D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,348
- +34 vs. Q3 2023
- Portfolio value
- $10.2B
- +$986.3M (+10.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 37,585 | $3.60M | <0.1% | −2,483−6.2% | Reduced | – |
| PAYXPaychex Inc | Stock | 30,304 | $3.61M | <0.1% | +118+0.4% | Added | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 83,670 | $3.62M | <0.1% | +825+1.0% | Added | – |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 125,566 | $3.67M | <0.1% | +1,515+1.2% | Added | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 110,450 | $3.67M | <0.1% | +2,200+2.0% | Added | – |
| iShares MSCI India ETF46429B598 | ETF | 75,543 | $3.69M | <0.1% | +8,034+11.9% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 77,686 | $3.69M | <0.1% | −11,188−12.6% | Reduced | – |
| HTGCHercules Capital, Inc. | COM | 221,994 | $3.70M | <0.1% | +18,473+9.1% | Added | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 31,680 | $3.72M | <0.1% | +22,062+229.4% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 20,145 | $3.76M | <0.1% | +776+4.0% | Added | – |
| AVAAvista Corp | COM | 105,729 | $3.78M | <0.1% | +7,649+7.8% | Added | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 41,039 | $3.79M | <0.1% | +41,039 | New | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 32,549 | $3.81M | <0.1% | +32,549 | New | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 122,899 | $3.81M | <0.1% | −6,229−4.8% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 25,919 | $3.82M | <0.1% | +5,121+24.6% | Added | History |
| Chiron Real Estate Inc.37954A204 | COM NEW | 346,584 | $3.85M | <0.1% | +22,719+7.0% | Added | – |
| American Centy ETF Tr025072109 | DIVERSIFID CRP | 82,805 | $3.85M | <0.1% | +82,805 | New | – |
| JBLJabil Inc | Stock | 30,267 | $3.86M | <0.1% | +962+3.3% | Added | History |
| DLRDigital Realty Trust, Inc. | COM | 28,861 | $3.88M | <0.1% | +773+2.8% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 38,127 | $3.97M | <0.1% | +274+0.7% | Added | History |
| SPGSimon Property Group Inc. | REIT | 28,045 | $4.00M | <0.1% | +504+1.8% | Added | History |
| URIUnited Rentals, Inc. | COM | 7,015 | $4.02M | <0.1% | +202+3.0% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 15,457 | $4.05M | <0.1% | +251+1.7% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 27,370 | $4.06M | <0.1% | +589+2.2% | Added | History |
| MODModine Manufacturing Co | COM | 68,316 | $4.08M | <0.1% | +20,476+42.8% | Added | History |
| CMGChipotle Mexican Grill Inc | COM | 1,787 | $4.09M | <0.1% | +32+1.8% | Added | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 82,138 | $4.10M | <0.1% | −4,232−4.9% | Reduced | – |
| MELIMercadolibre Inc | COM | 2,621 | $4.12M | <0.1% | +62+2.4% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 15,857 | $4.16M | <0.1% | −68−0.4% | Reduced | – |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 51,680 | $4.19M | <0.1% | +1,461+2.9% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 25,414 | $4.20M | <0.1% | −1,201−4.5% | Reduced | – |
| YUMYum Brands Inc | Stock | 32,278 | $4.22M | <0.1% | −1,400−4.2% | Reduced | History |
| OBDCBlue Owl Capital Corp | COM | 287,577 | $4.24M | <0.1% | +19,775+7.4% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 12,726 | $4.29M | <0.1% | +506+4.1% | Added | History |
| ZTSZoetis Inc. | Stock | 21,794 | $4.30M | <0.1% | +1,567+7.7% | Added | History |
| APGAPi Group Corp | COM STK | 124,800 | $4.32M | <0.1% | +700+0.6% | Added | History |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 47,332 | $4.33M | <0.1% | −2,476−5.0% | Reduced | – |
| AB Active ETFs Inc00039J103 | ULTRA SHORT INCM | 86,810 | $4.37M | <0.1% | +86,810 | New | – |
| NOCNorthrop Grumman Corp | Stock | 9,336 | $4.37M | <0.1% | +449+5.1% | Added | History |
