Skip to main content
Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,348
+34 vs. Q3 2023
Portfolio value
$10.2B
+$986.3M (+10.7%) vs. Q3 2023
Filed
Feb 9, 2024
SEC
Holdings of D.A. Davidson & Co. in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46434V4070-5YR HI YL CP143,141$6.04M0.1%−946−0.7%Reduced–
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM435,036$6.06M0.1%+54,471+14.3%AddedHistory
FBINFortune Brands Innovations, Inc.COM79,666$6.07M0.1%+2,135+2.8%AddedHistory
Dimensional U.S. Targeted Value ETF25434V609ETF115,978$6.07M0.1%−21,743−15.8%Reduced–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX47,394$6.07M0.1%−2,837−5.6%Reduced–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50160,956$6.07M0.1%−64,370−28.6%Reduced–
iShares Tr46434V456MSCI INTL QUALTY162,682$6.11M0.1%+3,572+2.2%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM111,196$6.11M0.1%+42,467+61.8%Added–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH38,981$6.16M0.1%−1,794−4.4%Reduced–
CMECME Group Inc.COM29,371$6.19M0.1%+213+0.7%AddedHistory
NEMNEWMONT CorpStock149,720$6.20M0.1%−4,697−3.0%ReducedHistory
NFLXNetflix IncStock12,842$6.25M0.1%+328+2.6%AddedHistory
CAGConagra Brands Inc.Stock218,501$6.26M0.1%+30,023+15.9%AddedHistory
GPCGenuine Parts CoStock45,342$6.28M0.1%+622+1.4%AddedHistory
iShares Tr464288687PFD AND INCM SEC201,499$6.28M0.1%+67,100+49.9%Added–
CRWDCrowdStrike Holdings, Inc.Stock24,799$6.33M0.1%+772+3.2%AddedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT212,807$6.35M0.1%+14,144+7.1%Added–
iShares Tr464288273EAFE SML CP ETF102,634$6.35M0.1%−433−0.4%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD82,487$6.38M0.1%−19,490−19.1%Reduced–
CARRCarrier Global CorpStock112,017$6.44M0.1%+1,679+1.5%AddedHistory
VIRCVirco Mfg CorporationCOM535,269$6.44M0.1%−315,084−37.1%ReducedHistory
Vanguard Health Care ETF92204A504ETF26,182$6.56M0.1%−16,067−38.0%Reduced–
RIORio Tinto PLCADR88,502$6.59M0.1%−1,762−2.0%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF81,305$6.75M0.1%−1,208−1.5%Reduced–
GLWCorning IncCOM225,308$6.86M0.1%−30,519−11.9%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF68,765$6.86M0.1%−40.0%Reduced–
VMIValmont Industries IncCOM29,739$6.94M0.1%+753+2.6%AddedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF101,241$7.02M0.1%−3,131−3.0%Reduced–
iShares S&P 500 Growth ETF464287309ETF93,758$7.04M0.1%−742−0.8%Reduced–
GBCIGlacier Bancorp, Inc.COM171,747$7.10M0.1%−14,546−7.8%ReducedHistory
FISFidelity National Information Services, Inc.Stock118,915$7.14M0.1%−4,266−3.5%ReducedHistory
ENBEnbridge IncStock198,374$7.15M0.1%+10,233+5.4%AddedHistory
COFCapital One Financial CorpStock54,516$7.15M0.1%−1,927−3.4%ReducedHistory
iShares Tr464287515EXPANDED TECH17,722$7.19M0.1%−670−3.6%Reduced–
MSMorgan StanleyStock77,251$7.20M0.1%+255+0.3%AddedHistory
Capital Grp Fixed Incm ETF T14020Y102CORE PLUS INCM319,704$7.26M0.1%−12,142−3.7%Reduced–
Capital Group Intl Focus EQT14019W109SHS CREAT UNIT305,165$7.28M0.1%+46,317+17.9%Added–
