D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,314
- −10 vs. Q2 2023
- Portfolio value
- $9.21B
- −$258.1M (−2.7%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WBAWalgreens Boots Alliance, Inc. | COM | 54,331 | $1.21M | <0.1% | −4,940−8.3% | Reduced | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 10,522 | $1.21M | <0.1% | −618−5.5% | Reduced | – |
| MCKMcKesson Corp | Stock | 2,784 | $1.21M | <0.1% | +350+14.4% | Added | History |
| Davis Fundamental ETF Tr23908L306 | SELECT WRLD WI | 44,144 | $1.21M | <0.1% | −225−0.5% | Reduced | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 35,115 | $1.22M | <0.1% | −1,215−3.3% | Reduced | – |
| LBRDKLiberty Broadband Corp | COM SER C | 13,472 | $1.23M | <0.1% | −336−2.4% | Reduced | History |
| AMPHAmphastar Pharmaceuticals, Inc. | COM | 26,829 | $1.23M | <0.1% | −3,058−10.2% | Reduced | History |
| METMetlife Inc | Stock | 19,692 | $1.24M | <0.1% | −17,103−46.5% | Reduced | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 74,135 | $1.25M | <0.1% | +2,031+2.8% | Added | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 11,973 | $1.25M | <0.1% | −329−2.7% | Reduced | – |
| ETSYEtsy Inc | COM | 19,396 | $1.25M | <0.1% | +4,514+30.3% | Added | History |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 65,176 | $1.26M | <0.1% | −100−0.2% | Reduced | – |
| WPMWheaton Precious Metals Corp. | COM | 31,404 | $1.27M | <0.1% | +25,771+457.5% | Added | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 5,206 | $1.28M | <0.1% | +3+0.1% | Added | – |
| PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | COM | 172,335 | $1.28M | <0.1% | −25,146−12.7% | Reduced | History |
| PERIPerion Network Ltd. | SHS NEW | 42,342 | $1.30M | <0.1% | +6,261+17.4% | Added | History |
| Flagstar Bank, National Association649445103 | COM | 114,552 | $1.30M | <0.1% | +83,285+266.4% | Added | – |
| PLYMPlymouth Industrial REIT, Inc. | COM | 62,548 | $1.31M | <0.1% | +140.0% | Added | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 15,967 | $1.32M | <0.1% | −1,279−7.4% | Reduced | – |
| GOGrocery Outlet Holding Corp. | COM | 45,859 | $1.32M | <0.1% | −1,349−2.9% | Reduced | History |
| iShares Tr464288760 | US AER DEF ETF | 12,550 | $1.33M | <0.1% | −1,016−7.5% | Reduced | – |
| RLJ.PARLJ Lodging Trust | CUM CONV PFD A | 55,310 | $1.33M | <0.1% | +4,574+9.0% | Added | History |
| NETCloudflare, Inc. | CL A COM | 21,119 | $1.33M | <0.1% | 00.0% | Unchanged | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 19,428 | $1.34M | <0.1% | −37−0.2% | Reduced | – |
| HIGHartford Insurance Group, Inc. | Stock | 18,906 | $1.34M | <0.1% | −300−1.6% | Reduced | History |
| CCICrown Castle Inc. | REIT | 14,626 | $1.35M | <0.1% | −1,013−6.5% | Reduced | History |
| DOCHealthpeak Properties, Inc. | COM | 73,403 | $1.35M | <0.1% | −4,631−5.9% | Reduced | History |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 38,184 | $1.35M | <0.1% | −1,104−2.8% | Reduced | History |
| CODICompass Diversified Holdings | SH BEN INT | 72,003 | $1.35M | <0.1% | −531−0.7% | Reduced | History |
| ALGNAlign Technology Inc | COM | 4,444 | $1.36M | <0.1% | +65+1.5% | Added | History |
| HCAHCA Healthcare, Inc. | COM | 5,551 | $1.37M | <0.1% | +374+7.2% | Added | History |
| Vanguard Financials ETF92204A405 | ETF | 17,002 | $1.37M | <0.1% | +598+3.6% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 23,195 | $1.37M | <0.1% | −34,410−59.7% | Reduced | – |
| WELLWelltower Inc. | REIT | 16,738 | $1.37M | <0.1% | −3,015−15.3% | Reduced | History |
| AMPAmeriprise Financial Inc | COM | 4,160 | $1.37M | <0.1% | +157+3.9% | Added | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 18,993 | $1.37M | <0.1% | −3,031−13.8% | Reduced | – |
| RPMRPM International Inc | COM | 14,496 | $1.37M | <0.1% | +10.0% | Added | History |
| BAXBaxter International Inc | Stock | 36,522 | $1.38M | <0.1% | −2,415−6.2% | Reduced | History |
| SPDR Index Shs FDS78463X152 | ST STR SP N AM | 26,230 | $1.39M | <0.1% | +125+0.5% | Added | – |