| Vanguard World FD921910733 | ESG US STK ETF | 51,663 | $4.39M | <0.1% | +1,957+3.9% | Added | – |
| DXCMDexcom Inc | COM | 35,475 | $4.40M | <0.1% | +465+1.3% | Added | History |
| TCPCBlackRock TCP Capital Corp. | COM | 382,617 | $4.42M | <0.1% | +35,753+10.3% | Added | History |
| SLBSLB Limited | Stock | 86,157 | $4.48M | <0.1% | −27,058−23.9% | Reduced | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 91,103 | $4.50M | <0.1% | −2,113−2.3% | Reduced | – |
| TJXTJX Companies Inc | Stock | 49,307 | $4.63M | <0.1% | +7,821+18.9% | Added | History |
| SHOPShopify Inc. | Stock | 60,078 | $4.68M | <0.1% | −1,406−2.3% | Reduced | History |
| EXPDExpeditors International of Washington Inc | COM | 37,056 | $4.71M | <0.1% | +1,030+2.9% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 110,984 | $4.72M | <0.1% | −1,253−1.1% | Reduced | – |
| COLBColumbia Banking System, Inc. | COM | 176,953 | $4.72M | <0.1% | +45,205+34.3% | Added | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 48,660 | $4.77M | <0.1% | +10,583+27.8% | Added | – |
| GSKGSK plc | ADR | 129,323 | $4.79M | <0.1% | −73−0.1% | Reduced | History |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 91,829 | $4.84M | <0.1% | +1,344+1.5% | Added | – |
| BLKBlackRock, Inc. | COM | 5,979 | $4.85M | <0.1% | +330+5.8% | Added | History |
| TXNTexas Instruments Inc | Stock | 28,596 | $4.87M | <0.1% | −1,056−3.6% | Reduced | History |
| APDAir Products & Chemicals, Inc. | Stock | 17,897 | $4.90M | <0.1% | +1,853+11.5% | Added | History |
| iShares Tr464287374 | NORTH AMERN NAT | 120,393 | $4.90M | <0.1% | +2,499+2.1% | Added | – |
| KKRKKR & Co. Inc. | COM | 59,685 | $4.94M | <0.1% | +1,467+2.5% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 9,323 | $4.95M | <0.1% | −572−5.8% | Reduced | History |
| CHDChurch & Dwight Co Inc | COM | 52,345 | $4.95M | <0.1% | −4,377−7.7% | Reduced | History |
| SORSource Capital | COM | 123,103 | $4.97M | <0.1% | +7,572+6.6% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 178,860 | $5.01M | <0.1% | −32,091−15.2% | Reduced | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 109,585 | $5.01M | <0.1% | −861−0.8% | Reduced | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 59,084 | $5.01M | <0.1% | +50,279+571.0% | Added | – |
| ENSGEnsign Group, Inc | COM | 44,694 | $5.02M | <0.1% | −56−0.1% | Reduced | History |
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 142,684 | $5.03M | <0.1% | −5,070−3.4% | Reduced | – |
| RJFRaymond James Financial Inc | COM | 45,411 | $5.06M | <0.1% | +270+0.6% | Added | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 76,298 | $5.06M | <0.1% | −2,794−3.5% | Reduced | – |
| MLMMartin Marietta Materials Inc | COM | 10,155 | $5.07M | <0.1% | +964+10.5% | Added | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 124,560 | $5.07M | <0.1% | +3,672+3.0% | Added | – |
| LADLithia Motors Inc | COM | 15,541 | $5.12M | 0.1% | −9,995−39.1% | Reduced | History |
| SOSouthern Co | Stock | 73,033 | $5.12M | 0.1% | +650+0.9% | Added | History |
| ALCAlcon Inc | Stock | 65,664 | $5.13M | 0.1% | +2,231+3.5% | Added | History |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 107,571 | $5.17M | 0.1% | +64,663+150.7% | Added | – |
| INTUIntuit Inc. | Stock | 8,279 | $5.17M | 0.1% | +1,498+22.1% | Added | History |
| STRLSterling Infrastructure, Inc. | COM | 58,945 | $5.18M | 0.1% | +11,030+23.0% | Added | History |
| GISGeneral Mills Inc | Stock | 79,870 | $5.20M | 0.1% | −194−0.2% | Reduced | History |
| NSCNorfolk Southern Corp | Stock | 22,021 | $5.21M | 0.1% | +3,143+16.6% | Added | History |
| iShares S&P 100 ETF464287101 | ETF | 23,475 | $5.24M | 0.1% | +606+2.6% | Added | – |
