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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,348
+34 vs. Q3 2023
Portfolio value
$10.2B
+$986.3M (+10.7%) vs. Q3 2023
Filed
Feb 9, 2024
SEC
Holdings of D.A. Davidson & Co. in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
RCLRoyal Caribbean Cruises LtdCOM2,180$282.3K<0.1%00.0%UnchangedHistory
MROMarathon Oil CorpCOM11,742$283.7K<0.1%−4,832−29.2%ReducedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,050$283.9K<0.1%+3,050New–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT14,550$284.3K<0.1%−950−6.1%Reduced–
AGCOAGCO CorpCOM2,342$284.3K<0.1%+498+27.0%AddedHistory
iShares Tr464288612INTRM GOV CR ETF2,718$284.7K<0.1%−905−25.0%Reduced–
DOCSDoximity, Inc.CL A10,197$285.9K<0.1%−421−4.0%ReducedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,568$286.0K<0.1%+428+13.6%Added–
GWRSGlobal Water Resources, Inc.COM21,903$286.5K<0.1%+50.0%AddedHistory
LTCLTC Properties IncREIT8,920$286.5K<0.1%−1,747−16.4%ReducedHistory
MEDMedifast IncCOM4,268$286.9K<0.1%−1,036−19.5%ReducedHistory
NAVINavient CorpCOM15,415$287.0K<0.1%00.0%UnchangedHistory
SLABSilicon Laboratories Inc.Stock2,178$288.1K<0.1%−74−3.3%ReducedHistory
CNICanadian National Railway CoStock2,293$288.1K<0.1%+64+2.9%AddedHistory
NTRSNorthern Trust CorpCOM3,416$288.3K<0.1%−660−16.2%ReducedHistory
NMAINuveen Multi-Asset Income FundCOM23,445$288.4K<0.1%+755+3.3%AddedHistory
HLNHaleon plcADR35,049$288.5K<0.1%−4,525−11.4%ReducedHistory
PFCPremier Financial CorpCOM12,004$289.3K<0.1%−966−7.4%ReducedHistory
LVSLas Vegas Sands CorpCOM5,887$289.7K<0.1%−55−0.9%ReducedHistory
iShares Tr464287788U.S. FINLS ETF3,407$291.0K<0.1%−38−1.1%Reduced–
TDGTransDigm Group INCCOM288$291.3K<0.1%+288NewHistory
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF9,408$293.9K<0.1%−3,410−26.6%Reduced–
IRIngersoll Rand Inc.COM3,894$301.2K<0.1%+3,894NewHistory
iShares Tr46435G524INTL DIV GRWTH4,677$302.0K<0.1%−1,024−18.0%Reduced–
LBAILakeland Bancorp IncCOM20,437$302.3K<0.1%−320−1.5%ReducedHistory
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX6,009$302.8K<0.1%−68−1.1%Reduced–
UBSUBS Group AGStock9,803$302.9K<0.1%+9,803NewHistory
PNWPinnacle West Capital CorpCOM4,218$303.1K<0.1%−50−1.2%ReducedHistory
APAMArtisan Partners Asset Management Inc.CL A6,860$303.1K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock17,694$303.8K<0.1%+57+0.3%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS7,652$307.4K<0.1%00.0%UnchangedHistory
ASOAcademy Sports & Outdoors, Inc.COM4,669$308.2K<0.1%+4,669NewHistory
MNSTMonster Beverage CorpCOM5,366$309.1K<0.1%−7,345−57.8%ReducedHistory
CASSCass Information Systems IncCOM6,869$309.4K<0.1%−139−2.0%ReducedHistory
HRLHormel Foods CorpCOM9,663$310.3K<0.1%+403+4.4%AddedHistory
FHBFirst Hawaiian, Inc.COM13,585$310.6K<0.1%00.0%UnchangedHistory
SIGISelective Insurance Group IncCOM3,126$311.0K<0.1%+196+6.7%AddedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF6,167$314.1K<0.1%−410−6.2%Reduced–