| iShares Tr464287697 | U.S. UTILITS ETF | 18,940 | $1.39M | <0.1% | +20.0% | Added | – |
| AHRTAH Realty Trust, Inc. | COM | 136,708 | $1.40M | <0.1% | −6,622−4.6% | Reduced | History |
| GNRCGenerac Holdings Inc. | Stock | 12,853 | $1.40M | <0.1% | −2,430−15.9% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 7,371 | $1.40M | <0.1% | −73−1.0% | Reduced | History |
| PNRPENTAIR plc | SHS | 21,777 | $1.41M | <0.1% | +62+0.3% | Added | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 95,372 | $1.41M | <0.1% | −4,012−4.0% | Reduced | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 26,588 | $1.41M | <0.1% | +502+1.9% | Added | – |
| Franklin Templeton ETF Tr35473P504 | LIBERTY US ETF | 29,835 | $1.42M | <0.1% | +2,040+7.3% | Added | – |
| Vanguard Materials ETF92204A801 | ETF | 8,208 | $1.42M | <0.1% | −5,936−42.0% | Reduced | – |
| Northern LTS FD Tr IV66538H385 | STERLING CAPITAL | 62,295 | $1.44M | <0.1% | −4,519−6.8% | Reduced | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 28,370 | $1.46M | <0.1% | −912−3.1% | Reduced | – |
| ANETArista Networks, Inc. | COM | 8,023 | $1.48M | <0.1% | +317+4.1% | Added | History |
| NVTnVent Electric plc | SHS | 27,857 | $1.48M | <0.1% | +18,664+203.0% | Added | History |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 61,810 | $1.48M | <0.1% | +5,800+10.4% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 25,208 | $1.48M | <0.1% | −8,659−25.6% | Reduced | – |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 15,313 | $1.49M | <0.1% | −16,463−51.8% | Reduced | – |
| YUMCYum China Holdings, Inc. | COM | 26,741 | $1.49M | <0.1% | −610−2.2% | Reduced | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 75,539 | $1.50M | <0.1% | +7,162+10.5% | Added | History |
| GMEDGlobus Medical Inc | Stock | 30,197 | $1.50M | <0.1% | +30,197 | New | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 119,063 | $1.50M | <0.1% | +72+0.1% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 158,305 | $1.51M | <0.1% | +11,533+7.9% | Added | History |
| INGRIngredion Inc | COM | 15,322 | $1.51M | <0.1% | +131+0.9% | Added | History |
| FTNTFortinet, Inc. | Stock | 25,701 | $1.51M | <0.1% | −4,444−14.7% | Reduced | History |
| FIBKFirst Interstate Bancsystem Inc | COM | 60,773 | $1.52M | <0.1% | −826−1.3% | Reduced | History |
| TTEKTetra Tech Inc | COM | 9,982 | $1.52M | <0.1% | +32+0.3% | Added | History |
| Invesco Exch Traded FD Tr II46138E719 | BLOO EN ANGE ETF | 89,647 | $1.53M | <0.1% | −10,583−10.6% | Reduced | – |
| NNINelnet Inc | CL A | 17,258 | $1.54M | <0.1% | +270+1.6% | Added | History |
| AZEKAZEK Co Inc. | CL A | 52,301 | $1.56M | <0.1% | −2,250−4.1% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 15,433 | $1.57M | <0.1% | −1,073−6.5% | Reduced | – |
| MRVLMarvell Technology, Inc. | COM | 29,093 | $1.57M | <0.1% | −1,661−5.4% | Reduced | History |
| TTWOTake Two Interactive Software Inc | COM | 11,244 | $1.58M | <0.1% | +1,231+12.3% | Added | History |
| CSGPCostar Group, Inc. | COM | 20,546 | $1.58M | <0.1% | −187−0.9% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J478 | BULSHS 2029 MUNI | 71,444 | $1.58M | <0.1% | +5,622+8.5% | Added | – |
| EBAYeBay Inc | COM | 35,861 | $1.58M | <0.1% | −7,537−17.4% | Reduced | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 6,430 | $1.59M | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 64,316 | $1.59M | <0.1% | +64,316 | New | – |
| Paramount Global92556H206 | CL B | 123,889 | $1.60M | <0.1% | +75,925+158.3% | Added | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 107,368 | $1.60M | <0.1% | +4,851+4.7% | Added | History |
| ALLAllstate Corp | Stock | 14,375 | $1.60M | <0.1% | +2,172+17.8% | Added | History |
| SNASnap-on Inc | COM | 6,282 | $1.60M | <0.1% | −69−1.1% | Reduced | History |
| AEMAgnico Eagle Mines Ltd | Stock | 35,269 | $1.60M | <0.1% | −8,386−19.2% | Reduced | History |
| AZOAutoZone Inc | COM | 634 | $1.61M | <0.1% | +216+51.7% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 15,724 | $1.61M | <0.1% | +10,390+194.8% | Added | – |