| ETNEaton Corp plc | Stock | 21,851 | $5.26M | 0.1% | −2,794−11.3% | Reduced | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 88,477 | $5.28M | 0.1% | −1,867−2.1% | Reduced | – |
| TMUST-Mobile US, Inc. | Stock | 32,962 | $5.28M | 0.1% | +4,407+15.4% | Added | History |
| iShares Inc46434G764 | MSCI EMRG CHN | 95,661 | $5.30M | 0.1% | +8,436+9.7% | Added | – |
| CXTCrane NXT, Co. | COM | 94,256 | $5.36M | 0.1% | +6,309+7.2% | Added | History |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 187,888 | $5.38M | 0.1% | +7,948+4.4% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 113,300 | $5.47M | 0.1% | −21,337−15.8% | Reduced | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 112,491 | $5.65M | 0.1% | −10,843−8.8% | Reduced | – |
| ROSTRoss Stores, Inc. | COM | 40,887 | $5.66M | 0.1% | +3,496+9.3% | Added | History |
| iShares Tr46436E874 | IBONDS 24 TRM TS | 237,306 | $5.66M | 0.1% | −123,548−34.2% | Reduced | – |
| NUENucor Corp | COM | 32,585 | $5.67M | 0.1% | +1,268+4.0% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 11,718 | $5.67M | 0.1% | −1,279−9.8% | Reduced | – |
| PATHUiPath, Inc. | Stock | 228,543 | $5.68M | 0.1% | −6,094−2.6% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 41,714 | $5.69M | 0.1% | −2,573−5.8% | Reduced | – |
| NLYAnnaly Capital Management Inc | REIT | 300,629 | $5.82M | 0.1% | +10,388+3.6% | Added | History |
| AMWDAmerican Woodmark Corp | COM | 62,821 | $5.83M | 0.1% | −260−0.4% | Reduced | History |
| HRIHerc Holdings Inc | COM | 39,505 | $5.88M | 0.1% | −4,625−10.5% | Reduced | History |
| IPInternational Paper Co | COM | 163,783 | $5.92M | 0.1% | −14,388−8.1% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 15,797 | $5.95M | 0.1% | +8,066+104.3% | Added | History |
| TTETotalEnergies SE | SPONSORED ADS | 88,673 | $5.97M | 0.1% | −2,663−2.9% | Reduced | History |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 54,584 | $5.98M | 0.1% | −2,907−5.1% | Reduced | – |
| CICigna Group | Stock | 19,981 | $5.98M | 0.1% | +2,720+15.8% | Added | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $19.5K | – |
| RYRoyal Bank of Canada | Stock | $10.3K | – |
| COFCapital One Financial Corp | Stock | $8.58K | – |
| GOLFAcushnet Holdings Corp. | COM | $8.40K | – |
| LULUlululemon athletica inc. | Stock | $3.43K | – |
| MAMastercard Inc | Stock | $3.10K | – |
| LNTHLantheus Holdings, Inc. | Stock | – | $2.26K |
| PLTRPalantir Technologies Inc. | Stock | $1.26K | – |
| ZSZscaler, Inc. | Stock | $1.14K | – |
| NUENucor Corp | COM | $675 | – |
| AEOAmerican Eagle Outfitters Inc | COM | $170 | – |
| WSMWilliams Sonoma Inc | COM | $20 | – |
Sold out since Q3 2023 (67)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 66,200 | $6.20M | 0.1% | History |
| VMWVmware LLC | CL A COM | 36,291 | $6.04M | 0.1% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 66,065 | $5.99M | 0.1% | – |
| Vanguard Admiral FDS Inc921932869 | MIDCP 400 GRTH | 32,548 | $2.94M | <0.1% | – |
| PAASPan American Silver Corp | Stock | 147,130 | $2.13M | <0.1% | History |
| Orla MNG Ltd New68634K106 | COM | 522,124 | $1.86M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 73,470 | $1.86M | <0.1% | – |
| Pacer FDS Tr69374H667 | US CHS CWS GWT | 50,770 | $1.82M | <0.1% | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 64,316 | $1.59M | <0.1% | – |
| GMEDGlobus Medical Inc | Stock | 30,197 | $1.50M | <0.1% | History |
| INSEInspired Entertainment, Inc. | COM | 90,420 | $1.08M | <0.1% | History |
| EVRIEveri Holdings Inc. | COM | 57,684 | $762.6K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 31,213 | $662.7K | <0.1% | – |
| GLPGlobal Partners LP | COM UNITS | 18,350 | $648.1K | <0.1% | History |