ROKRockwell Automation, IncStock23,497$7.30M0.1%+1,035+4.6%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF139,457$7.51M0.1%+2,035+1.5%Added–
CHICalamos Convertible Opportunities & Income FundSH BEN INT730,943$7.57M0.1%+77,211+11.8%AddedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA151,519$7.61M0.1%−206,304−57.7%Reduced–
First Tr Exchange-Traded Alp33735B108COM SHS73,923$7.72M0.1%−29,745−28.7%Reduced–
iShares Tr464287234MSCI EMG MKT ETF193,467$7.78M0.1%+8,658+4.7%Added–
BDXBecton Dickinson & CoStock31,913$7.78M0.1%−648−2.0%ReducedHistory
OKEONEOK IncCOM111,345$7.82M0.1%−1,156−1.0%ReducedHistory
GILDGilead Sciences, Inc.Stock97,094$7.87M0.1%+917+1.0%AddedHistory
First Tr Exchange-Traded FD336917109SHS219,373$7.87M0.1%+25,159+13.0%Added–
AXPAmerican Express CoStock42,186$7.90M0.1%+13,493+47.0%AddedHistory
CMCSAComcast CorpStock181,412$7.95M0.1%+1,876+1.0%AddedHistory
AWRAmerican States Water CoCOM100,088$8.05M0.1%−620−0.6%ReducedHistory
Vanguard World FD921910840MEGA CAP VAL ETF73,695$8.06M0.1%+6,695+10.0%Added–
TAT&T Inc.Stock485,857$8.15M0.1%+43,604+9.9%AddedHistory
First Tr Exchange Traded FD33741X102SMID RISNG ETF248,831$8.15M0.1%+39,878+19.1%Added–
PSXPhillips 66Stock61,657$8.21M0.1%−5,302−7.9%ReducedHistory
LRCXLam Research CorpCOM10,508$8.23M0.1%+124+1.2%AddedHistory
Capital Group Core Equity Et14020V108SHS CREAT UNIT291,485$8.25M0.1%+66,790+29.7%Added–
CLColgate Palmolive CoStock103,505$8.25M0.1%−892−0.9%ReducedHistory
FCXFreeport-McMoran IncStock195,941$8.34M0.1%+7,363+3.9%AddedHistory
FDXFedEx CorpStock33,394$8.45M0.1%−1,472−4.2%ReducedHistory
DOWDow Inc.Stock154,168$8.45M0.1%−5,573−3.5%ReducedHistory
First Tr Exchange-Traded FD33733E831INDXX AEROSPACE333,268$8.48M0.1%−27,880−7.7%Reduced–
Vanguard Whitehall FDS921946810INTL DVD ETF108,551$8.61M0.1%−1,446−1.3%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF102,986$8.63M0.1%−47,985−31.8%Reduced–
iShares Tr464288638ISHS 5-10YR INVT166,136$8.64M0.1%−12,975−7.2%Reduced–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF59,675$8.65M0.1%+419+0.7%Added–
NTRNutrien Ltd.COM155,696$8.77M0.1%+79+0.1%AddedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF40,160$8.82M0.1%+1,170+3.0%Added–
ALKAlaska Air Group, Inc.COM225,780$8.82M0.1%−11,889−5.0%ReducedHistory
CCDCalamos Dynamic Convertible & Income FundCOM447,634$8.85M0.1%+65,672+17.2%AddedHistory
WYWeyerhaeuser CoCOM NEW255,277$8.88M0.1%−22,337−8.0%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF46,302$8.91M0.1%−722−1.5%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF158,940$8.92M0.1%+4,643+3.0%Added–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX95,434$8.97M0.1%−12,674−11.7%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF217,040$9.15M0.1%+50,304+30.2%Added–
PMPhilip Morris International Inc.Stock98,075$9.23M0.1%+2,140+2.2%AddedHistory
STTState Street CorpCOM119,444$9.25M0.1%+2,225+1.9%AddedHistory
MGMMGM Resorts InternationalStock207,361$9.26M0.1%−23,840−10.3%ReducedHistory
PANWPalo Alto Networks IncStock31,627$9.33M0.1%+2,544+8.7%AddedHistory