| GLADGladstone Capital Corp | COM | 168,011 | $1.62M | <0.1% | −18,718−10.0% | Reduced | History |
| CLFCleveland-Cliffs Inc. | COM | 103,743 | $1.62M | <0.1% | +8,760+9.2% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 32,034 | $1.63M | <0.1% | +313+1.0% | Added | – |
| TPLTexas Pacific Land Corp | Stock | 894 | $1.63M | <0.1% | 00.0% | Unchanged | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 119,526 | $1.64M | <0.1% | +625+0.5% | Added | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 32,163 | $1.64M | <0.1% | −863−2.6% | Reduced | – |
| J P Morgan Exchange Traded F46641Q670 | CORE PLUS BD ETF | 36,845 | $1.65M | <0.1% | −206−0.6% | Reduced | – |
| AXONAxon Enterprise, Inc. | COM | 8,295 | $1.65M | <0.1% | +797+10.6% | Added | History |
| KKellanova | Stock | 27,982 | $1.67M | <0.1% | −37−0.1% | Reduced | History |
| BROBrown & Brown, Inc. | Stock | 23,882 | $1.67M | <0.1% | −228−0.9% | Reduced | History |
| PSECProspect Capital Corp | COM | 276,761 | $1.67M | <0.1% | +6,752+2.5% | Added | History |
| VODVodafone Group Public Ltd Co | ADR | 176,733 | $1.68M | <0.1% | +100,316+131.3% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 18,035 | $1.68M | <0.1% | +647+3.7% | Added | – |
| CBRECbre Group, Inc. | CL A | 22,802 | $1.68M | <0.1% | +219+1.0% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 10,389 | $1.70M | <0.1% | −374−3.5% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 9,770 | $1.70M | <0.1% | −177−1.8% | Reduced | History |
| XELXcel Energy Inc | Stock | 29,785 | $1.70M | <0.1% | +1,300+4.6% | Added | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 25,233 | $1.71M | <0.1% | +1,813+7.7% | Added | History |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $34.9K | – |
| RYRoyal Bank of Canada | Stock | $33.5K | – |
| DEDeere & Co | Stock | $27.5K | – |
| ZSZscaler, Inc. | Stock | $27.3K | – |
| COFCapital One Financial Corp | Stock | $18.3K | – |
| GOLFAcushnet Holdings Corp. | COM | $14.8K | – |
| NUENucor Corp | COM | $11.8K | – |
| LOWLowes Companies Inc | Stock | $10.8K | – |
| MCHPMicrochip Technology Inc | Stock | $8.26K | – |
| AAPLApple Inc. | Stock | $7.72K | – |
| WSMWilliams Sonoma Inc | COM | $6.97K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $6.90K |
| MAMastercard Inc | Stock | $5.00K | – |
| PLTRPalantir Technologies Inc. | Stock | $3.20K | – |
| STLDSteel Dynamics Inc | COM | $2.80K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $2.28K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $63 |
Sold out since Q2 2023 (76)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 217,695 | $9.63M | 0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 168,569 | $4.15M | <0.1% | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 61,313 | $3.82M | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 156,000 | $3.66M | <0.1% | – |
| NUVANuvasive Inc | COM | 64,220 | $2.67M | <0.1% | History |
| TDCTeradata Corp | Stock | 41,299 | $2.21M | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 119,707 | $1.72M | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 43,610 | $1.64M | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 57,623 | $1.50M | <0.1% | History |
| VRRMVerra Mobility Corp | CL A COM STK | 65,120 | $1.28M | <0.1% | History |
| CRCrane Co | COMMON STOCK | 13,980 | $1.25M | <0.1% | History |
| TRMBTrimble Inc. | COM | 22,937 | $1.21M | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 55,208 | $1.20M | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 14,219 | $1.19M | <0.1% | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 115,939 | $1.09M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,061 | $965.3K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 20,177 | $823.8K | <0.1% | – |
| SKINSkinHealth Systems Inc. | COM CL A | 90,670 | $758.9K | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 13,150 | $721.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,489 | $640.0K | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 8,482 | $616.0K | <0.1% | History |