GENGen Digital Inc.Stock13,800$314.9K<0.1%00.0%UnchangedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS19,369$314.9K<0.1%+1,223+6.7%AddedHistory
SGOLabrdn Gold ETF TrustETF15,956$315.0K<0.1%−994−5.9%ReducedHistory
SCCOSouthern Copper CorpStock3,664$315.4K<0.1%+195+5.6%AddedHistory
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT6,615$315.7K<0.1%00.0%Unchanged–
iShares Tr464288521CRE U S REIT ETF5,828$316.4K<0.1%−100−1.7%Reduced–
WSTWest Pharmaceutical Services IncCOM902$317.6K<0.1%+22+2.5%AddedHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD11,925$323.0K<0.1%−2,250−15.9%ReducedHistory
CIOCity Office REIT, Inc.COM52,902$323.2K<0.1%−21,757−29.1%ReducedHistory
BNYBank of New York Mellon CorpStock6,236$324.6K<0.1%+10.0%AddedHistory
INSWInternational Seaways, Inc.COM7,155$325.4K<0.1%−150−2.1%ReducedHistory
FMNBFarmers National Banc CorpCOM22,558$326.0K<0.1%−4,293−16.0%ReducedHistory
SUMSummit Materials, Inc.CL A8,494$326.7K<0.1%+8,494NewHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,136$328.4K<0.1%−655−17.3%Reduced–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF7,829$330.1K<0.1%−1,945−19.9%Reduced–
FCFFirst Commonwealth Financial CorpCOM21,714$335.3K<0.1%+184+0.9%AddedHistory
Abrdn ETFs003261104BBRG ALL COMD K117,428$337.4K<0.1%−28−0.2%Reduced–
JHGJanus Henderson Group Ltd.ORD SHS11,229$338.6K<0.1%−99−0.9%ReducedHistory
GOODGladstone Commercial CorpCOM25,684$340.1K<0.1%+103+0.4%AddedHistory
FNBFNB CorpCOM24,776$341.2K<0.1%−1,168−4.5%ReducedHistory
AEEAmeren CorpCOM4,721$341.5K<0.1%00.0%UnchangedHistory
WDAYWorkday, Inc.CL A1,241$342.6K<0.1%+42+3.5%AddedHistory
SRSpire IncCOM5,500$342.9K<0.1%00.0%UnchangedHistory
JFRNuveen Floating Rate Income FundCOM41,755$343.2K<0.1%−931−2.2%ReducedHistory
TIMBTim S.A.SPONSORED ADR18,600$343.5K<0.1%+18,600NewHistory
Schwab U.S. Large-Cap ETF808524201ETF6,119$345.1K<0.1%+1,600+35.4%Added–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD6,776$345.6K<0.1%−145−2.1%Reduced–
MTDMettler Toledo International IncCOM285$345.7K<0.1%−19−6.3%ReducedHistory
MAAMid America Apartment Communities Inc.COM2,576$346.4K<0.1%00.0%UnchangedHistory
RYRoyal Bank of CanadaStock3,429$346.8K<0.1%+512+17.6%AddedHistory
WRKWestRock CoCOM8,363$347.3K<0.1%+23+0.3%AddedHistory
CDWCDW CorpCOM1,529$347.6K<0.1%+1,529NewHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD6,815$347.9K<0.1%−1,519−18.2%Reduced–
DRIDarden Restaurants IncCOM2,117$348.0K<0.1%+251+13.5%AddedHistory
COHUCohu IncCOM9,844$348.4K<0.1%−3,020−23.5%ReducedHistory
iShares Tr464287762US HLTHCARE ETF1,218$348.9K<0.1%−1,699−58.2%Reduced–
Dimensional Emerging Core Equity Market ETF25434V302ETF14,533$350.4K<0.1%−1,500−9.4%Reduced–
BDJBlackRock Enhanced Equity Dividend TrustCOM45,820$352.4K<0.1%−2,838−5.8%ReducedHistory
STMSTMicroelectronics N.V.NY REGISTRY7,052$353.5K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL7,768$353.7K<0.1%−111,650−93.5%Reduced–
ECEcopetrol S.A.SPONSORED ADS29,825$355.5K<0.1%+29,825NewHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF30,285$358.0K<0.1%−5,071−14.3%ReducedHistory