KMIKinder Morgan, Inc.Stock529,835$9.35M0.1%−1,321−0.2%ReducedHistory
EMREmerson Electric CoStock96,483$9.39M0.1%+991+1.0%AddedHistory
EOGEOG Resources IncStock78,392$9.48M0.1%+6,340+8.8%AddedHistory
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF55,289$9.70M0.1%+15,680+39.6%Added–
PPGPPG Industries IncStock66,280$9.91M0.1%+5,969+9.9%AddedHistory
WCCWesco International IncCOM57,584$10.0M0.1%+3,550+6.6%AddedHistory
CSXCSX CorpStock289,274$10.0M0.1%+61,550+27.0%AddedHistory
iShares Tr464288802ESG OPTIMIZED100,428$10.1M0.1%−4,237−4.0%Reduced–
UMHUmh Properties, Inc.COM659,062$10.1M0.1%+1,386+0.2%AddedHistory
ORCLOracle CorpStock97,951$10.3M0.1%+921+0.9%AddedHistory
NOWServiceNow, Inc.Stock14,670$10.4M0.1%+1,128+8.3%AddedHistory
LINLinde PLCStock25,511$10.5M0.1%+167+0.7%AddedHistory
Vanguard Energy ETF92204A306ETF90,741$10.6M0.1%−12,868−12.4%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF59,277$10.7M0.1%+605+1.0%Added–
Vanguard Real Estate ETF922908553ETF121,375$10.7M0.1%−11,449−8.6%Reduced–
NKENIKE, Inc.Stock99,143$10.8M0.1%+3,414+3.6%AddedHistory
HONHoneywell International IncCOM52,112$10.9M0.1%−797−1.5%ReducedHistory
PRUPrudential Financial IncStock106,604$11.1M0.1%+2,690+2.6%AddedHistory
CCKCrown Holdings, Inc.COM120,550$11.1M0.1%−1,052−0.9%ReducedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF51,007$11.1M0.1%+7,276+16.6%Added–
iShares Tips Bond ETF464287176ETF103,923$11.2M0.1%−7,897−7.1%Reduced–
TROWPrice T Rowe Group IncStock104,144$11.2M0.1%+838+0.8%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q4 2023
SecurityClassPutsCalls
BMOBank of MontrealCOM$19.5K–
RYRoyal Bank of CanadaStock$10.3K–
COFCapital One Financial CorpStock$8.58K–
GOLFAcushnet Holdings Corp.COM$8.40K–
LULUlululemon athletica inc.Stock$3.43K–
MAMastercard IncStock$3.10K–
LNTHLantheus Holdings, Inc.Stock–$2.26K
PLTRPalantir Technologies Inc.Stock$1.26K–
ZSZscaler, Inc.Stock$1.14K–
NUENucor CorpCOM$675–
AEOAmerican Eagle Outfitters IncCOM$170–
WSMWilliams Sonoma IncCOM$20–

Sold out since Q3 2023 (67)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM66,200$6.20M0.1%History
VMWVmware LLCCL A COM36,291$6.04M0.1%History
iShares Tr46432F388MSCI USA VALUE66,065$5.99M0.1%–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH32,548$2.94M<0.1%–
PAASPan American Silver CorpStock147,130$2.13M<0.1%History
Orla MNG Ltd New68634K106COM522,124$1.86M<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF73,470$1.86M<0.1%–
Pacer FDS Tr69374H667US CHS CWS GWT50,770$1.82M<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE64,316$1.59M<0.1%–
GMEDGlobus Medical IncStock30,197$1.50M<0.1%History
INSEInspired Entertainment, Inc.COM90,420$1.08M<0.1%History
EVRIEveri Holdings Inc.COM57,684$762.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB31,213$662.7K<0.1%–
GLPGlobal Partners LPCOM UNITS18,350$648.1K<0.1%History
SGENSeagen Inc.COM2,881$611.2K<0.1%History
PAYCPaycom Software, Inc.Stock2,196$569.4K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF12,608$520.2K<0.1%–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS23,742$504.8K<0.1%History