| GTMZoomInfo Technologies Inc. | Stock | 23,767 | $603.4K | <0.1% | History |
| AMNAmn Healthcare Services Inc | COM | 4,068 | $443.9K | <0.1% | History |
| NRGNRG Energy, Inc. | Stock | 10,678 | $399.3K | <0.1% | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,532 | $342.7K | <0.1% | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 19,200 | $331.2K | <0.1% | History |
| VTRVentas, Inc. | REIT | 6,914 | $326.8K | <0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 11,193 | $322.2K | <0.1% | – |
| UHSUniversal Health Services Inc | CL B | 1,928 | $304.2K | <0.1% | History |
| HIHillenbrand, Inc. | COM | 5,900 | $302.6K | <0.1% | History |
| SUMSummit Materials, Inc. | CL A | 7,424 | $281.0K | <0.1% | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $275.4K | <0.1% | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 10,408 | $271.6K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 34,572 | $269.7K | <0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,811 | $252.2K | <0.1% | – |
| UFPTUfp Technologies Inc | COM | 1,300 | $252.0K | <0.1% | History |
| DGIIDigi International Inc | COM | 6,370 | $250.9K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 6,910 | $250.2K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 5,940 | $246.5K | <0.1% | History |
| LITELumentum Holdings Inc. | COM | 4,323 | $245.2K | <0.1% | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 6,419 | $244.5K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,310 | $235.8K | <0.1% | History |
| OSPNOneSpan Inc. | COM | 15,723 | $233.3K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 4,800 | $230.6K | <0.1% | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $229.1K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 6,521 | $229.1K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,970 | $227.1K | <0.1% | – |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 17,450 | $226.5K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 125,000 | $223.8K | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 7,800 | $223.4K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,689 | $222.4K | <0.1% | – |
| SWKStanley Black & Decker, Inc. | COM | 2,351 | $220.4K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 3,999 | $219.4K | <0.1% | History |
| HOLXHologic Inc | COM | 2,707 | $219.2K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 403 | $217.9K | <0.1% | History |
| OLNOLIN Corp | Stock | 4,105 | $211.0K | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 8,250 | $210.9K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,823 | $209.5K | <0.1% | – |
| INCYIncyte Corp | COM | 3,362 | $209.3K | <0.1% | History |
| PACWPacwest Bancorp | COM | 25,596 | $208.6K | <0.1% | History |
| BANFBancfirst Corp | COM | 2,224 | $204.6K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 14,637 | $190.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 10,301 | $189.6K | <0.1% | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 10,940 | $186.5K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $152.7K | <0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $145.5K | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $141.6K | <0.1% | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $140.0K | <0.1% | – |
| PCQPIMCO California Municipal Income Fund | COM | 13,615 | $133.4K | <0.1% | History |
| Invesco High Income 2023 Tar46135X108 | COM | 16,000 | $118.7K | <0.1% | – |
| NVTAInvitae Corp | COM | 91,403 | $103.3K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 19,864 | $91.0K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 15,550 | $81.3K | <0.1% | History |
| AMRSAmyris, Inc. | COM NEW | 68,038 | $70.1K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 17,481 | $50.5K | <0.1% | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 152,329 | $20.1K | <0.1% | History |