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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,348
+34 vs. Q3 2023
Portfolio value
$10.2B
+$986.3M (+10.7%) vs. Q3 2023
Filed
Feb 9, 2024
SEC
Holdings of D.A. Davidson & Co. in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
KAIKadant IncCOM1,352$379.0K<0.1%+304+29.0%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,896$380.2K<0.1%+50+0.9%Added–
iShares Tr46436E544ESG SELE SCR ETF9,950$380.7K<0.1%+349+3.6%Added–
RQICohen & Steers Quality Income Realty Fund IncCEF31,220$382.1K<0.1%−2,962−8.7%ReducedHistory
Dimensional ETF Trust25434V716US SUSTAINABILTY12,278$382.2K<0.1%−2,220−15.3%Reduced–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW7,203$383.1K<0.1%00.0%Unchanged–
FDUSFidus Investment CorpCOM19,467$383.3K<0.1%00.0%UnchangedHistory
CHKPCheck Point Software Technologies LtdORD2,516$384.4K<0.1%+139+5.8%AddedHistory
GEHCGE HealthCare Technologies Inc.Stock5,004$386.9K<0.1%−784−13.5%ReducedHistory
NIEVirtus Equity & Convertible Income FundCOM18,546$387.8K<0.1%−734−3.8%ReducedHistory
Vanguard Wellington FD921935409US MINIMUM3,735$390.8K<0.1%00.0%Unchanged–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP5,641$391.9K<0.1%−33−0.6%Reduced–
GGenpact LTDSHS11,312$392.6K<0.1%+11,312NewHistory
ARLPAlliance Resource Partners LPStock18,544$392.8K<0.1%−12,600−40.5%ReducedHistory
CEMClearBridge MLP & Midstream Fund Inc.COM9,809$393.3K<0.1%−734−7.0%ReducedHistory
AEOAmerican Eagle Outfitters IncCOM18,591$393.4K<0.1%+18,591NewHistory
RMTRoyce Micro-Cap Trust, Inc.COM42,590$393.5K<0.1%+366+0.9%AddedHistory
SNYSanofiSPONSORED ADR7,945$395.1K<0.1%−440−5.2%ReducedHistory
RBCRBC Bearings INCCOM1,387$395.1K<0.1%−3−0.2%ReducedHistory
MCMoelis & CoCL A7,056$396.1K<0.1%+390+5.9%AddedHistory
VMCVulcan Materials COCOM1,773$402.5K<0.1%−528−22.9%ReducedHistory
HRBH&R Block IncCOM8,325$402.7K<0.1%+8,325NewHistory
OPRAOpera LtdSPONSORED ADS30,461$403.0K<0.1%+8,311+37.5%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF16,295$404.0K<0.1%−1,000−5.8%Reduced–
STXSeagate Technology Holdings plcORD SHS4,736$404.3K<0.1%−156−3.2%ReducedHistory
PEBOPeoples Bancorp IncCOM11,988$404.7K<0.1%+433+3.7%AddedHistory
BWMXBetterware de Mexico, S.A.P.I. de C.VSHS29,120$405.9K<0.1%+29,120NewHistory
UBSIUnited Bankshares IncCOM10,843$407.2K<0.1%−99−0.9%ReducedHistory
HBANHuntington Bancshares IncCOM32,087$408.1K<0.1%−5,783−15.3%ReducedHistory
CPRTCopart IncCOM8,342$408.8K<0.1%+8,342NewHistory
SUSuncor Energy IncStock12,768$409.1K<0.1%−400−3.0%ReducedHistory
SKXSkechers USA IncCL A6,582$410.3K<0.1%−7−0.1%ReducedHistory
MATWMatthews International CorpCL A11,290$413.8K<0.1%+5,870+108.3%AddedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP10,603$414.6K<0.1%−1,709−13.9%Reduced–
CORCencora, Inc.Stock2,041$419.4K<0.1%−88−4.1%ReducedHistory
GGGGraco IncCOM4,836$419.6K<0.1%−4−0.1%ReducedHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF6,230$421.0K<0.1%+6,230New–
