D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,348
- +34 vs. Q3 2023
- Portfolio value
- $10.2B
- +$986.3M (+10.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| UNPUnion Pacific Corp | Stock | 167,859 | $41.2M | 0.4% | +517+0.3% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 87,819 | $41.7M | 0.4% | −4,802−5.2% | Reduced | History |
| SBUXStarbucks Corp | Stock | 457,803 | $44.0M | 0.4% | −2,889−0.6% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 262,241 | $44.7M | 0.4% | +374+0.1% | Added | – |
| CVXChevron Corp | Stock | 326,480 | $48.7M | 0.5% | +19,021+6.2% | Added | History |
| NVSNovartis AG | ADR | 487,077 | $49.2M | 0.5% | −10,100−2.0% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 112,235 | $49.4M | 0.5% | −446−0.4% | Reduced | History |
| NVDANVIDIA Corp | Stock | 104,836 | $51.9M | 0.5% | +10,708+11.4% | Added | History |
| CBChubb Ltd | Stock | 238,138 | $53.8M | 0.5% | −1,070−0.4% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 391,601 | $54.7M | 0.5% | +12,581+3.3% | Added | History |
| CMICummins Inc | Stock | 229,816 | $55.1M | 0.5% | +4,633+2.1% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 139,346 | $57.1M | 0.6% | +14,332+11.5% | Added | – |
| ADPAutomatic Data Processing Inc | Stock | 254,592 | $59.3M | 0.6% | +2,041+0.8% | Added | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 2,442,009 | $59.6M | 0.6% | +43,262+1.8% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 1,698,261 | $59.8M | 0.6% | +43,837+2.6% | Added | – |
| AMGNAmgen Inc | Stock | 210,721 | $60.7M | 0.6% | +1,248+0.6% | Added | History |
| RTXRTX Corp | Stock | 724,226 | $60.9M | 0.6% | +51,093+7.6% | Added | History |
| MRKMerck & Co., Inc. | Stock | 561,212 | $61.2M | 0.6% | −38,035−6.3% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,500,429 | $61.7M | 0.6% | +38,844+2.7% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 804,869 | $62.0M | 0.6% | +846+0.1% | Added | – |
| QCOMQualcomm Inc | Stock | 448,351 | $64.8M | 0.6% | −5,229−1.2% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 395,604 | $67.3M | 0.7% | +8,189+2.1% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 618,079 | $69.0M | 0.7% | +12,058+2.0% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 475,441 | $70.0M | 0.7% | +7,597+1.6% | Added | – |
| PEPPepsiCo Inc | Stock | 434,077 | $73.7M | 0.7% | +7,276+1.7% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 1,030,487 | $78.5M | 0.8% | +25,174+2.5% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 991,028 | $78.5M | 0.8% | +7,122+0.7% | Added | – |
| AVGOBroadcom Inc. | Stock | 76,500 | $85.4M | 0.8% | +1,069+1.4% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 181,669 | $86.8M | 0.9% | −5,572−3.0% | Reduced | – |
| JNJJohnson & Johnson | Stock | 556,235 | $87.2M | 0.9% | +11,830+2.2% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 201,718 | $88.1M | 0.9% | +16,152+8.7% | Added | – |
| AMZNAmazon Com Inc | Stock | 587,535 | $89.3M | 0.9% | +9,267+1.6% | Added | History |
| VVisa Inc. | Stock | 344,840 | $89.8M | 0.9% | +1,733+0.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 268,453 | $95.7M | 0.9% | +1,733+0.6% | Added | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 857,147 | $97.7M | 1.0% | −17,852−2.0% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 160,420 | $105.9M | 1.0% | −110−0.1% | Reduced | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 452,048 | $114.0M | 1.1% | +5,281+1.2% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 483,393 | $114.7M | 1.1% | +11,307+2.4% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 386,075 | $117.0M | 1.1% | +668+0.2% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 4,541,908 | $149.1M | 1.5% | +69,415+1.6% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 1,001,799 | $155.6M | 1.5% | +1,869+0.2% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 3,347,146 | $160.3M | 1.6% | −22,041−0.7% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 725,985 | $273.0M | 2.7% | −1,996−0.3% | Reduced | History |
| AAPLApple Inc. | Stock | 1,481,424 | $285.2M | 2.8% | −25,604−1.7% | Reduced | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 3,576,770 | $355.0M | 3.5% | +140,168+4.1% | Added | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 6,263,052 | $406.7M | 4.0% | +147,759+2.4% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,926,719 | $599.0M | 5.9% | −23,196−1.2% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,922,996 | $736.0M | 7.2% | +106,243+2.2% | Added | – |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $19.5K | – |
| RYRoyal Bank of Canada | Stock | $10.3K | – |
| COFCapital One Financial Corp | Stock | $8.58K | – |
| GOLFAcushnet Holdings Corp. | COM | $8.40K | – |
| LULUlululemon athletica inc. | Stock | $3.43K | – |
| MAMastercard Inc | Stock | $3.10K | – |
| LNTHLantheus Holdings, Inc. | Stock | – | $2.26K |
| PLTRPalantir Technologies Inc. | Stock | $1.26K | – |
| ZSZscaler, Inc. | Stock | $1.14K | – |