| SGENSeagen Inc. | COM | 2,881 | $611.2K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 2,196 | $569.4K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 12,608 | $520.2K | <0.1% | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 23,742 | $504.8K | <0.1% | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 8,226 | $496.4K | <0.1% | – |
| MDCSekisui House U.S., Inc. | COM | 10,535 | $434.4K | <0.1% | History |
| REPXRiley Exploration Permian, Inc. | COM | 12,050 | $383.1K | <0.1% | History |
| Listed FD Tr53656F847 | CORE ALT FD | 13,140 | $362.7K | <0.1% | – |
| FROFrontline plc | COM | 18,610 | $349.5K | <0.1% | History |
| BLFSBiolife Solutions Inc | COM NEW | 25,000 | $345.3K | <0.1% | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,563 | $319.9K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 9,608 | $298.5K | <0.1% | – |
| HESMHess Midstream LP | CL A SHS | 10,000 | $291.3K | <0.1% | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 21,494 | $285.9K | <0.1% | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 16,900 | $273.7K | <0.1% | – |
| iShares Tr46435G318 | IBONDS DEC2023 | 10,141 | $258.8K | <0.1% | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 11,455 | $256.3K | <0.1% | – |
| FLEXFlex Ltd. | Stock | 9,295 | $250.8K | <0.1% | History |
| GNLXGENELUX Corp | COM | 9,666 | $236.7K | <0.1% | History |
| EXASExact Sciences Corp | COM | 3,405 | $232.3K | <0.1% | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,636 | $229.2K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,704 | $228.9K | <0.1% | History |
| AEHRAehr Test Systems | COM | 5,000 | $228.5K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 13,193 | $226.4K | <0.1% | History |
| ESTEEarthstone Energy Inc | CL A | 10,985 | $222.3K | <0.1% | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 14,796 | $218.8K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,640 | $217.9K | <0.1% | – |
| Alps Clean Energy ETF00162Q460 | ETF | 5,870 | $214.7K | <0.1% | – |
| CFCF Industries Holdings, Inc. | COM | 2,501 | $214.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,285 | $211.4K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,300 | $210.6K | <0.1% | – |
| ALSNAllison Transmission Holdings Inc | Stock | 3,551 | $209.7K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,020 | $207.8K | <0.1% | – |
| ANSSAnsys Inc | COM | 690 | $205.3K | <0.1% | History |
| NWENorthWestern Energy Group, Inc. | COM NEW | 4,225 | $203.1K | <0.1% | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,761 | $200.9K | <0.1% | – |
| Nuveen High Income 2023 Targ67079F101 | COM | 18,500 | $176.5K | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $132.4K | <0.1% | – |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 13,832 | $128.4K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 23,535 | $117.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 13,104 | $111.0K | <0.1% | History |
| RIOTRiot Platforms, Inc. | COM | 10,400 | $97.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 10,091 | $89.9K | <0.1% | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $82.8K | <0.1% | – |
| FTFFranklin Ltd Duration Income Trust | COM | 12,855 | $78.3K | <0.1% | History |
| NOKNokia Corp | SPONSORED ADR | 15,282 | $57.2K | <0.1% | History |
| JRSHJerash Holdings (US), Inc. | COM | 18,167 | $55.1K | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 12,994 | $47.3K | <0.1% | History |
| HUTHut 8 Corp. | Common Stock | 22,950 | $44.8K | <0.1% | History |
| SACHSachem Capital Corp. | COM | 10,130 | $35.8K | <0.1% | History |
| FEAM5E Advanced Materials, Inc. | COMMON STOCK | 14,292 | $32.3K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $19.8K | <0.1% | – |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 10,000 | $17.0K | <0.1% | History |