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW14,016$421.6K<0.1%−1,033−6.9%ReducedHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM30,251$424.0K<0.1%+78+0.3%AddedHistory
iShares Tr464287770U.S. FIN SVC ETF2,372$425.1K<0.1%+100+4.4%Added–
FCNCAFirst Citizens Bancshares IncCL A300$425.7K<0.1%00.0%UnchangedHistory
TDSTelephone & Data Systems IncCOM NEW23,213$426.0K<0.1%−308−1.3%ReducedHistory
GOLDGold.com, Inc.COM14,301$432.6K<0.1%−5,807−28.9%ReducedHistory
WCNWaste Connections, Inc.COM2,910$434.4K<0.1%+32+1.1%AddedHistory
LNTAlliant Energy CorpStock8,470$434.5K<0.1%−909−9.7%ReducedHistory
DLTRDollar Tree, Inc.COM3,076$436.9K<0.1%+3,076NewHistory
Pacer FDS Tr69374H709GLOBL CASH ETF12,785$438.1K<0.1%−5,081−28.4%Reduced–
Vanguard Utilities ETF92204A876ETF3,203$439.1K<0.1%−551−14.7%Reduced–
TTPTortoise Pipeline & Energy Fund, Inc.COM15,694$441.2K<0.1%+1,799+12.9%AddedHistory
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM29,463$443.1K<0.1%−29,106−49.7%ReducedHistory
ELFe.l.f. Beauty, Inc.COM3,072$443.4K<0.1%−330−9.7%ReducedHistory
EGEverest Group, Ltd.COM1,256$444.2K<0.1%+11+0.9%AddedHistory
CWCOConsolidated Water Co. Ltd.ORD12,479$444.3K<0.1%−375−2.9%ReducedHistory
EPREpr PropertiesCOM SH BEN INT9,191$445.3K<0.1%+146+1.6%AddedHistory
EXEExpand Energy CorpCOM5,800$446.3K<0.1%−2,400−29.3%ReducedHistory
BROSDutch Bros Inc.CL A14,172$448.8K<0.1%+1,294+10.0%AddedHistory
WTSWatts Water Technologies IncCL A2,182$454.6K<0.1%00.0%UnchangedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF11,446$458.5K<0.1%+59+0.5%Added–
ERIIEnergy Recovery, Inc.COM24,358$458.9K<0.1%−300−1.2%ReducedHistory
WDWalker & Dunlop, Inc.COM4,150$460.7K<0.1%−1,000−19.4%ReducedHistory
iShares Tr464287333GLOBAL FINLS ETF5,883$462.3K<0.1%−789−11.8%Reduced–
First Tr MLP & Energy Incom33739B104COM53,987$462.7K<0.1%−3,135−5.5%Reduced–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT5,478$463.7K<0.1%+5,478New–
ONTOOnto Innovation Inc.COM3,045$465.6K<0.1%+11+0.4%AddedHistory
TRNTrinity Industries IncCOM17,775$472.6K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P300NUVEEN ESG LRGVL13,177$473.2K<0.1%−2,887−18.0%Reduced–
BABAAlibaba Group Holding LtdADR6,109$473.5K<0.1%−2,434−28.5%ReducedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF9,515$475.1K<0.1%+4,415+86.6%Added–
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST6,089$475.2K<0.1%−26,539−81.3%Reduced–
CASYCaseys General Stores IncCOM1,733$476.1K<0.1%+61+3.6%AddedHistory
LNTHLantheus Holdings, Inc.Stock7,680$476.2K<0.1%+7,680NewHistory
OGSONE Gas, Inc.COM7,512$478.7K<0.1%00.0%UnchangedHistory
AAgilent Technologies, Inc.COM3,443$478.7K<0.1%+3,443NewHistory
CPNGCoupang, Inc.CL A29,619$479.5K<0.1%+3,296+12.5%AddedHistory
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT10,129$480.1K<0.1%−381−3.6%Reduced–
DINOHF Sinclair CorpCOM8,640$480.1K<0.1%+530+6.5%AddedHistory
CAHCardinal Health IncStock4,764$480.3K<0.1%−34−0.7%ReducedHistory
VCVInvesco California Value Municipal Income TrustCOM49,031$480.5K<0.1%+950+2.0%AddedHistory
CSRCenterspaceCOM8,271$481.4K<0.1%−4,588−35.7%ReducedHistory