Davis Fundamental ETF Tr23908L405SELCT INTL ETF19,375$359.0K<0.1%−1,300−6.3%Reduced–
Vanguard World FD921910725ESG INTL STK ETF6,496$359.1K<0.1%+38+0.6%Added–
IDAIdacorp IncCOM3,660$359.9K<0.1%+521+16.6%AddedHistory
CMCOColumbus McKinnon CorpCOM9,226$360.0K<0.1%+72+0.8%AddedHistory
WALWestern Alliance BancorporationCOM5,472$360.0K<0.1%+150+2.8%AddedHistory
SCWO374Water Inc.Common Stock255,165$362.3K<0.1%+20,440+8.7%AddedHistory
iShares U S ETF Tr46431W838SHOR MAT MUN ETF7,286$364.2K<0.1%+2,387+48.7%Added–
ABRArbor Realty Trust IncCOM24,081$365.6K<0.1%+76+0.3%AddedHistory
RITMRithm Capital Corp.REIT34,343$366.8K<0.1%+430+1.3%AddedHistory
T Rowe Price Exchange-Traded87283Q206PRICE EQT INCOME10,062$367.6K<0.1%+839+9.1%Added–
PEGPublic Service Enterprise Group IncCOM6,012$367.7K<0.1%−34−0.6%ReducedHistory
HPQHP IncStock12,228$368.0K<0.1%−332−2.6%ReducedHistory
ORIOld Republic International CorpCOM12,580$369.9K<0.1%−144−1.1%ReducedHistory
MSCIMSCI Inc.Stock657$371.6K<0.1%+43+7.0%AddedHistory
NADNuveen Quality Municipal Income FundCOM32,457$371.6K<0.1%+563+1.8%AddedHistory
First Tr Exchange-Traded FD33733E856FT VEST GOLD19,356$372.0K<0.1%−786−3.9%Reduced–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM28,737$373.0K<0.1%00.0%UnchangedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT25,230$375.2K<0.1%−3,000−10.6%ReducedHistory
Nushares ETF Tr67092P870NUVEEN ESG US16,885$375.9K<0.1%00.0%Unchanged–
NRIMNorthrim Bancorp IncCOM6,600$377.6K<0.1%00.0%UnchangedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q4 2023
SecurityClassPutsCalls
BMOBank of MontrealCOM$19.5K–
RYRoyal Bank of CanadaStock$10.3K–
COFCapital One Financial CorpStock$8.58K–
GOLFAcushnet Holdings Corp.COM$8.40K–
LULUlululemon athletica inc.Stock$3.43K–
MAMastercard IncStock$3.10K–
LNTHLantheus Holdings, Inc.Stock–$2.26K
PLTRPalantir Technologies Inc.Stock$1.26K–
ZSZscaler, Inc.Stock$1.14K–
NUENucor CorpCOM$675–
AEOAmerican Eagle Outfitters IncCOM$170–
WSMWilliams Sonoma IncCOM$20–

Sold out since Q3 2023 (67)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM66,200$6.20M0.1%History
VMWVmware LLCCL A COM36,291$6.04M0.1%History
iShares Tr46432F388MSCI USA VALUE66,065$5.99M0.1%–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH32,548$2.94M<0.1%–
PAASPan American Silver CorpStock147,130$2.13M<0.1%History
Orla MNG Ltd New68634K106COM522,124$1.86M<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF73,470$1.86M<0.1%–
Pacer FDS Tr69374H667US CHS CWS GWT50,770$1.82M<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE64,316$1.59M<0.1%–
GMEDGlobus Medical IncStock30,197$1.50M<0.1%History
INSEInspired Entertainment, Inc.COM90,420$1.08M<0.1%History
EVRIEveri Holdings Inc.COM57,684$762.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB31,213$662.7K<0.1%–
GLPGlobal Partners LPCOM UNITS18,350$648.1K<0.1%History
SGENSeagen Inc.COM2,881$611.2K<0.1%History
PAYCPaycom Software, Inc.Stock2,196$569.4K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF12,608$520.2K<0.1%–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS23,742$504.8K<0.1%History
