091$89.9K<0.1%History
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$82.8K<0.1%–
FTFFranklin Ltd Duration Income TrustCOM12,855$78.3K<0.1%History
NOKNokia CorpSPONSORED ADR15,282$57.2K<0.1%History
JRSHJerash Holdings (US), Inc.COM18,167$55.1K<0.1%History
HIOWestern Asset High Income Opportunity Fund Inc.COM12,994$47.3K<0.1%History
HUTHut 8 Corp.Common Stock22,950$44.8K<0.1%History
SACHSachem Capital Corp.COM10,130$35.8K<0.1%History
FEAM5E Advanced Materials, Inc.COMMON STOCK14,292$32.3K<0.1%History
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$19.8K<0.1%–
CKPTCheckpoint Therapeutics, Inc.COM NEW10,000$17.0K<0.1%History