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,226$496.4K<0.1%–
MDCSekisui House U.S., Inc.COM10,535$434.4K<0.1%History
REPXRiley Exploration Permian, Inc.COM12,050$383.1K<0.1%History
Listed FD Tr53656F847CORE ALT FD13,140$362.7K<0.1%–
FROFrontline plcCOM18,610$349.5K<0.1%History
BLFSBiolife Solutions IncCOM NEW25,000$345.3K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM1,563$319.9K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF9,608$298.5K<0.1%–
HESMHess Midstream LPCL A SHS10,000$291.3K<0.1%History
NXPNuveen Select Tax Free Income PortfolioSH BEN INT21,494$285.9K<0.1%History
Global X FDS37950E291GLOBX SUPDV US16,900$273.7K<0.1%–
iShares Tr46435G318IBONDS DEC202310,141$258.8K<0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF11,455$256.3K<0.1%–
FLEXFlex Ltd.Stock9,295$250.8K<0.1%History
GNLXGENELUX CorpCOM9,666$236.7K<0.1%History
EXASExact Sciences CorpCOM3,405$232.3K<0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,636$229.2K<0.1%–
BIDUBaidu, Inc.ADR1,704$228.9K<0.1%History
AEHRAehr Test SystemsCOM5,000$228.5K<0.1%History
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM13,193$226.4K<0.1%History
ESTEEarthstone Energy IncCL A10,985$222.3K<0.1%History
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM14,796$218.8K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,640$217.9K<0.1%–
Alps Clean Energy ETF00162Q460ETF5,870$214.7K<0.1%–
CFCF Industries Holdings, Inc.COM2,501$214.4K<0.1%History
ETREntergy CorpCOM2,285$211.4K<0.1%History
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,300$210.6K<0.1%–
ALSNAllison Transmission Holdings IncStock3,551$209.7K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,020$207.8K<0.1%–
ANSSAnsys IncCOM690$205.3K<0.1%History
NWENorthWestern Energy Group, Inc.COM NEW4,225$203.1K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST7,761$200.9K<0.1%–
Nuveen High Income 2023 Targ67079F101COM18,500$176.5K<0.1%–
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/1–$132.4K<0.1%–
NMZNuveen Municipal High Income Opportunity FundCOM13,832$128.4K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A23,535$117.0K<0.1%History
NIMNuveen Select Maturities Municipal FundSH BEN INT13,104$111.0K<0.1%History
RIOTRiot Platforms, Inc.COM10,400$97.0K<0.1%History
SNAPSnap IncStock10,091$89.9K<0.1%History
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$82.8K<0.1%–
FTFFranklin Ltd Duration Income TrustCOM12,855$78.3K<0.1%History
NOKNokia CorpSPONSORED ADR15,282$57.2K<0.1%History
JRSHJerash Holdings (US), Inc.COM18,167$55.1K<0.1%History
HIOWestern Asset High Income Opportunity Fund Inc.COM12,994$47.3K<0.1%History
HUTHut 8 Corp.Common Stock22,950$44.8K<0.1%History
SACHSachem Capital Corp.COM10,130$35.8K<0.1%History
FEAM5E Advanced Materials, Inc.COMMON STOCK14,292$32.3K<0.1%History
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$19.8K<0.1%–
CKPTCheckpoint Therapeutics, Inc.COM NEW10,000$17.0K<0.1%History