ITGartner IncCOM1,068$481.8K<0.1%+175+19.6%AddedHistory
CRVLCorvel CorpCOM1,951$482.3K<0.1%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM7,381$483.7K<0.1%+2,631+55.4%AddedHistory
New York Life Investments Et45409B560FTSE INTL EQTY C19,499$484.9K<0.1%00.0%Unchanged–
APOApollo Global Management, Inc.COM5,204$485.0K<0.1%00.0%UnchangedHistory
AEMAgnico Eagle Mines LtdStock8,857$485.8K<0.1%−26,412−74.9%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM36,706$486.0K<0.1%+7,456+25.5%AddedHistory
iShares Tr464287549EXPND TEC SC ETF1,090$488.5K<0.1%00.0%Unchanged–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE12,587$490.1K<0.1%−2,672−17.5%Reduced–
EOSEaton Vance Enhanced Equity Income Fund IICOM26,229$491.0K<0.1%+9,716+58.8%AddedHistory
Global X FDS37950E333GLBX SUPRINC ETF54,363$493.6K<0.1%+4,523+9.1%Added–
DELLDell Technologies Inc.Stock6,461$494.3K<0.1%−2,674−29.3%ReducedHistory
AREAlexandria Real Estate Equities, Inc.COM3,905$495.1K<0.1%+205+5.5%AddedHistory
ELEstee Lauder Companies IncCL A3,387$495.3K<0.1%−137−3.9%ReducedHistory
Franklin Templeton ETF Tr35473P884US MID CP MLTFCT10,345$497.9K<0.1%+10,345New–
RACEFerrari N.V.COM1,471$497.9K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF14,012$498.1K<0.1%+2,488+21.6%Added–
GWREGuidewire Software, Inc.COM4,601$501.7K<0.1%−682−12.9%ReducedHistory
Victory Portfolios II92647N824VCSHS US EQ INCM8,880$502.3K<0.1%−12,345−58.2%Reduced–
CHWYChewy, Inc.CL A21,286$503.0K<0.1%−1,377−6.1%ReducedHistory
OMCOmnicom Group Inc.COM5,823$503.8K<0.1%+10.0%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q4 2023
SecurityClassPutsCalls
BMOBank of MontrealCOM$19.5K–
RYRoyal Bank of CanadaStock$10.3K–
COFCapital One Financial CorpStock$8.58K–
GOLFAcushnet Holdings Corp.COM$8.40K–
LULUlululemon athletica inc.Stock$3.43K–
MAMastercard IncStock$3.10K–
LNTHLantheus Holdings, Inc.Stock–$2.26K
PLTRPalantir Technologies Inc.Stock$1.26K–
ZSZscaler, Inc.Stock$1.14K–
NUENucor CorpCOM$675–
AEOAmerican Eagle Outfitters IncCOM$170–
WSMWilliams Sonoma IncCOM$20–

Sold out since Q3 2023 (67)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM66,200$6.20M0.1%History
VMWVmware LLCCL A COM36,291$6.04M0.1%History
iShares Tr46432F388MSCI USA VALUE66,065$5.99M0.1%–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH32,548$2.94M<0.1%–
PAASPan American Silver CorpStock147,130$2.13M<0.1%History
Orla MNG Ltd New68634K106COM522,124$1.86M<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF73,470$1.86M<0.1%–
Pacer FDS Tr69374H667US CHS CWS GWT50,770$1.82M<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE64,316$1.59M<0.1%–
GMEDGlobus Medical IncStock30,197$1.50M<0.1%History
INSEInspired Entertainment, Inc.COM90,420$1.08M<0.1%History
EVRIEveri Holdings Inc.COM57,684$762.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB31,213$662.7K<0.1%–
GLPGlobal Partners LPCOM UNITS18,350$648.1K<0.1%History
SGENSeagen Inc.COM2,881$611.2K<0.1%History
PAYCPaycom Software, Inc.Stock2,196$569.4K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF12,608$520.2K<0.1%–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS23,742$504.8K<0.1%History