| NUENucor Corp | COM | $675 | – |
| AEOAmerican Eagle Outfitters Inc | COM | $170 | – |
| WSMWilliams Sonoma Inc | COM | $20 | – |
Sold out since Q3 2023 (67)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 66,200 | $6.20M | 0.1% | History |
| VMWVmware LLC | CL A COM | 36,291 | $6.04M | 0.1% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 66,065 | $5.99M | 0.1% | – |
| Vanguard Admiral FDS Inc921932869 | MIDCP 400 GRTH | 32,548 | $2.94M | <0.1% | – |
| PAASPan American Silver Corp | Stock | 147,130 | $2.13M | <0.1% | History |
| Orla MNG Ltd New68634K106 | COM | 522,124 | $1.86M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 73,470 | $1.86M | <0.1% | – |
| Pacer FDS Tr69374H667 | US CHS CWS GWT | 50,770 | $1.82M | <0.1% | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 64,316 | $1.59M | <0.1% | – |
| GMEDGlobus Medical Inc | Stock | 30,197 | $1.50M | <0.1% | History |
| INSEInspired Entertainment, Inc. | COM | 90,420 | $1.08M | <0.1% | History |
| EVRIEveri Holdings Inc. | COM | 57,684 | $762.6K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 31,213 | $662.7K | <0.1% | – |
| GLPGlobal Partners LP | COM UNITS | 18,350 | $648.1K | <0.1% | History |
| SGENSeagen Inc. | COM | 2,881 | $611.2K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 2,196 | $569.4K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 12,608 | $520.2K | <0.1% | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 23,742 | $504.8K | <0.1% | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 8,226 | $496.4K | <0.1% | – |
| MDCSekisui House U.S., Inc. | COM | 10,535 | $434.4K | <0.1% | History |
| REPXRiley Exploration Permian, Inc. | COM | 12,050 | $383.1K | <0.1% | History |
| Listed FD Tr53656F847 | CORE ALT FD | 13,140 | $362.7K | <0.1% | – |
| FROFrontline plc | COM | 18,610 | $349.5K | <0.1% | History |
| BLFSBiolife Solutions Inc | COM NEW | 25,000 | $345.3K | <0.1% | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,563 | $319.9K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 9,608 | $298.5K | <0.1% | – |
| HESMHess Midstream LP | CL A SHS | 10,000 | $291.3K | <0.1% | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 21,494 | $285.9K | <0.1% | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 16,900 | $273.7K | <0.1% | – |
| iShares Tr46435G318 | IBONDS DEC2023 | 10,141 | $258.8K | <0.1% | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 11,455 | $256.3K | <0.1% | – |
| FLEXFlex Ltd. | Stock | 9,295 | $250.8K | <0.1% | History |
| GNLXGENELUX Corp | COM | 9,666 | $236.7K | <0.1% | History |
| EXASExact Sciences Corp | COM | 3,405 | $232.3K | <0.1% | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,636 | $229.2K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,704 | $228.9K | <0.1% | History |
| AEHRAehr Test Systems | COM | 5,000 | $228.5K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 13,193 | $226.4K | <0.1% | History |
| ESTEEarthstone Energy Inc | CL A | 10,985 | $222.3K | <0.1% | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 14,796 | $218.8K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,640 | $217.9K | <0.1% | – |
| Alps Clean Energy ETF00162Q460 | ETF | 5,870 | $214.7K | <0.1% | – |
| CFCF Industries Holdings, Inc. | COM | 2,501 | $214.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,285 | $211.4K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,300 | $210.6K | <0.1% | – |
| ALSNAllison Transmission Holdings Inc | Stock | 3,551 | $209.7K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,020 | $207.8K | <0.1% | – |
| ANSSAnsys Inc | COM | 690 | $205.3K | <0.1% | History |
| NWENorthWestern Energy Group, Inc. | COM NEW | 4,225 | $203.1K | <0.1% | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,761 | $200.9K | <0.1% | – |
| Nuveen High Income 2023 Targ67079F101 | COM | 18,500 | $176.5K | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $132.4K | <0.1% | – |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 13,832 | $128.4K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 23,535 | $117.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 13,104 | $111.0K | <0.1% | History |
| RIOTRiot Platforms, Inc. | COM | 10,400 | $97.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 10,091 | $89.9K | <0.1% | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $82.8K | <0.1% | – |
| FTFFranklin Ltd Duration Income Trust | COM | 12,855 | $78.3K | <0.1% | History |
| NOKNokia Corp | SPONSORED ADR | 15,282 | $57.2K | <0.1% | History |
| JRSHJerash Holdings (US), Inc. | COM | 18,167 | $55.1K | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 12,994 | $47.3K | <0.1% | History |
| HUTHut 8 Corp. | Common Stock | 22,950 | $44.8K | <0.1% | History |
| SACHSachem Capital Corp. | COM | 10,130 | $35.8K | <0.1% | History |
| FEAM5E Advanced Materials, Inc. | COMMON STOCK | 14,292 | $32.3K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $19.8K | <0.1% | – |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 10,000 | $17.0K | <0.1% | History |