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,226$496.4K<0.1%–
MDCSekisui House U.S., Inc.COM10,535$434.4K<0.1%History
REPXRiley Exploration Permian, Inc.COM12,050$383.1K<0.1%History
Listed FD Tr53656F847CORE ALT FD13,140$362.7K<0.1%–
FROFrontline plcCOM18,610$349.5K<0.1%History
BLFSBiolife Solutions IncCOM NEW25,000$345.3K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM1,563$319.9K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF9,608$298.5K<0.1%–
HESMHess Midstream LPCL A SHS10,000$291.3K<0.1%History
NXPNuveen Select Tax Free Income PortfolioSH BEN INT21,494$285.9K<0.1%History
Global X FDS37950E291GLOBX SUPDV US16,900$273.7K<0.1%–
iShares Tr46435G318IBONDS DEC202310,141$258.8K<0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF11,455$256.3K<0.1%–
FLEXFlex Ltd.Stock9,295$250.8K<0.1%History
GNLXGENELUX CorpCOM9,666$236.7K<0.1%History
EXASExact Sciences CorpCOM3,405$232.3K<0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,636$229.2K<0.1%–
BIDUBaidu, Inc.ADR1,704$228.9K<0.1%History
AEHRAehr Test SystemsCOM5,000$228.5K<0.1%History
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM13,193$226.4K<0.1%History
ESTEEarthstone Energy IncCL A10,985$222.3K<0.1%History
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM14,796$218.8K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,640$217.9K<0.1%–
Alps Clean Energy ETF00162Q460ETF5,870$214.7K<0.1%–
CFCF Industries Holdings, Inc.COM2,501$214.4K<0.1%History
ETREntergy CorpCOM2,285$211.4K<0.1%History
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,300$210.6K<0.1%–
ALSNAllison Transmission Holdings IncStock3,551$209.7K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,020$207.8K<0.1%–
ANSSAnsys IncCOM690$205.3K<0.1%History
NWENorthWestern Energy Group, Inc.COM NEW4,225$203.1K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST7,761$200.9K<0.1%–
Nuveen High Income 2023 Targ67079F101COM18,500$176.5K<0.1%–
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/1–$132.4K<0.1%–
NMZNuveen Municipal High Income Opportunity FundCOM13,832$128.4K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A23,535$117.0K<0.1%History
NIMNuveen Select Maturities Municipal FundSH BEN INT13,104$111.0K<0.1%History
RIOTRiot Platforms, Inc.COM10,400$97.0K<0.1%History
SNAPSnap IncStock10,091$89.9K<0.1%History
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$82.8K<0.1%–
FTFFranklin Ltd Duration Income TrustCOM12,855$78.3K<0.1%History
NOKNokia CorpSPONSORED ADR15,282$57.2K<0.1%History
JRSHJerash Holdings (US), Inc.COM18,167$55.1K<0.1%History
HIOWestern Asset High Income Opportunity Fund Inc.COM12,994$47.3K<0.1%History
HUTHut 8 Corp.Common Stock22,950$44.8K<0.1%History
SACHSachem Capital Corp.COM10,130$35.8K<0.1%History
FEAM5E Advanced Materials, Inc.COMMON STOCK14,292$32.3K<0.1%History
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$19.8K<0.1%–
CKPTCheckpoint Therapeutics, Inc.COM NEW10,000$17.0K<0.1%History