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,226$496.4K<0.1%–
MDCSekisui House U.S., Inc.COM10,535$434.4K<0.1%History
REPXRiley Exploration Permian, Inc.COM12,050$383.1K<0.1%History
Listed FD Tr53656F847CORE ALT FD13,140$362.7K<0.1%–
FROFrontline plcCOM18,610$349.5K<0.1%History
BLFSBiolife Solutions IncCOM NEW25,000$345.3K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM1,563$319.9K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF9,608$298.5K<0.1%–
HESMHess Midstream LPCL A SHS10,000$291.3K<0.1%History
NXPNuveen Select Tax Free Income PortfolioSH BEN INT21,494$285.9K<0.1%History
Global X FDS37950E291GLOBX SUPDV US16,900$273.7K<0.1%–
iShares Tr46435G318IBONDS DEC202310,141$258.8K<0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF11,455$256.3K<0.1%–
FLEXFlex Ltd.Stock9,295$250.8K<0.1%History
GNLXGENELUX CorpCOM9,666$236.7K<0.1%History
EXASExact Sciences CorpCOM3,405$232.3K<0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,636$229.2K<0.1%–
BIDUBaidu, Inc.ADR1,704$228.9K<0.1%History
AEHRAehr Test SystemsCOM5,000$228.5K<0.1%History
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM13,193$226.4K<0.1%History
ESTEEarthstone Energy IncCL A10,985$222.3K<0.1%History
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM14,796$218.8K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,640$217.9K<0.1%–
Alps Clean Energy ETF00162Q460ETF5,870$214.7K<0.1%–
CFCF Industries Holdings, Inc.COM2,501$214.4K<0.1%History
ETREntergy CorpCOM2,285$211.4K<0.1%History
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,300$210.6K<0.1%–
ALSNAllison Transmission Holdings IncStock3,551$209.7K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,020$207.8K<0.1%–
ANSSAnsys IncCOM690$205.3K<0.1%History
NWENorthWestern Energy Group, Inc.COM NEW4,225$203.1K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST7,761$200.9K<0.1%–
Nuveen High Income 2023 Targ67079F101COM18,500$176.5K<0.1%–
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/1–$132.4K<0.1%–
NMZNuveen Municipal High Income Opportunity FundCOM13,832$128.4K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A23,535$117.0K<0.1%History
NIMNuveen Select Maturities Municipal FundSH BEN INT13,104$111.0K<0.1%History
RIOTRiot Platforms, Inc.COM10,400$97.0K<0.1%History
SNAPSnap IncStock10,091$89.9K<0.1%History
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$82.8K<0.1%–
FTFFranklin Ltd Duration Income TrustCOM12,855$78.3K<0.1%History
NOKNokia CorpSPONSORED ADR15,282$57.2K<0.1%History
JRSHJerash Holdings (US), Inc.COM18,167$55.1K<0.1%History
HIOWestern Asset High Income Opportunity Fund Inc.COM12,994$47.3K<0.1%History
HUTHut 8 Corp.Common Stock22,950$44.8K<0.1%History
SACHSachem Capital Corp.COM10,130$35.8K<0.1%History
FEAM5E Advanced Materials, Inc.COMMON STOCK14,292$32.3K<0.1%History
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$19.8K<0.1%–
CKPTCheckpoint Therapeutics, Inc.COM NEW10,000$17.0K<0.1%History